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Indoor Environmental Quality and Health Improvement, Evidence-Based Design for   307



  Indoor Environmental Quality                                             IEQ (indoor environmental quality) Beyond IAQ to
                                                                              encompass all aspects of the indoor setting includ-
  and Health Improvement,                                                     ing air quality, thermal, visual, and acoustic quality.
  Evidence-Based Design for                                                   Focuses on the strategies and systems that result
CHARLENE W. BAYER                                                             in a healthy indoor environment for building
Georgia Tech Research Institute, Georgia Institute                            occupants.
of Technology, Atlanta, GA, USA                                            WHO (World Health Organization) A United
                                                                              Nations agency that coordinates international
                                                                              health activities and aids governments in improving
Article Outline                                                               health services.

Glossary                                                                   Definition of Evidence-Based Design
Definition of Evidence-Based Design
Introduction                                                               Evidence-based design (EBD), as defined by the Center
Application to Healthcare Facilities                                       for Health Design [1], is “the process of basing deci-
Application to Other Types of Facilities                                   sions about the built environment on credible research
Future Directions                                                          to achieve the best possible outcomes.” EBD is an
Summary/Conclusions                                                        approach to facilities design that treats the building
Bibliography                                                               and its occupants as a system and gives importance to
                                                                           design features that impact health, well-being, mood
                                                                           and stress, safety, operational efficiency, and econom-
Glossary                                                                   ics. To date, EBD has been applied primarily to
                                                                           healthcare facility design, where it has been shown to
AIA (The American Institute of Architects) The AIA
                                                                           frequently reduce costs, improve staff productivity, and
   has been the leading professional membership asso-
                                                                           decrease the length of patient hospital stays. The evi-
   ciation for licensed architects, emerging profes-
                                                                           dence-based designer, in collaboration with the
   sionals, and allied partners since 1857.
                                                                           informed client, develops appropriate solutions to the
Cfm (cubic feet per minute) A non-SI (non-
                                                                           individual design project based on the needs and
   International System) unit of measurement of the
                                                                           expectations of the client, research on similar projects,
   flow of a gas or liquid that indicates how much
                                                                           and experience [2]. EBD provides data on successful
   volume in cubic feet passes by a stationary point
                                                                           strategies for the design process for healthy, high qual-
   in one minute. The ASHRAE standards and guide-
                                                                           ity buildings.
   lines give ventilation rates for the IEQ in a specified
   number of cfm/person. 1 cfm = 0.472 L/s.
EBD (evidence-based design) The process of basing                          Introduction
   decisions about the built environment on credible
                                                                           Concepts
   research to achieve the best possible outcomes.
Health A state of complete physical, mental, and social                    Healthy, high-performance buildings should have pos-
   well-being and not merely the absence of disease or                     itive outcomes in terms of energy, sustainability, health,
   infirmity.                                                               and productivity. A healthy building should meet the
HVAC (heating, ventilation, and air-conditioning                           World Health Organization (WHO) [3] definition of
   system) The systems used to provide heating,                            health, “a state of complete physical, mental and social
   cooling, and ventilation in buildings.                                  well-being and not merely the absence of disease or
IAQ (indoor air quality) The air quality within build-                     infirmity”. The use of this definition of health is partic-
   ings, related to conditions around buildings and                        ularly applicable to green buildings, intent on not only
   structures, and its relationship to the health and                      reducing exposures to chemicals, but also promoting
   comfort of building occupants.                                          exercise, lowering stress, increasing social interactions,

V. Loftness, D. Haase (eds.), Sustainable Built Environments, DOI 10.1007/978-1-4614-5828-9,
# Springer Science+Business Media New York 2013

Originally published in
Robert A. Meyers (ed.) Encyclopedia of Sustainability Science and Technology,   #   2012, DOI 10.1007/978-1-4419-0851-3
308   Indoor Environmental Quality and Health Improvement, Evidence-Based Design for


      and otherwise fostering physical, social, and mental             framework groups physical environmental variables
      health for the occupants. EBD not only meets the                 into two primary groups: (1) IEQ variables including
      WHO health definition, but also encompasses produc-               noise, lighting, ambient temperature, and IAQ, and
      tivity, operational efficiency, economic performance,             (2) interior design variables including use of space,
      and occupant/customer satisfaction. Effective EBD                furniture, fixtures and equipment, finishing materials,
      needs to be combined with sustainable design, incor-             color, artwork, natural views, and environmental
      porating all practices that reduce the negative impact of        graphics. These variables are interlinked in the design
      development on ecological health and indoor environ-             of the indoor environment and its conditioning sys-
      mental quality [4].                                              tems. Factors leading to stress, similar to individual
          Sustainable, creative design features for application        responses to odors, vary among individuals, further
      of EBD fall into four major categories, which impact             complicating the issues [7]. The collaboration between
      health, economic performance, and operational effi-               the designer and the user in the EBD design process is
      ciency of the building system:                                   critical in reducing stressors in the indoor environment.
                                                                           Examples of potential environmentally induced
      ● Innovative building enclosures that incorporate
                                                                       stressors that need to be assessed in the EBD process
         load balancing, natural ventilation, and daylighting
                                                                       are:
      ● Advanced HVAC systems that incorporate natural
        conditioning, increased environmental contact, and             1. Open office plans creating feelings of lack of
        local control                                                     privacy [8]
      ● Innovative data/voice/power “connectivity” and                 2. Open office plans, selection of hard-surfaced floor-
        individual control                                                ing and furnishing materials, office equipment
      ● New interior system designs in workstations and                   location, HVAC system vibration, and/or or out-
        workgroup designs for improvements in spatial,                    door traffic that may increase noise levels resulting
        thermal, acoustic, visual, and IAQ parameters [5]                 in difficulties in concentration, speech intelligibil-
                                                                          ity, headaches, and other physical and emotional
          Innovative enclosures and advanced HVAC systems
                                                                          stress responses that impact learning and produc-
      particularly impact IAQ, health, productivity and
                                                                          tivity [9–11]
      learning, stress reduction, and operational economics.
                                                                       3. Cafeteria, cleaning, furnishings, or systems odors
      Innovative connectivity and new interior system
                                                                          permeating throughout the work areas of a building
      designs chiefly impact health both as physical well-
                                                                          due to improper ventilation system design or poor
      being and social well-being via connectivity to the
                                                                          materials selection [12, 13]
      organization as a whole, stress reduction, and health.
                                                                       4. Daylight glare on work surfaces due to lack of
                                                                          effective window glazing or absence of blinds, and
      Indoor Environmental Quality                                        unshielded electric lighting that may result in head-
                                                                          aches or eyestrain and poor productivity [14–16]
      Healthy buildings encompass all aspects of indoor envi-
      ronmental quality (IEQ) including optimum thermal                    The Academy of Neuroscience for Architecture
      comfort, lighting with effective daylighting and access to       (www.anfarch.org) is using evidence-based design as
      views, IAQ, acoustical performance, ventilation effec-           a means to assess the linkage between neuroscience
      tiveness integrated with natural ventilation when appli-         research and human responses to the built environ-
      cable, and human comfort and health. Healthy buildings           ment; thus seeking to relate behavioral changes to
      are designed for ease of operation and maintenance,              brain function changes based on the built environment.
      because buildings with inadequate IEQ adversely                  The Academy, in its studies, defines the dimensions of
      impact occupants’ overall health and productivity.               functional comfort as: (1) air quality, (2) thermal com-
          Rashid and Zimring [6] suggest that poor indoor              fort, (3) spatial comfort, (4) collaborative or
      environments may initiate a process leading to stress            teamspace, (5) visual comfort, (6) workstation com-
      whenever the individual or workplace IEQ does not                fort, (7) lighting quality, (8) noise control, and (9)
      meet an occupant’s needs, as is shown in Fig. 1. Their           security. These nine parameters are used to direct the
Indoor Environmental Quality and Health Improvement, Evidence-Based Design for                   309


                                      A conceptual framework describing how the physical environment may set
                                                       in motion a process leading to stress

   The physical environment                        Personal motives and                     Immediate outcomes
                                                   attitudes                                                                                        Individual
       within a building                                                                     Negative environmental outcomes
                                                   demographic factors                                                                                coping
                                                                                                         Examples – increased noise,
   Indoor environment                                         Age, sex, health                           uncomfortable temperature,                    skills
                                                              status, education,                         poor lighting, poor air quality
     Noise                                                    social and
                                                                                             Sick building syndrome
     Lighting condition                                       cultural
                                                              background                     Physiological
     Ambient temperature
                                                                                                      Examples – Headache,
     Air quality                                                                                      sweating, muscle tension,
     The overall quality of the                                                                       higher blood pressure and
                                                   Individual needs and
     Indoor environment                                                                               heart rate
                                                   their perceived
                                                   importance in a context                   Psychological
                                                                                                                                           + or –
                                          + or –                                   + or –                Examples – worrisome                            Stress
   Architectural and/or interior                     Physiological
                                                                                                         thoughts, feelings of
   design                                            Psychological                                       helplessness, fear, and/or
     Global                                                                                              sadness
                                                     Cognitive
              Building                                                                       Cognitive
              Configuration, layout                  Psychosocial                                        Examples – reduced Task
              of Rooms, functional                   Social                                              performance, difficulties in
              relations                                                                                  wayfinding
     Local                                                                                   Psychosocial
               Room configuration,                                                                   Examples – dissatisfaction,
               Furniture layout,                                                                     discomfort, inconvenience,
               Interior details,                                                                     reduced sense of control,
               Finish materials,                                                                     privacy, territoriality, and/or
               Color, artwork,                       Organizational Factors                                                                           Time
                                                                                                     safety, increased sense of
               Nature, View,                                                                         crowding
               Environmental
                                                                                             Social
               Graphics
                                                                                                         Examples – lack of group
                                                                                                         interaction and social support



Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Figure 1
Rashid and Zimring [6] conceptual framework describing how the physical environment may initiate a process leading to
stress



evidence-based design practices to reduce human                                      low-emitting and eco-friendly include office furniture,
stress, poor behaviors and attitudes, and overall                                    flooring, paints and coatings, adhesives and sealants,
human health, as defined by WHO.                                                      wall coverings, wood products, textiles, insulation, and
                                                                                     cleaning products. The potential adverse health
Indoor Air Quality The primary design strategies                                     impacts of pollutants that may emit from these prod-
that are used to improve IAQ in green buildings are                                  ucts has been determined though many emissions
the use of low-emitting furnishings and building mate-                               investigations [21].
rials, designed to meet an iteratively tightening set of                                  Another strategy available for reducing exposures
standards [17–20]. This strategy addresses one of the                                to airborne contaminants is source control of indoor
most important IAQ determinants that is clearly in the                               equipment and activities. Office machines, stoves, and
realm of the designer – source control. However, the                                 other appliances that are known to be active pollutant
construction process, including installation sequence                                generators benefit from the use of local source control
and protection of materials prior to installation, is                                via the installation of dedicated exhaust fans. The use of
also an important factor to be addressed by the EBD                                  local source control systems needs to be part of the
team. Installation of carpet prior to painting of walls                              design process and the location of the areas needing
can result in long-term low level emissions of paint                                 dedicated ventilation and exhausts need to be defined
fumes due to adsorption by the carpet and slow                                       early in the design process. The use of well-maintained
reemission into the indoor environment. Key furnish-                                 air cleaners is another strategy that may be appropriate to
ing and material sources that must be specified as                                    selected areas and types of facilities, such as in hospitals.
310   Indoor Environmental Quality and Health Improvement, Evidence-Based Design for


