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Working	
  Paper	
  
       	
  

                                          The	
  Vertical	
  Farm:	
  Growing	
  Eco-­Cities	
  
                                                    Dickson	
  Despommier	
  
	
  

                   Currently,	
  over	
  800	
  million	
  hectares	
  are	
  committed	
  to	
  some	
  form	
  of	
  

       agriculture;	
  this	
  represents	
  about	
  38%	
  of	
  the	
  total	
  landmass	
  of	
  the	
  earth.	
  Over	
  the	
  

       last	
  10,000	
  years	
  of	
  human	
  history,	
  farming	
  has	
  increasingly	
  rearranged	
  the	
  

       landscape	
  in	
  favor	
  of	
  cultivated	
  fields	
  and	
  herds	
  of	
  cattle	
  at	
  the	
  expense	
  of	
  natural	
  

       ecozones,	
  reducing	
  most	
  of	
  them	
  to	
  fragmented,	
  semi-­‐functional	
  units	
  and	
  

       completely	
  eliminating	
  others.	
  This	
  incursion	
  has	
  had	
  significant	
  costs	
  in	
  terms	
  of	
  

       both	
  human	
  and	
  ecological	
  health.	
  On	
  the	
  human	
  side,	
  the	
  transmission	
  of	
  a	
  wide	
  




                                                                            T
       variety	
  of	
  infectious	
  agents—influenza,	
  rabies,	
  yellow	
  fever,	
  dengue	
  fever,	
  malaria,	
  
                                               AF
       trypanosomiasis,	
  hookworm,	
  schistosomiasis—occurs	
  with	
  relentless	
  and	
  

       devastating	
  regularity	
  at	
  the	
  tropical	
  and	
  sub-­‐tropical	
  agricultural	
  interface	
  and	
  

       emerging	
  infections,	
  many	
  of	
  which	
  are	
  viral	
  zoonoses	
  (e.g.,	
  Ebola,	
  Lassa	
  fever),	
  
                R
       rapidly	
  adapt	
  to	
  the	
  human	
  host	
  following	
  human	
  encroachment	
  into	
  natural	
  

       environments.	
  Exposure	
  to	
  toxic	
  levels	
  of	
  some	
  classes	
  of	
  agrochemicals	
  (pesticides,	
  
               D

       fungicides)	
  and	
  trauma	
  are	
  two	
  other	
  significant	
  health	
  risks	
  associated	
  with	
  

       traditional	
  agricultural	
  practices.	
  On	
  the	
  ecological	
  side,	
  farming	
  consumes	
  huge	
  

       quantities	
  of	
  fossil	
  fuels	
  in	
  the	
  developed	
  world.	
  In	
  the	
  United	
  States,	
  alone,	
  over	
  

       20%	
  of	
  all	
  the	
  fossil	
  fuel	
  consumed	
  is	
  used	
  for	
  agriculture.	
  This	
  of	
  course	
  translates	
  

       into	
  ever	
  increasing	
  levels	
  of	
  greenhouse	
  gasses.	
  Both	
  of	
  these	
  human	
  and	
  ecological	
  

       costs	
  are	
  likely	
  to	
  grow	
  more	
  severe	
  as	
  the	
  human	
  population	
  is	
  expected	
  to	
  rise	
  to	
  

       at	
  least	
  8.6	
  billion	
  over	
  the	
  next	
  40	
  years.	
  This	
  growth	
  will	
  require	
  the	
  support	
  of	
  an	
  

       additional	
  109	
  hectares	
  (roughly	
  the	
  size	
  of	
  Brazil),	
  using	
  current	
  technologies.	
  That	
  


                                                                            	
  
Working	
  Paper	
  
	
  

quantity	
  of	
  farmland	
  is	
  no	
  longer	
  available	
  and	
  so	
  these	
  increases	
  will	
  have	
  to	
  be	
  

supplied	
  in	
  part	
  by	
  more	
  intensive,	
  and	
  potentially	
  more	
  environmentally	
  degrading	
  

practices.	
  And	
  even	
  if	
  farming	
  on	
  this	
  scale	
  were	
  not	
  itself	
  energy	
  intensive	
  or	
  

environmentally	
  depleting,	
  the	
  cleared	
  land	
  necessary	
  would	
  still	
  hamper	
  one	
  of	
  our	
  

best	
  and	
  most	
  economical	
  ways	
  to	
  slow	
  the	
  rapidity	
  of	
  climate	
  change:	
  re-­‐

forestation.	
  

