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WHO and UNICEF developed the Global Strategy on Infant and Young Child Feeding
in 2002 to revitalize world attention to the substantial impact of feeding practices on
the growth and development, health, and survival of infants and young children.The
present review examines the evidence for the contribution that community-based
interventions can make to improve infant and young child feeding, and identifies
factors that are important to ensure that interventions are successful and sustainable.
The findings show that families and communities are more than simple beneficiaries
of interventions; they are also resources to shape the interventions and extend coverage
close to where mothers, other caregivers and young children live. It is intended that the
experiences presented here will help policy makers, programme planners, and health
professionals in the essential and challenging task of translating knowlege into action
at all levels: the health system, the community and civil society at large.
Selected WHO publications of related interest

WHO. Global Strategy for infant and young child feeding. Geneva: World Health
Organization, 2003
http://www.who.int/child-adolescent-health/publications/NUTRITION/IYCF_GS.htm

Pan American Health Organization. Guiding Principles for complementary feeding of the
breastfed child. Washington DC: Pan American Health Organization, World Health
Organization, 2003
http://www.who.int/child-adolescent-health/New_Publications/NUTRITION/guiding_principles.pdf

WHO/UNAIDS/UNFPA/UNHCR/UNICEF/FAO/WFP/IAEA/World Bank. HIV and
infant feeding: framework for priority action. Geneva: World Health Organization, 2003
http://www.who.int/child-adolescent-health/publications/NUTRITION/HIV_IF_Framework.htm

WHO. Complementary feeding: family foods for breastfed children. WHO/NHD/001,
WHO/FCH/CAH/00.6. Geneva: World Health Organization, 2000
http://www.who.int/child-adolescent-health/publications/NUTRITION/WHO_FCH_CAH_00.6.htm

WHO. HIV and infant feeding counselling: a training course. WHO/FCH/CAH/002.6
Geneva: World Health Organization, 2000
http://www.who.int/child-adolescent-health/publications/NUTRITION/HIVC.htm

WHO. Evidence for the Ten Steps to Successful Breastfeeding. WHO/CHD/98.9. Geneva:
World Health Organization, 1999
http://www.who.int/child-adolescent-health/New_Publications/NUTRITION/WHO_CHD_98.9.pdf

WHO. Improving family and community practices: a component of the IMCI strategy. WHO/
CHD/98.18 Geneva: World Health Organization, 1998
http://www.who.int/child-adolescent-health/publications/IMCI/WHO_CHD_98.18.htm

WHO/UNICEF. Breastfeeding counselling: a training course. WHO/CDR/93.3, UNICEF/
NUT/93.1 Geneva: World Health Organization, 1993
http://www.who.int/child-adolescent-health/publications/NUTRITION/BFC.htm




Other publications of interest can be consulted and ordered online at:
http://bookorders.who.int
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries




              WORLD HEALTH ORGANIZATION

              DEPARTMENT OF CHILD AND ADOLESCENT
              HEALTH AND DEVELOPMENT




                                 Stra
             Community-based Strategies
                               Promotion
             for Breastfeeding Promotion and
                        Developing
             Support in Developing Countries




                                            i
WHO Library Cataloguing-in-Publication Data

Community-based strategies for breastfeeding promotion and support in developing countries.

   1.Breastfeeding 2.Community networks - utilization 3.Consumer participation
   4.Strategic planning 5.Developing countries.

   ISBN 92 4 159121 8                                                                (NLM classification: WS 120)


© World Health Organization 2003

All rights reserved. Publications of the World Health Organization can be obtained from Marketing and
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at the above address (fax: +41 22 791 4806; email: permissions@who.int).

The designations employed and the presentation of the material in this publication do not imply the expression
of any opinion whatsoever on the part of the World Health Organization concerning the legal status of any
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Dotted lines on maps represent approximate border lines for which there may not yet be full agreement.

The mention of specific companies or of certain manufacturers’ products does not imply that they are endorsed
or recommended by the World Health Organization in preference to others of a similar nature that are not
mentioned. Errors and omissions excepted, the names of proprietary products are distinguished by initial
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The World Health Organization does not warrant that the information contained in this publication is complete
and correct and shall not be liable for any damages incurred as a result of its use.

Printed

                                                          ii
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries




Table of Contents
Acknowledgements                                                                                   v
Foreword                                                                                          vii
Introduction                                                                                       1
Chapter 1. Background and Context                                                                  3
           Breastfeeding practices in developing countries                                         3
           Breastfeeding promotion and support: historical development                             3
           Evidence of effectiveness                                                               4
                   Improving breastfeeding practices                                               5
                   Reducing morbidity and mortality                                                5
           Framework and justification                                                             6
Chapter 2. Approaches to Community-based Breastfeeding Promotion and Support                       7
           Foundation for community behaviour change                                               7
                   Partnerships                                                                    7
                   Formative research                                                              7
                   Monitoring and evaluation                                                       8
                   Training and supervision                                                        8
                   Management and leadership                                                       8
           Community-level interventions                                                           8
                   Behaviour change communication                                                  8
                   Training community health-care providers                                       10
                   Lay counsellors                                                                10
                   Women’s groups                                                                 11
           Integration of breastfeeding with primary and preventive services                      12
           Integration of breastfeeding and early childhood development strategies                13
Chapter 3. Case Studies of Community-based Breastfeeding Promotion and Support                    14
           Madagascar                                                                             14
           Honduras                                                                               16
           India                                                                                  17
Chapter 4. Application to Special Circumstances                                                   20
           Mothers’ return to work                                                                20
           Infants born to HIV-positive mothers                                                   20
           Emergency situations                                                                   21
Summary and conclusions                                                                           23
References                                                                                        24
Annex 1. Issues in breastfeeding measurement                                                      28




                                                       iii
Acknowledgements


Tables    Table 1.   Community-based breastfeeding support trials in developing countries
                     that include healthy newborn infants and mothers                        4
          Table 2.   Infant mortality (0–6 months) in Dhaka, Bangladesh comparing
                     partial and no breastfeeding to exclusive breastfeeding                  5

Figures   Figure 1. Key messages: what every family and community has a right to
                    know about breastfeeding                                                  1
          Figure 2. Elements of a comprehensive breastfeeding programme                       2
          Figure 3. Trends in breastfeeding patterns in developing countries 1989–1999        3
          Figure 4. Model of determinants of breastfeeding behaviour                          6
          Figure 5. Stages of change and communication approaches                             9
          Figure 6. Models of women’s groups in breastfeeding promotion and support          11
          Figure 7. Breastfeeding promotion and support as an approach to integration
                    of primary health care services                                          14
          Figure 8. Exclusive breastfeeding in the first 6 months of life, Madagascar        16
          Figure 9. Initiation of breastfeeding within first hour, Madagascar                16
          Figure 10. Exclusive breastfeeding in the first 4 and 6 months of life, Honduras   17
          Figure 11. Prelacteal feedings and exclusive breastfeeding at 3 months
                     in intervention vs control communities, India                           19




                                                iv
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries




Acknowledgements
The primary author of this review was Dr. Ardythe Morrow (Cincinnati Children’s Research Foundation and the
LINKAGES Project, Academy for Educational Development [AED]). The primary editor was Ms. Luann Martin
(LINKAGES Project, AED). Contributions to the writing and/or review of this document were made by a number of
AED experts: Dr. Nancy Keith, for behaviour change communication; Dr. Ellen Piwoz and Dr. Jay Ross, for HIV
issues; Dr. Nadra Franklin, for evaluation issues; and Dr. Vicky Quinn and Dr. Agnès Guyon for the Madagascar
project description.


Valuable assistance in reviewing the paper was provided by Dr. Bernadette Daelmans, Dr. Jose Martines, Dr. Constanza
Vallenas, and Dr. Carmen Casanovas in the WHO Department of Child and Adolescent Health and Development;
Dr. Chessa Lutter (Pan American Health Organization, WHO/AMRO); Dr. Audrey Naylor (Wellstart, International);
Dr. Fran Butterfoss (Eastern Virginia Medical School), and Dr Nita Bhandari (All India Institute of Medical Sciences).


Funding for the development of this paper was provided by WHO and by USAID through the LINKAGES Project,
under Cooperative Agreement No. HRN-A-00-97-00007-00.


The material presented does not necessarily reflect the official position of either organization.




                                                          v
vi
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries




Foreword
The importance of appropriate infant and young child feeding for child survival, growth and development is well
known. Exclusive breastfeeding for the first six months of life confers important benefits on the infant and the
mother. It protects infants against common childhood diseases, including repeated gastrointestinal infections and
pneumonia, and hence against some of the major causes of childhood mortality. Timely introduction of adequate and
safe complementary foods at six months of age helps to fill the dietary gaps that cannot be met by breast milk alone.
Continued breastfeeding for two years or beyond confers major nutritional benefits and is an essential component of
appropriate complementary feeding.


Unfortunately, infant and young child feeding practices world-wide are not optimal. Global monitoring indicates that
only 39% of all infants world-wide are exclusively breastfed, even when the assessment is made in children less than
4 months of age. The timely complementary feeding rate is similarly low with a global average of 60% in 2002.


Much has been learned about effective interventions during the past decades. It is clear that mothers need support to
initiate and sustain optimal breastfeeding and complementary feeding practices – within the family, community,
workplace and health system. During the past decade, the Baby-friendly Hospital Initiative has been instrumental in
directing necessary resources to improve the quality of feeding care in maternity services. As a result, there is an
upwards trend in breastfeeding rates in various countries.


However, it is not enough to help a mother initiate exclusive breastfeeding. She needs to be able to go back to an
environment that is conducive to sustaining appropriate feeding practices and to access skilled support when she
needs it. This review examines the role of communities and community-based resource persons in providing this
support. Based on a review of the literature and an analysis of three projects, it assesses the impact of interventions,
the mechanisms through which behaviours can be changed, and the factors that are necessary to maximize and
sustain the benefits of interventions.

The findings confirm the expectations: communities can make a major difference in improving infant and young
child feeding. This is particularly so when community members participate in the design of interventions and, with
expert support, contribute to shaping the content and mode of delivery. Full engagement of health care providers and
supportive policies are other elements important for success.


Given the emphasis on breastfeeding as an issue of major public health importance over the past decades, experiences
are more abundant in this area. Nevertheless, evidence is accumulating rapidly that similar achievements are possible
for complementary feeding and one case study specifically reports on this.


WHO and UNICEF jointly developed the Global Strategy for Infant and Young Child Feeding to revitalize world
attention to the importance of infant and young child feeding for child survival, growth and development. The
strategy calls upon governments to ‘ensure that the health and other relevant sectors protect, promote and support
exclusive breastfeeding for six months and continued breastfeeding for two years or beyond …. and to promote
timely, adequate, safe and appropriate complementary feeding with continued breastfeeding’.


Families and communities can and should be partners in this endeavour. They are not only the beneficiaries but also
part of the plethora of resources that can be mobilized to reinstate infant and young child feeding as an area of public
health importance and concern. By adopting the Millennium Development Goals, the global community has committed


                                                          vii
to reducing childhood mortality by two-thirds and halving the proportion of people living with hunger by 2015.
Improving childhood nutrition is essential to achieve these goals. It can be done – what is needed is increased
commitment, investment, and innovation to engage all those who can help to make a difference. We hope that this
review will provide all readers with new ideas and motivation for moving forward.


                                                                                               Joy Phumaphi

                                                                                  Assistant Director-General
                                                                               Family and Community Health
                                                                                  World Health Organization




                                                     viii
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries




   “…the global strategy includes as a priority for all governments…to ensure that the
health and other relevant sectors protect, promote and support exclusive breastfeeding for six
months and continued breastfeeding up to two years of age or beyond, while providing women
 access to the support they require – in the family, community and workplace – to achieve
                                          this goal.”
                                                        Global Strategy for Infant and Young Child Feeding, May 2002


Introduction
                                                                                                                      Figure 1

B    reastfeeding is an extension of maternal protection
     that transitions the young infant from the shelter
of the in utero environment to life in the ex utero world
                                                                  Key Messages: What every family and
                                                                  community has a right to know about
                                                                  breastfeeding
with its variety of potentially harmful exposures. The
promotion, protection, and support of breastfeeding is            • Breastmilk alone is the only food and drink an infant
                                                                      needs for the first six months. No other food or drink,
an exceptionally cost-effective strategy for improving
                                                                      not even water, is usually needed during this period.
child survival and reducing the burden of childhood               •   There is a risk that a woman infected with HIV can pass
disease, particularly in developing countries (Horton et              the disease on to her infant through breastfeeding.
                                                                      Women who are infected or suspect that they may be
al., 1996; Morrow et al., 1999; Sikorski et al., 2002;
                                                                      infected should consult a trained health worker for
Arifeen et al., 2001; Black et al., 2003; Jones et al.,               testing, counselling and advice on how to reduce the
2003).                                                                risk of infecting the child.
                                                                  •   Newborn babies should be kept close to their mothers
                                                                      and begin breastfeeding within one hour of birth.
Scientific evidence has guided the development of                 •   Frequent breastfeeding causes more milk to be
international recommendations for optimal infant                      produced. Almost every mother can breastfeed
feeding practices, which include exclusive breastfeeding              successfully.
                                                                  •   Breastfeeding helps protect babies and young children
for 6 months (breast milk only with no other liquids
                                                                      against dangerous illnesses. It also creates a special
or foods given) and continued breastfeeding up to 2                   bond between mother and child.
years of age or beyond with timely addition of                    •   Bottle-feeding can lead to illness and death. If a woman
                                                                      cannot breastfeed her infant, the baby should be fed
appropriate complementar y foods. These
                                                                      breastmilk or a breastmilk substitute from an ordinary
recommendations were adopted following a systematic                   clean cup.
review of current scientific evidence on the optimal              •   From the age of six months, babies need a variety of
                                                                      additional foods, but breastfeeding should continue
duration of exclusive breastfeeding and an expert
                                                                      through the child’s second year and beyond.
consultation on the subject (Butte et al., 2002; Kramer           •   A woman employed away from her home can continue
and Kakuma, 2002; WHO, 2002). They are also                           to breastfeed her child if she breastfeeds as often as
                                                                      possible when she is with the infant.
included in UNICEF’s Facts for Life “Key Messages:
                                                                  •   Exclusive breastfeeding can give a woman more than
What every family and community has a right to know                   98 percent protection against pregnancy for six months
about breastfeeding” (figure 1).                                      after giving birth – but only if her menstrual periods
                                                                      have not resumed, if her baby breastfeeds frequently
                                                                      day and night, and if the baby is not given any other
Compliance with these recommendations has                             food or drinks, or a pacifier or dummy.
significant child health and nutritional benefits. The
                                                                                                             (UNICEF, 2002)
Bellagio Child Survival Study Group has identified
optimal breastfeeding in the first year of life as one of
the most important strategies for improving child               Jones et al., 2003). Improved breastfeeding practice
survival (Black et al., 2003; Jones et al., 2003).              can also have a positive effect on birth-spacing, which
Increasing optimal breastfeeding practices could save           contributes to child survival (Labbok et al., 1997; Jones
as many as 1.5 million infant lives every year, given           et al., 2003). Further, population-based studies in a
the significant protection that breastfeeding provides          number of developing countries have shown that the
infants against diarrhoeal disease, pneumonia, and              greatest risk of nutritional deficiency and growth
neonatal sepsis (UNICEF, 2002; Black et al., 2003;              retardation occurs in children between 3 and 15 months

