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Transitioning an internationally
  managed HIV program to local
ownership: the experience of EGPAF
             -Tanzania

        John Stephen, BVM, MSc & MBA
    Associate Director, Field Programs – EGPAF

      HIV Capacity Summit, Birchwood
                   Hotel
1
               19 Mar 2013
Presentation outline
•    Introduction
•    Why transition to local affiliate
•    Phases of transition process
•    Establishment of a local affiliate
•    Criteria for selection of the region
•    Program implementation
•    Capacity building initiatives
•    Evidence for achievements
•    Challenges and counter strategies
•    Lessons learnt
•    Conclusions
1.0   Introduction

• Local ownership of HIV service delivery and HSS
  programs in sub-Saharan Africa is critical to
  ensure long-term sustainability.
• In 2004, EGPAF received Track One funding from
  CDC to implement Project HEART.
• Transition was mandated as part of the Track 1.0
  re-authorization by the US Congress in 2008.
• EGPAF believes in country ownership.
• Transition is the EGPAF’s process of transferring
  existing programs and services to local partners.
2.0 Why transition to local affiliates ?

• Promote local capacity and sustainability of
  programs.
• Accountability through affiliation agreement.
• Monitoring of quality through regular accreditation
  system.
• Capacity building and transfer of EGPAF systems.

• Guided by principles and standards for affiliation.
• Shared elements (logo, mission) facilitate the
  development of a strongly linked global network
  and synergy.
• Promotes common purpose and shared strategy
  to achieve mission.
3.0   Phases of transition process
4.0 Ariel Glaser Pediatric AIDS
 Healthcare Initiative (AGPAHI)
• Non profit and autonomous organisation organized
  locally at both the grassroots and national levels.
• Registered on 21 Feb 2011 as local NGO under
  NGO Act No 24 of 2002 of Tanzania and launched
  on 18 May 2011.
• Vision: envisions a world where children and
  families have access to quality health services and
  live free from HIV/AIDS to realize their full
  potential.
5.0   Establishment of AGPAHI

• A founding committee of six members formed.
• Stakeholders involvement.
• Drafted paperwork for registration of the new
  NGO.
• Ten BoD candidates screened through             the
  developed criteria, eight members selected.
• Procedures and policies developed.
• AGPAHI official inauguration on 18 May 2011.
• Affiliation agreement btn EGPAF & AGPAHI
  signed.
•
6.0   Criteria for selection of Shinyanga

• High HIV prevalence - high 7.4%.
• Underserviced HIV program          –   potential   for
  programmatic expansion.
• Strong leadership and local government support.
• Potential for donor to support expansion of the
  program.
• Less number of NGOs/CSOs working on HIV
  programs.
EGPAF




AGPAHI
7.0   Program implementation

• EGPAF transitioned one of six regions; 41 HIV
  C&T clinics with 20,272 patients.
• AGPAHI     adopted    EGPAF’s   implementation
  model.
• AGPAHI received a C&T sub award from EGPAF
• AGPAHI received direct funding from CDC.
• Annual accreditation review.
• In January 2012 AGPAHI received a sub award
  from EGPAF on PMTCT/ RCH.
• July 2012, AGPAHI received a USAID funding on
  “Innovations in family planning, reproductive
8.0 Capacity building initiatives for
 AGPAHI
• Secondment of EGPAF staff to AGPAHI.
• Policies and procedures (fin, M&E,CGIS, HR).
• Board members orientation workshop.
• AGPAHI staff trained and administered tools;
  OCVAT, SCP & CCA in Shinyanga.
• Accreditation review in Sept 2011, Jun & Sept
  2012
• Technical / operations support from EGPAF.
• Bilateral management training – Aug 2011.
• Effective Leadership and Gov training in Oct 2011.
• AGPAHI participated in NBD workshop in 2012.
• Quarterly DAW and sub grantee monitoring
9.0 Conceptual Framework for AGPAHI
       Capacity Building Plan
10.0    Evidence for achievements

• A full fledged independent local NGO.
• Four funding sources within two years.
• HIV Care and Treatment clinics expanded from 41
  to 68 with over 61,546 patients.
• Program expanded to new regions of Geita &
  Simiyu within two years.
• Good support and collaboration with Government.
• Integration of HIV and family planning programs.
11.0    Challenges and counter strategies
• Narrow funding base for AGPAHI, mostly USG and
  lack of unrestricted funds. Strategy – prospecting
  for non USG donors.
• Supply chain management challenges - test kits.
  Strategy – sourcing for local suppliers.
• Higher services demands with limited resources.
  Strategy – integration for HIV services.
• Stigmatization of local NGOs in Tanzania. Strategy
  – evidence good work by results.
• Transition lacked clarity, appropriate guidance and
  donors keep changing their focus. Strategy –
  EGPAF and AGPAHI worked on best practices.
12.0 Lessons learnt

• Establishing an organization as an affiliate shortens
  the turn round processes for the organization to
  take off smoothly.
• Affiliation enables local NGOs access funds within
  short time.
• Choice of board members is critical to success.


