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EX-Ante Carbon-balance Tool
By Louis Bockel, Madeleine Jönsson, Ophélie Touchemoulin, FAO (TCSP)
3-4 October 2011
SUMMARY
 Why the development of EX-ACT
 A partnership
 The need of a new simple tool
 Presentation of the tool
 Role of the tool
The structure and logic of the tool
Outputs
Why the development of EX-ACT?
A partnership
Partnership
FAO
Investment Centre TCI
Policy support service TCS
Economic division ESA
IRD (French Development
Research Institute)
WB
GIZ, IFAD, AFD (France), ADB, SEI
(Sweden), ADEME (France)
 EX-ACT is a FAO tool to estimate the mitigation impact of
agricultural and forestry projects
External partnership
 and helps decision-making within agriculture and forestry
planning policies and investment projects
The need of a new simple tool
Lack of tools that would help project designers to integrate significant climate
response activities in AFOLU* sectors.
Lack of operational tools
Tools under UNFCCC/KP
Tool
=
Flowchart
+
Equations
+
Default values
*AFOLU: agriculture, forestry and land use
The need of a new simple tool
Lack of tools screening the whole agricultural sector
The need of a new simple tool
Need for an acceptable method which:
measures C-balance impact within ex-ante appraisal,
complements usual economic analysis,
and fits within the time constraints of formulation process.
Simple
Practical
Cost effective
Upgradable
overtime
Information that :
-scientists can quantify/use,
-farmers/project developers
can understand/use
Up-scaling
(Able to extrapolate to region,
watershed and community
basis)
Appraisal of agricultural
project/programmes
Carbon balance with a
reference scenario
Mitigation impacts of
policies and value chains
Regular up-dating
Easy to use and implement
International application
Mitigation non integrated
within project
formulation
Lack of climate impact
decision-making tools
Enriching usual economic
analysis with a new
indicator
Adapting to project
formulation constraints
Legitimity of
a new tool
The need of a new simple tool
Presentation of the tool
The Role of EX-ACT
Takes into account activities
that impact GHG fluxes (emissions and sinks)
Deforestation, A-Re/forestation, forest degradation, Restoration of grasslands, livestock, cultivation of annual
crops, cultivation of perennial crops, fertilization of crops, installation of building, installation of irrigation systems...
CO2, CH4, N2O
from and to different pools
above-ground biomass, below-ground biomass, soil, litter and dead wood
EMISSIONS  STOCKS 
Positive result : There are more emissions 
Negative result: There are less emissions 
MITIGATION !
Carbon balance in t of eq-CO2
The carbon balance, for a specific project (or scenario of action) in comparison with
a reference, should be considered as the net balance of all GHG emissions
expressed in CO2 equivalent (sources and sinks) with the atmosphere interface and
the net change in C stocks (biomass, soil…).
Future without project
100 ha flooded rice
100 ha degraded pastures
100 animals
Future with project
100 ha improved irrig. rice
100 ha restored pastures
100 High productivity animals
?
more or less
GHG released
?
The Role of EX-ACT
The structure and the logic of EX-ACT
Project activities
(identification of expected
land use and practices changes)
Project
Description
Carbon balance
Climate
Continent
Soil
Duration
Deforestation
Afforestation and Reforestation
Forest degradation
Non forest land use change
Annual crops
Perennial crops
Irrigated rice
Grasslands
Exploitation of organic soils
Livestock
Inputs
Other investments
Matrix
(Synthesis of land
use and land
use changes)
-Describe vegetation/animals/inputs
concerned
-Describe main management practices
-Area concerned
EXCEL File
-Start situation
-Future without project
-Future with project
I
N
P
U
T
S
N
E
E
D
E
D
Tier 1:
IPCC coefficients
Tier 2 : ad-hoc
Land-based system
Mainly IPCC
methodology 2006
The structure and the logic of EX-ACT
Time (years)
Implementation phase
With project
Without project
Capitalization phase
Difference used to compute the final C balance
in tons CO2 equivalent
Variableconsidered
(haoflanduse,numberofcattleheads,…)
x0
x1
x2
3 different dynamics of change
(adoption) of practices
Benefits of the
project
The structure and the logic of EX-ACT
AbsoluteChange
(x1-x0)
t0 t1
“Immediate” “Linear” “Exponential”
t0 t1 t0 t1
Time
(years)
Default option
in Tier 1
3 different dynamics of change (adoption) of practice
The structure and the logic of EX-ACT: Main kind of data/information
needed
-Different areas of land uses and land use changes in ha
-Management practices (residue burning, improved agronomic practice, nutrient management,
organic management, tillage management)
-Quantities of inputs used
-For livestock, evolution of herd
- Energy consumption
- Investments in infrastructure
Activities foreseen
… that may impact on mitigation (GHG reduction/releases)
What is the current
situation ?
What would happen in
the future if the project
is not implemented ?
What is expected in the
future if the project is
implemented ?
• It computes the C balance with and without the project. The difference
represents the benefits of the project and indicates the net amount of
C sequestered (C sink) as a result of the project.
• It illustrates weather the project is able to supply environmental
services in the form of C sequestration, thus contributing to climate
change (CC) mitigation.
• Outputs could be used in financial and economic analysis of the
project, guiding the project design process and the decision making on
funding aspects
• EX-ACT could therefore help project designers to select the project
activities which have higher benefits both in economic and CC
mitigation terms (added value of the project)
• Put forward the multiple benefit of carbon as public good :
Value to farmer, Value to community, Value to society
Outputs of the tool
24/06/2010