                                                            1
Introduction


of age, associated with poor breastfeeding and                   The first chapter of the paper places community-based
complementary feeding practices (Shrimpton et al.,               inter ventions in an historical and community
2001).                                                           development context and provides the scientific
                                                                 rationale for this approach. The second chapter
The Global Strategy for Infant and Young Child Feeding           describes key features of—and strategies for—
(2002), co-developed by WHO and UNICEF with                      community-based breastfeeding promotion and
broad participation of governments and other                     support, including integration with primar y and
stakeholders, is a blueprint for current and future public       preventive health services. The third chapter presents
health action to improve infant feeding practices                several countries’ experience implementing community-
worldwide. The World Health Assembly and UNICEF’s                based strategies on a large population scale. The fourth
Executive Board adopted the strategy in 2002. The                chapter addresses challenging circumstances to consider
foundation of this strategy is built on two decades of           in implementing community-based breastfeeding
international and public health consensus and action,            programmes around the world. The paper concludes
beginning with the Joint Meeting on Infant and Young             with a summary of key issues regarding community-
Child Feeding (1979), the International Code of                  based breastfeeding promotion and support.
Marketing of Breast-milk Substitutes (1981), the
Innocenti Declaration (1990), and the Baby-friendly                                                                       Figure 2
Hospital Initiative (1991).                                      Elements of a comprehensive breastfeeding
                                                                 programme
A novel contribution of the Global Strategy for Infant
and Young Child Feeding is its comprehensive approach.                                          P OLICY
The Global Strategy gives heightened attention to
                                                                              •   National Breastfeeding Commission
breastfeeding and complementar y feeding in
                                                                              •   Health System Norms
exceptionally difficult circumstances, such as in HIV-                        •   Code of Marketing of Breastmilk Substitutes
prevalent areas and emergency situations. The strategy                        •   Worksite laws and regulations
also includes community-based interventions to                                •   Information, education and communication
promote and support infant and young child feeding
as a new operational target. While significant progress                H EALTH S ERVICES                      C OMMUNITY
in breastfeeding protection, promotion, and support
                                                                      • Pre-service curriculum            • Community
has been made through emphasis on policy and                              reform                              participation
maternity health services, experience suggests that                   •   Baby-friendly Hospital          • Training and
achieving optimal infant and young child feeding                          Initiative                          supervision of
requires an integrated, comprehensive strategy that
                                                                      •   In-service training                 counselling network
                                                                      •   Supportive supervision          •   Community
includes community-based interventions as well as                                                             education
policy and health services (figure 2).
                                                                          •   Information, education and communication
The purpose of this document is to provide the rationale                  •   Monitoring, research and evaluation
and guideposts for community-based interventions to                       •   Health information systems
promote and support breastfeeding. This document                          •   Referral and counter referral

focuses on the growing evidence that community-based
approaches can significantly increase optimal                                                      (Wellstart International, 1996)
breastfeeding in diverse settings, summarizes the
lessons learnt from community-based breastfeeding
interventions in a number of developing countries, and
recommends approaches that can be applied by
programme planners and managers worldwide. Few
efforts to promote improved infant and young child
feeding have yet expanded to a large scale. The lessons
learnt from breastfeeding programmes should also be
applied in the future to promotion of and advocacy for
improved complementary feeding and to other aspects
of child health and development.




                                                             2
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries




                                                                                                          Chapter 1

Background and Context

T   hrough most of the twentieth century, initiation
    and duration of breastfeeding declined worldwide              Trends in breastfeeding patterns in
                                                                                                                                Figure 3

as a result of rapid social and economic change,                  developing countries, 1989–1999
including urbanization and marketing of breast milk                                                               83
                                                                  90%
substitutes. In recent years the global trend has shifted                                                   77
                                                                  80%
towards improved breastfeeding practices. However, the            70%
                                                                                                                                     58
prevalence of exclusive breastfeeding and other optimal           60%                            50                            52
                                                                  50%            46
infant feeding practices is still low in many countries.                   39              41
                                                                  40%
Continued attention to breastfeeding is therefore                 30%
needed to achieve the sustained behaviour change that             20%
will lead to significant improvement in child survival            10%
                                                                    %
and development.




                                                                                          Complementary
                                                                          Breastfeeding




                                                                                                           Breastfeeding




                                                                                                                              Breastfeeding
                                                                                                            (12-15 mos)




                                                                                                                               (20-23 mos)
                                                                                           Feeding (6-9
                                                                            (0-3 mos)




                                                                                                             Continued




                                                                                                                                Continued
                                                                            Exclusive


Breastfeeding practices in developing



                                                                                              mos)
countries

In the past two decades, breastfeeding initiation and                                 Percent Change 1989-1999
duration began to increase in many developing                              +18%            +22%              +8%                +12%
countries (Grummer-Strawn, 1996; Lutter, 2000;
UNICEF, 2001). Survey data from 43 countries                                                                               (UNICEF, 2002)
indicate a significant increase in exclusive breastfeeding,
from 39% to 46% between 1989 and 1999, with wide
variations within and between geographic regions                  breastfeeding practices (Wellstart, 1996; Guerrero et
(figure 3). For example, DHS surveys indicate that                al., 1999; Green, 1989; de Zoysa et al., 1998).
exclusive breastfeeding rates for infants 0–3 months of
age range from 25% (Dominican Republic, 1996) to                  Breastfeeding promotion and support:
78% (Peru, 2000) in Latin America, and from 4% (Côte              historical development
d-Ivoire, 1998/99) to 63% (Malawi, 2000) in Africa.
                                                                  In May 1980 the World Health Assembly adopted the
In countries and regions where breastfeeding promotion            recommendations for promotion and support of
and support programmes have been well enacted,                    breastfeeding that were made the previous year at a
notably some Latin American countries, rates of                   WHO/UNICEF Meeting on Infant and Young Child
exclusive breastfeeding and other optimal breastfeeding           Feeding (WHO, 1980). In the 1980s, workshops on
practices appear to be improving more dramatically.               infant and young child feeding were organized in nearly
Nevertheless, in many developing countries certain                100 countries. National breastfeeding committees and
cultural beliefs continue to interfere with optimal               national breastfeeding promotion programmes were
breastfeeding, especially feeding colostrum and                   established in various countries (Jelliffe and Jelliffe,
breastfeeding exclusively (Dimond and Ashworth,                   1988). In 1990 policy-makers from 31 governments,
1987; Martines et al., 1989). In every culture, specific          representatives of 8 UN agencies, and other participants
beliefs that impede optimal breastfeeding need to be              at a WHO/UNICEF meeting in Italy produced and
identified through formative research and addressed               adopted the Innocenti Declaration on the Protection,
through effective, well-designed behaviour change                 Promotion, and Support of Breastfeeding. The
communication to promote and support optimal                      Innocenti Declaration established operational targets


                                                              3
Background and Context


for breastfeeding that focused primarily on policy and                      support by building on these past and continuing
health services (WHO, 1989).                                                concepts and achievements. Over the past few years,
                                                                            experience in enacting community-based strategies has
From that declaration emerged the Baby-friendly                             grown, along with a scientific evidence base to address
Hospital Initiative (BFHI), which has made a                                the efficacy and effectiveness of certain support
significant impact on breastfeeding practices globally                      strategies (Green, 1999). As a result of the confluence
through implementation of the “Ten Steps to Successful                      of policy development and the accumulation of
Breastfeeding,” focusing on maternity services and                          scientific evidence, the promotion and support of
newborn care (WHO, 1998). The tenth step, the                               optimal breastfeeding through community-based
establishment of breastfeeding support groups,                              initiatives is now more widely understood and accepted.
connects mothers to community support after discharge
from the hospital. Two other steps—antenatal care (step                     Evidence of effectiveness
3) and breastfeeding guidance (step 5)—also involve
maternal access to support and may reach beyond the                         This section describes 1) the evidence that community-
health facility to the community.                                           based breastfeeding promotion and support can
                                                                            improve breastfeeding practices in developing countries
The Global Strategy for Infant and Young Child Feeding                      and 2) the efficacy of such interventions to reduce
advances breastfeeding protection, promotion, and                           infant morbidity and mortality.
                                                                                                                                   Table 1
Community-based breastfeeding support trials in developing countries that include healthy
newborn infants and mothers

                                                                                                                  Bre astfe e ding status
      Study (de sign)                       Subje cts                                Inte rve ntion                at last asse ssme nt,
                                                                                                                  <6 mo. RR (95%CI)

 Barros et al 1994             U rban (Pelotas) Brazil, N=900             T hree hom e visits at 5, 10, 20 days   A ny Breastfeeding
                               Enrollm ent site: Maternity unit           postpartum by a social assistant or     Intervention - 38%
 (Random ized, controlled      Inclusion criteria: Hospital stay 5        nutritionist experienced in             Control - 35%
 trial but m ethod of          days or less, wanted to breastfeed,        breastfeeding and trained in
 random ization not stated)    living in Pelotas, fam ily incom e         breastfeeding counselling
                               < twice m inim um Brazilian wage

 Froozani et al 1999           U rban Iran, N = 134                       Contact by nutritionist in hospital     A ny Breastfeeding
                               Enrollm ent site: Single hospital          im m ediately after birth and at        Intervention - 84%
 (A lternating allocation to   Inclusion criteria: Mothers without        hom e or in clinic on days 10–15,       Control - 75%
 intervention vs. usual        breastfeeding experience or chronic        and m onthly thereafter to 4            Exclusive Breastfeeding*
 care)                         disease giving birth to norm al            m onths (5–6 visits)                    Intervention - 48%
                               birthweight, term infant                                                           Control - 6%

 Haider et al 2000             Dhaka, Bangladesh, N=726                   Peer counsellors, hom e visits up to    Exclusive Breastfeeding*
                               Enrollm ent site: Com m unity              15 occasions including 2 in last        Intervention - 56%
 (Cluster random ized,         Inclusion criteria: Wom en aged            trim ester of pregnancy, 4 in m onth    Control - 5%
 controlled trial)             16–35 with 3 children or less and          1 and every two weeks thereafter
                               no serious illness, singleton birth,       up to m onth 5.
                               with no congenital birth                   Visit duration 20–40 m inutes
                               abnorm alities, birth weight 1800 g
                               or m ore

 Leite et al 1998              U rban Brazil, N = 1003                    Peer counsellors m ade hom e visits     A ny Breastfeeding*
                               Enrollm ent site: 8 public health          up to 6 occasions, 5, 15, 30, 60,       Intervention - 65%
 (Random ized, controlled      m aternity units                           90 and 120 days, visits lasting         Control - 53%
 trial)                        Inclusion criteria: Newborns               30–40 m inutes. Counsellors had         Exclusive Breastfeeding*
                               weighing < 3000 g, discharged              personal experience with                Intervention - 25%
                               < 5 days, singleton birth, no              breastfeeding and had been              Control - 20%
                               im portant health problem s in             associated with m ilk bank for 5 or
                               m other or infant                          m ore years. Trained with adapted
                                                                          WHO counselling course

 Morrow et al 1999             Periurban, Mexico, N=130                   Peer counsellors m ade 3 or 6 hom e     A ny Breastfeeding
                               Enrollm ent site: Com m unity              visits                                  Intervention - 68%
 (Cluster random ized,         Inclusion criteria: A ll pregnant          Group 1: 6 visits (2 in pregnancy,      Control - 63%
 controlled trial)             m others wishing to be enrolled,           and 1, 2, 4, 8 wks post-partum )        Exclusive Breastfeeding*
                               perinatal deaths excluded                  Group 2: 3 visits (1 late pregnancy,    Intervention - 55%
                                                                          and 1, 2 wks post-partum )              Control - 15%

* Significant at two-sided p<0.05                                                                     (abstracted from Sikorski et al, 2002)



                                                                      4
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries


IMPROVING BREASTFEEDING PRACTICES. Sikorski et al.               REDUCING    MORBIDITY AND MORTALITY. The WHO
(2002) conducted a systematic review and meta-analysis           Collaborative Study Team on the Role of Breastfeeding
of the efficacy of support for breastfeeding mothers. This       on the Prevention of Infant Mortality found that in
study identified 20 randomized or quasi-randomized               developing countries, any breastfeeding is associated
trials of breastfeeding support conducted in 10 countries.       with more than two-fold protection against infant
Breastfeeding outcomes of interest were “any                     mortality compared with no breastfeeding in the first
breastfeeding” or “exclusive breastfeeding” for specific         year of life (WHO, 2000). A cohort study of 1,677
age groups. Overall the meta-analysis revealed a                 infants living in the slums of Dhaka, Bangladesh, found
significant, beneficial effect of breastfeeding support on       that the relative risk of mortality in the first 6 months
duration of any breastfeeding, with the greatest effect          was more than two-fold lower in infants who were
on exclusive breastfeeding. Both lay and professional            exclusively breastfed than in infants who were partially
support appeared to be effective, although in different          or not breastfed (Arifeen et al., 2001) (table 2).
ways. Lay counsellors appeared to be most effective in           Breastfeeding demonstrates a dose response
increasing the duration of exclusive breastfeeding, while        relationship to infectious disease morbidity and
professional counsellors appeared to be most effective           mortality in infancy, with exclusive breastfeeding
in extending the duration of any breastfeeding.                  offering the most protection and partial breastfeeding
                                                                 intermediate protection when compared to no
Most of the studies cited were conducted in                      breastfeeding (Brown et al., 1989; Victora et al., 1989;
industrialized countries. Of the seven trials conducted          Morrow et al., 1992). Thus, infants under 6 months
in developing countries (Bangladesh, Brazil, Iran,               of age who are not breastfed are estimated to have a
Mexico, and Nigeria), five examined community-based              greater than 5-fold increased risk of morbidity and
breastfeeding counselling to mothers of normal                   mortality from diarrhoea and pneumonia compared to
newborn infants (table 1). The sample size of each               infants who are exclusively breastfed (Victora et al.,
individual study ranged from 130 to 1,003 (total for             1989; Black et al., 2003).
all five studies, n=2,893 mother-infant pairs). In four
of these five studies, the intervention involved home                                                               Table 2
visits by peer counsellors; the remaining study (Froozani        Infant mortality (0-6 months) in Dhaka,
et al., 1999) involved maternal contact in a hospital            Bangladesh comparing partial and no
by a trained nutritionist followed by home visits. The           breastfeeding to exclusive breastfeeding
number of visits made to mothers by breastfeeding
                                                                                                 RR (95% CI)
counsellors in these trials ranged from 3 to 12 or more
                                                                   Causes of Infant Death        Partial/no BF vs. EBF
(Haider et al., 2000). In most of the studies, counsellors
were trained using the WHO breastfeeding counselling               All Causes                    2.2 (1.4 – 3.4)

course in its original or adapted form; one study used             Diarrhoea                     3.9 (1.5 – 10.6)
a training course developed by La Leche League
                                                                   Acute Respiratory Infection   2.4 (1.1 – 5.2)
(Morrow et al., 1999). Four of five trials examined
exclusive breastfeeding, and each of these demonstrated
                                                                                                       (Arifeen et al, 2001)
significant impact of counselling on exclusive
breastfeeding. Only one of the four trials that examined
the duration of any breastfeeding as an outcome                  A randomized, controlled trial of healthy infants in
demonstrated a significant impact of counselling (Leite          Mexico City found that home-based breastfeeding
et al., 1998).                                                   counselling was associated not only with a significant
                                                                 increase in exclusive breastfeeding, but also with a
Two other trials in developing countries included in             significant decrease in the percentage of infants who
the Cochrane Review (Haider et al., 1996, in                     experienced a physician-diagnosed episode of diarrhoea
Bangladesh and Davies-Adetugbo, 1997, in Nigeria)                at any time during the first three months of life (one-
tested the effectiveness of breastfeeding counselling of         tailed p<0.05 [Morrow et al., 1999]). The trial by
mothers whose infants were seen for diarrhoea in the             Froozani et al. (1999) reported significantly fewer days
hospital or health care centre. In both studies, for the         of diarrhoea among infants of mothers in the
2–3 weeks following counselling, exclusive breastfeeding         breastfeeding counselling group (1.2 [SD 2.7])
was significantly increased, and infants experienced             compared with those in the control group (4.0 [SD
fewer repeat cases of diarrhoea.                                 7.1] days, p<0.004). Similarly, a randomized,
                                                                 controlled trial of community-based breastfeeding
                                                                 support conducted in Haryana, India (see Chapter 3),