          Ventilation systems are the primary method to                providing the ability for occupants to individually con-
      dilute and transport airborne contaminants out of                trol the ambient temperature.
      the building. Natural and mixed-mode systems, if                     Numerous studies show health, productivity, and
      employed, must be designed to provide sufficient pol-             learning improvements with higher ventilation rates; how-
      lutant dilution and transport out of the building.               ever, this must also be balanced with sustainable design for
                                                                       greater energy efficiency through the use of innovative
      Ventilation System Design/Environmental Control                  ventilation systems and maximizing ventilation efficiency.
      The ventilation system is the primary means of                   Haverinen-Shaughnessy et al. [30] found a linear associ-
      transporting contaminants into, throughout, and out              ation between classroom ventilation rates within the
      of the indoor environment. The placement and design              range of 0.9–7.1 L/s/person and students’ academic
      of the system is critical to the quality of the indoor           achievement. In this study of fifth graders, it was deter-
      environment. Superior ventilation has been shown to              mined that for every unit (1 L/s/person) increase in the
      improve learning, productivity, satisfaction, and                ventilation rate, the proportion of students passing
      health. At the same time the ventilation system can              standardized tests increased by 2.9% for math and
      transport unwanted outdoor pollutants indoors, trans-            2.7% for reading. Studies have shown that occupants
      fer indoor pollutants from one space to another, or              in buildings or spaces with higher ventilation rates on
      transport infections [22].                                       average have fewer communicable respiratory illnesses,
           In most buildings, the ventilation system is linked         and lower asthma rates, and fewer absences from work
      to the thermal conditioning (temperature control)                or school [30–32]. The European Multidisciplinary
      system. Combined thermal comfort and ventilation                 Scientific Consensus Meeting (EUROVEN) [32]
      systems may inadvertently compromise ventilation                 found that ventilation is strongly associated with per-
      potentially adversely impacting IEQ, health, and occu-           ceived air quality and health (sick building syndrome
      pant satisfaction. If a decision has to be made between          symptoms, inflammation, infections, asthma, allergy,
      thermal comfort and ventilation response, EBD reveals            short-term sick leave) and that there is an association
      that the lack of temperature control is a primary                between ventilation and productivity in offices. The
      stressor in the indoor environment, impacting produc-            EUROVEN group also concluded that outdoor air sup-
      tivity, learning, mood, and overall health [23].                 ply rates below 25 L/s/person increased the risk of sick
           On the other hand, lower temperatures, especially           building syndrome symptoms, increases in short-term
      when combined with increased ventilation rates, tend             sick leave, and decreased productivity among occu-
      to increase productivity and student performance.                pants of an office building. Additionally improper
      Wargocki and Wyon found that lowering the classroom              maintenance, design, and functioning air-conditioning
      temperature approximately 5 C improved elementary               systems contribute to increased prevalence of sick
      school students’ performance on two numerical tasks              building syndrome symptoms.
      and two language-based tasks [24, 25]. The children                  The research clearly demonstrates significant asso-
      also reported lower incidence of headaches. When the             ciations between ventilation system design that allows
      classroom effective outdoor air supply rate was raised           increased levels of ventilation, at least 10 L/s per person
      from 11 cfm/person (5 L/s) to 20 cfm/person (10 L/s),            of outdoor air supply in buildings for optimized health,
      the students’ performance was improved on four                   productivity/learning, and reduced stress. In order to
      numerical tasks by improving the task performance                meet sustainable design practices meeting the goal of
      speed. The children also reported feeling that the air           energy efficiency and reduced operating costs, innova-
      felt fresher with the lower ambient temperatures. Sim-           tive ventilation strategies and systems must be used.
      ilar results on the relationship of temperature and              Natural ventilation and hybrid systems are important
      ventilation on productivity have been reported in                innovative approaches, to be combined with next gen-
      adult work situations [26–29]. As a result, EBD reveals          eration active systems.
      the importance in the design of the environmental
      control/ventilation system of separating the ventilation         Lighting/Daylighting/Access to Views Studies have
      system from the thermal conditioning system and                  shown that daylighting has a positive impact on
Indoor Environmental Quality and Health Improvement, Evidence-Based Design for   311


humans, improving accuracy of work performance,             privacy include possibly reconsideration of the open
reducing stress and fatigue, and improving patient out-     office plan, designing private areas adjacent to the open
comes [32]. Loftness et al. [14] found that improved        office area for use in private situations as needed, or
lighting quality design decisions are linked with           increasing background noise. A lack of speech clarity
0.7–23% gains in individual productivity. The lighting      occurs when the acoustics or a room design deteriorate
quality design ranged from indirect–direct lighting sys-    the acoustical communication channel, rendering
tems, higher quality fixtures, and daylighting simula-       speech to the intended listener unintelligible, creating
tion. When daylight responsive dimming was                  communication problems. This is particularly an issue
employed energy savings of 27–87% were realized.            in school classrooms and conference rooms. The prob-
    Access to the natural environment is associated         lem may be caused by excessive background noise or
with individual health and productivity. Design deci-       excessive reverberation. EBD solutions to improve
sions for exposure to views include access to windows       acoustics while maintaining sustainable design strate-
and view, daylighting through windows and skylights,        gies include the use of acoustically absorbing materials,
natural and mixed-mode ventilation systems, and             such as ceiling absorbers, acoustical ceiling tiles or wall-
direct accessibility to landscaped indoor and outdoor       mounted panels.
spaces. Access to the natural environment has been
shown to result in 3–18% increases in individual pro-       Operation and Maintenance
ductivity [14] including access to operable windows.
                                                            A critical area that EBD needs to address for long-term
    Evidence from school lighting research indicates that
                                                            building sustainability and occupant health is design-
improved school lighting can enhance both visual
                                                            ing for maintainability. The life-cycle costing must
(healthy vision) and non-visual (achievement out-
                                                            include the maintenance and operating costs over the
comes). Lighting conditions in classrooms have impor-
                                                            facilities lifetime, and EBD feedback on the long-term
tant non-visual effects on students including potentially
                                                            integrity and maintainability of the materials, compo-
raising test scores and faster responding on tests [33].
                                                            nents or systems. Metrics should be defined during the
                                                            design process for the ability to maintain the facility in
Acoustics/Noise Control Acoustics is an area of con-
                                                            order to meet health and client economic performance
tinued dissatisfaction in many green buildings [9]. In
                                                            needs. These metrics, at a minimum, should include:
a number of projects, the open plan design, large areas
of glass, hard-surface materials and furnishings, and       ● Labor hours per year that will be required to main-
natural ventilation strategies used in many green build-        tain each integral part of the facility, such as the
ings have led to ongoing concerns with acoustic condi-          HVAC system(s), the electrical system, lighting,
tions. Building acoustical problems are generally               windows, skylights, floors, and furnishings
classified in three categories: excessive noise, lack of     ●   Frequency, extensiveness, and difficulty to perform
speech privacy, and lack of speech clarity. Excessive           required cleaning (including avoided toxicity)
noise is usually the result of high background noise        ●   Cost of cleaning and replacement materials
emanating from outdoor noise sources that are trans-        ●   Equipment and furnishings life expectancies
mitted through to the indoor environment, as well as        ●   Training costs in labor hours and dollars for main-
noise from other rooms, building equipment, and/or              tenance staff and occupants/building users
noise from other occupants. Acoustical design strate-
                                                                Magee [33] defined the specific maintenance objec-
gies need to control noise levels at the source, reduce
                                                            tives of the majority of facilities as follows:
sound transmission pathways, and employ sound iso-
lation techniques. Speech privacy is the extent to which    ● Perform necessary daily housekeeping and cleaning
speech is unintelligible to an unintended listener. The         to maintain
worst speech privacy situations are those where the         ● Promptly respond and repair minor discrepancies
background noise is very low. In open office plan envi-      ● Develop and execute a system of regularly scheduled
ronments, the lack of speech privacy may be a signifi-           maintenance actions to prevent premature failure of
cant stressor. Design strategies to help improve speech         the facility, its systems, and/or components
312   Indoor Environmental Quality and Health Improvement, Evidence-Based Design for


      ● Complete major repairs based on lowest life-cycle                       satisfaction. Maintenance-related problems over a
          costs                                                                 building’s lifetime can be minimized by making appro-
      ●   Identify and complete improvement projects to                         priate design decisions early in the process.
          reduce and minimize total operating and mainte-                           For example, maintainability is a critical measure
          nance costs without increasing indoor toxicity                        for the performance for all ventilation systems includ-
      ●   Operate the facility utilities in the most economical                 ing innovative high-performance ventilation systems
          manner that achieves reliability and optimum func-                    and may have a significant impact on the health of
          tioning, while minimizing or eliminating indoor                       the building occupants. In a study conducted by
          toxicity                                                              Bayer et al. [34] on the benefits of active humidity
      ●   Provide for easy and complete reporting and iden-                     control and continuous ventilation at a minimum
          tification of necessary repair and maintenance work                    level of at least 15 cfm/person in schools using high-
      ●   Perform accurate cost estimating to ensure lowest                     efficiency total energy heat recovery desiccant cooling
          cost and most effective solutions                                     ventilation system, the importance of system particu-
      ●   Maintain a proper level of materials and spare parts                  late filter maintenance was clearly demonstrated. As
          to minimize downtime                                                  can be seen in Fig. 2, the carbon dioxide (CO2) con-
      ●   Actively track all costs of maintenance work                          centrations in the classroom exceeded 2,000 ppm dur-
      ●   Schedule all planned work in advance allocating                       ing occupied times in the classrooms prior to
          and anticipating staff requirements to meet planned                   replacement of the particulate filter in the system.
          and unplanned events                                                  Once the filter was changed, reducing the impedance
      ●   Monitor progress of all maintenance work                              to outside air delivery, the CO2 levels dropped to
      ●   Maintain complete historical data concerning the                      approximately 800–1,000 ppm during occupied
          facility in general and equipment and components                      periods of the classroom. This result clearly demon-
          in particular                                                         strates the necessity of system maintenance for effective
      ●   Continually seek workable engineering solutions to                    ventilation even when a high-efficiency ventilation sys-
          maintenance problems                                                  tem is employed. In this school, filter replacement was
                                                                                inadequate due to difficulty in accessing the filter for
          Maintenance has a considerable impact on a build-
                                                                                replacement, a design and maintenance flaw.
      ing’s performance and upon occupants’ health and


                                                            CO2 Fingerprint School J 12/98 - 3/99
                                         3500

                                         3000
                                                                                                    After filter change
                     CO2 Concentration