Return
24/06/2010
Project Summary Area (Initial state in ha)
Name Forest/Plantation 35000
Annual 12400 Implementation 10
Continent Africa Cropland Perennial 0 Capitalisation 10
Rice 21800 Total 20
Climate Tropical Moist Grassland 40000
Other LandDegraded 28750
Dominante Soil TypeHAC Soils Other 0 Total Area 137950
N2O CH4 Per phase of the project
Biomass Soil Implement. Capital. Total Implement. Capital.
-628907 this is a sink -357207 -271700 0 0 -447773 -181133 -31445 -44777 -18113
-989278 this is a sink -719813 -269466 0 0 -344334 -644944 -49464 -34433 -64494
-188444 this is a sink -8800 -179644 0 0 -68681 -119763 -9422 -6868 -11976
-277879 this is a sink 0 -161220 -32290 -84370 -92626 -185253 -13894 -9263 -18525
-183225 this is a sink -167475 -15750 0 0 -57225 -126000 -9161 -5723 -12600
-48612 this is a sink 0 0 0 -48612 -16204 -32408 -2431 -1620 -3241
-146396 this is a sink 0 -146396 0 0 -48799 -97598 -7320 -4880 -9760
0 0 0 0 0 0 0 0
91148 this is a source 28358 --- 25980 65168 4557 2598 6517
1463 this is a source --- --- 1463 0 73 146 0
Final Balance -2370130 It is a sink -1189041 -1044176 -3931 -132981 -1048200 -1321930 -118506 -104820 -132193
Result per ha -17.2 -8.6 -7.6 0.0 -1.0 -7.6 -9.6 -0.9 -0.8 -1.0
Components of the Project
Other GHG Emissions
Livestock
Inputs
Deforestation
Afforestation and Reforestation
Other Land Use Change
Agriculture
Project Investment
Annual Crops
Agroforestry/Perennial Crops
Rice
Grassland
1463
All GHG in tCO2eq
Balance (Project - Baseline)
Duration of the
Project (years)
Mean per year
CO2 (other)
---
62790
CO2
-1000000
-800000
-600000
-400000
-200000
0
200000
Deforestation Afforestation and
Reforestation
Other Land Use
Change
Annual Crops Agroforestry/Perennial
Crops
Rice Grassland Livestock Inputs Project Investment

Return
24/06/2010

Return
24/06/2010

Return

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EX-ACT: EX-Ante Carbon balance Tool