                                                             5
Background and Context


described significant increases in exclusive breastfeeding          terms, these elements translate into providing mothers
and significant decreases in infant diarrhoea in                    with acceptance, encouragement, timely and salient
intervention communities (Bhandari et al., 2003).                   information regarding breastfeeding, and practical skills
These findings are consistent with a trial of the Baby-             and strategies for overcoming socioeconomic, cultural,
friendly Hospital Initiative intervention in Belarus,               or biomedical obstacles to optimal breastfeeding.
which reported that the rates of diarrhoea and of atopic
disease were significantly reduced among infants in the             Involving community leaders, social support networks,
intervention group compared with controls (Kramer                   the health sector, and community members in
et al., 2001). Thus, observational and experimental data            breastfeeding promotion and support provides a
provide compelling evidence that effective community-               mechanism for shifting cultural knowledge, norms, and
based breastfeeding inter ventions can result in                    expectations (WHO, 2002). In short, community-based
significantly increased optimal breastfeeding and                   breastfeeding promotion and support can be justified
significantly lower infant morbidity and mortality.                 on grounds not only of effective breastfeeding
                                                                    behaviour change leading to increased child survival,
Framework and justification                                         but also of women’s empowerment and community
                                                                    development. The following chapter addresses the
Optimal breastfeeding requires maternal choice                      concepts and strategies that underlie community-based
combined with the ability to implement that choice                  breastfeeding promotion and support.
(figure 4), which is in turn affected by social, physical,
and logistical factors that are immediate to the mother’s
experience. Influences that are a level removed from
the mother’s personal experience, such as cultural
attitudes and national policies, may or may not be
directly perceived as affecting her choice. Nevertheless,
they are powerful determinants that influence the
degree to which a mother experiences support or
barriers to optimal breastfeeding.

                                                   Figure 4

Model of determinants of breastfeeding
behaviour

                         Infant Feeding Behaviours


Proximate                               Opportunities to act
                 Maternal choices
determinants                             on these choices



                   Infant feeding information and physical
Intermediate        and social support during pregnancy,
determinants             childbirth and post-partum



                  • Familial, medical, and cultural attitudes
                    and norms
Underlying        • Demographic and economic conditions
determinants      • Commercial pressures
                  • National and international policies and
                    norms


                                               (Lutter, 2000)



Social support for optimal breastfeeding can take many
forms. The elements of social support relevant to
breastfeeding are emotional, informational, and
instrumental (Raj and Plichta, 1998). In practical


                                                                6
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries




                                                                                                Chapter 2
Approaches to Community-based Breastfeeding
Promotion and Support

A   n interagency working group including WHO,
    UNICEF, USAID, the World Bank, the Department
                                                                 individual mothers may not experience but that create
                                                                 and sustain the community’s capacity for breastfeeding
for International Development (DFID) and the CORE                promotion and support. These latter elements, which
consortium of nongovernmental organizations has                  can be considered the foundation for effective and
targeted the reduction of childhood morbidity and                sustained action, include the development of
mortality using an approach that works with and through          intersectoral partnerships or coalitions, formative
communities, and extends integrated facility-based care          research, monitoring and evaluation, training and
for management of common childhood illnesses to                  super vision, strong management, and visionar y
support for prevention and good home care (WHO et                leadership.
al, 2002). The working group advocates a community-
based approach that involves people from the                     P ARTNERSHIPS . The formation of intersectoral
community, adapts to community needs, builds on                  partnerships or coalitions increases the capacity for
existing resources and avoids duplication, strengthens           effective and sustainable community-based behaviour
links and builds bridges between groups in the                   change (Butterfoss et al., 1993). At the community level
community and between those groups and the formal                in developing countries, such partnerships may include
health system, focuses on outcomes, and is cost-effective        the ministry of health, other ministries concerned with
and sustainable. At the heart of efforts is the promotion        social welfare, community health centre staff, identified
and support of a set of key family behaviours to improve         opinion leaders, nongovernmental agencies, and
child health and development. These behaviours include           women’s groups.
optimal infant and young child feeding practices.
                                                                 FORMATIVE RESEARCH . Formative research can be
Community-based breastfeeding promotion and support              invaluable to guide effective action on breastfeeding as
is important insofar as this approach can achieve                well as other public health concerns (Pelto et al., 1991;
sustained population-level breastfeeding behaviour               Guerrero et al., 1999; Martines et al., 1989). The
change. This ambitious goal requires systematic                  purpose of such research is to clarify the values, beliefs,
application of behaviour change theory to strategies that        and practices that most significantly affect breastfeeding
engage individuals and multiple levels of society.               behaviour, and with that understanding to shape
Community-level change involves attention to                     messages and approaches that are likely to result in
community capacity (the foundation for change) as well           positive breastfeeding behaviour change. For example,
as specific interventions intended to produce behaviour          formative research conducted in Mexico indicated that
change (Wandersman et al., 1996). The section below              mothers believed they should introduce another liquid
considers the foundation for community-level                     or food when the baby was “thirsty,” the baby or mother
breastfeeding behaviour change, describes specific               was ill, or the mother was emotionally upset (Guerrero
interventions, discusses the integration of community-           et al., 1999). These findings were used to develop
based breastfeeding initiatives with preventive and              messages, materials, and training programmes for
primary health care services, and considers the argument         physicians and lay counsellors to influence attitudes and
for integration of breastfeeding and early childhood             behaviours that impeded exclusive breastfeeding in the
development initiatives.                                         periurban Mexican setting. “Breast milk is sufficient to
                                                                 quench a baby’s thirst, even in hot weather” was one of
Foundation for community behaviour                               the messages developed in response to the formative
change                                                           research. “Mother’s milk is better than any other method
                                                                 of feeding a young infant, even when a mother is
Community-based intervention strategies include those            emotionally upset (has coraje or susto)” was another key
that mothers experience directly, as well as elements that       message. These specific messages helped to ensure that

                                                             7
Approaches to Community-based Breastfeeding Promotion and Support


the lay counselling intervention achieved significant           quench thirst. If giving only breast milk to her three-
change in exclusive breastfeeding behaviour (Morrow             month-old baby will result in the disapproval of her
et al., 1999).                                                  mother-in-law and potentially her community, the
                                                                woman may decide that the risk of adopting the
MONITORING AND EVALUATION. Another way to tie data              recommended practice is too great. Communication
to action is through monitoring and evaluation. Data            strategies must therefore address not only individual
can provide potent motivation for action when specific          behaviour change of the mother, but also the beliefs of
behaviour change goals are identified, measured as              those who influence her at all levels: health workers,
indicators, and used for local ongoing evaluation of            family members, elders, and community members.
effectiveness. The development of a monitoring system
that allows local and routine use of data builds capacity       Two broad paradigms are currently used for improving
for community-level change and creates a needed                 health behaviours: 1) the behaviour change approach,
evidence base for effective pubic health action (De Zoysa       with its roots in individual psychology and
et al., 1998; Morrow, 2000).                                    behaviourism and 2) community-based participatory
                                                                approaches to empower people to improve their
TRAINING AND SUPERVISION. Training and supervision              communities in a sustainable way. Successful
of health-care providers and lay volunteers for                 breastfeeding programmes have employed both of these
breastfeeding counselling and community outreach are            approaches. The Transtheoretical (Prochaska, 1982)
also important elements of the foundation for change            or Stages of Change Model is a useful tool for looking
and an effective community-based breastfeeding                  at the process of individual change. In this model the
behaviour strategy. Providers and volunteers need               individual moves from pre-awareness of the
accurate information and mastery of skills in counselling       recommended practice to awareness, contemplation of
and communication to support and motivate community             trying the new practice, trial of the practice, adoption
members.                                                        of the practice, maintenance, and finally advocacy of
                                                                the new practice. This model enables practitioners first
MANAGEMENT AND LEADERSHIP. Finally, the foundation              to identify the stage of the target audience and then to
for change requires vision and managerial and leadership        structure interventions to move individuals along the
skills. Implementation falters in the absence of these          process of change.
elements. Managers’ failure to adjust programmes to
new realities jeopardizes programme sustainability.             In the past health communicators often focused entirely
                                                                or disproportionately on one or more stages, such as
Community-level interventions                                   providing information to increase knowledge, only to
                                                                find themselves frustrated when practices did not
With the elements outlined above in place, the specific         change. The Stages of Change Model indicates that
community-based interventions are more likely to                “knowledge” is not enough. A woman may be able to
succeed. An effective community-based breastfeeding             recite messages about exclusive breastfeeding
behaviour change strategy is multifaceted, with attention       (“knowledge”) but may not think that they apply to
to behaviour change communication, partnership with             her. If health workers ask the woman to try a new
the health sector, and involvement or mobilization of           practice such as not giving water to her baby for a week,
the community through engaged opinion leaders,                  the woman and her family will immediately see for
women’s support groups, and trained health-care workers         themselves the advantages of exclusive breastfeeding
and lay counsellors.                                            and may be convinced to adopt it. Thus, the individual
                                                                is persuaded through negotiation to move along the
B EHAVIOUR       CHANGE COMMUNICATION .       Improved          change process from “knowledge” to “trial,” increasing
breastfeeding practices are more likely to occur if             the chances of adoption. Figure 5 shows specific
women perceive them as beneficial, feasible, and                interventions that can be used to promote change in
socially acceptable. Improving practices at the                 individual behaviour or community norms at various
community level requires behaviour change strategies            stages.
that lead to changes in community norms, including
individual and group approaches. A breastfeeding                To maintain the new practice, a woman needs support
woman typically does not make decisions alone. For              from her family and community. Successful
example, a woman may hear about exclusive                       breastfeeding programmes have used group approaches
breastfeeding at the health facility but then be told by        that address special audiences or the collective
her mother-in-law that babies need additional water to          community while strengthening the capacity of


                                                            8
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries


                                                                                                                                Figure 5

  Stages of change and communication approaches
  Movement from one stage of change to another requires a mix of appropriate communication interventions from the following
  categories:

  • Mass, electronic, and print media (e.g., radio, TV, newspaper, flyers)
  • Community advocacy and events (e.g., theatre, fairs, community gatherings)
  • Interpersonal communication (community groups, individual counselling, mother-to-mother support groups, home visits)

  These approaches help change individual behaviours and social norms and are directed to mothers as well as to family members,
  community leaders, and other social, religious, and political influentials.

   Stage s of Change       Le ve l of knowle dge and attitude          P urpose of appropriate communication inte rve ntions
                           toward or e xpe rie nce with the            to move individual to ne xt stage
                           ne w practice

   Pre-awareness           Has not heard of new practice               Provide inform ation

   A wareness              Has heard of new practice                   Provide m ore inform ation and begin to focus on persuasion

   Contem plation          Considers the resources and tasks           Provide encouragem ent that practice is "do-able" and
                           needed to actually perform the              introduce role playing, role m odeling
                           practice

  Intention                Intends to try new practice                 Focus on appreciating benefits and overcom ing obstacles;
                                                                       introduce negotiation of trying new practice; hom e visits are
                                                                       very appropriate

   Trial of new practice   Tries new practice to experience            Reinforce benefits and overcom ing of obstacles with fam ily
                           benefits and overcom e obstacles            and com m unity influentials; provide additional support to
                                                                       m other through hom e visits and support groups

   A doption of new        A ppreciates benefits and has               Continue to reinforce and support practice, including praise
   practice                overcom e obstacles during trial of         from influentials
                           new practice; adopts practice

   Maintenance             Decides to continue new practice            Continue to reinforce and support practice, including praise
                                                                       from influentials

   Telling others          Believes in new practice and wants to       Provide opportunities for practitioners to com m unicate their
                           tell others                                 m essages to other wom en widely (m ass electronic and print
                                                                       m edia) or within the com m unity (com m unity events and
                                                                       advocacy; interpersonal com m unication)

                                                                                                                   (LINKAGES Project)


community organizations. Encouraging community                           occurs when a critical mass of community members
groups to identify and solve problems increases support                  have tried the innovation and begun to see its benefits.
for the mother’s decision and increases the likelihood                   Communication strategies can hasten this process
that she will maintain the new behaviour.                                through the use of lay counsellors to facilitate
                                                                         discussions in mother support groups, community
The Diffusion of Innovation Theory (Rogers, 1983) is                     development groups, credit associations, or religious
useful for examining how innovative ideas are                            groups for men or women.
introduced and adopted in a community. “Early
adopters” are the risk takers; “late adopters” are the                   Formative research can help target clear and effective
ones who wait to see how well the innovation works.                      messages to specific populations or community groups.
Innovations are more easily adopted when they have                       Such tailored messages can help reduce the perceived
certain characteristics, such as ease of adoption,                       risk of trying the new behaviour and enable people to
similarity to current practice, low level of risk in trying              understand how adopting the new practice brings
out the practice, and benefits that outweigh the                         benefits to them and to the community. Strengthening
disadvantages. When an innovation is introduced to a                     community organizations can increase the community’s
community by a risk-taking early adopter, others                         capacity to change norms and improve infant feeding
observe the results and gradually adopt the practice                     behaviours.
themselves. Long-term change of a community norm


