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© 2011 Revista Nefrología. Official Publication of the Spanish Nephrology Society
                                                                                                                   editorial



Peritoneal dialysis is the most cost-effective
alternative for economic sustainability of dialysis
treatment
J. Arrieta, A. Rodríguez-Carmona, C. Remón, M. Pérez-Fontán, F. Ortega,
J.A. Sánchez Tomero, R. Selgas
Grupo de Apoyo al Desarrollo de la Diálisis Peritoneal en España (Support Group for the Development of Peritoneal Dialysis in Spain).

Nefrologia 2011;31(5):505-13
doi:10.3265/Nefrologia.pre2011.Jul.11103




INTRODUCTION                                                          EFFECTIVENESS OF RENAL REPLACEMENT
                                                                      THERAPY
The sustainability of our health system is an increasingly
debated topic, and not just because of the current financial          Putting renal transplantation to one side, the majority of
crisis. Nephrologists have long been sensitive to this                records from around the world show that haemodialysis
problem, 1,2 leading to the NEFROLOGÍA Special Edition                (HD) and home peritoneal dialysis (PD) have very similar
in 2010 and other recent articles.3-5                                 long-term survival. PD has better results than HD during
                                                                      the first years of treatment,6,7 which is probably related to
Table 1 gives an idea of the magnitude of the problem.                the better maintenance of residual renal function.

The annual cost per patient on dialysis renal replacement             Something similar can be seen in Spain. Figure 1 shows
therapy (RRT) is much higher than for many other chronic              the evolution of mortality from the most recent Spanish
diseases. Its impact on the Spanish health system budget is           registry. Consistently, year after year, increasing survival
considerable, with 0.1% of the population (46 000                     can be observed for transplant patients, compared to those
patients) consuming 2.5% of the health budget.                        on dialysis modalities. However, survival for home PD is
                                                                      always greater than for HD. For vital organ replacement
Achieving that sustainability is a priority for the heads of          therapy, only quality of life-adjusted survival is a definite
nephrology departments, scientific societies, public and              indicator. It could be argued that the Spanish registry data
private health care managers, the government and, of                  are not adjusted by age. However, recently this journal
course, patients.                                                     published Canary Islands registry data for all incident
                                                                      patients between 2006 and 2009 (Figure 2, reference 7). It
However, there are certain aspects that must be                       can be seen that PD patients have improved survival at the
considered. It is true that Spain is a leader in kidney               start of treatment and at 46 months follow-up. Moreover,
transplantation, but this therapy is not applied to 80% of            this situation is maintained for all subgroups analysed:
–increasingly elderly– patients who start dialysis.                   those older and younger than 65 years, men and women,
Although much less newsworthy, the most efficient                     and diabetics and non-diabetics.
therapy for chronic kidney (CKD) disease is secondary
prevention to reduce the number of patients requiring
dialysis or transplantation. Renal transplantation is the             QUALITY OF LIFE IN DIALYSIS
most efficient replacement therapy and dialysis, however,
is the treatment of choice for 80% of RRT incident                    The perception of quality of life by patients is usually
patients, so we are going to try to clarify some                      better in those patient on PD, even in the elderly. 8,9 It is
misunderstandings about its cost and effectiveness.                   also better for home HD, and in both cases there is a close
                                                                      relationship with patient selection bias. 10 In the
                                                                      NECOSAD11 study, the quality of life ratios were 59.1 and
Correspondence: Javier Arrieta Lezama
                                                                      54.0, but it strictly considered health-related quality (not
Grupo de Apoyo al Desarrollo de la Diálisis Peritoneal en España.     social, family or work-related adaptation, which are better
jarrietal@senefro.org                                                 for therapies at home).

                                                                                                                                    505
J. Arrieta et al. Peritoneal dialysis is the best alternative
editorial

Table 1. Health costs for different chronic diseases in Spain


Disease                     No. of patients                     % affected                 % total                 Annual                  Source
                                                              people per total           NHS budget                average
                                                                population                                   cost per patient (€)
Renal replacement therapy       45 000                             0.1%                       2.50%             47 000 € (HD)          BAP RRT Economic
                                                                                                                32 000 € (DP)             Evaluation
Asthma                         4500 000                            9.70%                       5%                   1950 €               ASMACOST
HIV                             100 000                            0.2%                       0.40%             5400-7500 €         Spanish Health Ministry
COPD                           1500 000                            3.25%                       2%                   1876 €                  SEPAR

HIV: human immunodeficiency virus; COPD: chronic obstructive pulmonary disease.




Two of the most important factors in adjusting for quality                          alternative, as shown in multiple publications in Spain and
of life are number of hospitalisations and length of stay.                          throughout the world.5,12,13
During this time, the quality of life adjustment factor for
years of life gained is zero, and home PD has about 3 days                          The cost analyses usually have several methodological
less per patient-year of hospital stay (Figure 3).                                  problems, as summarised in a recent “Editorial”.14 The first
                                                                                    point to note is that all costs involved must be included
                                                                                    when evaluating the various dialysis costs, where
CALCULATION OF DIALYSIS COSTS                                                       available. In vital organ replacement therapy, whose
                                                                                    alternative is death (with zero health costs, of course),
Leaving aside the kidney transplant RRT mode, which                                 almost all the health costs of the patient can be attributed
should be used whenever organ availability and patient                              to dialysis, as it is “responsible” for patient survival and
characteristics allow, home PD is the most cost-efficient                           therefore comorbidity costs. In addition, there are the costs