                                                        [INSERT	
  FIGURE	
  1]	
  

            	
  It	
  is	
  clear	
  that	
  we	
  need	
  a	
  solution	
  to	
  the	
  entire	
  problem,	
  not	
  just	
  to	
  the	
  food	
  

and	
  agriculture	
  part.	
  But	
  how	
  can	
  we	
  supply	
  10	
  billion	
  people	
  with	
  adequate	
  food	
  




                                                                         T
and	
  water	
  and	
  still	
  repair	
  the	
  environment?	
  In	
  my	
  view,	
  if	
  just	
  50-­‐60%	
  of	
  traditional	
  
                                           AF
farming	
  could	
  be	
  replaced	
  by	
  constructing	
  urban	
  food	
  production	
  centers,	
  then	
  a	
  

long-­‐term	
  benefit	
  would	
  be	
  the	
  gradual	
  repair	
  of	
  many	
  of	
  the	
  world’s	
  damaged	
  

ecosystems	
  through	
  the	
  systematic	
  abandonment	
  of	
  farmland.	
  This	
  is	
  already	
  
         R
happening	
  in	
  places	
  where	
  agriculture	
  has	
  failed,	
  particularly	
  in	
  the	
  northeastern	
  

region	
  of	
  the	
  United	
  States.	
  In	
  the	
  Midwest,	
  large	
  tracts	
  of	
  land	
  in	
  Minnesota	
  and	
  
        D

Wisconsin	
  are	
  being	
  abandoned.	
  We	
  need	
  to	
  see	
  these	
  vacated	
  lands	
  not	
  simply	
  as	
  

empty	
  sites	
  but	
  as	
  sites	
  of	
  active	
  recovery.	
  Ecological	
  repair	
  is	
  what	
  nature	
  is	
  best	
  at,	
  

so	
  a	
  hands-­‐off	
  policy	
  actually	
  works,	
  and	
  in	
  most	
  cases,	
  within	
  a	
  very	
  short	
  time	
  

frame.	
  An	
  excellent	
  example	
  is	
  the	
  de-­‐militarized	
  zone	
  between	
  North	
  and	
  South	
  

Korea.	
  No	
  one	
  has	
  stepped	
  into	
  it	
  since	
  1953	
  and	
  it	
  is	
  the	
  most	
  verdant	
  portion	
  of	
  

either	
  country.	
  The	
  dust	
  bowl	
  of	
  the	
  1930s	
  has	
  come	
  back	
  to	
  a	
  tall	
  and	
  mixed	
  grass	
  

prairie.	
  Even	
  Chernobyl	
  has	
  recovered	
  its	
  biodiversity,	
  again	
  due	
  to	
  human	
  

abandonment	
  of	
  the	
  area.	
  The	
  restoration	
  of	
  natural	
  balance	
  in	
  even	
  those	
  


                                                                          	
  
Working	
  Paper	
  
	
  

environments	
  most	
  traumatized	
  by	
  humans	
  indicates	
  the	
  effectiveness	
  of	
  

abandonment	
  as	
  an	
  ecological	
  strategy.	
  But	
  if	
  we	
  are	
  to	
  both	
  abandon	
  areas	
  

currently	
  in	
  use	
  and	
  conserve	
  those	
  lands	
  not	
  already	
  under	
  cultivation,	
  our	
  

agricultural	
  operations	
  will	
  need	
  to	
  be	
  located	
  in	
  places	
  already	
  of	
  relatively	
  high	
  

density.	
  Our	
  farms,	
  this	
  is	
  to	
  say,	
  will	
  need	
  to	
  share	
  land	
  with	
  our	
  cities.	
  	