                                                                   9
Approaches to Community-based Breastfeeding Promotion and Support


TRAINING     COMMUNITY HEALTH - CARE PROVIDERS .                    L AY C O U N S E L L O R S . Even community health
Mothers in many countries cite the advice of health-                professionals who are well trained in breastfeeding and
care providers as the reason for their making specific              lactation management typically lack sufficient time to
infant feeding decisions. Unfortunately, advice from                promote and support breastfeeding. As a result, lay
health-care providers is too often uninformed,                      counsellors have become critical to providing accessible
undermining efforts to support mothers who elect to                 breastfeeding counselling in many communities. When
breastfeed. Breastfeeding has been neglected in pre-                lay breastfeeding counsellors, who are not professional
service and in-service training of most health workers,             health-care workers, are trained to provide breastfeeding
leaving a serious gap in their knowledge and skills. As             counselling to mothers of their communities, they can
a result WHO, UNICEF, and others have placed a major                be highly effective in increasing exclusive breastfeeding
emphasis on training health-care workers in the                     and, potentially, early initiation and longer duration of
fundamentals of lactation and breastfeeding counselling             breastfeeding (see Evidence of effectiveness, Chapter 1).
(Rea et al., 1999; Cattaneo et al., 2001). WHO and
UNICEF have created several standardized                            The terms “lay counsellor” or “peer counsellor” are often
breastfeeding courses. These include an 18-hour course              used interchangeably. More precisely, however, peer
designed to help staff of maternity facilities make                 counsellors are typically women who have given birth
maternity care “baby-friendly” (UNICEF, 1993) and a                 to at least one child and have breastfed successfully. Peer
40-hour course to develop clinical skills in breastfeeding          counsellors have a background similar to that of the
counselling for health-care workers in all parts of the             people they are counselling. Some propose that to be
health system (WHO, 1993). Basic knowledge and                      credible, lay counsellors should be peers. However,
skills promoted in these tools are also applied in case             experience in many circumstances suggests that
management guidelines and an 11-day training course                 committed and well-trained lay counsellors, like health
for first-level health workers developed as part of the             professionals, can be successful even when they
Integrated Management of Childhood Illness (IMCI)                   themselves have not had personal breastfeeding
strategy (see discussion on integration of breastfeeding            experience. Indeed, La Leche League International,
with primary and preventive health services – page12).              which has been training breastfeeding peer counsellors
                                                                    since 1987, notes that the demand for peer counsellors
A randomized controlled trial of the effectiveness of the           is so great that many such counsellors are now women
40-hour WHO training course was conducted in Brazil                 and men who do not meet the traditional concept of
with health workers from 60 health units. This study                peers.
found that participants’ knowledge and skills in
breastfeeding counselling improved significantly, both              Haider and others (2002) recommend systematic and
immediately after the course and three months later (Rea            well-supervised training, recruitment, and deployment
et al., 1999). The responses of participants and                    of lay breastfeeding counsellors. Lay counsellors also
observation, however, suggested that the skills involved            need ongoing connection to an organization that can
in clinical practice and management of lactation needed             sustain their efforts. Such a connection could be to a
more time for development and reinforcement.                        nongovernmental organization such as La Leche League
                                                                    or through the community outreach activities of the
Although increasing the breastfeeding knowledge and                 health system. Depending on the community and
skills of health-care providers has been an important               circumstances, lay counsellors may serve entirely as
and necessar y element to promote and sustain                       volunteers or receive stipends to help support their
breastfeeding behaviour change, this training is not                activities. Some organizations have reported a high
readily available to all health-care workers and tends to           turnover rate among volunteer counsellors and have
be expensive and hard to sustain. To address the training           found that some form of stipend helps volunteers to
gap, some countries are undertaking a systematic review             continue in this role. Others have retained volunteers
of their pre-service curricula for training doctors, nurses,        primarily through personal connection, praise,
and midwives and are strengthening the lactation                    recognition, and continuing education (Green, 1998).
management and infant feeding components of those
curricula so that providers do not need to be retrained             Studies of the effectiveness of lay counsellors in
after they have started practice. Use of the 40-hour and            increasing breastfeeding have examined their role in
18-hour breastfeeding courses continues to be                       home visitation. The specific activities of lay counsellors
recommended for health-care providers who typically                 can vary substantially. Depending on circumstances,
lack appropriate pre-service education in this arena.               lay counsellors may work alongside community health
                                                                    workers in clinic settings or may focus on making


                                                               10
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries


routine visits to the homes of pregnant or breastfeeding                                                               Figure 6
mothers. Lay counsellors may provide individual-level              Models of women’s groups in
counselling to mothers, lead breastfeeding support                 breastfeeding promotion and support
groups, or give talks to community groups about
                                                                   Model 1a. Breastfeeding Support Group
breastfeeding. The 40-hour WHO/UNICEF course on
breastfeeding counselling, originally developed for                • Convened specifically to support breastfeeding mothers.
health-care professionals, has been successfully used              • Interested women attend meetings held in health centres,
as the basis for training lay and peer counsellors. La                 homes, or other accessible locations. Meetings are often
                                                                       led by trained volunteer leaders who invite and encourage
Leche League International also offers a peer counsellor               participants.
training programme.                                                •   La Leche League is the prototype for this approach.

                                                                   Model 1b. Mother’s Support Group with a broader
WOMEN’S     GROUPS .   Community-based support for                           purpose
breastfeeding mothers often focuses on breastfeeding
support groups. The first formal recognition of a                  • Convened to further a maternal and child health
                                                                       behaviour and/or nutrition agenda inclusive of, and
breastfeeding support group might be the 1956                          compatible with, breastfeeding.
formation of La Leche League, which provides the
                                                                   Model 2. Community mobilization that engages
prototype for such groups. The purpose of a                                 existing social groups
breastfeeding support group is to provide “mother-to-
mother” encouragement and assistance to initiate and               • Groups convened for purposes other than breastfeeding,
                                                                       such as social, economic, educational, or religious
sustain breastfeeding. Trained volunteers lead group
                                                                       purpose.
meetings. The focus of the meetings is almost entirely             •   Groups provide volunteer base for peer counsellors and
on breastfeeding, with consideration of related topics.                a channel for behaviour change communication (social
                                                                       marketing).
The atmosphere of breastfeeding support groups is one
                                                                   •   Groups provide support and encouragement to the peer
of acceptance and equal participation. In this                         volunteers.
atmosphere mothers feel comfortable sharing
experiences, asking questions, and obtaining answers
regarding their experience with breastfeeding. This              in a low-income, periurban area. On follow-up, mothers
model is now being used in many countries.                       of infants under 6 months of age who had contact with
                                                                 the peer counsellors practiced exclusive breastfeeding
In addition to women’s groups focused primarily on               for an average of 10 weeks compared with 4 weeks for
breastfeeding, other forms of women’s groups have                mothers in the control group (Rivera et al., 1993). In
become involved in breastfeeding promotion and                   another study La Leche League of Honduras trained
support (figure 6). Some women’s groups address                  peer counsellors in 20 rural communities to lead
breastfeeding as part of their discussion of parenting           monthly breastfeeding support meetings and visit 1–2
or nutrition and health topics. Other women’s groups,            mothers each at home. Mothers who had contact with
founded for economic development, community                      the peer counsellors were three times more likely than
service, or social, political, or religious reasons, have        other mothers to practice exclusive breastfeeding at
also participated in breastfeeding promotion and                 three months postpartum (AHLACMA et al., 1993).
support. These groups may include breastfeeding-                 In Guatemala, La Leche League trained peer counsellors
related topics as part of their programmes to educate            and formed breastfeeding support groups in about 10
and support members or attendees and may provide                 periurban communities. A study conducted more than
volunteers for breastfeeding education support as part           three years after the end of funding found that the
of their community service and outreach. Available data          programme had been sustained: one-quarter of women
suggest that participants in women’s support groups              in the community had contact with a breastfeeding peer
improve their breastfeeding behaviour, but questions             counsellor either through support groups, home visits,
remain whether volunteer groups alone are sufficient             or other contacts (de Maza et al., 1997).
to affect and sustain population-level behaviour change.
                                                                 A community inter vention trial undertaken in
Despite their growing popularity for breastfeeding               periurban Guatemala as a collaboration of La Leche
promotion and support, women’s groups have not been              League and the LINKAGES Project found that after
studied extensively (Green, 1998). La Leche League’s             one year the rate of exclusive breastfeeding in
model, however, has been evaluated in Honduras and               intervention areas with peer counsellors did not
Guatemala, which have had exceptional programmes.                significantly increase compared with the control
In Honduras La Leche League trained peer counsellors             communities (Dearden et al., 2002a). However, only


                                                            11
Approaches to Community-based Breastfeeding Promotion and Support


31% of mothers in the intervention communities with              and through the media and other channels of
infants under 6 months of age had any contact with a             communication. Reproductive health services, including
peer breastfeeding counsellor. As in previous studies,           maternity care and family planning services, are critical
exclusive breastfeeding was higher among women in                avenues for breastfeeding promotion and support. Many
intervention communities who were exposed to La                  studies have shown that early initiation of breastfeeding
Leche League support groups and home visits than                 and later breastfeeding practices are strongly associated
among women who were not exposed (Dearden et al.,                with the support or the barriers experienced with
2002a).                                                          maternity services. The Baby-friendly Hospital Initiative
                                                                 was designed to address this issue, although the concept
Microenterprise programmes represent another model               should be extended to perinatal care delivered in homes
of women’s groups. An evaluation of Freedom from                 and clinics.
Hunger’s Credit with Education Programme, managed
by the Lower Pra Rural Bank in Ghana, found major                A natural point of integration between reproductive
improvements in breastfeeding practices among                    health services and breastfeeding is education and
programme participants between the 1993 baseline and             support of mothers regarding use of the lactational
1996 follow-up surveys. Women not involved in the                amenorrhoea method (LAM), a well-documented
programme did not show improved practices: 98% of                method of contraception. This method has been shown
programme participants gave colostrum, compared with             to have 98% efficacy for the first 6 months postpartum
only 71% of non-participants and 78% of women in                 (Labbok et al., 1997). Use of LAM requires that
control communities. Further, programme participants             mothers practice full or nearly full breastfeeding1, do
delayed introduction of water to their infants until an          not experience return of their menses, and have not
average of 125 days of age, compared with 63 days for            passed the first six months postpartum. Mothers who
non-participants and 51 days for women in control                practice this method are also encouraged to switch to
communities (McNelly, 1997; Green, 1998).                        other family planning methods when any of one of these
                                                                 criteria is no longer met.
As experience with community-based breastfeeding
promotion and support deepens, diverse approaches are            Breastfeeding promotion and support is also a key
being used for forming and involving women’s groups.             intervention in the IMCI strategy (WHO, 1999). This
In some regions existing women’s groups provide                  strategy is championed by WHO and health agencies
volunteers to work with the breastfeeding initiatives of         worldwide as the foundation for pediatric primary care
the health sector. In other regions new support groups           and improved child health outcomes in developing
are formed focused on the breastfeeding experiences of           countries. The strategy involves strengthening the
the women who attend. More rapid change may be                   quality and accessibility of primary care by addressing
achieved by using existing women’s groups for outreach           three major dimensions of the care delivery process—
purposes than by establishing new groups focused on              the health system, the skills of health staff, and family
breastfeeding support. However, experience suggests that         and community practices. Based on this comprehensive
either approach may be effective for breastfeeding               approach, IMCI encompasses a range of specific
promotion and support, depending on the aims, time               interventions to prevent and manage the major causes
frame, culture, and circumstances.                               of childhood morbidity and mortality, integrating
                                                                 feeding counselling as an essential aspect of clinical
Integration of breastfeeding with primary                        care. At this stage of implementation, substantial
and preventive health services                                   integration of IMCI with other breastfeeding promotion
                                                                 and support initiatives has been achieved in only a few
Community-based approaches to breastfeeding are                  places in the world, but emphasis has been given to
unlikely to succeed or to be sustained without the               creating more effective approaches to outreach and
involvement of the health sector. Breastfeeding                  developing community-based breastfeeding support
counselling should be supported within the health care           that is well integrated with IMCI. There is a need for
system at a number of contact points that correspond             additional well-designed trials to examine the impact
to time points along the maternal-child life course,
including antenatal, postnatal, well-baby, sick-baby, and
                                                                 1
                                                                     Full breastfeeding is the term applied to both exclusive
immunization health service visits. In other words,                  breastfeeding (no other liquid or solid given to infant) and
support for breastfeeding should be interwoven with                  almost exclusive breastfeeding (vitamins, water, juice, or
reproductive health, primary care, and maternal and                  ritualistic feeds given infrequently in addition to
                                                                     breastfeeds). Nearly full breastfeeding means that the vast
child nutrition messages delivered in clinical settings              majority of feeds are breastfeeds.


                                                            12
Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries


of breastfeeding support in the primary care setting
(Guise et al., 2003).

Integration of breastfeeding and early
childhood development strategies

To maximize resources and population coverage,
breastfeeding promotion and support should, to the
extent possible, be effectively integrated with all
initiatives and services that affect infant and young
child health and development. UNICEF encourages
countries to integrate breastfeeding promotion and
support in their early childhood development
initiatives. A number of studies have reported
breastfeeding to be associated significantly with
measures of psychological development (de Andraca
et al., 1998; Lucas et al., 1992; WHO, 1999).
Mechanisms for the psychoneurologic impact of
breastfeeding may include improved mother-infant
bonding and communication and the presence of long-
chain polyunsaturated fatty acids in human milk that
have been shown to be important to infant neurologic
development (Lanting et al., 1994; Innis et al., 2001).


The beneficial effects of feeding human milk to infants
is best evidenced in preterm infants. Lucas et al. (1992)
examined the effects of tube feeding of preterm infants
(<1,850 grams) using human milk vs formula feedings.
Infants fed human milk had higher cognitive scores at
18 months and at 7–8 years of age compared with those
who did not receive their own mothers’ milk. This study
controlled for potential confounding factors but may
not have fully controlled for differences in parenting
and genetic capacity. While randomized trials have not
been conducted to address the impact of breastfeeding
promotion on psychological development of infants in
developing countries, evidence suggests that
breastfeeding has a modest but significant impact on
both physical and psychological development in the
infant. Thus, breastfeeding should be considered the
foundation for effective early childhood development
programmes in developing countries.