                                         2500
                                                Christmas
                                         2000    Break

                                         1500

                                         1000

                                         500

                                            0
                                                   1
                                                 151
                                                 301
                                                 451
                                                 601
                                                 751
                                                 901
                                                1051
                                                1201
                                                1351
                                                1501
                                                1651
                                                1801
                                                1951
                                                2101
                                                2251
                                                2401
                                                2551
                                                2701
                                                2851
                                                3001
                                                3151
                                                3301
                                                3451
                                                3601
                                                3751
                                                3901
                                                4051
                                                4201
                                                4351
                                                4501
                                                4651
                                                4801
                                                4951




                                                                          Hour of Sampling

      Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Figure 2
      CO2 levels demonstrate the importance of particulate filter maintenance for effective ventilation in an occupied classroom
Indoor Environmental Quality and Health Improvement, Evidence-Based Design for   313


    Maintaining the cleanliness of the ventilation filters      receiving from clients and tenants concerned issues of
has been found to impact productivity and learning in          ease of repair, access to cleaning area, and ease of
office buildings and schools. Wargocki et al. [35], in          cleaning. Property managers also reported frequently
a study on the performance and subjective responses of         receiving similar complaints. The design firms consid-
call-center operators, found that replacing a used filter       ered themselves to be knowledgeable in maintenance
with a clean filter reduced operator talktime by about          issues and design, and stated that they consulted prop-
10% at a outdoor air supply rate of approximately              erty managers and maintenance consultants during the
34.4 L/s, but no effect was noted when the filter was           designing of selected projects, primarily in the sche-
replaced and the outdoor air supply rate was only              matic and preliminary design phases.
34.4 L/s. Additionally the operators reported a decrease           This is an area where EBD demands increased col-
in sick building syndrome symptoms with clean filters           laboration among all of the interested parties through-
and the increased ventilation rates.                           out the entire design process. EBD maintenance
    These investigations clearly demonstrate the impor-        planning and design will enhance the life-long perfor-
tance of filter changeouts and ventilation system main-         mance of the building.
tenance for IEQ, health, and productivity. The building
systems need to be designed for easy performance of
                                                               Human Factor Impacts/Occupant/Customer
ventilation system maintenance tasks.
                                                               Satisfaction on Sustainable Designs
    Arditi and Nawakorawit [36] surveyed 211 of the
largest US building design firms to investigate the rela-       Many sustainable design strategies reduce the use of
tionship between design practices and maintenance              walls and partitions – with more open space planning –
considerations. The study examined the extent to               to reduce material use, enhance views and daylight, and
which maintenance issues are considered when                   increase ventilation airflow, particularly when natural
designers specify building materials and service equip-        and hybrid ventilation strategies are used. Although
ment; the level of designers’ knowledge in mainte-             this may increase satisfaction with daylight and access
nance-related issues; the degree to which design               to views, it may also increase dissatisfaction with noise,
personnel are exposed to training in maintenance-              privacy, and the ability to concentrate [37]. This situ-
related matters; the extent to which designers consult         ation was encountered in the LEED Platinum certified
property managers and maintenance consultants; the             Philip Merrill Environmental Center in Annapolis, MD
relative importance of maintenance issues to other             [38]. This facility placed the entire workforce into an
design factors; the level of difficulty in cleaning,            open plan setting, regardless of status in the company,
inspecting, repairing, and replacing various building          including the president and the key executives, without
components; and the magnitude and frequency of                 doors and low partitions for almost all employees
maintenance-related complaints that designers receive          (Fig. 3). This allows access to views and daylighting
from clients and tenants. Their findings indicate that          for all employees and the occupants’ satisfaction ratings
maintenance consideration follow cost and aesthetics           are very high. However, the primary complaints that
issues when designers specify building materials, but          remain are lack of privacy, noise, distractions, and
maintenance considerations constitute the number one           interference with work concentration. At the same
issue when specifying service equipment. For most              time, the occupants rated the views, daylighting, and
firms, the mechanical system was considered to be the           interactive behaviors and communication highly.
most important consideration with regard to difficulty              Evidence-based design is an effective strategy for
of cleaning, inspection, repair, and replacement with          determining the potential effectiveness of open space
both the designers and the property managers. How-             planning in different types of buildings and task situa-
ever ease of repair and replacement, access to cleaning        tions [39, 40]. For example, an elementary school in
area, and ease of cleaning were ranked by designers to         Atlanta, GA, organized in pods, uses four-foot high
be among the least important design factors for build-         partitions among lower grade classrooms in each pod
ing systems and the facility. This in spite of the fact that   rather than floor-to-ceiling walls to increase interac-
the primary complaint that designers reported                  tion between grade classes. The partition heights
314   Indoor Environmental Quality and Health Improvement, Evidence-Based Design for




      Indoor Environmental Quality and Health Improvement,             Indoor Environmental Quality and Health Improvement,
      Evidence-Based Design for. Figure 3                              Evidence-Based Design for. Figure 4
      Open floor plan at Philip Merrill Environmental Center.          Open classroom style at Atlanta, GA, elementary school
      Picture available at http://www.cbf.org/Page.aspx?
      pid=445
                                                                       efficiency, and customer satisfaction. EBD helps to
                                                                       provide solutions to the healthcare challenges of cost
      increase as the grade level increases until in fifth grade
                                                                       control, financial stability, avoidance of harm, quality
      (Fig. 4), the traditional classroom style is used. Staff
                                                                       improvements, sustainability, staff retention, and
      interviews expressed mixed attitudes about this open
                                                                       improved patient experience.
      design style. Noise between classrooms is a problem;
                                                                           Ulrich et al. [43] reviewed the research literature on
      however, as with the Philip Merrill Environmental
                                                                       EBD healthcare design. Their overall findings indicated
      Center, there was satisfaction with the feeling of com-
                                                                       the importance of improving patient outcomes
      munity between the grade levels [41]. What has not
                                                                       through a range of design characteristics including
      been sufficiently studied at the school is the potential
                                                                       single-bed rooms, effective ventilation systems, good
      interference with student concentration in a school
                                                                       acoustical environments, increased views of nature,
      with an open floor plan such as is used in this school.
                                                                       improved daylighting and interior lighting, better ergo-
      The use of the lower partitions in the lower grade levels
                                                                       nomic design, acuity-adaptable rooms, and improved
      is actually the converse of what is needed for optimum
                                                                       floor layouts and work settings. A number of significant
      acoustical performance for learning. Younger children
                                                                       results were found by optimization of environmental
      in K-2 grades require a higher signal-to-noise ratio
                                                                       measures through the design process.
      (clearer voices in a quieter environment) since they
                                                                           EBD can help eliminate hospital-acquired infec-
      need to be able to carefully listen to develop the ability
                                                                       tions through better control of the three most signifi-
      to discriminate among minor differences in words,
                                                                       cant vehicles for transmission: air, contact, and water.
      which is extremely difficult in noisy environments [42].
                                                                       The most important design measures for infections
                                                                       controls are: (1) effective air quality control measures
      Application to Healthcare Facilities
                                                                       during construction and renovation using high-
      Hospitals are embracing evidence-based health care               efficiency particulate air filters (HEPA) filtration and
      design for the promotion of therapeutic, supportive,             installation of barriers isolating construction areas
      and efficient environments. EBD is undertaken to                  (minimize airborne transmission); (2) installation
      develop appropriate solutions to design problems                 and use of alcohol-based handrub dispensers at the
      and unique situations in order to improve the organi-            bedside and other accessible locations (minimize con-
      zation’s clinical outcomes, economic performance,                tact transmission); (3) easy to clean floor, wall, and
Indoor Environmental Quality and Health Improvement, Evidence-Based Design for   315


furniture coverings (minimize contact transmission);
(4) water system maintained at proper temperatures
with adequate pressure to minimize stagnation and back-
flow (minimize waterborne transmission); and (5) sin-
gle-bed rooms with private toilets for better patient
isolation (minimize airborne and contact transmission).
    Medical errors may be reduced through control of
several environmental factors including noise, light,
and acuity-adaptable single-patient rooms. Noise,
both as unacceptable background and episodic inter-
ruptions, is responsible for loss of concentration,
slower learning, and poor memorization. Additionally
excessive noise adversely impacts patient recovery by          Indoor Environmental Quality and Health Improvement,
increasing stress and interrupting sleep. Lighting levels      Evidence-Based Design for. Figure 5
impact task performance, which in a hospital may               Acuity-adaptable, well-lit hospital rooms improve patient
result in transcription errors [44]. Conversely, better        care and staff satisfaction
lighting and daylighting design results in improved
patient care and outcomes, staff satisfaction,
safety, and decreased operational costs [45]. The acu-             Reduction in ambient noise levels has been shown
ity-adaptable rooms have adequate square footage in            through EBD studies to improve patient sleep and
the room to accommodate several clinical activities            reduce patient stress [51, 52]. For example, studies
without moving the patient, well-defined zones for              have shown reduced wound healing with exposure to
patient care activities, strategic placement of                noise, primarily attributed to increased levels of stress
handwashing sink and handrub dispensers, convenient            [53, 54]. EBD strategies that are applicable to noise
access to medical supplies, headwalls designed with            control in hospitals include single-patient rooms, use
adequate critical care services, maximum patient visi-         of high-performance sound absorbing materials
bility, and patient lifts to ease strain on staff. Another     (although these must be easily cleanable), reduced
desirable feature is a family zone so that a visitor is able   noise from carts in the hallways, and noiseless paging
to stay with the patient comfortably [46] (Fig. 5).            systems.
    Studies are showing that patient pain levels and               EBD has led to improvements in staff workspace
length of hospital stays can be reduced by exposure to         design as well as in patient care. EBD reveals that staff
nature and exposure to higher levels of daylight [47].         workspace needs to be designed with closer alignment
Walch et al. [48] found that spinal surgery patients in        to work patterns to improve staff satisfaction, produc-
bright daylight lit rooms required 22% less opioid-            tivity, and reduce stress reduction, which in turn will
equivalent analgesic medications than those in rooms           improve patient outcomes [38]. Potential design fea-
without the bright daylight. Beauchemin and Hays [49]          tures may include decentralized nursing stations, more
found that myocardial infarction patients in bright            efficient layouts that allow staff interaction with
daylight lit rooms had shorter hospital stays of at least      patients and family members, and decentralized supply
a day shorter. Ulrich [50] showed that surgery patients        locations. Early EBD studies also reveal that the loca-
with views of nature had reduced hospital stays and            tion of family members near the patients may also
used lower levels of pain medicine. EBD reveals that           improve patient outcomes and reduce hospital stay
providing patients with high levels of daylight and            lengths [55].
views of nature (even if only pictures of nature if access
to actual outdoor views are not possible) offers an
                                                               Economic Performance
opportunity to reduce patient pain medicine use and
length of hospital stays, improving overall patient            Salaries and worker benefits generally exceed energy
outcomes.                                                      costs by approximately a factor of 100 [56]. Healthy,
316   Indoor Environmental Quality and Health Improvement, Evidence-Based Design for