  

                                                        [INSERT	
  FIGURE	
  2]	
  

            A	
  vertical	
  farm	
  is	
  one	
  possible	
  solution	
  to	
  sustainable	
  urban	
  agriculture.	
  In	
  

addition	
  to	
  reducing	
  the	
  diseases	
  transmitted	
  at	
  the	
  agricultural	
  interface	
  and	
  

sparing	
  uncultivated	
  land	
  the	
  encroachment	
  of	
  agricultural	
  operations,	
  raising	
  crops	
  




                                                                         T
in	
  high-­‐rise	
  buildings	
  has	
  a	
  number	
  of	
  advantages	
  over	
  traditional	
  farming.	
  Crops	
  
                                           AF
are	
  protected	
  from	
  adverse	
  weather	
  conditions	
  (floods,	
  droughts,	
  etc.),	
  greatly	
  

regularizing	
  the	
  supply	
  and	
  quality	
  of	
  produce.	
  Year-­‐round	
  production	
  is	
  possible,	
  

thus	
  reducing	
  greatly	
  the	
  space	
  required	
  to	
  raise	
  large	
  quantities	
  of	
  produce.	
  Indoor	
  
         R
farming	
  employing	
  hydroponics	
  and	
  aeroponics	
  consumes	
  orders	
  of	
  magnitudes	
  

less	
  water	
  (70-­‐80%	
  less)	
  than	
  conventional	
  outdoor	
  farming,	
  conserving	
  a	
  vital	
  
        D

resource	
  for	
  which	
  there	
  is	
  no	
  substitute	
  and	
  whose	
  supply	
  is	
  likely	
  to	
  be	
  an	
  issue	
  

dominating	
  political	
  and	
  ecological	
  decisions	
  in	
  future	
  decades.	
  New	
  job	
  

opportunities	
  will	
  result	
  from	
  the	
  establishing	
  of	
  vertical	
  farms	
  as	
  inner	
  cities	
  are	
  

able	
  to	
  diversify	
  their	
  economies	
  in	
  a	
  hitherto	
  inconceivable	
  direction	
  and	
  

abandoned	
  and	
  degraded	
  city	
  properties	
  are	
  reclaimed	
  and	
  given	
  new	
  value.	
  	
  

                                               [INSERT	
  FIGURE	
  3a	
  AND	
  3b]	
  

	
          Vertical	
  farming	
  is	
  still	
  a	
  virtual	
  concept,	
  but	
  its	
  success	
  will	
  be	
  due	
  to	
  its	
  

imitation	
  of	
  nature.	
  All	
  biological	
  material	
  will	
  be	
  re-­‐cycled	
  to	
  greatly	
  reduce	
  greatly	
  


                                                                         	
  
Working	
  Paper	
  
	
  

or	
  completely	
  eliminate	
  waste.	
  Degradation	
  of	
  plant	
  and	
  animal	
  waste	
  into	
  energy	
  

by	
  some	
  high-­‐tech	
  incineration	
  or	
  gasification	
  process	
  could	
  make	
  the	
  urban	
  high-­‐

rise	
  farm	
  completely	
  independent	
  of	
  the	
  energy	
  grid.	
  Urban	
  farming	
  in	
  tall	
  buildings	
  

also	
  solves	
  the	
  global	
  problem	
  of	
  agricultural	
  runoff,	
  currently	
  the	
  number	
  one	
  

source	
  of	
  pollution	
  worldwide.	
  In	
  addition,	
  some	
  city	
  farms	
  could	
  be	
  used	
  just	
  to	
  

produce	
  bio-­‐fuels	
  or	
  to	
  remediate	
  gray	
  water	
  (de-­‐watered	
  sludge).	
  The	
  vertical	
  farm	
  

will	
  bio-­‐remediate	
  gray	
  and	
  black	
  water	
  sources,	
  allowing	
  for	
  the	
  re-­‐cycling	
  of	
  

potable	
  water	
  back	
  into	
  the	
  community.	
  The	
  safe	
  use	
  of	
  human	
  feces	
  and	
  urine	
  as	
  a	
  

starting	
  source	
  for	
  energy	
  generation	
  further	
  reduces	
  the	
  chances	
  of	
  transmission	
  of	
  




                                                                    T
pathogens	
  that	
  depend	
  upon	
  the	
  fecal-­‐oral	
  route.	
  Vertical	
  farming	
  will	
  require	
  little	
  
                                        AF
in	
  the	
  way	
  of	
  cutting-­‐edge	
  engineering	
  technologies,	
  with	
  the	
  possible	
  exception	
  of	
  

the	
  need	
  for	
  new	
  chemically-­‐defined	
  plant	
  foods	
  for	
  specific	
  crops.	
  	