                                                            13
Case Studies of Community-based Breastfeeding Promotion




                                                                                                Chapter 3
Case Studies of Community-based
Breastfeeding Promotion

T   his section provides case studies of community-
    based breastfeeding promotion and support in
                                                                  nutrition advocates at the national level; the
                                                                  harmonization of nutrition messages by this group; and
three developing countries: Madagascar, Honduras, and             the group’s development and use of the same
India. The Madagascar and Honduras case studies                   communication materials, nutrition guidelines, and
represent large-scale projects that involve major regions         protocols helped create a favorable environment for
of each country. The case study in Haryana, India, was            behaviour change (LINKAGES, 2002).
a large randomized, controlled trial. The Haryana study
is included because it was designed to provide a pilot            In 1999 LINKAGES, in partnership with Jereo Salama
for sustainable ser vices at scale through the                    Isika (JSI), initiated district and community activities
mobilization of existing community resources. It also             in 10 districts in 2 of the country’s 6 provinces and in
provides evidence that it is possible to improve                  2001 expanded to 13 more districts. These activities
complementary feeding practices through well-targeted             now reach about 6 million people. Grassroots
community interventions.                                          organizations and district and local “champions of
                                                                  change” implement the vast majority of the activities,
Each case study builds on intersectoral partnerships              with LINKAGES providing technical assistance,
and uses community-based approaches to increase                   training modules, and materials to help them succeed
exclusive breastfeeding. Core elements of successful              in their efforts. By integrating behaviour change
community-based breastfeeding promotion and support               interventions with existing community programmes,
are evident in these three examples, but each has unique          LINKAGES was able to expand its reach and coverage
elements and strategies. Different approaches used in             and “fast track” the programme.
these programmes in measuring breastfeeding status
are discussed in the annex to this paper.                         The community approach in Madagascar builds on the
                                                                  IMCI strategy adopted by the Ministry of Health and
Madagascar: Integrated child survival,                            supported by other donors and organizations. Elements
family planning, and nutrition                                    of reproductive health related to breastfeeding, such
                                                                  as LAM, are incorporated in the approach. As illustrated
In Madagascar the Ministr y of Health and the                     in Figure 7, breastfeeding serves as an entry point to
LINKAGES Project developed a programme to improve                 the community to address nutrition, child health, and
breastfeeding practices at a scale that would achieve             family planning issues.
significant public health impact. LINKAGES is a global                                                          Figure 7
project funded by the United States Agency for
                                                                  Breastfeeding promotion and support as an
International Development (USAID) and managed by                  approach to integration of primary health
the Academy for Educational Development. The                      care services
project’s goal is to improve breastfeeding and related
complementary feeding and maternal dietary practices
and to increase the offering of the lactational                                                R EPRODUCTIVE
                                                                             IMCI                  H EALTH
amenorrhea method of family planning.


During the first two years of the programme (1997–                                B REASTFEEDING
1999), LINKAGES provided support to the Ministry
                                                                                   N UTRITION
of Health for national policy activities, particularly the
                                                                                   E SSENTIALS
establishment and coordination of an intersectoral
nutrition action group representing approximately 50
                                                                                            (LINKAGES Project, Madagascar)
organizations. The mobilization of a critical mass of

                                                             14
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
Community based strategies for breastfeeding promotion and support in developing countries
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Community based strategies for breastfeeding promotion and support in developing countries