      high-performance sustainable buildings that are based            employee per year in 2003. The CBPD went on and
      on EBD principles have a strong potential to have                linked the cost of several specific health conditions and
      positive economic performance, as long as the EBD                illnesses to IEQ (colds, headaches, respiratory illnesses,
      design principles meet the organizational and health             musculoskeletal disorders, and back pain), which
      needs of the users as well as sustainable design princi-         account for approximately $750 of the $5,000 annual
      ples. Therefore, a significant potential exists for busi-         costs per employee – 14% of all annual health insurance
      nesses and building owners to employ EBD principles              expenditures. These direct costs would be additionally
      that improve worker performance, improve health,                 multiplied by the indirect costs of lost productivity.
      reduce health insurance costs, and reduce absenteeism.           The results from employing BIDS provide the impetus
          Heerwagen [57] examined the range of benefits of              to demonstrate the financial benefits of using EBD to
      green building features and attributes in buildings. She         design better building environments.
      found that                                                           Fisk and Seppanen [58] demonstrated a benefit-
                                                                       cost ratio as high as 80 and an annual economic benefit
      ● Green buildings are relevant to business interests
                                                                       as high as $700 per person when measures are made to
        across the full spectrum of concerns, from port-
                                                                       improve indoor temperature control and increased
        folio issues to enhanced quality of individual
                                                                       ventilation rates based on a review of the existing
        workspaces.
                                                                       literature of the health linkages between temperature
      ● Outcomes of interest that research should address
                                                                       control and increased ventilation rates. Table 1 shows
        include workforce attraction and retention, quality
                                                                       the estimated productivity gains as a result of four
        of work life, work output, and customer
                                                                       categories of sources.
        relationships.
      ● Green buildings can provide both cost reduction
                                                                       Application to Other Types of Facilities
        benefits and value added benefits.
      ● The benefits are most likely to occur when the                  The in-depth studies to support EBD in healthcare
        building and organization are treated as an inte-              settings are readily adaptable to other types of facilities,
        grated system from the initiation of the design                particularly K-12 schools, including methods for infec-
        process, as in Evidence-Based Design approaches.               tion control, better lighting, access to views and day-
                                                                       lighting, improved acoustical performance, interior
          The Carnegie Mellon Center for Building Perfor-
                                                                       workspace layouts, and community design. The appli-
      mance and Diagnostics (CBPD) and the Advanced
                                                                       cation of EBD in conjunction with sustainable design
      Building Systems Integration Consortium have devel-
                                                                       should result in optimal facilities for learning,
      oped a decision support tool (The Building Investment
                                                                       healthcare, and work with maximum emphasis on
      Decision Support Tool – BIDS) to enable building
                                                                       human and ecological health as well as economic
      decision makers to calculate returns on investments in
                                                                       performance.
      high-performance building systems and to advance the
      understanding of the relationship between land use and
                                                                       Schools
      buildings and health [56]. BIDS is based on a collection
      of building case studies as well as laboratory and sim-          The impact of environmental design on the educational
      ulation study results to statistically link the quality of       performance of students in the UK was investigated by
      buildings. BIDS uses “soft” and hard life-cycle costs to         Edwards [59]. In this study, Edwards investigated if
      calculate the return on investment. The diverse build-           “green” schools provide teaching and learning benefits
      ing-related costs in the USA, including salaries and             beyond those in conventional schools, and what aspects
      health benefits, technological and spatial turnover,              of classroom design appear to be most critical in
      rent, energy, and maintenance costs, normalized in               improving enhanced educational performance. Green
      dollars per person per year, are shown in Fig. 6.                schools were defined as being resource efficient partic-
          Using statistics from the Bureau of Labor Statistics,        ularly in terms of energy use; healthy both physically
      the CBPD [56] calculated that the average employer               and psychologically; comfortable, responsive, and flex-
      health insurance cost was approximately $5,000 per               ible; and based on ecological principles. In the study of
Indoor Environmental Quality and Health Improvement, Evidence-Based Design for   317


                         45000
                                                 $5,300 Turnover3
                         40000
                                                 $765 (1.7%) Abseenteism4


                         35000
                                                                 $244 Lower Respiratory5
                                                                 $101 Asthma6
                         30000                                   $95 Allergies6
 $ per person per year




                                                                 $92 Back Pain7
                                                                 $73 Headaches6
                                                                 $68 Cold8                                                    Potential Benefits of
                         25000                                   $17 MSD9                                                     Quality Buildings
                                   $45,000
                                                                 $19 Throat Imitation6
                                   Salary1
                                             Worktime            $18 Eye Irritation6
                         20000                                   $18 Sinus Conditions6
                                              Loss


                         15000                                      $5,000 Health1
                                                                                                                           $226 Interior Systems
                                                                                                                           $70 Utility Central Systems
                                                                                                                           $62 Roads and Grounds
                         10000                       $18,500                         $1,000 Connectivity                   $36 External Building
                                                     Benefits1                       (Forrester Group)                     $73 Process and Environment
                                                                        $10,000                                            Systems
                          5000      12.5%                              Technology
                                 Productivity2                                           $3,200             $450         $412             $200
                                                                                     Rent/Mortgage10       Energy11      FM12            Churn13
                             0
                                   Salary            Benefits         Technology Rent/Mortgage             Energy        FM              Churn


Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Figure 6
The true cost of least-cost buildings in the USA (US baselines from CMU BIDS) [50]



Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Table 1 Estimated potential
productivity gains [58]
                                                                                                                      Potential US annual savings or
Source of productivity gain                                         Potential annual health benefits                  productivity gain (1996 US $$)
Reduced respiratory illness                                         16–37 million avoided cases of common             $6–14 billion
                                                                    cold or influenza
Reduced allergies and asthma                                        8–25% decrease in symptoms within                 $1–4 billion
                                                                    53 million allergy sufferers and 16 million
                                                                    asthmatics
Reduced sick building syndrome                                      Health symptoms experienced frequently at $10–30 billion
symptoms                                                            work by 15 million workers
Improved worker performance from                                    Not applicable                                    $20–160 billion
changes in thermal environment and
lighting



54 schools built between 1975 and 1995, it was dem-                                        teacher satisfaction with the greatest impact on elemen-
onstrated that there is relationship between design,                                       tary schools. Benefits were greater in the newer schools
energy conservation, and educational performance.                                          with higher levels of ventilation. Absenteeism was
Overall the study demonstrated that green schools                                          reduced in the green schools. The student performance
resulted in enhanced student performance and greater                                       improvement appeared to be particularly related to the
318   Indoor Environmental Quality and Health Improvement, Evidence-Based Design for


      level of daylight in the classroom, but also the level of        conservation followed by providing improved IEQ and
      ventilation, the temperature control, and noise level            connections to nature, reflected in energy and atmo-
      controls.                                                        sphere, IEQ, and materials and resources gains. Better
          Elzeyadi [60] conducted a study to develop the               IAQ, based on the meta-analysis, was found to posi-
      Green Classroom Toolbox with green design guidelines             tively impact occupants’ performance in a range of
      for retrofitting existing educational spaces. The guide-          5–20% improvement. This included reduced illnesses,
      lines are based on carbon neutrality metrics and stu-            both chronic and acute, and improved performance on
      dent achievement metrics, developed from a meta-                 testing. Improved temperature control was found to
      analysis of reported studies and energy modeling sim-            improve student performance in the range of 3–10%.
      ulations. The guidelines center on best practices that           Access to views and daylighting improved student per-
      increase productivity, comfort, and health of students           formance in the range of 5–20%. This study emphasizes
      in retrofitted classrooms; facilitate integrated design           the need for evidence-based design guidelines for
      and cooperation between designers; reduce environ-               schools, especially to focus on improving IAQ,
      mental impacts and move toward carbon neutrality                 improved temperature control, and access to views
      environments in schools; and are a model for future              and daylighting. The manner in which the study was
      replication and dissemination. The strategic categories          conducted simulates the evidence-design process –
      relevant to building professionals are based on the              interaction between the designers and the users, study-
      USGBC LEED criteria (1) energy and atmosphere                    ing best practices and strategies in other successful
      (envelope, lighting, HVAC, and ventilation); (2) mate-           facilities, and implementing the practices expected to
      rials and resources (site construction, structural, and          have the most positive impact based on all of the
      nonstructural); (3) environmental quality (IAQ, com-             stakeholders needs.
      fort, and acoustics); (4) sustainable sites (density, light
      pollution, and transportation); and (5) water and waste
                                                                       Office Buildings and Other Types of Facilities
      (building fixtures, landscaping, and recycling).
      Elzeyadi’s method examined the facility as a whole               The Academy of Neuroscience for Architecture has
      system. He used a framework that treated the students            applied evidence-based design practices to office build-
      and the school environment as interdependent ele-                ing design – focusing on the previously enumerated
      ments of a system. The system is comprised of “people”           parameters (1) air quality, (2) thermal comfort, (3) spa-
      and “buildings” on the macro-scale and “buildings”               tial comfort, (4) collaborative or teamspace, (5) visual
      and “environment” on the megascale. This study                   comfort, (6) workstation comfort, (7) lighting quality,
      resulted in three primary decision support tools of              (8) noise control, and (9) security. In their office
      evidence-based guidelines to help architects, school             building study [61], conducted via post-occupancy
      designers, and school/school system staff to make                questionnaires, it was found that the office design
      informed decisions for implementing green retrofit                features that support security, wayfinding, and feeling
      measures in classrooms. The first tool is a check list of         part of a cohesive organization created increased
      best practices compiled from focus groups and inter-             satisfaction and “workability” (considered to be
      views of affected and interested parties. The second tool        neuro-environmental factors) among the employees
      is a prioritization guide that provides a comparative            over their previous office space. This was hypothesized
      analysis and ranking of the best practices list (in Tool 1)      to result in reducing stress, improving attention, focus,
      based on their impacts on building energy consump-               and mood. The office space design features included
      tion and carbon emissions. The third tool is a meta-             a centralized three-story open stairway connecting
      analysis guide that links the Tool 1 best practices to           the three office floors, providing a naturally mapped
      their impact on student and staff health and perfor-             sense of place, a “public square” housing centralized
      mance in schools. All of the tools were based on the             communications and meeting areas, a main entry area,
      specific climates and school typologies of the Pacific             centralized lunchroom, well-labeled directional sign-
      Northwest in the USA. The primary reason found for               age, and use of porcelain tile paving across primary
      adoption of the best practices in schools was energy             transit areas.
Indoor Environmental Quality and Health Improvement, Evidence-Based Design for   319