  Virtually	
  any	
  

commercially	
  viable	
  crop	
  can	
  be	
  grown	
  indoors,	
  including	
  numerous	
  animal	
  species.	
  	
  	
  	
  	
  
         R
                                                    [INSERT	
  FIGURE	
  4]	
  

	
          Social	
  acceptance	
  of	
  vertical	
  farms	
  will	
  be	
  one	
  of	
  its	
  greatest	
  challenges,	
  but	
  if	
  
        D

community	
  ownership	
  can	
  be	
  incorporated	
  into	
  the	
  business	
  plan,	
  then	
  the	
  social	
  

and	
  psychological	
  barriers	
  to	
  its	
  implementation	
  can	
  be	
  overcome,	
  allowing	
  for	
  a	
  

potentially	
  radical	
  reshaping	
  of	
  society.	
  The	
  old	
  image	
  of	
  “down	
  on	
  the	
  farm”	
  will	
  

take	
  on	
  a	
  whole	
  new	
  meaning,	
  with	
  urban	
  farm	
  buildings	
  finally	
  living	
  up	
  to	
  the	
  

public’s	
  expectations	
  as	
  to	
  what	
  really	
  constitutes	
  “green”	
  architecture!	
  The	
  ultimate	
  

goal	
  is	
  of	
  course	
  to	
  live	
  as	
  one	
  natural	
  species	
  among	
  all	
  the	
  rest	
  without	
  insuring	
  

the	
  wrath	
  of	
  nature	
  due	
  to	
  encroachment	
  into	
  ecosystems	
  that	
  we	
  do	
  not	
  control.	
  




                                                                    	
  
Working	
  Paper	
  
	
  

The	
  city	
  ecosystem	
  we	
  create	
  will	
  have	
  the	
  ability	
  to	
  live	
  within	
  its	
  means	
  and	
  thus	
  

allow	
  all	
  the	
  other	
  ecosystems	
  to	
  do	
  the	
  same.	
  




                                                                   T
                                       AF
         R
        D




                                                                   	
  
Working	
  Paper	
  
	
  

                           18.	
  The	
  Vertical	
  Farm:	
  Growing	
  Eco-­Cities	
  
                                           Dickson	
  Despommier	
  
	
  
                                                     Figures	
  




                                                                                                	
  




                                                          T
Figure	
  1.	
  The	
  demilitarized	
  zone	
  between	
  North	
  and	
  South	
  Korea	
  
	
  
                                  AF
         R
        D



                                                           	
  
Figure	
  2.	
  Chernobyl,	
  Ukraine	
  
	
  




                                                            	
  
Working	
  Paper	
  
	
  




                                                                        	
  
Figure	
  3a.	
  Rendering	
  of	
  the	
  southern	
  façade	
  of	
  the	
  Center	
  for	
  Urban	
  Agriculture	
  by	
  




                                                              T
Mithun	
  
	
  
                                    AF
         R
        D


                                                                               	
  
Figure	
  3b.	
  Rendering	
  of	
  the	
  northern	
  façade	
  of	
  the	
  Center	
  for	
  Urban	
  Agriculture	
  by	
  
Mithun	
  
	
  




                                                               	
  
Working	
  Paper	
  
	
  




                                                              T
                                    AF
                                                                                 	
  
Figure	
  4.	
  Axonometric	
  section	
  of	
  La	
  Tour	
  Vivante	
  by	
  SOA	
  Atelier	
  
	
  
         R
        D




                                                              	
  
Working	
  Paper	
  
	
  

	
  




                        T
                       AF
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The Vertical Farm

