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ReviewJuly2015
Resolving
complaints & disputes
IQA process
It isvital that any complaintsandprofessionaldisagreementsarisingwithinquality
assurance processare resolvedquicklyandeffectively.Once resolvedthiswill bringgreater
clarityand standardisationof practice acrossthe programme.Itwill alsopromote good,co-
operative workingrelationshipswhichwill benefitthe whole programme.
ReviewJuly2015
Resolving complaints
and disputes
procedure
Whenany individual involvedinthe IQA
process(assessororIQA) disagreeswiththe
actionsor decisionsof anotherin the process
s/he shouldraise theirconcernwiththe Lead
IQA.Both partiesmayalsoraise their
competingconcernsjointly.
Clarifyingthe disagreement
The Lead IQA will clarifythe point/sunder
dispute withall parties.Itisimportantthat
the pointsand the reasoningsurrounding
themare veryclearlydefinedandunderstood.
It’spossible thatthe disagreementmayonly
be a misunderstandingormisinterpretation.
However,if thisisnotthe case and a genuine
difference of opinionexists,bothpositions
needtobe well understoodinorderthatthis
can be resolved.The LeadIQA will askthe
staff involved,individually,whatwouldtheir
mostpreferredoutcome tothe disagreement
and theirleastpreferredoutcome.
Exploringand seekingviews
The Lead IQA shouldexplore the issueby:
 Seekingguidance fromthe Awarding
Organisation’shandbooksand
advisorydocumentsoranyother
credible writtensource,
 Seekingguidance fromAwarding
Organisation’sadvisorystaff,
 Discussingthe pointswithotherIQAs
not otherwise involvedinthe
disagreement.
Reaching a conclusionand outcome
Havingfullyunderstoodthe pointsunder
disagreementandgatheredinformationand
opinionaboutmatterunderdispute the Lead
IQA will create a reportand actionplanto
bringthe matter to a conclusion.

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  • 1. ReviewJuly2015 Resolving complaints & disputes IQA process It isvital that any complaintsandprofessionaldisagreementsarisingwithinquality assurance processare resolvedquicklyandeffectively.Once resolvedthiswill bringgreater clarityand standardisationof practice acrossthe programme.Itwill alsopromote good,co- operative workingrelationshipswhichwill benefitthe whole programme.
  • 2. ReviewJuly2015 Resolving complaints and disputes procedure Whenany individual involvedinthe IQA process(assessororIQA) disagreeswiththe actionsor decisionsof anotherin the process s/he shouldraise theirconcernwiththe Lead IQA.Both partiesmayalsoraise their competingconcernsjointly. Clarifyingthe disagreement The Lead IQA will clarifythe point/sunder dispute withall parties.Itisimportantthat the pointsand the reasoningsurrounding themare veryclearlydefinedandunderstood. It’spossible thatthe disagreementmayonly be a misunderstandingormisinterpretation. However,if thisisnotthe case and a genuine difference of opinionexists,bothpositions needtobe well understoodinorderthatthis can be resolved.The LeadIQA will askthe staff involved,individually,whatwouldtheir mostpreferredoutcome tothe disagreement and theirleastpreferredoutcome. Exploringand seekingviews The Lead IQA shouldexplore the issueby:  Seekingguidance fromthe Awarding Organisation’shandbooksand advisorydocumentsoranyother credible writtensource,  Seekingguidance fromAwarding Organisation’sadvisorystaff,  Discussingthe pointswithotherIQAs not otherwise involvedinthe disagreement. Reaching a conclusionand outcome Havingfullyunderstoodthe pointsunder disagreementandgatheredinformationand opinionaboutmatterunderdispute the Lead IQA will create a reportand actionplanto bringthe matter to a conclusion.