  • 1. EX-Ante Carbon-balance Tool By Louis Bockel, Madeleine Jönsson, Ophélie Touchemoulin, FAO (TCSP) 3-4 October 2011
  • 2. SUMMARY  Why the development of EX-ACT  A partnership  The need of a new simple tool  Presentation of the tool  Role of the tool The structure and logic of the tool Outputs
  • 3. Why the development of EX-ACT?
  • 4. A partnership Partnership FAO Investment Centre TCI Policy support service TCS Economic division ESA IRD (French Development Research Institute) WB GIZ, IFAD, AFD (France), ADB, SEI (Sweden), ADEME (France)  EX-ACT is a FAO tool to estimate the mitigation impact of agricultural and forestry projects External partnership  and helps decision-making within agriculture and forestry planning policies and investment projects
  • 5. The need of a new simple tool Lack of tools that would help project designers to integrate significant climate response activities in AFOLU* sectors. Lack of operational tools Tools under UNFCCC/KP Tool = Flowchart + Equations + Default values *AFOLU: agriculture, forestry and land use
  • 6. The need of a new simple tool Lack of tools screening the whole agricultural sector
  • 7. The need of a new simple tool Need for an acceptable method which: measures C-balance impact within ex-ante appraisal, complements usual economic analysis, and fits within the time constraints of formulation process. Simple Practical Cost effective Upgradable overtime Information that : -scientists can quantify/use, -farmers/project developers can understand/use Up-scaling (Able to extrapolate to region, watershed and community basis)
  • 8. Appraisal of agricultural project/programmes Carbon balance with a reference scenario Mitigation impacts of policies and value chains Regular up-dating Easy to use and implement International application Mitigation non integrated within project formulation Lack of climate impact decision-making tools Enriching usual economic analysis with a new indicator Adapting to project formulation constraints Legitimity of a new tool The need of a new simple tool
  • 10. The Role of EX-ACT Takes into account activities that impact GHG fluxes (emissions and sinks) Deforestation, A-Re/forestation, forest degradation, Restoration of grasslands, livestock, cultivation of annual crops, cultivation of perennial crops, fertilization of crops, installation of building, installation of irrigation systems... CO2, CH4, N2O from and to different pools above-ground biomass, below-ground biomass, soil, litter and dead wood EMISSIONS  STOCKS  Positive result : There are more emissions  Negative result: There are less emissions  MITIGATION ! Carbon balance in t of eq-CO2
  • 11. The carbon balance, for a specific project (or scenario of action) in comparison with a reference, should be considered as the net balance of all GHG emissions expressed in CO2 equivalent (sources and sinks) with the atmosphere interface and the net change in C stocks (biomass, soil…). Future without project 100 ha flooded rice 100 ha degraded pastures 100 animals Future with project 100 ha improved irrig. rice 100 ha restored pastures 100 High productivity animals ? more or less GHG released ? The Role of EX-ACT
  • 12. The structure and the logic of EX-ACT Project activities (identification of expected land use and practices changes) Project Description Carbon balance Climate Continent Soil Duration Deforestation Afforestation and Reforestation Forest degradation Non forest land use change Annual crops Perennial crops Irrigated rice Grasslands Exploitation of organic soils Livestock Inputs Other investments Matrix (Synthesis of land use and land use changes) -Describe vegetation/animals/inputs concerned -Describe main management practices -Area concerned EXCEL File -Start situation -Future without project -Future with project I N P U T S N E E D E D Tier 1: IPCC coefficients Tier 2 : ad-hoc Land-based system Mainly IPCC methodology 2006
  • 13. The structure and the logic of EX-ACT Time (years) Implementation phase With project Without project Capitalization phase Difference used to compute the final C balance in tons CO2 equivalent Variableconsidered (haoflanduse,numberofcattleheads,…) x0 x1 x2 3 different dynamics of change (adoption) of practices Benefits of the project
  • 14. The structure and the logic of EX-ACT AbsoluteChange (x1-x0) t0 t1 “Immediate” “Linear” “Exponential” t0 t1 t0 t1 Time (years) Default option in Tier 1 3 different dynamics of change (adoption) of practice
  • 15. The structure and the logic of EX-ACT: Main kind of data/information needed -Different areas of land uses and land use changes in ha -Management practices (residue burning, improved agronomic practice, nutrient management, organic management, tillage management) -Quantities of inputs used -For livestock, evolution of herd - Energy consumption - Investments in infrastructure Activities foreseen … that may impact on mitigation (GHG reduction/releases) What is the current situation ? What would happen in the future if the project is not implemented ? What is expected in the future if the project is implemented ?
  • 16. • It computes the C balance with and without the project. The difference represents the benefits of the project and indicates the net amount of C sequestered (C sink) as a result of the project. • It illustrates weather the project is able to supply environmental services in the form of C sequestration, thus contributing to climate change (CC) mitigation. • Outputs could be used in financial and economic analysis of the project, guiding the project design process and the decision making on funding aspects • EX-ACT could therefore help project designers to select the project activities which have higher benefits both in economic and CC mitigation terms (added value of the project) • Put forward the multiple benefit of carbon as public good : Value to farmer, Value to community, Value to society Outputs of the tool
  • 18. 24/06/2010 Project Summary Area (Initial state in ha) Name Forest/Plantation 35000 Annual 12400 Implementation 10 Continent Africa Cropland Perennial 0 Capitalisation 10 Rice 21800 Total 20 Climate Tropical Moist Grassland 40000 Other LandDegraded 28750 Dominante Soil TypeHAC Soils Other 0 Total Area 137950 N2O CH4 Per phase of the project Biomass Soil Implement. Capital. Total Implement. Capital. -628907 this is a sink -357207 -271700 0 0 -447773 -181133 -31445 -44777 -18113 -989278 this is a sink -719813 -269466 0 0 -344334 -644944 -49464 -34433 -64494 -188444 this is a sink -8800 -179644 0 0 -68681 -119763 -9422 -6868 -11976 -277879 this is a sink 0 -161220 -32290 -84370 -92626 -185253 -13894 -9263 -18525 -183225 this is a sink -167475 -15750 0 0 -57225 -126000 -9161 -5723 -12600 -48612 this is a sink 0 0 0 -48612 -16204 -32408 -2431 -1620 -3241 -146396 this is a sink 0 -146396 0 0 -48799 -97598 -7320 -4880 -9760 0 0 0 0 0 0 0 0 91148 this is a source 28358 --- 25980 65168 4557 2598 6517 1463 this is a source --- --- 1463 0 73 146 0 Final Balance -2370130 It is a sink -1189041 -1044176 -3931 -132981 -1048200 -1321930 -118506 -104820 -132193 Result per ha -17.2 -8.6 -7.6 0.0 -1.0 -7.6 -9.6 -0.9 -0.8 -1.0 Components of the Project Other GHG Emissions Livestock Inputs Deforestation Afforestation and Reforestation Other Land Use Change Agriculture Project Investment Annual Crops Agroforestry/Perennial Crops Rice Grassland 1463 All GHG in tCO2eq Balance (Project - Baseline) Duration of the Project (years) Mean per year CO2 (other) --- 62790 CO2 -1000000 -800000 -600000 -400000 -200000 0 200000 Deforestation Afforestation and Reforestation Other Land Use Change Annual Crops Agroforestry/Perennial Crops Rice Grassland Livestock Inputs Project Investment  Return