    The Academy of Neuroscience for Architecture [62]       sustainability. These metrics must consider the entire
also conducted a limited intervention study exploring       system in the occupied setting and not a just a single
the potential applications of neuroscience concepts         unit of the system. Metrics in specific will greatly aid in
and evidence-design based methods to correctional           providing the necessary parameters for effective EBD
facilities. The specific focus topics were (1) daylight      studies in a wide range of buildings.
and views, (2) exposure to nature, (3) space size,              In the future, disparities between sustainable design
(4) ambient noise levels, (5) color, and (6) environmen-    practices and EBD will need to be resolved. Many
tal design features and their impact on inmate–staff        practices are fully concurrent, but there are still areas
relationships – reducing stress and aggressive behav-       where there is conflict, such as lack of acoustical satis-
iors. The overall goal of the study was to develop          faction in open office planning and the potential energy
evidence-based design decisions for correctional set-       costs of higher rates of ventilation for improved health
tings and operations. The results of this study seemed      and productivity/learning.
to indicate that views of nature was the most effective         EBD takes the first step in rigorous research of
measure of stress reduction, even if they were only         “real” buildings by actively engaging in feedback
projected nature views on a wall.                           through occupant questionnaires, and pursuing
                                                            multi-configuration studies (in the form of layout or
                                                            building system variations) or multi-building studies
Future Directions
                                                            for comparative evaluation by end users. The lack of
It is critical that EBD be applied much more widely         consistent feedback from building occupants and man-
across the spectrum of buildings. EBD has                   agers in the building design community has led for far
a tremendous potential to set a new paradigm for            too long to anecdotal design decision making, either in
designing healthy, sustainable buildings, by including      the form of untested shifts (such as open classrooms)
the building managers and occupants as a central player     or a dogged commitment to the status quo. EBD is
in the entire system’s resolution of ecological and         an invaluable step forward, employing a range of
human health.                                               post-occupancy tools – both qualitative and quantita-
    Even in the limited time that evidence-based design     tive – to develop design innovations for human and
has been embraced, the data demonstrate important           environmental and economic benefit. EBD does not
shifts for the building design and management com-          eliminate the need for controlled experimentation,
munity. For example, the need for increased ventilation     both in the lab and in the field, to advance innovations
rates significantly above those currently being used in      in building materials, components, and systems design
the majority of buildings demands the development           and operation.
and implementation of innovative solutions that
simultaneously meet reduced energy usage and cost.
                                                            Summary/Conclusions
These include systems that separate ventilation and
thermal conditioning, and new HVAC system types,            The use of Evidence-Based Design to improve the IEQ
such as underfloor air distribution and chilled beams.       in buildings has the potential to significantly impact
These also include improvements in system mainte-           the total health, productivity, learning, operational
nance, such as the application of the ASHRAE Indoor         efficiency, and economic performance of a facility and
Air Quality Procedure (IAQP) employing gaseous              its occupants. To begin with, a wide variety of studies
phase filtration to aid in air cleaning so that the venti-   have shown the importance of a connection to nature
lation level can be reduced. Ongoing research in more       through access to views and daylighting to reduce
effective technologies and systems management is            stress, improve patient outcomes, improve health, and
critical.                                                   increase productivity. In the available literature, this
    Future research must also include the development       connection to nature may be the most important
of protocols and metrics to accurately and realistically    design feature for overall impact studied to date.
measure human impact improvements in health and             Secondly, an improved, innovative ventilation system
productivity/learning, operational efficiencies, and         has been shown to be critical to improving health and
320   Indoor Environmental Quality and Health Improvement, Evidence-Based Design for


      productivity in buildings, of at least 25 L/s per person.             13. Wilkins KK, Wolkoff PP, Knudsen HN, Clausen PA (2007) The
      Thirdly, the separation of temperature control from the                   impact of information on perceived air quality –“organic” vs.
                                                                                “synthetic” building materials. Indoor Air 17(2):130–134
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      one of the most challenging parameters for EBD inno-                      16(1):7–19
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                                                                                (2003) Linking energy to health and productivity in the built
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                                                                                environment. Presented at the 2003 Greenbuild Conference,
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Sustainable built environments