  • 1. WHO and UNICEF developed the Global Strategy on Infant and Young Child Feeding in 2002 to revitalize world attention to the substantial impact of feeding practices on the growth and development, health, and survival of infants and young children.The present review examines the evidence for the contribution that community-based interventions can make to improve infant and young child feeding, and identifies factors that are important to ensure that interventions are successful and sustainable. The findings show that families and communities are more than simple beneficiaries of interventions; they are also resources to shape the interventions and extend coverage close to where mothers, other caregivers and young children live. It is intended that the experiences presented here will help policy makers, programme planners, and health professionals in the essential and challenging task of translating knowlege into action at all levels: the health system, the community and civil society at large.
  • 2. Selected WHO publications of related interest WHO. Global Strategy for infant and young child feeding. Geneva: World Health Organization, 2003 http://www.who.int/child-adolescent-health/publications/NUTRITION/IYCF_GS.htm Pan American Health Organization. Guiding Principles for complementary feeding of the breastfed child. Washington DC: Pan American Health Organization, World Health Organization, 2003 http://www.who.int/child-adolescent-health/New_Publications/NUTRITION/guiding_principles.pdf WHO/UNAIDS/UNFPA/UNHCR/UNICEF/FAO/WFP/IAEA/World Bank. HIV and infant feeding: framework for priority action. Geneva: World Health Organization, 2003 http://www.who.int/child-adolescent-health/publications/NUTRITION/HIV_IF_Framework.htm WHO. Complementary feeding: family foods for breastfed children. WHO/NHD/001, WHO/FCH/CAH/00.6. Geneva: World Health Organization, 2000 http://www.who.int/child-adolescent-health/publications/NUTRITION/WHO_FCH_CAH_00.6.htm WHO. HIV and infant feeding counselling: a training course. WHO/FCH/CAH/002.6 Geneva: World Health Organization, 2000 http://www.who.int/child-adolescent-health/publications/NUTRITION/HIVC.htm WHO. Evidence for the Ten Steps to Successful Breastfeeding. WHO/CHD/98.9. Geneva: World Health Organization, 1999 http://www.who.int/child-adolescent-health/New_Publications/NUTRITION/WHO_CHD_98.9.pdf WHO. Improving family and community practices: a component of the IMCI strategy. WHO/ CHD/98.18 Geneva: World Health Organization, 1998 http://www.who.int/child-adolescent-health/publications/IMCI/WHO_CHD_98.18.htm WHO/UNICEF. Breastfeeding counselling: a training course. WHO/CDR/93.3, UNICEF/ NUT/93.1 Geneva: World Health Organization, 1993 http://www.who.int/child-adolescent-health/publications/NUTRITION/BFC.htm Other publications of interest can be consulted and ordered online at: http://bookorders.who.int
  • 3. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries WORLD HEALTH ORGANIZATION DEPARTMENT OF CHILD AND ADOLESCENT HEALTH AND DEVELOPMENT Stra Community-based Strategies Promotion for Breastfeeding Promotion and Developing Support in Developing Countries i
  • 4. WHO Library Cataloguing-in-Publication Data Community-based strategies for breastfeeding promotion and support in developing countries. 1.Breastfeeding 2.Community networks - utilization 3.Consumer participation 4.Strategic planning 5.Developing countries. ISBN 92 4 159121 8 (NLM classification: WS 120) © World Health Organization 2003 All rights reserved. Publications of the World Health Organization can be obtained from Marketing and Dissemination, World Health Organization, 20 Avenue Appia, 1211 Geneva 27, Switzerland (tel: +41 22 791 2476; fax: +41 22 791 4857; email: bookorders@who.int). Requests for permission to reproduce or translate WHO publications – whether for sale or for noncommercial distribution – should be addressed to Publications, at the above address (fax: +41 22 791 4806; email: permissions@who.int). The designations employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of the World Health Organization concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. Dotted lines on maps represent approximate border lines for which there may not yet be full agreement. The mention of specific companies or of certain manufacturers’ products does not imply that they are endorsed or recommended by the World Health Organization in preference to others of a similar nature that are not mentioned. Errors and omissions excepted, the names of proprietary products are distinguished by initial capital letters. The World Health Organization does not warrant that the information contained in this publication is complete and correct and shall not be liable for any damages incurred as a result of its use. Printed ii
  • 5. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries Table of Contents Acknowledgements v Foreword vii Introduction 1 Chapter 1. Background and Context 3 Breastfeeding practices in developing countries 3 Breastfeeding promotion and support: historical development 3 Evidence of effectiveness 4 Improving breastfeeding practices 5 Reducing morbidity and mortality 5 Framework and justification 6 Chapter 2. Approaches to Community-based Breastfeeding Promotion and Support 7 Foundation for community behaviour change 7 Partnerships 7 Formative research 7 Monitoring and evaluation 8 Training and supervision 8 Management and leadership 8 Community-level interventions 8 Behaviour change communication 8 Training community health-care providers 10 Lay counsellors 10 Women’s groups 11 Integration of breastfeeding with primary and preventive services 12 Integration of breastfeeding and early childhood development strategies 13 Chapter 3. Case Studies of Community-based Breastfeeding Promotion and Support 14 Madagascar 14 Honduras 16 India 17 Chapter 4. Application to Special Circumstances 20 Mothers’ return to work 20 Infants born to HIV-positive mothers 20 Emergency situations 21 Summary and conclusions 23 References 24 Annex 1. Issues in breastfeeding measurement 28 iii
  • 6. Acknowledgements Tables Table 1. Community-based breastfeeding support trials in developing countries that include healthy newborn infants and mothers 4 Table 2. Infant mortality (0–6 months) in Dhaka, Bangladesh comparing partial and no breastfeeding to exclusive breastfeeding 5 Figures Figure 1. Key messages: what every family and community has a right to know about breastfeeding 1 Figure 2. Elements of a comprehensive breastfeeding programme 2 Figure 3. Trends in breastfeeding patterns in developing countries 1989–1999 3 Figure 4. Model of determinants of breastfeeding behaviour 6 Figure 5. Stages of change and communication approaches 9 Figure 6. Models of women’s groups in breastfeeding promotion and support 11 Figure 7. Breastfeeding promotion and support as an approach to integration of primary health care services 14 Figure 8. Exclusive breastfeeding in the first 6 months of life, Madagascar 16 Figure 9. Initiation of breastfeeding within first hour, Madagascar 16 Figure 10. Exclusive breastfeeding in the first 4 and 6 months of life, Honduras 17 Figure 11. Prelacteal feedings and exclusive breastfeeding at 3 months in intervention vs control communities, India 19 iv
  • 7. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries Acknowledgements The primary author of this review was Dr. Ardythe Morrow (Cincinnati Children’s Research Foundation and the LINKAGES Project, Academy for Educational Development [AED]). The primary editor was Ms. Luann Martin (LINKAGES Project, AED). Contributions to the writing and/or review of this document were made by a number of AED experts: Dr. Nancy Keith, for behaviour change communication; Dr. Ellen Piwoz and Dr. Jay Ross, for HIV issues; Dr. Nadra Franklin, for evaluation issues; and Dr. Vicky Quinn and Dr. Agnès Guyon for the Madagascar project description. Valuable assistance in reviewing the paper was provided by Dr. Bernadette Daelmans, Dr. Jose Martines, Dr. Constanza Vallenas, and Dr. Carmen Casanovas in the WHO Department of Child and Adolescent Health and Development; Dr. Chessa Lutter (Pan American Health Organization, WHO/AMRO); Dr. Audrey Naylor (Wellstart, International); Dr. Fran Butterfoss (Eastern Virginia Medical School), and Dr Nita Bhandari (All India Institute of Medical Sciences). Funding for the development of this paper was provided by WHO and by USAID through the LINKAGES Project, under Cooperative Agreement No. HRN-A-00-97-00007-00. The material presented does not necessarily reflect the official position of either organization. v
  • 8. vi
  • 9. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries Foreword The importance of appropriate infant and young child feeding for child survival, growth and development is well known. Exclusive breastfeeding for the first six months of life confers important benefits on the infant and the mother. It protects infants against common childhood diseases, including repeated gastrointestinal infections and pneumonia, and hence against some of the major causes of childhood mortality. Timely introduction of adequate and safe complementary foods at six months of age helps to fill the dietary gaps that cannot be met by breast milk alone. Continued breastfeeding for two years or beyond confers major nutritional benefits and is an essential component of appropriate complementary feeding. Unfortunately, infant and young child feeding practices world-wide are not optimal. Global monitoring indicates that only 39% of all infants world-wide are exclusively breastfed, even when the assessment is made in children less than 4 months of age. The timely complementary feeding rate is similarly low with a global average of 60% in 2002. Much has been learned about effective interventions during the past decades. It is clear that mothers need support to initiate and sustain optimal breastfeeding and complementary feeding practices – within the family, community, workplace and health system. During the past decade, the Baby-friendly Hospital Initiative has been instrumental in directing necessary resources to improve the quality of feeding care in maternity services. As a result, there is an upwards trend in breastfeeding rates in various countries. However, it is not enough to help a mother initiate exclusive breastfeeding. She needs to be able to go back to an environment that is conducive to sustaining appropriate feeding practices and to access skilled support when she needs it. This review examines the role of communities and community-based resource persons in providing this support. Based on a review of the literature and an analysis of three projects, it assesses the impact of interventions, the mechanisms through which behaviours can be changed, and the factors that are necessary to maximize and sustain the benefits of interventions. The findings confirm the expectations: communities can make a major difference in improving infant and young child feeding. This is particularly so when community members participate in the design of interventions and, with expert support, contribute to shaping the content and mode of delivery. Full engagement of health care providers and supportive policies are other elements important for success. Given the emphasis on breastfeeding as an issue of major public health importance over the past decades, experiences are more abundant in this area. Nevertheless, evidence is accumulating rapidly that similar achievements are possible for complementary feeding and one case study specifically reports on this. WHO and UNICEF jointly developed the Global Strategy for Infant and Young Child Feeding to revitalize world attention to the importance of infant and young child feeding for child survival, growth and development. The strategy calls upon governments to ‘ensure that the health and other relevant sectors protect, promote and support exclusive breastfeeding for six months and continued breastfeeding for two years or beyond …. and to promote timely, adequate, safe and appropriate complementary feeding with continued breastfeeding’. Families and communities can and should be partners in this endeavour. They are not only the beneficiaries but also part of the plethora of resources that can be mobilized to reinstate infant and young child feeding as an area of public health importance and concern. By adopting the Millennium Development Goals, the global community has committed vii
  • 10. to reducing childhood mortality by two-thirds and halving the proportion of people living with hunger by 2015. Improving childhood nutrition is essential to achieve these goals. It can be done – what is needed is increased commitment, investment, and innovation to engage all those who can help to make a difference. We hope that this review will provide all readers with new ideas and motivation for moving forward. Joy Phumaphi Assistant Director-General Family and Community Health World Health Organization viii
  • 11. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries “…the global strategy includes as a priority for all governments…to ensure that the health and other relevant sectors protect, promote and support exclusive breastfeeding for six months and continued breastfeeding up to two years of age or beyond, while providing women access to the support they require – in the family, community and workplace – to achieve this goal.” Global Strategy for Infant and Young Child Feeding, May 2002 Introduction Figure 1 B reastfeeding is an extension of maternal protection that transitions the young infant from the shelter of the in utero environment to life in the ex utero world Key Messages: What every family and community has a right to know about breastfeeding with its variety of potentially harmful exposures. The promotion, protection, and support of breastfeeding is • Breastmilk alone is the only food and drink an infant needs for the first six months. No other food or drink, an exceptionally cost-effective strategy for improving not even water, is usually needed during this period. child survival and reducing the burden of childhood • There is a risk that a woman infected with HIV can pass disease, particularly in developing countries (Horton et the disease on to her infant through breastfeeding. Women who are infected or suspect that they may be al., 1996; Morrow et al., 1999; Sikorski et al., 2002; infected should consult a trained health worker for Arifeen et al., 2001; Black et al., 2003; Jones et al., testing, counselling and advice on how to reduce the 2003). risk of infecting the child. • Newborn babies should be kept close to their mothers and begin breastfeeding within one hour of birth. Scientific evidence has guided the development of • Frequent breastfeeding causes more milk to be international recommendations for optimal infant produced. Almost every mother can breastfeed feeding practices, which include exclusive breastfeeding successfully. • Breastfeeding helps protect babies and young children for 6 months (breast milk only with no other liquids against dangerous illnesses. It also creates a special or foods given) and continued breastfeeding up to 2 bond between mother and child. years of age or beyond with timely addition of • Bottle-feeding can lead to illness and death. If a woman cannot breastfeed her infant, the baby should be fed appropriate complementar y foods. These breastmilk or a breastmilk substitute from an ordinary recommendations were adopted following a systematic clean cup. review of current scientific evidence on the optimal • From the age of six months, babies need a variety of additional foods, but breastfeeding should continue duration of exclusive breastfeeding and an expert through the child’s second year and beyond. consultation on the subject (Butte et al., 2002; Kramer • A woman employed away from her home can continue and Kakuma, 2002; WHO, 2002). They are also to breastfeed her child if she breastfeeds as often as possible when she is with the infant. included in UNICEF’s Facts for Life “Key Messages: • Exclusive breastfeeding can give a woman more than What every family and community has a right to know 98 percent protection against pregnancy for six months about breastfeeding” (figure 1). after giving birth – but only if her menstrual periods have not resumed, if her baby breastfeeds frequently day and night, and if the baby is not given any other Compliance with these recommendations has food or drinks, or a pacifier or dummy. significant child health and nutritional benefits. The (UNICEF, 2002) Bellagio Child Survival Study Group has identified optimal breastfeeding in the first year of life as one of the most important strategies for improving child Jones et al., 2003). Improved breastfeeding practice survival (Black et al., 2003; Jones et al., 2003). can also have a positive effect on birth-spacing, which Increasing optimal breastfeeding practices could save contributes to child survival (Labbok et al., 1997; Jones as many as 1.5 million infant lives every year, given et al., 2003). Further, population-based studies in a the significant protection that breastfeeding provides number of developing countries have shown that the infants against diarrhoeal disease, pneumonia, and greatest risk of nutritional deficiency and growth neonatal sepsis (UNICEF, 2002; Black et al., 2003; retardation occurs in children between 3 and 15 months 1
  • 12. Introduction of age, associated with poor breastfeeding and The first chapter of the paper places community-based complementary feeding practices (Shrimpton et al., inter ventions in an historical and community 2001). development context and provides the scientific rationale for this approach. The second chapter The Global Strategy for Infant and Young Child Feeding describes key features of—and strategies for— (2002), co-developed by WHO and UNICEF with community-based breastfeeding promotion and broad participation of governments and other support, including integration with primar y and stakeholders, is a blueprint for current and future public preventive health services. The third chapter presents health action to improve infant feeding practices several countries’ experience implementing community- worldwide. The World Health Assembly and UNICEF’s based strategies on a large population scale. The fourth Executive Board adopted the strategy in 2002. The chapter addresses challenging circumstances to consider foundation of this strategy is built on two decades of in implementing community-based breastfeeding international and public health consensus and action, programmes around the world. The paper concludes beginning with the Joint Meeting on Infant and Young with a summary of key issues regarding community- Child Feeding (1979), the International Code of based breastfeeding promotion and support. Marketing of Breast-milk Substitutes (1981), the Innocenti Declaration (1990), and the Baby-friendly Figure 2 Hospital Initiative (1991). Elements of a comprehensive breastfeeding programme A novel contribution of the Global Strategy for Infant and Young Child Feeding is its comprehensive approach. P OLICY The Global Strategy gives heightened attention to • National Breastfeeding Commission breastfeeding and complementar y feeding in • Health System Norms exceptionally difficult circumstances, such as in HIV- • Code of Marketing of Breastmilk Substitutes prevalent areas and emergency situations. The strategy • Worksite laws and regulations also includes community-based interventions to • Information, education and communication promote and support infant and young child feeding as a new operational target. While significant progress H EALTH S ERVICES C OMMUNITY in breastfeeding protection, promotion, and support • Pre-service curriculum • Community has been made through emphasis on policy and reform participation maternity health services, experience suggests that • Baby-friendly Hospital • Training and achieving optimal infant and young child feeding Initiative supervision of requires an integrated, comprehensive strategy that • In-service training counselling network • Supportive supervision • Community includes community-based interventions as well as education policy and health services (figure 2). • Information, education and communication The purpose of this document is to provide the rationale • Monitoring, research and evaluation and guideposts for community-based interventions to • Health information systems promote and support breastfeeding. This document • Referral and counter referral focuses on the growing evidence that community-based approaches can significantly increase optimal (Wellstart International, 1996) breastfeeding in diverse settings, summarizes the lessons learnt from community-based breastfeeding interventions in a number of developing countries, and recommends approaches that can be applied by programme planners and managers worldwide. Few efforts to promote improved infant and young child feeding have yet expanded to a large scale. The lessons learnt from breastfeeding programmes should also be applied in the future to promotion of and advocacy for improved complementary feeding and to other aspects of child health and development. 2
  • 13. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries Chapter 1 Background and Context T hrough most of the twentieth century, initiation and duration of breastfeeding declined worldwide Trends in breastfeeding patterns in Figure 3 as a result of rapid social and economic change, developing countries, 1989–1999 including urbanization and marketing of breast milk 83 90% substitutes. In recent years the global trend has shifted 77 80% towards improved breastfeeding practices. However, the 70% 58 prevalence of exclusive breastfeeding and other optimal 60% 50 52 50% 46 infant feeding practices is still low in many countries. 39 41 40% Continued attention to breastfeeding is therefore 30% needed to achieve the sustained behaviour change that 20% will lead to significant improvement in child survival 10% % and development. Complementary Breastfeeding Breastfeeding Breastfeeding (12-15 mos) (20-23 mos) Feeding (6-9 (0-3 mos) Continued Continued Exclusive Breastfeeding practices in developing mos) countries In the past two decades, breastfeeding initiation and Percent Change 1989-1999 duration began to increase in many developing +18% +22% +8% +12% countries (Grummer-Strawn, 1996; Lutter, 2000; UNICEF, 2001). Survey data from 43 countries (UNICEF, 2002) indicate a significant increase in exclusive breastfeeding, from 39% to 46% between 1989 and 1999, with wide variations within and between geographic regions breastfeeding practices (Wellstart, 1996; Guerrero et (figure 3). For example, DHS surveys indicate that al., 1999; Green, 1989; de Zoysa et al., 1998). exclusive breastfeeding rates for infants 0–3 months of age range from 25% (Dominican Republic, 1996) to Breastfeeding promotion and support: 78% (Peru, 2000) in Latin America, and from 4% (Côte historical development d-Ivoire, 1998/99) to 63% (Malawi, 2000) in Africa. In May 1980 the World Health Assembly adopted the In countries and regions where breastfeeding promotion recommendations for promotion and support of and support programmes have been well enacted, breastfeeding that were made the previous year at a notably some Latin American countries, rates of WHO/UNICEF Meeting on Infant and Young Child exclusive breastfeeding and other optimal breastfeeding Feeding (WHO, 1980). In the 1980s, workshops on practices appear to be improving more dramatically. infant and young child feeding were organized in nearly Nevertheless, in many developing countries certain 100 countries. National breastfeeding committees and cultural beliefs continue to interfere with optimal national breastfeeding promotion programmes were breastfeeding, especially feeding colostrum and established in various countries (Jelliffe and Jelliffe, breastfeeding exclusively (Dimond and Ashworth, 1988). In 1990 policy-makers from 31 governments, 1987; Martines et al., 1989). In every culture, specific representatives of 8 UN agencies, and other participants beliefs that impede optimal breastfeeding need to be at a WHO/UNICEF meeting in Italy produced and identified through formative research and addressed adopted the Innocenti Declaration on the Protection, through effective, well-designed behaviour change Promotion, and Support of Breastfeeding. The communication to promote and support optimal Innocenti Declaration established operational targets 3
