Case Manager lets you create a case which then can be used to track details of that case. Case Management is important since all cases may not require follow-up action.

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Compliance Memo & Notices Solution

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4 Main Modules Of
Compliance Memo & Notices Solution
Notice Scheduler E-mail Comments
File Based Notice
Comments by
EmployeesNotice for
Schedule / Compliance Officer
Document Repository Employees
Send E-mail to
publishing on Site
Screen Based Notice

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Our Demo Compliance Officer
Demo
Demo@ABCFinancials.com
Our Demo Group
Regulatory Compliance
Our Demo Employee
Lisa Mattox
LISA.MATTOX@ABCFinancials.com

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Legend For Notices Summary
# of Notice Recipients Unconfirmed Notice
Unopened Notice # of Comments

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Notice Successfully Created.

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Legend For Notice Screen
Text Based Notice Comments
Document Uploaded Update Notice
Most Visited Notice Preview Notice

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Legend For Scheduler
Text Based Notice Show Recipients
Scheduler Successfully Added.
Document Uploaded Recipients of Notice

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6
5
4
2
Sending E-mail 1 of 9 …
3
Legend for E-mail
E-mail not sent Send E-mail Now
Notice Confirmed Notice Successfully Sent
Notice Not Confirmed Notice Failure

13. E-mail Sent to Lisa Mattox

17. What will be the benefits by Electronic Filing?

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Legend For Notices Summary
# of Notice Recipients Unconfirmed Notice
Unopened Notice # of Comments

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Summary
• Compact & Reliable Solution for latest internal Compliance related
communications, legal notices & memorandum
• Efficient way to communicate legal notices & memorandum, date
specific notification
Next Steps
• Visit Ragini.com for more Information on Compliance Memo &
Notices Solution
• E-mail Sales@ragini.com for Sales Related Inquiries.