  • 1. Indoor Environmental Quality and Health Improvement, Evidence-Based Design for 307 Indoor Environmental Quality IEQ (indoor environmental quality) Beyond IAQ to encompass all aspects of the indoor setting includ- and Health Improvement, ing air quality, thermal, visual, and acoustic quality. Evidence-Based Design for Focuses on the strategies and systems that result CHARLENE W. BAYER in a healthy indoor environment for building Georgia Tech Research Institute, Georgia Institute occupants. of Technology, Atlanta, GA, USA WHO (World Health Organization) A United Nations agency that coordinates international health activities and aids governments in improving Article Outline health services. Glossary Definition of Evidence-Based Design Definition of Evidence-Based Design Introduction Evidence-based design (EBD), as defined by the Center Application to Healthcare Facilities for Health Design [1], is “the process of basing deci- Application to Other Types of Facilities sions about the built environment on credible research Future Directions to achieve the best possible outcomes.” EBD is an Summary/Conclusions approach to facilities design that treats the building Bibliography and its occupants as a system and gives importance to design features that impact health, well-being, mood and stress, safety, operational efficiency, and econom- Glossary ics. To date, EBD has been applied primarily to healthcare facility design, where it has been shown to AIA (The American Institute of Architects) The AIA frequently reduce costs, improve staff productivity, and has been the leading professional membership asso- decrease the length of patient hospital stays. The evi- ciation for licensed architects, emerging profes- dence-based designer, in collaboration with the sionals, and allied partners since 1857. informed client, develops appropriate solutions to the Cfm (cubic feet per minute) A non-SI (non- individual design project based on the needs and International System) unit of measurement of the expectations of the client, research on similar projects, flow of a gas or liquid that indicates how much and experience [2]. EBD provides data on successful volume in cubic feet passes by a stationary point strategies for the design process for healthy, high qual- in one minute. The ASHRAE standards and guide- ity buildings. lines give ventilation rates for the IEQ in a specified number of cfm/person. 1 cfm = 0.472 L/s. EBD (evidence-based design) The process of basing Introduction decisions about the built environment on credible Concepts research to achieve the best possible outcomes. Health A state of complete physical, mental, and social Healthy, high-performance buildings should have pos- well-being and not merely the absence of disease or itive outcomes in terms of energy, sustainability, health, infirmity. and productivity. A healthy building should meet the HVAC (heating, ventilation, and air-conditioning World Health Organization (WHO) [3] definition of system) The systems used to provide heating, health, “a state of complete physical, mental and social cooling, and ventilation in buildings. well-being and not merely the absence of disease or IAQ (indoor air quality) The air quality within build- infirmity”. The use of this definition of health is partic- ings, related to conditions around buildings and ularly applicable to green buildings, intent on not only structures, and its relationship to the health and reducing exposures to chemicals, but also promoting comfort of building occupants. exercise, lowering stress, increasing social interactions, V. Loftness, D. Haase (eds.), Sustainable Built Environments, DOI 10.1007/978-1-4614-5828-9, # Springer Science+Business Media New York 2013 Originally published in Robert A. Meyers (ed.) Encyclopedia of Sustainability Science and Technology, # 2012, DOI 10.1007/978-1-4419-0851-3
  • 2. 308 Indoor Environmental Quality and Health Improvement, Evidence-Based Design for and otherwise fostering physical, social, and mental framework groups physical environmental variables health for the occupants. EBD not only meets the into two primary groups: (1) IEQ variables including WHO health definition, but also encompasses produc- noise, lighting, ambient temperature, and IAQ, and tivity, operational efficiency, economic performance, (2) interior design variables including use of space, and occupant/customer satisfaction. Effective EBD furniture, fixtures and equipment, finishing materials, needs to be combined with sustainable design, incor- color, artwork, natural views, and environmental porating all practices that reduce the negative impact of graphics. These variables are interlinked in the design development on ecological health and indoor environ- of the indoor environment and its conditioning sys- mental quality [4]. tems. Factors leading to stress, similar to individual Sustainable, creative design features for application responses to odors, vary among individuals, further of EBD fall into four major categories, which impact complicating the issues [7]. The collaboration between health, economic performance, and operational effi- the designer and the user in the EBD design process is ciency of the building system: critical in reducing stressors in the indoor environment. Examples of potential environmentally induced ● Innovative building enclosures that incorporate stressors that need to be assessed in the EBD process load balancing, natural ventilation, and daylighting are: ● Advanced HVAC systems that incorporate natural conditioning, increased environmental contact, and 1. Open office plans creating feelings of lack of local control privacy [8] ● Innovative data/voice/power “connectivity” and 2. Open office plans, selection of hard-surfaced floor- individual control ing and furnishing materials, office equipment ● New interior system designs in workstations and location, HVAC system vibration, and/or or out- workgroup designs for improvements in spatial, door traffic that may increase noise levels resulting thermal, acoustic, visual, and IAQ parameters [5] in difficulties in concentration, speech intelligibil- ity, headaches, and other physical and emotional Innovative enclosures and advanced HVAC systems stress responses that impact learning and produc- particularly impact IAQ, health, productivity and tivity [9–11] learning, stress reduction, and operational economics. 3. Cafeteria, cleaning, furnishings, or systems odors Innovative connectivity and new interior system permeating throughout the work areas of a building designs chiefly impact health both as physical well- due to improper ventilation system design or poor being and social well-being via connectivity to the materials selection [12, 13] organization as a whole, stress reduction, and health. 4. Daylight glare on work surfaces due to lack of effective window glazing or absence of blinds, and Indoor Environmental Quality unshielded electric lighting that may result in head- aches or eyestrain and poor productivity [14–16] Healthy buildings encompass all aspects of indoor envi- ronmental quality (IEQ) including optimum thermal The Academy of Neuroscience for Architecture comfort, lighting with effective daylighting and access to (www.anfarch.org) is using evidence-based design as views, IAQ, acoustical performance, ventilation effec- a means to assess the linkage between neuroscience tiveness integrated with natural ventilation when appli- research and human responses to the built environ- cable, and human comfort and health. Healthy buildings ment; thus seeking to relate behavioral changes to are designed for ease of operation and maintenance, brain function changes based on the built environment. because buildings with inadequate IEQ adversely The Academy, in its studies, defines the dimensions of impact occupants’ overall health and productivity. functional comfort as: (1) air quality, (2) thermal com- Rashid and Zimring [6] suggest that poor indoor fort, (3) spatial comfort, (4) collaborative or environments may initiate a process leading to stress teamspace, (5) visual comfort, (6) workstation com- whenever the individual or workplace IEQ does not fort, (7) lighting quality, (8) noise control, and (9) meet an occupant’s needs, as is shown in Fig. 1. Their security. These nine parameters are used to direct the
  • 3. Indoor Environmental Quality and Health Improvement, Evidence-Based Design for 309 A conceptual framework describing how the physical environment may set in motion a process leading to stress The physical environment Personal motives and Immediate outcomes attitudes Individual within a building Negative environmental outcomes demographic factors coping Examples – increased noise, Indoor environment Age, sex, health uncomfortable temperature, skills status, education, poor lighting, poor air quality Noise social and Sick building syndrome Lighting condition cultural background Physiological Ambient temperature Examples – Headache, Air quality sweating, muscle tension, The overall quality of the higher blood pressure and Individual needs and Indoor environment heart rate their perceived importance in a context Psychological + or – + or – + or – Examples – worrisome Stress Architectural and/or interior Physiological thoughts, feelings of design Psychological helplessness, fear, and/or Global sadness Cognitive Building Cognitive Configuration, layout Psychosocial Examples – reduced Task of Rooms, functional Social performance, difficulties in relations wayfinding Local Psychosocial Room configuration, Examples – dissatisfaction, Furniture layout, discomfort, inconvenience, Interior details, reduced sense of control, Finish materials, privacy, territoriality, and/or Color, artwork, Organizational Factors Time safety, increased sense of Nature, View, crowding Environmental Social Graphics Examples – lack of group interaction and social support Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Figure 1 Rashid and Zimring [6] conceptual framework describing how the physical environment may initiate a process leading to stress evidence-based design practices to reduce human low-emitting and eco-friendly include office furniture, stress, poor behaviors and attitudes, and overall flooring, paints and coatings, adhesives and sealants, human health, as defined by WHO. wall coverings, wood products, textiles, insulation, and cleaning products. The potential adverse health Indoor Air Quality The primary design strategies impacts of pollutants that may emit from these prod- that are used to improve IAQ in green buildings are ucts has been determined though many emissions the use of low-emitting furnishings and building mate- investigations [21]. rials, designed to meet an iteratively tightening set of Another strategy available for reducing exposures standards [17–20]. This strategy addresses one of the to airborne contaminants is source control of indoor most important IAQ determinants that is clearly in the equipment and activities. Office machines, stoves, and realm of the designer – source control. However, the other appliances that are known to be active pollutant construction process, including installation sequence generators benefit from the use of local source control and protection of materials prior to installation, is via the installation of dedicated exhaust fans. The use of also an important factor to be addressed by the EBD local source control systems needs to be part of the team. Installation of carpet prior to painting of walls design process and the location of the areas needing can result in long-term low level emissions of paint dedicated ventilation and exhausts need to be defined fumes due to adsorption by the carpet and slow early in the design process. The use of well-maintained reemission into the indoor environment. Key furnish- air cleaners is another strategy that may be appropriate to ing and material sources that must be specified as selected areas and types of facilities, such as in hospitals.
  • 4. 310 Indoor Environmental Quality and Health Improvement, Evidence-Based Design for Ventilation systems are the primary method to providing the ability for occupants to individually con- dilute and transport airborne contaminants out of trol the ambient temperature. the building. Natural and mixed-mode systems, if Numerous studies show health, productivity, and employed, must be designed to provide sufficient pol- learning improvements with higher ventilation rates; how- lutant dilution and transport out of the building. ever, this must also be balanced with sustainable design for greater energy efficiency through the use of innovative Ventilation System Design/Environmental Control ventilation systems and maximizing ventilation efficiency. The ventilation system is the primary means of Haverinen-Shaughnessy et al. [30] found a linear associ- transporting contaminants into, throughout, and out ation between classroom ventilation rates within the of the indoor environment. The placement and design range of 0.9–7.1 L/s/person and students’ academic of the system is critical to the quality of the indoor achievement. In this study of fifth graders, it was deter- environment. Superior ventilation has been shown to mined that for every unit (1 L/s/person) increase in the improve learning, productivity, satisfaction, and ventilation rate, the proportion of students passing health. At the same time the ventilation system can standardized tests increased by 2.9% for math and transport unwanted outdoor pollutants indoors, trans- 2.7% for reading. Studies have shown that occupants fer indoor pollutants from one space to another, or in buildings or spaces with higher ventilation rates on transport infections [22]. average have fewer communicable respiratory illnesses, In most buildings, the ventilation system is linked and lower asthma rates, and fewer absences from work to the thermal conditioning (temperature control) or school [30–32]. The European Multidisciplinary system. Combined thermal comfort and ventilation Scientific Consensus Meeting (EUROVEN) [32] systems may inadvertently compromise ventilation found that ventilation is strongly associated with per- potentially adversely impacting IEQ, health, and occu- ceived air quality and health (sick building syndrome pant satisfaction. If a decision has to be made between symptoms, inflammation, infections, asthma, allergy, thermal comfort and ventilation response, EBD reveals short-term sick leave) and that there is an association that the lack of temperature control is a primary between ventilation and productivity in offices. The stressor in the indoor environment, impacting produc- EUROVEN group also concluded that outdoor air sup- tivity, learning, mood, and overall health [23]. ply rates below 25 L/s/person increased the risk of sick On the other hand, lower temperatures, especially building syndrome symptoms, increases in short-term when combined with increased ventilation rates, tend sick leave, and decreased productivity among occu- to increase productivity and student performance. pants of an office building. Additionally improper Wargocki and Wyon found that lowering the classroom maintenance, design, and functioning air-conditioning temperature approximately 5 C improved elementary systems contribute to increased prevalence of sick school students’ performance on two numerical tasks building syndrome symptoms. and two language-based tasks [24, 25]. The children The research clearly demonstrates significant asso- also reported lower incidence of headaches. When the ciations between ventilation system design that allows classroom effective outdoor air supply rate was raised increased levels of ventilation, at least 10 L/s per person from 11 cfm/person (5 L/s) to 20 cfm/person (10 L/s), of outdoor air supply in buildings for optimized health, the students’ performance was improved on four productivity/learning, and reduced stress. In order to numerical tasks by improving the task performance meet sustainable design practices meeting the goal of speed. The children also reported feeling that the air energy efficiency and reduced operating costs, innova- felt fresher with the lower ambient temperatures. Sim- tive ventilation strategies and systems must be used. ilar results on the relationship of temperature and Natural ventilation and hybrid systems are important ventilation on productivity have been reported in innovative approaches, to be combined with next gen- adult work situations [26–29]. As a result, EBD reveals eration active systems. the importance in the design of the environmental control/ventilation system of separating the ventilation Lighting/Daylighting/Access to Views Studies have system from the thermal conditioning system and shown that daylighting has a positive impact on