  • 14. Background and Context for breastfeeding that focused primarily on policy and support by building on these past and continuing health services (WHO, 1989). concepts and achievements. Over the past few years, experience in enacting community-based strategies has From that declaration emerged the Baby-friendly grown, along with a scientific evidence base to address Hospital Initiative (BFHI), which has made a the efficacy and effectiveness of certain support significant impact on breastfeeding practices globally strategies (Green, 1999). As a result of the confluence through implementation of the “Ten Steps to Successful of policy development and the accumulation of Breastfeeding,” focusing on maternity services and scientific evidence, the promotion and support of newborn care (WHO, 1998). The tenth step, the optimal breastfeeding through community-based establishment of breastfeeding support groups, initiatives is now more widely understood and accepted. connects mothers to community support after discharge from the hospital. Two other steps—antenatal care (step Evidence of effectiveness 3) and breastfeeding guidance (step 5)—also involve maternal access to support and may reach beyond the This section describes 1) the evidence that community- health facility to the community. based breastfeeding promotion and support can improve breastfeeding practices in developing countries The Global Strategy for Infant and Young Child Feeding and 2) the efficacy of such interventions to reduce advances breastfeeding protection, promotion, and infant morbidity and mortality. Table 1 Community-based breastfeeding support trials in developing countries that include healthy newborn infants and mothers Bre astfe e ding status Study (de sign) Subje cts Inte rve ntion at last asse ssme nt, <6 mo. RR (95%CI) Barros et al 1994 U rban (Pelotas) Brazil, N=900 T hree hom e visits at 5, 10, 20 days A ny Breastfeeding Enrollm ent site: Maternity unit postpartum by a social assistant or Intervention - 38% (Random ized, controlled Inclusion criteria: Hospital stay 5 nutritionist experienced in Control - 35% trial but m ethod of days or less, wanted to breastfeed, breastfeeding and trained in random ization not stated) living in Pelotas, fam ily incom e breastfeeding counselling < twice m inim um Brazilian wage Froozani et al 1999 U rban Iran, N = 134 Contact by nutritionist in hospital A ny Breastfeeding Enrollm ent site: Single hospital im m ediately after birth and at Intervention - 84% (A lternating allocation to Inclusion criteria: Mothers without hom e or in clinic on days 10–15, Control - 75% intervention vs. usual breastfeeding experience or chronic and m onthly thereafter to 4 Exclusive Breastfeeding* care) disease giving birth to norm al m onths (5–6 visits) Intervention - 48% birthweight, term infant Control - 6% Haider et al 2000 Dhaka, Bangladesh, N=726 Peer counsellors, hom e visits up to Exclusive Breastfeeding* Enrollm ent site: Com m unity 15 occasions including 2 in last Intervention - 56% (Cluster random ized, Inclusion criteria: Wom en aged trim ester of pregnancy, 4 in m onth Control - 5% controlled trial) 16–35 with 3 children or less and 1 and every two weeks thereafter no serious illness, singleton birth, up to m onth 5. with no congenital birth Visit duration 20–40 m inutes abnorm alities, birth weight 1800 g or m ore Leite et al 1998 U rban Brazil, N = 1003 Peer counsellors m ade hom e visits A ny Breastfeeding* Enrollm ent site: 8 public health up to 6 occasions, 5, 15, 30, 60, Intervention - 65% (Random ized, controlled m aternity units 90 and 120 days, visits lasting Control - 53% trial) Inclusion criteria: Newborns 30–40 m inutes. Counsellors had Exclusive Breastfeeding* weighing < 3000 g, discharged personal experience with Intervention - 25% < 5 days, singleton birth, no breastfeeding and had been Control - 20% im portant health problem s in associated with m ilk bank for 5 or m other or infant m ore years. Trained with adapted WHO counselling course Morrow et al 1999 Periurban, Mexico, N=130 Peer counsellors m ade 3 or 6 hom e A ny Breastfeeding Enrollm ent site: Com m unity visits Intervention - 68% (Cluster random ized, Inclusion criteria: A ll pregnant Group 1: 6 visits (2 in pregnancy, Control - 63% controlled trial) m others wishing to be enrolled, and 1, 2, 4, 8 wks post-partum ) Exclusive Breastfeeding* perinatal deaths excluded Group 2: 3 visits (1 late pregnancy, Intervention - 55% and 1, 2 wks post-partum ) Control - 15% * Significant at two-sided p<0.05 (abstracted from Sikorski et al, 2002) 4
  • 15. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries IMPROVING BREASTFEEDING PRACTICES. Sikorski et al. REDUCING MORBIDITY AND MORTALITY. The WHO (2002) conducted a systematic review and meta-analysis Collaborative Study Team on the Role of Breastfeeding of the efficacy of support for breastfeeding mothers. This on the Prevention of Infant Mortality found that in study identified 20 randomized or quasi-randomized developing countries, any breastfeeding is associated trials of breastfeeding support conducted in 10 countries. with more than two-fold protection against infant Breastfeeding outcomes of interest were “any mortality compared with no breastfeeding in the first breastfeeding” or “exclusive breastfeeding” for specific year of life (WHO, 2000). A cohort study of 1,677 age groups. Overall the meta-analysis revealed a infants living in the slums of Dhaka, Bangladesh, found significant, beneficial effect of breastfeeding support on that the relative risk of mortality in the first 6 months duration of any breastfeeding, with the greatest effect was more than two-fold lower in infants who were on exclusive breastfeeding. Both lay and professional exclusively breastfed than in infants who were partially support appeared to be effective, although in different or not breastfed (Arifeen et al., 2001) (table 2). ways. Lay counsellors appeared to be most effective in Breastfeeding demonstrates a dose response increasing the duration of exclusive breastfeeding, while relationship to infectious disease morbidity and professional counsellors appeared to be most effective mortality in infancy, with exclusive breastfeeding in extending the duration of any breastfeeding. offering the most protection and partial breastfeeding intermediate protection when compared to no Most of the studies cited were conducted in breastfeeding (Brown et al., 1989; Victora et al., 1989; industrialized countries. Of the seven trials conducted Morrow et al., 1992). Thus, infants under 6 months in developing countries (Bangladesh, Brazil, Iran, of age who are not breastfed are estimated to have a Mexico, and Nigeria), five examined community-based greater than 5-fold increased risk of morbidity and breastfeeding counselling to mothers of normal mortality from diarrhoea and pneumonia compared to newborn infants (table 1). The sample size of each infants who are exclusively breastfed (Victora et al., individual study ranged from 130 to 1,003 (total for 1989; Black et al., 2003). all five studies, n=2,893 mother-infant pairs). In four of these five studies, the intervention involved home Table 2 visits by peer counsellors; the remaining study (Froozani Infant mortality (0-6 months) in Dhaka, et al., 1999) involved maternal contact in a hospital Bangladesh comparing partial and no by a trained nutritionist followed by home visits. The breastfeeding to exclusive breastfeeding number of visits made to mothers by breastfeeding RR (95% CI) counsellors in these trials ranged from 3 to 12 or more Causes of Infant Death Partial/no BF vs. EBF (Haider et al., 2000). In most of the studies, counsellors were trained using the WHO breastfeeding counselling All Causes 2.2 (1.4 – 3.4) course in its original or adapted form; one study used Diarrhoea 3.9 (1.5 – 10.6) a training course developed by La Leche League Acute Respiratory Infection 2.4 (1.1 – 5.2) (Morrow et al., 1999). Four of five trials examined exclusive breastfeeding, and each of these demonstrated (Arifeen et al, 2001) significant impact of counselling on exclusive breastfeeding. Only one of the four trials that examined the duration of any breastfeeding as an outcome A randomized, controlled trial of healthy infants in demonstrated a significant impact of counselling (Leite Mexico City found that home-based breastfeeding et al., 1998). counselling was associated not only with a significant increase in exclusive breastfeeding, but also with a Two other trials in developing countries included in significant decrease in the percentage of infants who the Cochrane Review (Haider et al., 1996, in experienced a physician-diagnosed episode of diarrhoea Bangladesh and Davies-Adetugbo, 1997, in Nigeria) at any time during the first three months of life (one- tested the effectiveness of breastfeeding counselling of tailed p<0.05 [Morrow et al., 1999]). The trial by mothers whose infants were seen for diarrhoea in the Froozani et al. (1999) reported significantly fewer days hospital or health care centre. In both studies, for the of diarrhoea among infants of mothers in the 2–3 weeks following counselling, exclusive breastfeeding breastfeeding counselling group (1.2 [SD 2.7]) was significantly increased, and infants experienced compared with those in the control group (4.0 [SD fewer repeat cases of diarrhoea. 7.1] days, p<0.004). Similarly, a randomized, controlled trial of community-based breastfeeding support conducted in Haryana, India (see Chapter 3), 5
  • 16. Background and Context described significant increases in exclusive breastfeeding terms, these elements translate into providing mothers and significant decreases in infant diarrhoea in with acceptance, encouragement, timely and salient intervention communities (Bhandari et al., 2003). information regarding breastfeeding, and practical skills These findings are consistent with a trial of the Baby- and strategies for overcoming socioeconomic, cultural, friendly Hospital Initiative intervention in Belarus, or biomedical obstacles to optimal breastfeeding. which reported that the rates of diarrhoea and of atopic disease were significantly reduced among infants in the Involving community leaders, social support networks, intervention group compared with controls (Kramer the health sector, and community members in et al., 2001). Thus, observational and experimental data breastfeeding promotion and support provides a provide compelling evidence that effective community- mechanism for shifting cultural knowledge, norms, and based breastfeeding inter ventions can result in expectations (WHO, 2002). In short, community-based significantly increased optimal breastfeeding and breastfeeding promotion and support can be justified significantly lower infant morbidity and mortality. on grounds not only of effective breastfeeding behaviour change leading to increased child survival, Framework and justification but also of women’s empowerment and community development. The following chapter addresses the Optimal breastfeeding requires maternal choice concepts and strategies that underlie community-based combined with the ability to implement that choice breastfeeding promotion and support. (figure 4), which is in turn affected by social, physical, and logistical factors that are immediate to the mother’s experience. Influences that are a level removed from the mother’s personal experience, such as cultural attitudes and national policies, may or may not be directly perceived as affecting her choice. Nevertheless, they are powerful determinants that influence the degree to which a mother experiences support or barriers to optimal breastfeeding. Figure 4 Model of determinants of breastfeeding behaviour Infant Feeding Behaviours Proximate Opportunities to act Maternal choices determinants on these choices Infant feeding information and physical Intermediate and social support during pregnancy, determinants childbirth and post-partum • Familial, medical, and cultural attitudes and norms Underlying • Demographic and economic conditions determinants • Commercial pressures • National and international policies and norms (Lutter, 2000) Social support for optimal breastfeeding can take many forms. The elements of social support relevant to breastfeeding are emotional, informational, and instrumental (Raj and Plichta, 1998). In practical 6
  • 17. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries Chapter 2 Approaches to Community-based Breastfeeding Promotion and Support A n interagency working group including WHO, UNICEF, USAID, the World Bank, the Department individual mothers may not experience but that create and sustain the community’s capacity for breastfeeding for International Development (DFID) and the CORE promotion and support. These latter elements, which consortium of nongovernmental organizations has can be considered the foundation for effective and targeted the reduction of childhood morbidity and sustained action, include the development of mortality using an approach that works with and through intersectoral partnerships or coalitions, formative communities, and extends integrated facility-based care research, monitoring and evaluation, training and for management of common childhood illnesses to super vision, strong management, and visionar y support for prevention and good home care (WHO et leadership. al, 2002). The working group advocates a community- based approach that involves people from the P ARTNERSHIPS . The formation of intersectoral community, adapts to community needs, builds on partnerships or coalitions increases the capacity for existing resources and avoids duplication, strengthens effective and sustainable community-based behaviour links and builds bridges between groups in the change (Butterfoss et al., 1993). At the community level community and between those groups and the formal in developing countries, such partnerships may include health system, focuses on outcomes, and is cost-effective the ministry of health, other ministries concerned with and sustainable. At the heart of efforts is the promotion social welfare, community health centre staff, identified and support of a set of key family behaviours to improve opinion leaders, nongovernmental agencies, and child health and development. These behaviours include women’s groups. optimal infant and young child feeding practices. FORMATIVE RESEARCH . Formative research can be Community-based breastfeeding promotion and support invaluable to guide effective action on breastfeeding as is important insofar as this approach can achieve well as other public health concerns (Pelto et al., 1991; sustained population-level breastfeeding behaviour Guerrero et al., 1999; Martines et al., 1989). The change. This ambitious goal requires systematic purpose of such research is to clarify the values, beliefs, application of behaviour change theory to strategies that and practices that most significantly affect breastfeeding engage individuals and multiple levels of society. behaviour, and with that understanding to shape Community-level change involves attention to messages and approaches that are likely to result in community capacity (the foundation for change) as well positive breastfeeding behaviour change. For example, as specific interventions intended to produce behaviour formative research conducted in Mexico indicated that change (Wandersman et al., 1996). The section below mothers believed they should introduce another liquid considers the foundation for community-level or food when the baby was “thirsty,” the baby or mother breastfeeding behaviour change, describes specific was ill, or the mother was emotionally upset (Guerrero interventions, discusses the integration of community- et al., 1999). These findings were used to develop based breastfeeding initiatives with preventive and messages, materials, and training programmes for primary health care services, and considers the argument physicians and lay counsellors to influence attitudes and for integration of breastfeeding and early childhood behaviours that impeded exclusive breastfeeding in the development initiatives. periurban Mexican setting. “Breast milk is sufficient to quench a baby’s thirst, even in hot weather” was one of Foundation for community behaviour the messages developed in response to the formative change research. “Mother’s milk is better than any other method of feeding a young infant, even when a mother is Community-based intervention strategies include those emotionally upset (has coraje or susto)” was another key that mothers experience directly, as well as elements that message. These specific messages helped to ensure that 7
  • 18. Approaches to Community-based Breastfeeding Promotion and Support the lay counselling intervention achieved significant quench thirst. If giving only breast milk to her three- change in exclusive breastfeeding behaviour (Morrow month-old baby will result in the disapproval of her et al., 1999). mother-in-law and potentially her community, the woman may decide that the risk of adopting the MONITORING AND EVALUATION. Another way to tie data recommended practice is too great. Communication to action is through monitoring and evaluation. Data strategies must therefore address not only individual can provide potent motivation for action when specific behaviour change of the mother, but also the beliefs of behaviour change goals are identified, measured as those who influence her at all levels: health workers, indicators, and used for local ongoing evaluation of family members, elders, and community members. effectiveness. The development of a monitoring system that allows local and routine use of data builds capacity Two broad paradigms are currently used for improving for community-level change and creates a needed health behaviours: 1) the behaviour change approach, evidence base for effective pubic health action (De Zoysa with its roots in individual psychology and et al., 1998; Morrow, 2000). behaviourism and 2) community-based participatory approaches to empower people to improve their TRAINING AND SUPERVISION. Training and supervision communities in a sustainable way. Successful of health-care providers and lay volunteers for breastfeeding programmes have employed both of these breastfeeding counselling and community outreach are approaches. The Transtheoretical (Prochaska, 1982) also important elements of the foundation for change or Stages of Change Model is a useful tool for looking and an effective community-based breastfeeding at the process of individual change. In this model the behaviour strategy. Providers and volunteers need individual moves from pre-awareness of the accurate information and mastery of skills in counselling recommended practice to awareness, contemplation of and communication to support and motivate community trying the new practice, trial of the practice, adoption members. of the practice, maintenance, and finally advocacy of the new practice. This model enables practitioners first MANAGEMENT AND LEADERSHIP. Finally, the foundation to identify the stage of the target audience and then to for change requires vision and managerial and leadership structure interventions to move individuals along the skills. Implementation falters in the absence of these process of change. elements. Managers’ failure to adjust programmes to new realities jeopardizes programme sustainability. In the past health communicators often focused entirely or disproportionately on one or more stages, such as Community-level interventions providing information to increase knowledge, only to find themselves frustrated when practices did not With the elements outlined above in place, the specific change. The Stages of Change Model indicates that community-based interventions are more likely to “knowledge” is not enough. A woman may be able to succeed. An effective community-based breastfeeding recite messages about exclusive breastfeeding behaviour change strategy is multifaceted, with attention (“knowledge”) but may not think that they apply to to behaviour change communication, partnership with her. If health workers ask the woman to try a new the health sector, and involvement or mobilization of practice such as not giving water to her baby for a week, the community through engaged opinion leaders, the woman and her family will immediately see for women’s support groups, and trained health-care workers themselves the advantages of exclusive breastfeeding and lay counsellors. and may be convinced to adopt it. Thus, the individual is persuaded through negotiation to move along the B EHAVIOUR CHANGE COMMUNICATION . Improved change process from “knowledge” to “trial,” increasing breastfeeding practices are more likely to occur if the chances of adoption. Figure 5 shows specific women perceive them as beneficial, feasible, and interventions that can be used to promote change in socially acceptable. Improving practices at the individual behaviour or community norms at various community level requires behaviour change strategies stages. that lead to changes in community norms, including individual and group approaches. A breastfeeding To maintain the new practice, a woman needs support woman typically does not make decisions alone. For from her family and community. Successful example, a woman may hear about exclusive breastfeeding programmes have used group approaches breastfeeding at the health facility but then be told by that address special audiences or the collective her mother-in-law that babies need additional water to community while strengthening the capacity of 8