13.0    Conclusions
• Establishment of AGPAHI as a local partner is step
  toward ensuring sustain of HIV programs in Tz.
• Affiliation helps to leverage financial, programmatic
  and technical resources.
Asante


16

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John Stephen - EGPAF, Tanzania

  • 1. Transitioning an internationally managed HIV program to local ownership: the experience of EGPAF -Tanzania John Stephen, BVM, MSc & MBA Associate Director, Field Programs – EGPAF HIV Capacity Summit, Birchwood Hotel 1 19 Mar 2013
  • 2. Presentation outline • Introduction • Why transition to local affiliate • Phases of transition process • Establishment of a local affiliate • Criteria for selection of the region • Program implementation • Capacity building initiatives • Evidence for achievements • Challenges and counter strategies • Lessons learnt • Conclusions
  • 3. 1.0 Introduction • Local ownership of HIV service delivery and HSS programs in sub-Saharan Africa is critical to ensure long-term sustainability. • In 2004, EGPAF received Track One funding from CDC to implement Project HEART. • Transition was mandated as part of the Track 1.0 re-authorization by the US Congress in 2008. • EGPAF believes in country ownership. • Transition is the EGPAF’s process of transferring existing programs and services to local partners.
  • 4. 2.0 Why transition to local affiliates ? • Promote local capacity and sustainability of programs. • Accountability through affiliation agreement. • Monitoring of quality through regular accreditation system. • Capacity building and transfer of EGPAF systems. • Guided by principles and standards for affiliation. • Shared elements (logo, mission) facilitate the development of a strongly linked global network and synergy. • Promotes common purpose and shared strategy to achieve mission.
  • 5. 3.0 Phases of transition process
  • 6. 4.0 Ariel Glaser Pediatric AIDS Healthcare Initiative (AGPAHI) • Non profit and autonomous organisation organized locally at both the grassroots and national levels. • Registered on 21 Feb 2011 as local NGO under NGO Act No 24 of 2002 of Tanzania and launched on 18 May 2011. • Vision: envisions a world where children and families have access to quality health services and live free from HIV/AIDS to realize their full potential.
  • 7. 5.0 Establishment of AGPAHI • A founding committee of six members formed. • Stakeholders involvement. • Drafted paperwork for registration of the new NGO. • Ten BoD candidates screened through the developed criteria, eight members selected. • Procedures and policies developed. • AGPAHI official inauguration on 18 May 2011. • Affiliation agreement btn EGPAF & AGPAHI signed. •
  • 8. 6.0 Criteria for selection of Shinyanga • High HIV prevalence - high 7.4%. • Underserviced HIV program – potential for programmatic expansion. • Strong leadership and local government support. • Potential for donor to support expansion of the program. • Less number of NGOs/CSOs working on HIV programs.
  • 10. 7.0 Program implementation • EGPAF transitioned one of six regions; 41 HIV C&T clinics with 20,272 patients. • AGPAHI adopted EGPAF’s implementation model. • AGPAHI received a C&T sub award from EGPAF • AGPAHI received direct funding from CDC. • Annual accreditation review. • In January 2012 AGPAHI received a sub award from EGPAF on PMTCT/ RCH. • July 2012, AGPAHI received a USAID funding on “Innovations in family planning, reproductive
  • 11. 8.0 Capacity building initiatives for AGPAHI • Secondment of EGPAF staff to AGPAHI. • Policies and procedures (fin, M&E,CGIS, HR). • Board members orientation workshop. • AGPAHI staff trained and administered tools; OCVAT, SCP & CCA in Shinyanga. • Accreditation review in Sept 2011, Jun & Sept 2012 • Technical / operations support from EGPAF. • Bilateral management training – Aug 2011. • Effective Leadership and Gov training in Oct 2011. • AGPAHI participated in NBD workshop in 2012. • Quarterly DAW and sub grantee monitoring
  • 12. 9.0 Conceptual Framework for AGPAHI Capacity Building Plan
  • 13. 10.0 Evidence for achievements • A full fledged independent local NGO. • Four funding sources within two years. • HIV Care and Treatment clinics expanded from 41 to 68 with over 61,546 patients. • Program expanded to new regions of Geita & Simiyu within two years. • Good support and collaboration with Government. • Integration of HIV and family planning programs.
  • 14. 11.0 Challenges and counter strategies • Narrow funding base for AGPAHI, mostly USG and lack of unrestricted funds. Strategy – prospecting for non USG donors. • Supply chain management challenges - test kits. Strategy – sourcing for local suppliers. • Higher services demands with limited resources. Strategy – integration for HIV services. • Stigmatization of local NGOs in Tanzania. Strategy – evidence good work by results. • Transition lacked clarity, appropriate guidance and donors keep changing their focus. Strategy – EGPAF and AGPAHI worked on best practices.
  • 15. 12.0 Lessons learnt • Establishing an organization as an affiliate shortens the turn round processes for the organization to take off smoothly. • Affiliation enables local NGOs access funds within short time. • Choice of board members is critical to success. 13.0 Conclusions • Establishment of AGPAHI as a local partner is step toward ensuring sustain of HIV programs in Tz. • Affiliation helps to leverage financial, programmatic and technical resources.