  • 5. Indoor Environmental Quality and Health Improvement, Evidence-Based Design for 311 humans, improving accuracy of work performance, privacy include possibly reconsideration of the open reducing stress and fatigue, and improving patient out- office plan, designing private areas adjacent to the open comes [32]. Loftness et al. [14] found that improved office area for use in private situations as needed, or lighting quality design decisions are linked with increasing background noise. A lack of speech clarity 0.7–23% gains in individual productivity. The lighting occurs when the acoustics or a room design deteriorate quality design ranged from indirect–direct lighting sys- the acoustical communication channel, rendering tems, higher quality fixtures, and daylighting simula- speech to the intended listener unintelligible, creating tion. When daylight responsive dimming was communication problems. This is particularly an issue employed energy savings of 27–87% were realized. in school classrooms and conference rooms. The prob- Access to the natural environment is associated lem may be caused by excessive background noise or with individual health and productivity. Design deci- excessive reverberation. EBD solutions to improve sions for exposure to views include access to windows acoustics while maintaining sustainable design strate- and view, daylighting through windows and skylights, gies include the use of acoustically absorbing materials, natural and mixed-mode ventilation systems, and such as ceiling absorbers, acoustical ceiling tiles or wall- direct accessibility to landscaped indoor and outdoor mounted panels. spaces. Access to the natural environment has been shown to result in 3–18% increases in individual pro- Operation and Maintenance ductivity [14] including access to operable windows. A critical area that EBD needs to address for long-term Evidence from school lighting research indicates that building sustainability and occupant health is design- improved school lighting can enhance both visual ing for maintainability. The life-cycle costing must (healthy vision) and non-visual (achievement out- include the maintenance and operating costs over the comes). Lighting conditions in classrooms have impor- facilities lifetime, and EBD feedback on the long-term tant non-visual effects on students including potentially integrity and maintainability of the materials, compo- raising test scores and faster responding on tests [33]. nents or systems. Metrics should be defined during the design process for the ability to maintain the facility in Acoustics/Noise Control Acoustics is an area of con- order to meet health and client economic performance tinued dissatisfaction in many green buildings [9]. In needs. These metrics, at a minimum, should include: a number of projects, the open plan design, large areas of glass, hard-surface materials and furnishings, and ● Labor hours per year that will be required to main- natural ventilation strategies used in many green build- tain each integral part of the facility, such as the ings have led to ongoing concerns with acoustic condi- HVAC system(s), the electrical system, lighting, tions. Building acoustical problems are generally windows, skylights, floors, and furnishings classified in three categories: excessive noise, lack of ● Frequency, extensiveness, and difficulty to perform speech privacy, and lack of speech clarity. Excessive required cleaning (including avoided toxicity) noise is usually the result of high background noise ● Cost of cleaning and replacement materials emanating from outdoor noise sources that are trans- ● Equipment and furnishings life expectancies mitted through to the indoor environment, as well as ● Training costs in labor hours and dollars for main- noise from other rooms, building equipment, and/or tenance staff and occupants/building users noise from other occupants. Acoustical design strate- Magee [33] defined the specific maintenance objec- gies need to control noise levels at the source, reduce tives of the majority of facilities as follows: sound transmission pathways, and employ sound iso- lation techniques. Speech privacy is the extent to which ● Perform necessary daily housekeeping and cleaning speech is unintelligible to an unintended listener. The to maintain worst speech privacy situations are those where the ● Promptly respond and repair minor discrepancies background noise is very low. In open office plan envi- ● Develop and execute a system of regularly scheduled ronments, the lack of speech privacy may be a signifi- maintenance actions to prevent premature failure of cant stressor. Design strategies to help improve speech the facility, its systems, and/or components
  • 6. 312 Indoor Environmental Quality and Health Improvement, Evidence-Based Design for ● Complete major repairs based on lowest life-cycle satisfaction. Maintenance-related problems over a costs building’s lifetime can be minimized by making appro- ● Identify and complete improvement projects to priate design decisions early in the process. reduce and minimize total operating and mainte- For example, maintainability is a critical measure nance costs without increasing indoor toxicity for the performance for all ventilation systems includ- ● Operate the facility utilities in the most economical ing innovative high-performance ventilation systems manner that achieves reliability and optimum func- and may have a significant impact on the health of tioning, while minimizing or eliminating indoor the building occupants. In a study conducted by toxicity Bayer et al. [34] on the benefits of active humidity ● Provide for easy and complete reporting and iden- control and continuous ventilation at a minimum tification of necessary repair and maintenance work level of at least 15 cfm/person in schools using high- ● Perform accurate cost estimating to ensure lowest efficiency total energy heat recovery desiccant cooling cost and most effective solutions ventilation system, the importance of system particu- ● Maintain a proper level of materials and spare parts late filter maintenance was clearly demonstrated. As to minimize downtime can be seen in Fig. 2, the carbon dioxide (CO2) con- ● Actively track all costs of maintenance work centrations in the classroom exceeded 2,000 ppm dur- ● Schedule all planned work in advance allocating ing occupied times in the classrooms prior to and anticipating staff requirements to meet planned replacement of the particulate filter in the system. and unplanned events Once the filter was changed, reducing the impedance ● Monitor progress of all maintenance work to outside air delivery, the CO2 levels dropped to ● Maintain complete historical data concerning the approximately 800–1,000 ppm during occupied facility in general and equipment and components periods of the classroom. This result clearly demon- in particular strates the necessity of system maintenance for effective ● Continually seek workable engineering solutions to ventilation even when a high-efficiency ventilation sys- maintenance problems tem is employed. In this school, filter replacement was inadequate due to difficulty in accessing the filter for Maintenance has a considerable impact on a build- replacement, a design and maintenance flaw. ing’s performance and upon occupants’ health and CO2 Fingerprint School J 12/98 - 3/99 3500 3000 After filter change CO2 Concentration 2500 Christmas 2000 Break 1500 1000 500 0 1 151 301 451 601 751 901 1051 1201 1351 1501 1651 1801 1951 2101 2251 2401 2551 2701 2851 3001 3151 3301 3451 3601 3751 3901 4051 4201 4351 4501 4651 4801 4951 Hour of Sampling Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Figure 2 CO2 levels demonstrate the importance of particulate filter maintenance for effective ventilation in an occupied classroom
  • 7. Indoor Environmental Quality and Health Improvement, Evidence-Based Design for 313 Maintaining the cleanliness of the ventilation filters receiving from clients and tenants concerned issues of has been found to impact productivity and learning in ease of repair, access to cleaning area, and ease of office buildings and schools. Wargocki et al. [35], in cleaning. Property managers also reported frequently a study on the performance and subjective responses of receiving similar complaints. The design firms consid- call-center operators, found that replacing a used filter ered themselves to be knowledgeable in maintenance with a clean filter reduced operator talktime by about issues and design, and stated that they consulted prop- 10% at a outdoor air supply rate of approximately erty managers and maintenance consultants during the 34.4 L/s, but no effect was noted when the filter was designing of selected projects, primarily in the sche- replaced and the outdoor air supply rate was only matic and preliminary design phases. 34.4 L/s. Additionally the operators reported a decrease This is an area where EBD demands increased col- in sick building syndrome symptoms with clean filters laboration among all of the interested parties through- and the increased ventilation rates. out the entire design process. EBD maintenance These investigations clearly demonstrate the impor- planning and design will enhance the life-long perfor- tance of filter changeouts and ventilation system main- mance of the building. tenance for IEQ, health, and productivity. The building systems need to be designed for easy performance of Human Factor Impacts/Occupant/Customer ventilation system maintenance tasks. Satisfaction on Sustainable Designs Arditi and Nawakorawit [36] surveyed 211 of the largest US building design firms to investigate the rela- Many sustainable design strategies reduce the use of tionship between design practices and maintenance walls and partitions – with more open space planning – considerations. The study examined the extent to to reduce material use, enhance views and daylight, and which maintenance issues are considered when increase ventilation airflow, particularly when natural designers specify building materials and service equip- and hybrid ventilation strategies are used. Although ment; the level of designers’ knowledge in mainte- this may increase satisfaction with daylight and access nance-related issues; the degree to which design to views, it may also increase dissatisfaction with noise, personnel are exposed to training in maintenance- privacy, and the ability to concentrate [37]. This situ- related matters; the extent to which designers consult ation was encountered in the LEED Platinum certified property managers and maintenance consultants; the Philip Merrill Environmental Center in Annapolis, MD relative importance of maintenance issues to other [38]. This facility placed the entire workforce into an design factors; the level of difficulty in cleaning, open plan setting, regardless of status in the company, inspecting, repairing, and replacing various building including the president and the key executives, without components; and the magnitude and frequency of doors and low partitions for almost all employees maintenance-related complaints that designers receive (Fig. 3). This allows access to views and daylighting from clients and tenants. Their findings indicate that for all employees and the occupants’ satisfaction ratings maintenance consideration follow cost and aesthetics are very high. However, the primary complaints that issues when designers specify building materials, but remain are lack of privacy, noise, distractions, and maintenance considerations constitute the number one interference with work concentration. At the same issue when specifying service equipment. For most time, the occupants rated the views, daylighting, and firms, the mechanical system was considered to be the interactive behaviors and communication highly. most important consideration with regard to difficulty Evidence-based design is an effective strategy for of cleaning, inspection, repair, and replacement with determining the potential effectiveness of open space both the designers and the property managers. How- planning in different types of buildings and task situa- ever ease of repair and replacement, access to cleaning tions [39, 40]. For example, an elementary school in area, and ease of cleaning were ranked by designers to Atlanta, GA, organized in pods, uses four-foot high be among the least important design factors for build- partitions among lower grade classrooms in each pod ing systems and the facility. This in spite of the fact that rather than floor-to-ceiling walls to increase interac- the primary complaint that designers reported tion between grade classes. The partition heights
  • 8. 314 Indoor Environmental Quality and Health Improvement, Evidence-Based Design for Indoor Environmental Quality and Health Improvement, Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Figure 3 Evidence-Based Design for. Figure 4 Open floor plan at Philip Merrill Environmental Center. Open classroom style at Atlanta, GA, elementary school Picture available at http://www.cbf.org/Page.aspx? pid=445 efficiency, and customer satisfaction. EBD helps to provide solutions to the healthcare challenges of cost increase as the grade level increases until in fifth grade control, financial stability, avoidance of harm, quality (Fig. 4), the traditional classroom style is used. Staff improvements, sustainability, staff retention, and interviews expressed mixed attitudes about this open improved patient experience. design style. Noise between classrooms is a problem; Ulrich et al. [43] reviewed the research literature on however, as with the Philip Merrill Environmental EBD healthcare design. Their overall findings indicated Center, there was satisfaction with the feeling of com- the importance of improving patient outcomes munity between the grade levels [41]. What has not through a range of design characteristics including been sufficiently studied at the school is the potential single-bed rooms, effective ventilation systems, good interference with student concentration in a school acoustical environments, increased views of nature, with an open floor plan such as is used in this school. improved daylighting and interior lighting, better ergo- The use of the lower partitions in the lower grade levels nomic design, acuity-adaptable rooms, and improved is actually the converse of what is needed for optimum floor layouts and work settings. A number of significant acoustical performance for learning. Younger children results were found by optimization of environmental in K-2 grades require a higher signal-to-noise ratio measures through the design process. (clearer voices in a quieter environment) since they EBD can help eliminate hospital-acquired infec- need to be able to carefully listen to develop the ability tions through better control of the three most signifi- to discriminate among minor differences in words, cant vehicles for transmission: air, contact, and water. which is extremely difficult in noisy environments [42]. The most important design measures for infections controls are: (1) effective air quality control measures Application to Healthcare Facilities during construction and renovation using high- Hospitals are embracing evidence-based health care efficiency particulate air filters (HEPA) filtration and design for the promotion of therapeutic, supportive, installation of barriers isolating construction areas and efficient environments. EBD is undertaken to (minimize airborne transmission); (2) installation develop appropriate solutions to design problems and use of alcohol-based handrub dispensers at the and unique situations in order to improve the organi- bedside and other accessible locations (minimize con- zation’s clinical outcomes, economic performance, tact transmission); (3) easy to clean floor, wall, and
  • 9. Indoor Environmental Quality and Health Improvement, Evidence-Based Design for 315 furniture coverings (minimize contact transmission); (4) water system maintained at proper temperatures with adequate pressure to minimize stagnation and back- flow (minimize waterborne transmission); and (5) sin- gle-bed rooms with private toilets for better patient isolation (minimize airborne and contact transmission). Medical errors may be reduced through control of several environmental factors including noise, light, and acuity-adaptable single-patient rooms. Noise, both as unacceptable background and episodic inter- ruptions, is responsible for loss of concentration, slower learning, and poor memorization. Additionally excessive noise adversely impacts patient recovery by Indoor Environmental Quality and Health Improvement, increasing stress and interrupting sleep. Lighting levels Evidence-Based Design for. Figure 5 impact task performance, which in a hospital may Acuity-adaptable, well-lit hospital rooms improve patient result in transcription errors [44]. Conversely, better care and staff satisfaction lighting and daylighting design results in improved patient care and outcomes, staff satisfaction, safety, and decreased operational costs [45]. The acu- Reduction in ambient noise levels has been shown ity-adaptable rooms have adequate square footage in through EBD studies to improve patient sleep and the room to accommodate several clinical activities reduce patient stress [51, 52]. For example, studies without moving the patient, well-defined zones for have shown reduced wound healing with exposure to patient care activities, strategic placement of noise, primarily attributed to increased levels of stress handwashing sink and handrub dispensers, convenient [53, 54]. EBD strategies that are applicable to noise access to medical supplies, headwalls designed with control in hospitals include single-patient rooms, use adequate critical care services, maximum patient visi- of high-performance sound absorbing materials bility, and patient lifts to ease strain on staff. Another (although these must be easily cleanable), reduced desirable feature is a family zone so that a visitor is able noise from carts in the hallways, and noiseless paging to stay with the patient comfortably [46] (Fig. 5). systems. Studies are showing that patient pain levels and EBD has led to improvements in staff workspace length of hospital stays can be reduced by exposure to design as well as in patient care. EBD reveals that staff nature and exposure to higher levels of daylight [47]. workspace needs to be designed with closer alignment Walch et al. [48] found that spinal surgery patients in to work patterns to improve staff satisfaction, produc- bright daylight lit rooms required 22% less opioid- tivity, and reduce stress reduction, which in turn will equivalent analgesic medications than those in rooms improve patient outcomes [38]. Potential design fea- without the bright daylight. Beauchemin and Hays [49] tures may include decentralized nursing stations, more found that myocardial infarction patients in bright efficient layouts that allow staff interaction with daylight lit rooms had shorter hospital stays of at least patients and family members, and decentralized supply a day shorter. Ulrich [50] showed that surgery patients locations. Early EBD studies also reveal that the loca- with views of nature had reduced hospital stays and tion of family members near the patients may also used lower levels of pain medicine. EBD reveals that improve patient outcomes and reduce hospital stay providing patients with high levels of daylight and lengths [55]. views of nature (even if only pictures of nature if access to actual outdoor views are not possible) offers an Economic Performance opportunity to reduce patient pain medicine use and length of hospital stays, improving overall patient Salaries and worker benefits generally exceed energy outcomes. costs by approximately a factor of 100 [56]. Healthy,
