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Aluminum Recycling in a Carbon
      Constrained World:
Observations and Opportunities

             Dr. Subodh Das , CEO & Founder


                         Phinix, LLC
                  Lexington, Kentucky, USA


           The Aluminum Industry - Perspectives on our Future
                 TMS - LMD Aluminum Plenary Session
                          February 15,2010
                  1
                       Seattle, Washington, USA
Chief Seattle ( 1788-1866 )




“ We didn’t inherit the earth from our parents.
   We are borrowing it from our children.”


                      2
Global Metals Industry                   (Million Metric Tonnes)

Metals         World Production (2008)     CO2E ( T/T)     % Global GHG
Iron & Steel           1,330                  1.0               >4

Aluminum                 35                   14                   >1

Copper                   17                    5.5                 <1

Zinc                     10                    3                   <<1

Magnesium                 1                   > 18                 <<1

Titanium                 0.1                  > 20                 <<1



                                   3
Impact of Aluminum Industry on GHG

Aluminum is responsible for > 1% of global human induced
greenhouse gases (Carbon Dioxide and Perfluoro Carbons)

   Carbon Dioxide (CO2)
        10 kg CO2 per kg of primary aluminum production ( 35 million tonnes )
        350 million metric tonnes CO2 per year for primary production
        0.5 kg CO2 per kg of aluminum remelted or recycled (30 million tonnes)
        15 million metric tonnes CO2 per year for recycled production
   Perfluoro Carbons (PFC)
        1.0 kg PFC per tonne of aluminum production
        Equivalent to 250 million metric tonnes of CO2

                                Recycle to reduce the Al industry GHG

                                     4
Solution Spectrum

  1. Engineering : Design and Process for Recyclability
  2. Communications : Public, Consumer, Customer, Suppliers
  3. Legislative : Local , National, Regional and International
  4. Sustainability : Social Responsibility




                                 5
Engineering Solutions

 • Design, Produce and Promote Recycle-Friendly Alloys :
       “Lean & Green “ Products
        Alloying Element ( Mg, Cu, Si, Mn , Zn…) have even higher
        carbon foot prints

 • Avoid Unsustainable Alloys / Product Differentiation

 • Design Multi-Materials Systems for Disassembly
        ( Aluminum / Steel / Vinyl / Composites )

 • Broaden Commercialize Use of Sensor- Based Sorting Technologies




                                   6
Develop and Utilize More
Recycle Friendly Aluminum Alloys


 Existing Model            New Model
                                Pure Al
 “Primary World”           “Secondary World”



  Si/Mg       Cu/Zn Mg/Mn              Mn/Fe


                       7
Product/ Alloy Differentiation

Excessive Product Differentiation Leads to Waste /Cost /Higher
  Carbon Footprints
        57 Varieties of Ketchups
        31 Varieties of Ice Creams
    >> 1000 Varieties of Coffees / Wines
     > 100 Aluminum Alloys in Commercial Use




                                 8
Recycle Friendly Alloys (RFA)

                  15 RFA : “Lean and Green”

Electrical        1350
Can Sheet         3104 for Body , Lids and Tabs
B&C               3105 ( painted sheet ) , 6061 (Extrusion)
Automotive        5754 (inner) , 6111-T4 (outers )
                   6061-T6 ( bumpers/structural ) , A356 , 380 , 319
Aerospace          2024 , 7075 ( plate, extrusion )
Marine             5052 ( sheet ) , 6063 ( extrusion )
Material / Metallurgical Engineers : Stay away from the
“ Periodic Table” as “ Entropy” Toys -- Li, Ag ,Be, Bi, Pb, Ti ,Cr, Zr, V

              All we need is Cu, Zn, Mg, Mn ,Fe and Si
                                    9
Sensor Based Particle Sorter




              10
TiTech LIBS elemental
                                       concentration sensor sorter




                                              Laser    Optical emission
                               Mixed      illumination spectrometer
                               feed    Laser          XYZ                Sorted
                                    3D line         scanner             products
    Alloy sort or batch           Camera
   based on analysis of
all major alloying elements,
      light and dense                   Conveyor