  • 1. Working  Paper     The  Vertical  Farm:  Growing  Eco-­Cities   Dickson  Despommier     Currently,  over  800  million  hectares  are  committed  to  some  form  of   agriculture;  this  represents  about  38%  of  the  total  landmass  of  the  earth.  Over  the   last  10,000  years  of  human  history,  farming  has  increasingly  rearranged  the   landscape  in  favor  of  cultivated  fields  and  herds  of  cattle  at  the  expense  of  natural   ecozones,  reducing  most  of  them  to  fragmented,  semi-­‐functional  units  and   completely  eliminating  others.  This  incursion  has  had  significant  costs  in  terms  of   both  human  and  ecological  health.  On  the  human  side,  the  transmission  of  a  wide   T variety  of  infectious  agents—influenza,  rabies,  yellow  fever,  dengue  fever,  malaria,   AF trypanosomiasis,  hookworm,  schistosomiasis—occurs  with  relentless  and   devastating  regularity  at  the  tropical  and  sub-­‐tropical  agricultural  interface  and   emerging  infections,  many  of  which  are  viral  zoonoses  (e.g.,  Ebola,  Lassa  fever),   R rapidly  adapt  to  the  human  host  following  human  encroachment  into  natural   environments.  Exposure  to  toxic  levels  of  some  classes  of  agrochemicals  (pesticides,   D fungicides)  and  trauma  are  two  other  significant  health  risks  associated  with   traditional  agricultural  practices.  On  the  ecological  side,  farming  consumes  huge   quantities  of  fossil  fuels  in  the  developed  world.  In  the  United  States,  alone,  over   20%  of  all  the  fossil  fuel  consumed  is  used  for  agriculture.  This  of  course  translates   into  ever  increasing  levels  of  greenhouse  gasses.  Both  of  these  human  and  ecological   costs  are  likely  to  grow  more  severe  as  the  human  population  is  expected  to  rise  to   at  least  8.6  billion  over  the  next  40  years.  This  growth  will  require  the  support  of  an   additional  109  hectares  (roughly  the  size  of  Brazil),  using  current  technologies.  That    
  • 2. Working  Paper     quantity  of  farmland  is  no  longer  available  and  so  these  increases  will  have  to  be   supplied  in  part  by  more  intensive,  and  potentially  more  environmentally  degrading   practices.  And  even  if  farming  on  this  scale  were  not  itself  energy  intensive  or   environmentally  depleting,  the  cleared  land  necessary  would  still  hamper  one  of  our   best  and  most  economical  ways  to  slow  the  rapidity  of  climate  change:  re-­‐ forestation.   [INSERT  FIGURE  1]    It  is  clear  that  we  need  a  solution  to  the  entire  problem,  not  just  to  the  food   and  agriculture  part.  But  how  can  we  supply  10  billion  people  with  adequate  food   T and  water  and  still  repair  the  environment?  In  my  view,  if  just  50-­‐60%  of  traditional   AF farming  could  be  replaced  by  constructing  urban  food  production  centers,  then  a   long-­‐term  benefit  would  be  the  gradual  repair  of  many  of  the  world’s  damaged   ecosystems  through  the  systematic  abandonment  of  farmland.  This  is  already   R happening  in  places  where  agriculture  has  failed,  particularly  in  the  northeastern   region  of  the  United  States.  In  the  Midwest,  large  tracts  of  land  in  Minnesota  and   D Wisconsin  are  being  abandoned.  We  need  to  see  these  vacated  lands  not  simply  as   empty  sites  but  as  sites  of  active  recovery.  Ecological  repair  is  what  nature  is  best  at,   so  a  hands-­‐off  policy  actually  works,  and  in  most  cases,  within  a  very  short  time   frame.  An  excellent  example  is  the  de-­‐militarized  zone  between  North  and  South   Korea.  No  one  has  stepped  into  it  since  1953  and  it  is  the  most  verdant  portion  of   either  country.  The  dust  bowl  of  the  1930s  has  come  back  to  a  tall  and  mixed  grass   prairie.  Even  Chernobyl  has  recovered  its  biodiversity,  again  due  to  human   abandonment  of  the  area.  The  restoration  of  natural  balance  in  even  those    