  • 10. 316 Indoor Environmental Quality and Health Improvement, Evidence-Based Design for high-performance sustainable buildings that are based employee per year in 2003. The CBPD went on and on EBD principles have a strong potential to have linked the cost of several specific health conditions and positive economic performance, as long as the EBD illnesses to IEQ (colds, headaches, respiratory illnesses, design principles meet the organizational and health musculoskeletal disorders, and back pain), which needs of the users as well as sustainable design princi- account for approximately $750 of the $5,000 annual ples. Therefore, a significant potential exists for busi- costs per employee – 14% of all annual health insurance nesses and building owners to employ EBD principles expenditures. These direct costs would be additionally that improve worker performance, improve health, multiplied by the indirect costs of lost productivity. reduce health insurance costs, and reduce absenteeism. The results from employing BIDS provide the impetus Heerwagen [57] examined the range of benefits of to demonstrate the financial benefits of using EBD to green building features and attributes in buildings. She design better building environments. found that Fisk and Seppanen [58] demonstrated a benefit- cost ratio as high as 80 and an annual economic benefit ● Green buildings are relevant to business interests as high as $700 per person when measures are made to across the full spectrum of concerns, from port- improve indoor temperature control and increased folio issues to enhanced quality of individual ventilation rates based on a review of the existing workspaces. literature of the health linkages between temperature ● Outcomes of interest that research should address control and increased ventilation rates. Table 1 shows include workforce attraction and retention, quality the estimated productivity gains as a result of four of work life, work output, and customer categories of sources. relationships. ● Green buildings can provide both cost reduction Application to Other Types of Facilities benefits and value added benefits. ● The benefits are most likely to occur when the The in-depth studies to support EBD in healthcare building and organization are treated as an inte- settings are readily adaptable to other types of facilities, grated system from the initiation of the design particularly K-12 schools, including methods for infec- process, as in Evidence-Based Design approaches. tion control, better lighting, access to views and day- lighting, improved acoustical performance, interior The Carnegie Mellon Center for Building Perfor- workspace layouts, and community design. The appli- mance and Diagnostics (CBPD) and the Advanced cation of EBD in conjunction with sustainable design Building Systems Integration Consortium have devel- should result in optimal facilities for learning, oped a decision support tool (The Building Investment healthcare, and work with maximum emphasis on Decision Support Tool – BIDS) to enable building human and ecological health as well as economic decision makers to calculate returns on investments in performance. high-performance building systems and to advance the understanding of the relationship between land use and Schools buildings and health [56]. BIDS is based on a collection of building case studies as well as laboratory and sim- The impact of environmental design on the educational ulation study results to statistically link the quality of performance of students in the UK was investigated by buildings. BIDS uses “soft” and hard life-cycle costs to Edwards [59]. In this study, Edwards investigated if calculate the return on investment. The diverse build- “green” schools provide teaching and learning benefits ing-related costs in the USA, including salaries and beyond those in conventional schools, and what aspects health benefits, technological and spatial turnover, of classroom design appear to be most critical in rent, energy, and maintenance costs, normalized in improving enhanced educational performance. Green dollars per person per year, are shown in Fig. 6. schools were defined as being resource efficient partic- Using statistics from the Bureau of Labor Statistics, ularly in terms of energy use; healthy both physically the CBPD [56] calculated that the average employer and psychologically; comfortable, responsive, and flex- health insurance cost was approximately $5,000 per ible; and based on ecological principles. In the study of
  • 11. Indoor Environmental Quality and Health Improvement, Evidence-Based Design for 317 45000 $5,300 Turnover3 40000 $765 (1.7%) Abseenteism4 35000 $244 Lower Respiratory5 $101 Asthma6 30000 $95 Allergies6 $ per person per year $92 Back Pain7 $73 Headaches6 $68 Cold8 Potential Benefits of 25000 $17 MSD9 Quality Buildings $45,000 $19 Throat Imitation6 Salary1 Worktime $18 Eye Irritation6 20000 $18 Sinus Conditions6 Loss 15000 $5,000 Health1 $226 Interior Systems $70 Utility Central Systems $62 Roads and Grounds 10000 $18,500 $1,000 Connectivity $36 External Building Benefits1 (Forrester Group) $73 Process and Environment $10,000 Systems 5000 12.5% Technology Productivity2 $3,200 $450 $412 $200 Rent/Mortgage10 Energy11 FM12 Churn13 0 Salary Benefits Technology Rent/Mortgage Energy FM Churn Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Figure 6 The true cost of least-cost buildings in the USA (US baselines from CMU BIDS) [50] Indoor Environmental Quality and Health Improvement, Evidence-Based Design for. Table 1 Estimated potential productivity gains [58] Potential US annual savings or Source of productivity gain Potential annual health benefits productivity gain (1996 US $$) Reduced respiratory illness 16–37 million avoided cases of common $6–14 billion cold or influenza Reduced allergies and asthma 8–25% decrease in symptoms within $1–4 billion 53 million allergy sufferers and 16 million asthmatics Reduced sick building syndrome Health symptoms experienced frequently at $10–30 billion symptoms work by 15 million workers Improved worker performance from Not applicable $20–160 billion changes in thermal environment and lighting 54 schools built between 1975 and 1995, it was dem- teacher satisfaction with the greatest impact on elemen- onstrated that there is relationship between design, tary schools. Benefits were greater in the newer schools energy conservation, and educational performance. with higher levels of ventilation. Absenteeism was Overall the study demonstrated that green schools reduced in the green schools. The student performance resulted in enhanced student performance and greater improvement appeared to be particularly related to the
  • 12. 318 Indoor Environmental Quality and Health Improvement, Evidence-Based Design for level of daylight in the classroom, but also the level of conservation followed by providing improved IEQ and ventilation, the temperature control, and noise level connections to nature, reflected in energy and atmo- controls. sphere, IEQ, and materials and resources gains. Better Elzeyadi [60] conducted a study to develop the IAQ, based on the meta-analysis, was found to posi- Green Classroom Toolbox with green design guidelines tively impact occupants’ performance in a range of for retrofitting existing educational spaces. The guide- 5–20% improvement. This included reduced illnesses, lines are based on carbon neutrality metrics and stu- both chronic and acute, and improved performance on dent achievement metrics, developed from a meta- testing. Improved temperature control was found to analysis of reported studies and energy modeling sim- improve student performance in the range of 3–10%. ulations. The guidelines center on best practices that Access to views and daylighting improved student per- increase productivity, comfort, and health of students formance in the range of 5–20%. This study emphasizes in retrofitted classrooms; facilitate integrated design the need for evidence-based design guidelines for and cooperation between designers; reduce environ- schools, especially to focus on improving IAQ, mental impacts and move toward carbon neutrality improved temperature control, and access to views environments in schools; and are a model for future and daylighting. The manner in which the study was replication and dissemination. The strategic categories conducted simulates the evidence-design process – relevant to building professionals are based on the interaction between the designers and the users, study- USGBC LEED criteria (1) energy and atmosphere ing best practices and strategies in other successful (envelope, lighting, HVAC, and ventilation); (2) mate- facilities, and implementing the practices expected to rials and resources (site construction, structural, and have the most positive impact based on all of the nonstructural); (3) environmental quality (IAQ, com- stakeholders needs. fort, and acoustics); (4) sustainable sites (density, light pollution, and transportation); and (5) water and waste Office Buildings and Other Types of Facilities (building fixtures, landscaping, and recycling). Elzeyadi’s method examined the facility as a whole The Academy of Neuroscience for Architecture has system. He used a framework that treated the students applied evidence-based design practices to office build- and the school environment as interdependent ele- ing design – focusing on the previously enumerated ments of a system. The system is comprised of “people” parameters (1) air quality, (2) thermal comfort, (3) spa- and “buildings” on the macro-scale and “buildings” tial comfort, (4) collaborative or teamspace, (5) visual and “environment” on the megascale. This study comfort, (6) workstation comfort, (7) lighting quality, resulted in three primary decision support tools of (8) noise control, and (9) security. In their office evidence-based guidelines to help architects, school building study [61], conducted via post-occupancy designers, and school/school system staff to make questionnaires, it was found that the office design informed decisions for implementing green retrofit features that support security, wayfinding, and feeling measures in classrooms. The first tool is a check list of part of a cohesive organization created increased best practices compiled from focus groups and inter- satisfaction and “workability” (considered to be views of affected and interested parties. The second tool neuro-environmental factors) among the employees is a prioritization guide that provides a comparative over their previous office space. This was hypothesized analysis and ranking of the best practices list (in Tool 1) to result in reducing stress, improving attention, focus, based on their impacts on building energy consump- and mood. The office space design features included tion and carbon emissions. The third tool is a meta- a centralized three-story open stairway connecting analysis guide that links the Tool 1 best practices to the three office floors, providing a naturally mapped their impact on student and staff health and perfor- sense of place, a “public square” housing centralized mance in schools. All of the tools were based on the communications and meeting areas, a main entry area, specific climates and school typologies of the Pacific centralized lunchroom, well-labeled directional sign- Northwest in the USA. The primary reason found for age, and use of porcelain tile paving across primary adoption of the best practices in schools was energy transit areas.
  • 13. Indoor Environmental Quality and Health Improvement, Evidence-Based Design for 319 The Academy of Neuroscience for Architecture [62] sustainability. These metrics must consider the entire also conducted a limited intervention study exploring system in the occupied setting and not a just a single the potential applications of neuroscience concepts unit of the system. Metrics in specific will greatly aid in and evidence-design based methods to correctional providing the necessary parameters for effective EBD facilities. The specific focus topics were (1) daylight studies in a wide range of buildings. and views, (2) exposure to nature, (3) space size, In the future, disparities between sustainable design (4) ambient noise levels, (5) color, and (6) environmen- practices and EBD will need to be resolved. Many tal design features and their impact on inmate–staff practices are fully concurrent, but there are still areas relationships – reducing stress and aggressive behav- where there is conflict, such as lack of acoustical satis- iors. The overall goal of the study was to develop faction in open office planning and the potential energy evidence-based design decisions for correctional set- costs of higher rates of ventilation for improved health tings and operations. The results of this study seemed and productivity/learning. to indicate that views of nature was the most effective EBD takes the first step in rigorous research of measure of stress reduction, even if they were only “real” buildings by actively engaging in feedback projected nature views on a wall. through occupant questionnaires, and pursuing multi-configuration studies (in the form of layout or building system variations) or multi-building studies Future Directions for comparative evaluation by end users. The lack of It is critical that EBD be applied much more widely consistent feedback from building occupants and man- across the spectrum of buildings. EBD has agers in the building design community has led for far a tremendous potential to set a new paradigm for too long to anecdotal design decision making, either in designing healthy, sustainable buildings, by including the form of untested shifts (such as open classrooms) the building managers and occupants as a central player or a dogged commitment to the status quo. EBD is in the entire system’s resolution of ecological and an invaluable step forward, employing a range of human health. post-occupancy tools – both qualitative and quantita- Even in the limited time that evidence-based design tive – to develop design innovations for human and has been embraced, the data demonstrate important environmental and economic benefit. EBD does not shifts for the building design and management com- eliminate the need for controlled experimentation, munity. For example, the need for increased ventilation both in the lab and in the field, to advance innovations rates significantly above those currently being used in in building materials, components, and systems design the majority of buildings demands the development and operation. and implementation of innovative solutions that simultaneously meet reduced energy usage and cost. Summary/Conclusions These include systems that separate ventilation and thermal conditioning, and new HVAC system types, The use of Evidence-Based Design to improve the IEQ such as underfloor air distribution and chilled beams. in buildings has the potential to significantly impact These also include improvements in system mainte- the total health, productivity, learning, operational nance, such as the application of the ASHRAE Indoor efficiency, and economic performance of a facility and Air Quality Procedure (IAQP) employing gaseous its occupants. To begin with, a wide variety of studies phase filtration to aid in air cleaning so that the venti- have shown the importance of a connection to nature lation level can be reduced. Ongoing research in more through access to views and daylighting to reduce effective technologies and systems management is stress, improve patient outcomes, improve health, and critical. increase productivity. In the available literature, this Future research must also include the development connection to nature may be the most important of protocols and metrics to accurately and realistically design feature for overall impact studied to date. measure human impact improvements in health and Secondly, an improved, innovative ventilation system productivity/learning, operational efficiencies, and has been shown to be critical to improving health and
  • 14. 320 Indoor Environmental Quality and Health Improvement, Evidence-Based Design for productivity in buildings, of at least 25 L/s per person. 13. Wilkins KK, Wolkoff PP, Knudsen HN, Clausen PA (2007) The Thirdly, the separation of temperature control from the impact of information on perceived air quality –“organic” vs. “synthetic” building materials. Indoor Air 17(2):130–134 ventilation system is another important component for 14. Wolkoff PP, Wilkins CK, Clausen PA, Nielsen GD (2006) Organic improving thermal comfort without compromising compounds in office environments – sensory irritation, odor, ventilation air delivery. Finally, acoustical control is measurements and the role of reactive chemistry. Indoor Air one of the most challenging parameters for EBD inno- 16(1):7–19 vation, yet critically needed to achieve occupant satis- 15. 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