                                                          Air jet
                                                         ejection



                                          11
Al scrap and laser line ilumination for the 3D sensor




                          12
Communications Solutions

Recycling Consumes 5 % of the Energy ? : Revalidate

Recycling Rate is 54% ? : Consolidate Methodologies

All Material are Claimed “Green” and “Recyclable”

Refine and Promote Adoption of Recycling Indices
     Aluminum Recycling Index ( ARI )
     Recycling Production Index (RPI)

Define Common LCA Methodologies for Competing Materials



                                13
Alloy Recycling Index (ARI)
Recycling Production Index(RPI)

 •    ARI – Recyclability for recovering the maximum
     stored energy invested in the alloy and carbon
     footprint (Quantative) :
             0 - 100

 • RPI – Ease of producing from recycled remelts
   (Qualitative) :
           Low (L) , Medium (M) , High (H) , Unusable (U)




                             14
ARI & RPI for Key Aerospace Alloys

      ALLOYS                 ARI       RPI

      • 2XXX                 94        M

      • 7XXX                 91        M/L

      • 2XXX/7XXX            91        U

      As compared to more recycle friendly alloys

      • 3XXX , 6XXX               98       H


                        15
Legislative Solutions

1. Promote Bottle / Deposit Bill
2. Develop/Implement Protocols for Qualifying Recycling as Carbon
   Credits/Offsets
3. Meet & Promote Voluntary Commitments ( EPA Climate
   Leadership Programs )




                               16
Sustainability – Social Responsibility -1

Produce Alloys & Products with Multiple Attributes and Recyclability

May Not Have Enough Primary Aluminum for ALL PRODUCTS for >> 7 Billion People

  *** Automotive : Lightweight (++), Attribute (+), high recyclability (+)

 ** Aerospace : Lightweight (++) , Performance (++) , Recyclability (-)

                     *   Packaging : Convenience (+) , Recyclability (- -)

             *** Electrical :   Attribute (+), Cost (++) , Recyclability (-/+)

                     *    B&C :            Lightweight (+) , Recyclability (-/+)

                                      17
Sustainability—Social Responsibility - 2

                                 Packaging
•   Curb Value Partnership , Recycle Bank, Habitat for Humanity , Cash for Cans
    “No Cans Left Behind “, RFID Tags to Track / Recover Lost Aluminum Products
•   Consider Urban Mining of Used Beverage Cans
                                 Aerospace
•   Recycle Abandoned Planes from Obsolete “Graveyards”
•   Presort 2XXX/7XXX and Use Mixed for Non-Critical Applications
                                Automotive
•   Dismantle / Segregate Components by Alloys Before Remelting
•   Broaden Commercial Use of Sensor Based particle Sorter
                                    B&C
•   Sort 5XXX / 6XXX before Recycling from Demolished Buildings




                                         18
Sustainability—Social Responsibility - 3

 Shipping of NA / EU metal scrap to Asia
 Takes raw materials away from NA / EU


 Transfers GHG emission reductions


 Sensor-based sorters can now batch alloys on line – a task that is not
 possible by hand sorting


 Lower trade deficits --- cost differential between imported primary and
 exported scrap >> over $ 1 Billion per year for US



                                     19
Sustainability—Social Responsibility - 4

CHALLENGE : MAKE THE GLOBAL ALUMINUM INDUSTRY

             “ OPERATIONALLY CARBON NEUTRAL “

•   NEW ALUMUNUM PRODUCED EACH YEAR SHOULD LAST FOR EVER TO BE USED
    AGAIN AND AGAIN


•   TOTAL CARBON DIOXIDE EQUIVALENT NEEDED TO PRODUCE ALL GLOBAL NEW
    ALUMINUM SHOULD BE DECREASED BY INCREASING RECYCLING AND ENERGY
    EFFICIENCY >>> AMOUNT LOST BY NOT RECYCLING ALL NEW ALUMNUM
    PRODUCTS PRODUCED




                                  20
Chief Seattle Das ( 1947- )




  “ We didn’t inherit the aluminum from our parents .
       We are borrowing it from our children.”