  • 3. Working  Paper     environments  most  traumatized  by  humans  indicates  the  effectiveness  of   abandonment  as  an  ecological  strategy.  But  if  we  are  to  both  abandon  areas   currently  in  use  and  conserve  those  lands  not  already  under  cultivation,  our   agricultural  operations  will  need  to  be  located  in  places  already  of  relatively  high   density.  Our  farms,  this  is  to  say,  will  need  to  share  land  with  our  cities.     [INSERT  FIGURE  2]   A  vertical  farm  is  one  possible  solution  to  sustainable  urban  agriculture.  In   addition  to  reducing  the  diseases  transmitted  at  the  agricultural  interface  and   sparing  uncultivated  land  the  encroachment  of  agricultural  operations,  raising  crops   T in  high-­‐rise  buildings  has  a  number  of  advantages  over  traditional  farming.  Crops   AF are  protected  from  adverse  weather  conditions  (floods,  droughts,  etc.),  greatly   regularizing  the  supply  and  quality  of  produce.  Year-­‐round  production  is  possible,   thus  reducing  greatly  the  space  required  to  raise  large  quantities  of  produce.  Indoor   R farming  employing  hydroponics  and  aeroponics  consumes  orders  of  magnitudes   less  water  (70-­‐80%  less)  than  conventional  outdoor  farming,  conserving  a  vital   D resource  for  which  there  is  no  substitute  and  whose  supply  is  likely  to  be  an  issue   dominating  political  and  ecological  decisions  in  future  decades.  New  job   opportunities  will  result  from  the  establishing  of  vertical  farms  as  inner  cities  are   able  to  diversify  their  economies  in  a  hitherto  inconceivable  direction  and   abandoned  and  degraded  city  properties  are  reclaimed  and  given  new  value.     [INSERT  FIGURE  3a  AND  3b]     Vertical  farming  is  still  a  virtual  concept,  but  its  success  will  be  due  to  its   imitation  of  nature.  All  biological  material  will  be  re-­‐cycled  to  greatly  reduce  greatly    
  • 4. Working  Paper     or  completely  eliminate  waste.  Degradation  of  plant  and  animal  waste  into  energy   by  some  high-­‐tech  incineration  or  gasification  process  could  make  the  urban  high-­‐ rise  farm  completely  independent  of  the  energy  grid.  Urban  farming  in  tall  buildings   also  solves  the  global  problem  of  agricultural  runoff,  currently  the  number  one   source  of  pollution  worldwide.  In  addition,  some  city  farms  could  be  used  just  to   produce  bio-­‐fuels  or  to  remediate  gray  water  (de-­‐watered  sludge).  The  vertical  farm   will  bio-­‐remediate  gray  and  black  water  sources,  allowing  for  the  re-­‐cycling  of   potable  water  back  into  the  community.  The  safe  use  of  human  feces  and  urine  as  a   starting  source  for  energy  generation  further  reduces  the  chances  of  transmission  of   T pathogens  that  depend  upon  the  fecal-­‐oral  route.  Vertical  farming  will  require  little   AF in  the  way  of  cutting-­‐edge  engineering  technologies,  with  the  possible  exception  of   the  need  for  new  chemically-­‐defined  plant  foods  for  specific  crops.    Virtually  any   commercially  viable  crop  can  be  grown  indoors,  including  numerous  animal  species.           R [INSERT  FIGURE  4]     Social  acceptance  of  vertical  farms  will  be  one  of  its  greatest  challenges,  but  if   D community  ownership  can  be  incorporated  into  the  business  plan,  then  the  social   and  psychological  barriers  to  its  implementation  can  be  overcome,  allowing  for  a   potentially  radical  reshaping  of  society.  The  old  image  of  “down  on  the  farm”  will   take  on  a  whole  new  meaning,  with  urban  farm  buildings  finally  living  up  to  the   public’s  expectations  as  to  what  really  constitutes  “green”  architecture!  The  ultimate   goal  is  of  course  to  live  as  one  natural  species  among  all  the  rest  without  insuring   the  wrath  of  nature  due  to  encroachment  into  ecosystems  that  we  do  not  control.    
  • 5. Working  Paper     The  city  ecosystem  we  create  will  have  the  ability  to  live  within  its  means  and  thus   allow  all  the  other  ecosystems  to  do  the  same.   T AF R D  
  • 6. Working  Paper     18.  The  Vertical  Farm:  Growing  Eco-­Cities   Dickson  Despommier     Figures     T Figure  1.  The  demilitarized  zone  between  North  and  South  Korea     AF R D   Figure  2.  Chernobyl,  Ukraine      
  • 7. Working  Paper       Figure  3a.  Rendering  of  the  southern  façade  of  the  Center  for  Urban  Agriculture  by   T Mithun     AF R D   Figure  3b.  Rendering  of  the  northern  façade  of  the  Center  for  Urban  Agriculture  by   Mithun      
  • 8. Working  Paper     T AF   Figure  4.  Axonometric  section  of  La  Tour  Vivante  by  SOA  Atelier     R D  
  • 9. Working  Paper       T AF R D