  • 19. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries Figure 5 Stages of change and communication approaches Movement from one stage of change to another requires a mix of appropriate communication interventions from the following categories: • Mass, electronic, and print media (e.g., radio, TV, newspaper, flyers) • Community advocacy and events (e.g., theatre, fairs, community gatherings) • Interpersonal communication (community groups, individual counselling, mother-to-mother support groups, home visits) These approaches help change individual behaviours and social norms and are directed to mothers as well as to family members, community leaders, and other social, religious, and political influentials. Stage s of Change Le ve l of knowle dge and attitude P urpose of appropriate communication inte rve ntions toward or e xpe rie nce with the to move individual to ne xt stage ne w practice Pre-awareness Has not heard of new practice Provide inform ation A wareness Has heard of new practice Provide m ore inform ation and begin to focus on persuasion Contem plation Considers the resources and tasks Provide encouragem ent that practice is "do-able" and needed to actually perform the introduce role playing, role m odeling practice Intention Intends to try new practice Focus on appreciating benefits and overcom ing obstacles; introduce negotiation of trying new practice; hom e visits are very appropriate Trial of new practice Tries new practice to experience Reinforce benefits and overcom ing of obstacles with fam ily benefits and overcom e obstacles and com m unity influentials; provide additional support to m other through hom e visits and support groups A doption of new A ppreciates benefits and has Continue to reinforce and support practice, including praise practice overcom e obstacles during trial of from influentials new practice; adopts practice Maintenance Decides to continue new practice Continue to reinforce and support practice, including praise from influentials Telling others Believes in new practice and wants to Provide opportunities for practitioners to com m unicate their tell others m essages to other wom en widely (m ass electronic and print m edia) or within the com m unity (com m unity events and advocacy; interpersonal com m unication) (LINKAGES Project) community organizations. Encouraging community occurs when a critical mass of community members groups to identify and solve problems increases support have tried the innovation and begun to see its benefits. for the mother’s decision and increases the likelihood Communication strategies can hasten this process that she will maintain the new behaviour. through the use of lay counsellors to facilitate discussions in mother support groups, community The Diffusion of Innovation Theory (Rogers, 1983) is development groups, credit associations, or religious useful for examining how innovative ideas are groups for men or women. introduced and adopted in a community. “Early adopters” are the risk takers; “late adopters” are the Formative research can help target clear and effective ones who wait to see how well the innovation works. messages to specific populations or community groups. Innovations are more easily adopted when they have Such tailored messages can help reduce the perceived certain characteristics, such as ease of adoption, risk of trying the new behaviour and enable people to similarity to current practice, low level of risk in trying understand how adopting the new practice brings out the practice, and benefits that outweigh the benefits to them and to the community. Strengthening disadvantages. When an innovation is introduced to a community organizations can increase the community’s community by a risk-taking early adopter, others capacity to change norms and improve infant feeding observe the results and gradually adopt the practice behaviours. themselves. Long-term change of a community norm 9
  • 20. Approaches to Community-based Breastfeeding Promotion and Support TRAINING COMMUNITY HEALTH - CARE PROVIDERS . L AY C O U N S E L L O R S . Even community health Mothers in many countries cite the advice of health- professionals who are well trained in breastfeeding and care providers as the reason for their making specific lactation management typically lack sufficient time to infant feeding decisions. Unfortunately, advice from promote and support breastfeeding. As a result, lay health-care providers is too often uninformed, counsellors have become critical to providing accessible undermining efforts to support mothers who elect to breastfeeding counselling in many communities. When breastfeed. Breastfeeding has been neglected in pre- lay breastfeeding counsellors, who are not professional service and in-service training of most health workers, health-care workers, are trained to provide breastfeeding leaving a serious gap in their knowledge and skills. As counselling to mothers of their communities, they can a result WHO, UNICEF, and others have placed a major be highly effective in increasing exclusive breastfeeding emphasis on training health-care workers in the and, potentially, early initiation and longer duration of fundamentals of lactation and breastfeeding counselling breastfeeding (see Evidence of effectiveness, Chapter 1). (Rea et al., 1999; Cattaneo et al., 2001). WHO and UNICEF have created several standardized The terms “lay counsellor” or “peer counsellor” are often breastfeeding courses. These include an 18-hour course used interchangeably. More precisely, however, peer designed to help staff of maternity facilities make counsellors are typically women who have given birth maternity care “baby-friendly” (UNICEF, 1993) and a to at least one child and have breastfed successfully. Peer 40-hour course to develop clinical skills in breastfeeding counsellors have a background similar to that of the counselling for health-care workers in all parts of the people they are counselling. Some propose that to be health system (WHO, 1993). Basic knowledge and credible, lay counsellors should be peers. However, skills promoted in these tools are also applied in case experience in many circumstances suggests that management guidelines and an 11-day training course committed and well-trained lay counsellors, like health for first-level health workers developed as part of the professionals, can be successful even when they Integrated Management of Childhood Illness (IMCI) themselves have not had personal breastfeeding strategy (see discussion on integration of breastfeeding experience. Indeed, La Leche League International, with primary and preventive health services – page12). which has been training breastfeeding peer counsellors since 1987, notes that the demand for peer counsellors A randomized controlled trial of the effectiveness of the is so great that many such counsellors are now women 40-hour WHO training course was conducted in Brazil and men who do not meet the traditional concept of with health workers from 60 health units. This study peers. found that participants’ knowledge and skills in breastfeeding counselling improved significantly, both Haider and others (2002) recommend systematic and immediately after the course and three months later (Rea well-supervised training, recruitment, and deployment et al., 1999). The responses of participants and of lay breastfeeding counsellors. Lay counsellors also observation, however, suggested that the skills involved need ongoing connection to an organization that can in clinical practice and management of lactation needed sustain their efforts. Such a connection could be to a more time for development and reinforcement. nongovernmental organization such as La Leche League or through the community outreach activities of the Although increasing the breastfeeding knowledge and health system. Depending on the community and skills of health-care providers has been an important circumstances, lay counsellors may serve entirely as and necessar y element to promote and sustain volunteers or receive stipends to help support their breastfeeding behaviour change, this training is not activities. Some organizations have reported a high readily available to all health-care workers and tends to turnover rate among volunteer counsellors and have be expensive and hard to sustain. To address the training found that some form of stipend helps volunteers to gap, some countries are undertaking a systematic review continue in this role. Others have retained volunteers of their pre-service curricula for training doctors, nurses, primarily through personal connection, praise, and midwives and are strengthening the lactation recognition, and continuing education (Green, 1998). management and infant feeding components of those curricula so that providers do not need to be retrained Studies of the effectiveness of lay counsellors in after they have started practice. Use of the 40-hour and increasing breastfeeding have examined their role in 18-hour breastfeeding courses continues to be home visitation. The specific activities of lay counsellors recommended for health-care providers who typically can vary substantially. Depending on circumstances, lack appropriate pre-service education in this arena. lay counsellors may work alongside community health workers in clinic settings or may focus on making 10
  • 21. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries routine visits to the homes of pregnant or breastfeeding Figure 6 mothers. Lay counsellors may provide individual-level Models of women’s groups in counselling to mothers, lead breastfeeding support breastfeeding promotion and support groups, or give talks to community groups about Model 1a. Breastfeeding Support Group breastfeeding. The 40-hour WHO/UNICEF course on breastfeeding counselling, originally developed for • Convened specifically to support breastfeeding mothers. health-care professionals, has been successfully used • Interested women attend meetings held in health centres, as the basis for training lay and peer counsellors. La homes, or other accessible locations. Meetings are often led by trained volunteer leaders who invite and encourage Leche League International also offers a peer counsellor participants. training programme. • La Leche League is the prototype for this approach. Model 1b. Mother’s Support Group with a broader WOMEN’S GROUPS . Community-based support for purpose breastfeeding mothers often focuses on breastfeeding support groups. The first formal recognition of a • Convened to further a maternal and child health behaviour and/or nutrition agenda inclusive of, and breastfeeding support group might be the 1956 compatible with, breastfeeding. formation of La Leche League, which provides the Model 2. Community mobilization that engages prototype for such groups. The purpose of a existing social groups breastfeeding support group is to provide “mother-to- mother” encouragement and assistance to initiate and • Groups convened for purposes other than breastfeeding, such as social, economic, educational, or religious sustain breastfeeding. Trained volunteers lead group purpose. meetings. The focus of the meetings is almost entirely • Groups provide volunteer base for peer counsellors and on breastfeeding, with consideration of related topics. a channel for behaviour change communication (social marketing). The atmosphere of breastfeeding support groups is one • Groups provide support and encouragement to the peer of acceptance and equal participation. In this volunteers. atmosphere mothers feel comfortable sharing experiences, asking questions, and obtaining answers regarding their experience with breastfeeding. This in a low-income, periurban area. On follow-up, mothers model is now being used in many countries. of infants under 6 months of age who had contact with the peer counsellors practiced exclusive breastfeeding In addition to women’s groups focused primarily on for an average of 10 weeks compared with 4 weeks for breastfeeding, other forms of women’s groups have mothers in the control group (Rivera et al., 1993). In become involved in breastfeeding promotion and another study La Leche League of Honduras trained support (figure 6). Some women’s groups address peer counsellors in 20 rural communities to lead breastfeeding as part of their discussion of parenting monthly breastfeeding support meetings and visit 1–2 or nutrition and health topics. Other women’s groups, mothers each at home. Mothers who had contact with founded for economic development, community the peer counsellors were three times more likely than service, or social, political, or religious reasons, have other mothers to practice exclusive breastfeeding at also participated in breastfeeding promotion and three months postpartum (AHLACMA et al., 1993). support. These groups may include breastfeeding- In Guatemala, La Leche League trained peer counsellors related topics as part of their programmes to educate and formed breastfeeding support groups in about 10 and support members or attendees and may provide periurban communities. A study conducted more than volunteers for breastfeeding education support as part three years after the end of funding found that the of their community service and outreach. Available data programme had been sustained: one-quarter of women suggest that participants in women’s support groups in the community had contact with a breastfeeding peer improve their breastfeeding behaviour, but questions counsellor either through support groups, home visits, remain whether volunteer groups alone are sufficient or other contacts (de Maza et al., 1997). to affect and sustain population-level behaviour change. A community inter vention trial undertaken in Despite their growing popularity for breastfeeding periurban Guatemala as a collaboration of La Leche promotion and support, women’s groups have not been League and the LINKAGES Project found that after studied extensively (Green, 1998). La Leche League’s one year the rate of exclusive breastfeeding in model, however, has been evaluated in Honduras and intervention areas with peer counsellors did not Guatemala, which have had exceptional programmes. significantly increase compared with the control In Honduras La Leche League trained peer counsellors communities (Dearden et al., 2002a). However, only 11
  • 22. Approaches to Community-based Breastfeeding Promotion and Support 31% of mothers in the intervention communities with and through the media and other channels of infants under 6 months of age had any contact with a communication. Reproductive health services, including peer breastfeeding counsellor. As in previous studies, maternity care and family planning services, are critical exclusive breastfeeding was higher among women in avenues for breastfeeding promotion and support. Many intervention communities who were exposed to La studies have shown that early initiation of breastfeeding Leche League support groups and home visits than and later breastfeeding practices are strongly associated among women who were not exposed (Dearden et al., with the support or the barriers experienced with 2002a). maternity services. The Baby-friendly Hospital Initiative was designed to address this issue, although the concept Microenterprise programmes represent another model should be extended to perinatal care delivered in homes of women’s groups. An evaluation of Freedom from and clinics. Hunger’s Credit with Education Programme, managed by the Lower Pra Rural Bank in Ghana, found major A natural point of integration between reproductive improvements in breastfeeding practices among health services and breastfeeding is education and programme participants between the 1993 baseline and support of mothers regarding use of the lactational 1996 follow-up surveys. Women not involved in the amenorrhoea method (LAM), a well-documented programme did not show improved practices: 98% of method of contraception. This method has been shown programme participants gave colostrum, compared with to have 98% efficacy for the first 6 months postpartum only 71% of non-participants and 78% of women in (Labbok et al., 1997). Use of LAM requires that control communities. Further, programme participants mothers practice full or nearly full breastfeeding1, do delayed introduction of water to their infants until an not experience return of their menses, and have not average of 125 days of age, compared with 63 days for passed the first six months postpartum. Mothers who non-participants and 51 days for women in control practice this method are also encouraged to switch to communities (McNelly, 1997; Green, 1998). other family planning methods when any of one of these criteria is no longer met. As experience with community-based breastfeeding promotion and support deepens, diverse approaches are Breastfeeding promotion and support is also a key being used for forming and involving women’s groups. intervention in the IMCI strategy (WHO, 1999). This In some regions existing women’s groups provide strategy is championed by WHO and health agencies volunteers to work with the breastfeeding initiatives of worldwide as the foundation for pediatric primary care the health sector. In other regions new support groups and improved child health outcomes in developing are formed focused on the breastfeeding experiences of countries. The strategy involves strengthening the the women who attend. More rapid change may be quality and accessibility of primary care by addressing achieved by using existing women’s groups for outreach three major dimensions of the care delivery process— purposes than by establishing new groups focused on the health system, the skills of health staff, and family breastfeeding support. However, experience suggests that and community practices. Based on this comprehensive either approach may be effective for breastfeeding approach, IMCI encompasses a range of specific promotion and support, depending on the aims, time interventions to prevent and manage the major causes frame, culture, and circumstances. of childhood morbidity and mortality, integrating feeding counselling as an essential aspect of clinical Integration of breastfeeding with primary care. At this stage of implementation, substantial and preventive health services integration of IMCI with other breastfeeding promotion and support initiatives has been achieved in only a few Community-based approaches to breastfeeding are places in the world, but emphasis has been given to unlikely to succeed or to be sustained without the creating more effective approaches to outreach and involvement of the health sector. Breastfeeding developing community-based breastfeeding support counselling should be supported within the health care that is well integrated with IMCI. There is a need for system at a number of contact points that correspond additional well-designed trials to examine the impact to time points along the maternal-child life course, including antenatal, postnatal, well-baby, sick-baby, and 1 Full breastfeeding is the term applied to both exclusive immunization health service visits. In other words, breastfeeding (no other liquid or solid given to infant) and support for breastfeeding should be interwoven with almost exclusive breastfeeding (vitamins, water, juice, or reproductive health, primary care, and maternal and ritualistic feeds given infrequently in addition to breastfeeds). Nearly full breastfeeding means that the vast child nutrition messages delivered in clinical settings majority of feeds are breastfeeds. 12
  • 23. Community-based Strategies for Breastfeeding Promotion and Support in Developing Countries of breastfeeding support in the primary care setting (Guise et al., 2003). Integration of breastfeeding and early childhood development strategies To maximize resources and population coverage, breastfeeding promotion and support should, to the extent possible, be effectively integrated with all initiatives and services that affect infant and young child health and development. UNICEF encourages countries to integrate breastfeeding promotion and support in their early childhood development initiatives. A number of studies have reported breastfeeding to be associated significantly with measures of psychological development (de Andraca et al., 1998; Lucas et al., 1992; WHO, 1999). Mechanisms for the psychoneurologic impact of breastfeeding may include improved mother-infant bonding and communication and the presence of long- chain polyunsaturated fatty acids in human milk that have been shown to be important to infant neurologic development (Lanting et al., 1994; Innis et al., 2001). The beneficial effects of feeding human milk to infants is best evidenced in preterm infants. Lucas et al. (1992) examined the effects of tube feeding of preterm infants (<1,850 grams) using human milk vs formula feedings. Infants fed human milk had higher cognitive scores at 18 months and at 7–8 years of age compared with those who did not receive their own mothers’ milk. This study controlled for potential confounding factors but may not have fully controlled for differences in parenting and genetic capacity. While randomized trials have not been conducted to address the impact of breastfeeding promotion on psychological development of infants in developing countries, evidence suggests that breastfeeding has a modest but significant impact on both physical and psychological development in the infant. Thus, breastfeeding should be considered the foundation for effective early childhood development programmes in developing countries. 13
  • 24. Case Studies of Community-based Breastfeeding Promotion Chapter 3 Case Studies of Community-based Breastfeeding Promotion T his section provides case studies of community- based breastfeeding promotion and support in nutrition advocates at the national level; the harmonization of nutrition messages by this group; and three developing countries: Madagascar, Honduras, and the group’s development and use of the same India. The Madagascar and Honduras case studies communication materials, nutrition guidelines, and represent large-scale projects that involve major regions protocols helped create a favorable environment for of each country. The case study in Haryana, India, was behaviour change (LINKAGES, 2002). a large randomized, controlled trial. The Haryana study is included because it was designed to provide a pilot In 1999 LINKAGES, in partnership with Jereo Salama for sustainable ser vices at scale through the Isika (JSI), initiated district and community activities mobilization of existing community resources. It also in 10 districts in 2 of the country’s 6 provinces and in provides evidence that it is possible to improve 2001 expanded to 13 more districts. These activities complementary feeding practices through well-targeted now reach about 6 million people. Grassroots community interventions. organizations and district and local “champions of change” implement the vast majority of the activities, Each case study builds on intersectoral partnerships with LINKAGES providing technical assistance, and uses community-based approaches to increase training modules, and materials to help them succeed exclusive breastfeeding. Core elements of successful in their efforts. By integrating behaviour change community-based breastfeeding promotion and support interventions with existing community programmes, are evident in these three examples, but each has unique LINKAGES was able to expand its reach and coverage elements and strategies. Different approaches used in and “fast track” the programme. these programmes in measuring breastfeeding status are discussed in the annex to this paper. The community approach in Madagascar builds on the IMCI strategy adopted by the Ministry of Health and Madagascar: Integrated child survival, supported by other donors and organizations. Elements family planning, and nutrition of reproductive health related to breastfeeding, such as LAM, are incorporated in the approach. As illustrated In Madagascar the Ministr y of Health and the in Figure 7, breastfeeding serves as an entry point to LINKAGES Project developed a programme to improve the community to address nutrition, child health, and breastfeeding practices at a scale that would achieve family planning issues. significant public health impact. LINKAGES is a global Figure 7 project funded by the United States Agency for Breastfeeding promotion and support as an International Development (USAID) and managed by approach to integration of primary health the Academy for Educational Development. The care services project’s goal is to improve breastfeeding and related complementary feeding and maternal dietary practices and to increase the offering of the lactational R EPRODUCTIVE IMCI H EALTH amenorrhea method of family planning. During the first two years of the programme (1997– B REASTFEEDING 1999), LINKAGES provided support to the Ministry N UTRITION of Health for national policy activities, particularly the E SSENTIALS establishment and coordination of an intersectoral nutrition action group representing approximately 50 (LINKAGES Project, Madagascar) organizations. The mobilization of a critical mass of 14