                           21

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Aluminum Recycling in a Carbon Constraint World - Observations and Opportunities

  • 1. Aluminum Recycling in a Carbon Constrained World: Observations and Opportunities Dr. Subodh Das , CEO & Founder Phinix, LLC Lexington, Kentucky, USA The Aluminum Industry - Perspectives on our Future TMS - LMD Aluminum Plenary Session February 15,2010 1 Seattle, Washington, USA
  • 2. Chief Seattle ( 1788-1866 ) “ We didn’t inherit the earth from our parents. We are borrowing it from our children.” 2
  • 3. Global Metals Industry (Million Metric Tonnes) Metals World Production (2008) CO2E ( T/T) % Global GHG Iron & Steel 1,330 1.0 >4 Aluminum 35 14 >1 Copper 17 5.5 <1 Zinc 10 3 <<1 Magnesium 1 > 18 <<1 Titanium 0.1 > 20 <<1 3
  • 4. Impact of Aluminum Industry on GHG Aluminum is responsible for > 1% of global human induced greenhouse gases (Carbon Dioxide and Perfluoro Carbons) Carbon Dioxide (CO2) 10 kg CO2 per kg of primary aluminum production ( 35 million tonnes ) 350 million metric tonnes CO2 per year for primary production 0.5 kg CO2 per kg of aluminum remelted or recycled (30 million tonnes) 15 million metric tonnes CO2 per year for recycled production Perfluoro Carbons (PFC) 1.0 kg PFC per tonne of aluminum production Equivalent to 250 million metric tonnes of CO2 Recycle to reduce the Al industry GHG 4
  • 5. Solution Spectrum 1. Engineering : Design and Process for Recyclability 2. Communications : Public, Consumer, Customer, Suppliers 3. Legislative : Local , National, Regional and International 4. Sustainability : Social Responsibility 5
  • 6. Engineering Solutions • Design, Produce and Promote Recycle-Friendly Alloys : “Lean & Green “ Products Alloying Element ( Mg, Cu, Si, Mn , Zn…) have even higher carbon foot prints • Avoid Unsustainable Alloys / Product Differentiation • Design Multi-Materials Systems for Disassembly ( Aluminum / Steel / Vinyl / Composites ) • Broaden Commercialize Use of Sensor- Based Sorting Technologies 6
  • 7. Develop and Utilize More Recycle Friendly Aluminum Alloys Existing Model New Model Pure Al “Primary World” “Secondary World” Si/Mg Cu/Zn Mg/Mn Mn/Fe 7
  • 8. Product/ Alloy Differentiation Excessive Product Differentiation Leads to Waste /Cost /Higher Carbon Footprints 57 Varieties of Ketchups 31 Varieties of Ice Creams >> 1000 Varieties of Coffees / Wines > 100 Aluminum Alloys in Commercial Use 8
  • 9. Recycle Friendly Alloys (RFA) 15 RFA : “Lean and Green” Electrical 1350 Can Sheet 3104 for Body , Lids and Tabs B&C 3105 ( painted sheet ) , 6061 (Extrusion) Automotive 5754 (inner) , 6111-T4 (outers ) 6061-T6 ( bumpers/structural ) , A356 , 380 , 319 Aerospace 2024 , 7075 ( plate, extrusion ) Marine 5052 ( sheet ) , 6063 ( extrusion ) Material / Metallurgical Engineers : Stay away from the “ Periodic Table” as “ Entropy” Toys -- Li, Ag ,Be, Bi, Pb, Ti ,Cr, Zr, V All we need is Cu, Zn, Mg, Mn ,Fe and Si 9
  • 11. TiTech LIBS elemental concentration sensor sorter Laser Optical emission Mixed illumination spectrometer feed Laser XYZ Sorted 3D line scanner products Alloy sort or batch Camera based on analysis of all major alloying elements, light and dense Conveyor Air jet ejection 11
