1. Ruqaiya Said Abdullah Al-Abri
Phone: +968-92223430/ 92555435, Email: ruqiya.alabri@hotmail.com
P.O.Box 908, Postal code 133, Muscat, Sultanate of Oman
Objective
Dedicated, determined & professional strives to work in a dynamic and challenging organization to
improve my knowledge, skills and strength I gained in the past 7 years.
Education
 B.Sc. in Business Management from University Gulf College, Sultanate of Oman, with ranking
second class Honors (GPA 3.3).
Nov’12- Dec’13
 Higher National Diploma in Business specialized in Human Resources, from College of Banking
and Financial Studies, Sultanate of Oman, with ranking second class honors.
Aug’08- Aug’10
 Certificated Financial Broker at Muscat Securities Market (MSM), Licensed by Capital Market
Authority (CMA) Sep’08
 Certificate in English Language Preparatory Course and IELTS training Sep’08
 Secondary School Certificate, Muscat, Sultanate of Oman. Sep’03- June’04
Professional Experience
FALCOM Financial Services, Oman March 2013- Present
Position: Compliance Officer
 Implements, and manages the areas of regulations and laws, company policies and procedures,
client protection, and public interest laws.
 monitor and review the company to ensure compliance with statutory and regulatory
requirements
 Identify shortcomings in regulatory compliance and violations and immediately
 Provide advice to the top management regarding financial risks, market risks and credit and
operational risks.
 Work closely with the Chief Operating Officer (COO) in overseeing compliance procedures and
might also advise on risk management.
 Train the company staff on these compliance procedures.
 Compliance Officer is the main source of contact with outside audit companies.
 Analyzing and investigating annual and monthly financial accounts.
 Undertaking financial administration.
 Preparing reports and business plans.
 Risk analysis.
 Ensure that training courses are provided to the company staff on statutory and anti-money
laundering requirements and ensure they are notified of any developments in regulation
 Ensuring compliance with taxation legislation.
FALCOM Financial Services, Oman Feb '11– To date
Position: HR Officer
 Helping draw up plans for future personnel needs
 Recruiting
 Providing staff training and development
 Operating pay and benefits policies
 Counselling staff about any problems they may have, either at work or personally

2. FALCOM Financial Services, Oman Feb '11 – Feb '13
Position: Operation Supervisor
 Providing Service to local and overseas clients.
 Processing the daily trades and reconciling the trades with the market.
 Handling IPO collections.
 Handling clients account reconciliation with overseas brokerage houses.
 Checking and approving all brokers’ orders coordinating with clients authorizations.
 Send trade confirmation to clients after market close.
 Reporting all daily works to Head of Department.
 Follow up of receivables from clients.
 Doing daily bank settlement
Muscat Securities Market Brokers Association, Oman June’07-June’09
Position: Broker, trainee
 Take orders from Clients.
 Buy and sale shares for clients from Muscat Securities Market.
 Create Muscat Securities Market folio for clients.
Professional Courses & Training
 Title: Understanding LELTS, Techniques for English Language Tests Jan’2015
Location: British Council - Oman
 Title: Oman –AML/ CFT Training May’2015
Location: Capital Market Authority (CMA)
 Title: Introduction to Investment Oct’12
Location: College of Banking and Financial Studies
 Title: English Language Preparatory Course & IELTS training program Mar’09
 General English: Upper Intermediate Level.
 Basic Financial Mathematics.
 Introduction to IT (MS- Word, MS- Excel, MS- Access and Power Point).
Location: College of Banking and Financial Studies
 Title: Workshop on the skills of financial analysis Feb’2009
Location: Almanarah Training Services
Core Skills
 Technically competent
 Software
 MS- Word, MS- Excel, MS- Access and Power Point
 Problem solving skills
 Communications skills
 Skills including the ability to prepare reports, proposals, and policies and procedures.
Languages
 Arabic, Written and Spoken
 English, Written and Spoken.
Personal Details
 Date of Birth: November 10th, 1986 Marital Status: Married, Nationality : Omani
 Hobbies: Reading and Traveling.
References Details
 Mr. Amjad Al Balushi, Ahli Bank, Compliance officer
E-mail: amjid.albalushi@falcom.com.om Phone: +968-99771158
 Mr. Haitham AL Salmi, Head of Business Administration, Gulf Baader company
E-mail: Salmeez@hotmail.com Phone: +968-96999000