  • 12. Al scrap and laser line ilumination for the 3D sensor 12
  • 13. Communications Solutions Recycling Consumes 5 % of the Energy ? : Revalidate Recycling Rate is 54% ? : Consolidate Methodologies All Material are Claimed “Green” and “Recyclable” Refine and Promote Adoption of Recycling Indices Aluminum Recycling Index ( ARI ) Recycling Production Index (RPI) Define Common LCA Methodologies for Competing Materials 13
  • 14. Alloy Recycling Index (ARI) Recycling Production Index(RPI) • ARI – Recyclability for recovering the maximum stored energy invested in the alloy and carbon footprint (Quantative) : 0 - 100 • RPI – Ease of producing from recycled remelts (Qualitative) : Low (L) , Medium (M) , High (H) , Unusable (U) 14
  • 15. ARI & RPI for Key Aerospace Alloys ALLOYS ARI RPI • 2XXX 94 M • 7XXX 91 M/L • 2XXX/7XXX 91 U As compared to more recycle friendly alloys • 3XXX , 6XXX 98 H 15
  • 16. Legislative Solutions 1. Promote Bottle / Deposit Bill 2. Develop/Implement Protocols for Qualifying Recycling as Carbon Credits/Offsets 3. Meet & Promote Voluntary Commitments ( EPA Climate Leadership Programs ) 16
  • 17. Sustainability – Social Responsibility -1 Produce Alloys & Products with Multiple Attributes and Recyclability May Not Have Enough Primary Aluminum for ALL PRODUCTS for >> 7 Billion People *** Automotive : Lightweight (++), Attribute (+), high recyclability (+) ** Aerospace : Lightweight (++) , Performance (++) , Recyclability (-) * Packaging : Convenience (+) , Recyclability (- -) *** Electrical : Attribute (+), Cost (++) , Recyclability (-/+) * B&C : Lightweight (+) , Recyclability (-/+) 17
  • 18. Sustainability—Social Responsibility - 2 Packaging • Curb Value Partnership , Recycle Bank, Habitat for Humanity , Cash for Cans “No Cans Left Behind “, RFID Tags to Track / Recover Lost Aluminum Products • Consider Urban Mining of Used Beverage Cans Aerospace • Recycle Abandoned Planes from Obsolete “Graveyards” • Presort 2XXX/7XXX and Use Mixed for Non-Critical Applications Automotive • Dismantle / Segregate Components by Alloys Before Remelting • Broaden Commercial Use of Sensor Based particle Sorter B&C • Sort 5XXX / 6XXX before Recycling from Demolished Buildings 18
  • 19. Sustainability—Social Responsibility - 3 Shipping of NA / EU metal scrap to Asia Takes raw materials away from NA / EU Transfers GHG emission reductions Sensor-based sorters can now batch alloys on line – a task that is not possible by hand sorting Lower trade deficits --- cost differential between imported primary and exported scrap >> over $ 1 Billion per year for US 19
  • 20. Sustainability—Social Responsibility - 4 CHALLENGE : MAKE THE GLOBAL ALUMINUM INDUSTRY “ OPERATIONALLY CARBON NEUTRAL “ • NEW ALUMUNUM PRODUCED EACH YEAR SHOULD LAST FOR EVER TO BE USED AGAIN AND AGAIN • TOTAL CARBON DIOXIDE EQUIVALENT NEEDED TO PRODUCE ALL GLOBAL NEW ALUMINUM SHOULD BE DECREASED BY INCREASING RECYCLING AND ENERGY EFFICIENCY >>> AMOUNT LOST BY NOT RECYCLING ALL NEW ALUMNUM PRODUCTS PRODUCED 20
  • 21. Chief Seattle Das ( 1947- ) “ We didn’t inherit the aluminum from our parents . We are borrowing it from our children.” 21