               EVOLUTION OF MORTALITY




                                                    16

                                                    14

                                                    12

                                                    10
                                    Mortality (%)




                                                     8

                                                     6

                                                     4

                                                     2

                                                     0
                                                          2001    2002     2003   2004        2005    2006   2007    2008       2009
                                                         ■ HD Mortality      ■ PD Mortality      ■ Transplant Mortality



                                  Spanish Registry of Renal Diseases. 2009 Dialysis and transplant report


Figure 1. Crude mortality in different renal replacement therapy (RRT) modalities

506                                                                                                                             Nefrologia 2011;31(5):505-13
J. Arrieta et al. Peritoneal dialysis is the best alternative
                                                                                                                                                        editorial


                          A                                                                           B
                                           1.0                                                                         1.0
                                                                                         p = .0001                                                            p = .0001

                                           0.8                                                                         0.8




                                                                                                          % Survival
                                           0.6                                                                         0.6
                              % Survival




                                           0.4                                                                         0.4


                                           0.2                                                                         0.2


                                           0.0                                                                         0.0
                                                 0     6     12 18      24 30      36     42    48                           0   6   12 18   24 30       36     42   48
                                                                         Time                                                                 Time




    A) Comparative survival of PD and HD incident patients by intention to treat from day 0.; B) Comparative survival of PD and HD incident patients
    from day 90. Time: months from the start of the technique; PD: Peritoneal dialysis, HD: Haemodialysis

Figure 2. Comparison between survival in haemodialysis (HD) and peritoneal dialysis (DP) patients. Registro Canario de Enfermos
Renales (Renal Disease Registry of the Canary Islands).

of access (also unplanned and temporary access, and the                                              nephrology department operating expenses, equipment
consequent hospitalisations), depreciation, consumables,                                             maintenance, outsourced services, inpatient and outpatient

                                                                                                                                             HD stay (days)




                                                                                                                                             PD stay (days)
Hospitalisation (days)




                                                                                                                                       Transplant stay (days)

                                           Haemodialysis   Peritoneal dialysis   Transplant




                                                                                 Years

                         Source: UNIPAR. Registro de enfermos renales del País Vasco (Renal Disease Registry of the Basque Country)

Figure 3. Length of hospital stay for patients undergoing renal replacement therapy (RRT)

Nefrologia 2011;31(5):505-13                                                                                                                                              507
J. Arrieta et al. Peritoneal dialysis is the best alternative
editorial

medication, the costs of complications (at least those            autonomous communities in geographical extension,
directly derived from the RRT or kidney failure),                 outsourcing charges, and medical transport systems.
transport, training, indirect costs of patient mortality and
morbidity, especially ordinary hospital admissions and            Some autonomous communities still apply a surcharge
stays and those in intermediate and intensive care units,         for bicarbonate in HD, which can cost between €8 and
and the costs of the dialysis sessions themselves.                €15 per session, which is between €1248 and €2340
                                                                  per patient-year. Some apply surcharges for using high-
However, sometimes simplifications made about dialysis            flow or biocompatible membranes, which cost between
costs can be confusing. Below are some examples to                €6 and €23 per session, i.e. between €936 and €3588
clarify some important issues:                                    per patient-year.

Often data on average dialysis costs are incomplete and biased    In some communities, on-line haemodiafiltration (HDF)
(in the interests of the source). For example, by comparing       requires a supplementary fee of between €25 and €33
continuous ambulatory peritoneal dialysis (CAPD), automated       per session, i.e., 20% more for each HD session,
peritoneal dialysis (APD) and all their supplements with HD       between €3900 and €5148 per patient-year.
outsourced to private hospitals without any supplement (on-
line haemodiafiltration, more than 3 sessions per week, etc).     Many cost studies assume that all HD patients undergo
The costs of night duty or reserving HD monitors at referral      dialysis 3 times a week, which is not the case. Although
hospitals, dialysis accesses, training, admissions, medication,   it is incomplete, according to the latest registry of the
etc. are not evaluated.                                           Spanish Society of Nephrology (S.E.N.), 687 patients
                                                                  undergo dialysis 4 times a week, 138 five sessions a
It is often assumed that all PD patients, both on CAPD            week, and 200 six sessions per week (about 1000
and on APD, use supplements (bicarbonate and                      patients in total). Each additional session increases the
icodextrin solutions). In fact, a large number of patients        costs for these patients by 30%, €7120 per patient-year.
do not use supplements. For example, icodextrin is not
available in 2 of the 3 companies performing these
services. This deviation would erroneously increase the           OTHER INACCURACIES AND INCORRECT
estimated annual cost for all home PD modalities by               ESTIMATES WHEN CALCULATING COSTS
between €2000 and €3000. Similarly, it is assumed that
all APD patients use a high volume APD, when the case             When comparing HD and PD, we often forget to
is exactly the opposite.                                          include the cost of the public HD, which is
                                                                  absolutely necessary. Outsourcing HD to private
In Spain, the majority of patients starting RRT on PD do          centres relies heavily on public resources, without
so with CAPD, which has the lowest price. There are               which it could not be done.
patients who begin treatment with APD due to lifestyle
or social needs preferences (e.g., to continue at work or         For all sorts of problems that HD patients may
school). When this happens, almost all use a much                 have, e.g., vascular access, the public resources,
cheaper APD rate, the low volume APD prescription.                doctors, nurses and other public staff, beds etc. are
The annual cost is more than €4000 cheaper than that              always there 24 hours a day, 365 days a year. This
reported in a recent “Editorial”.3                                entire clinical arsenal (buildings, equipment, other
                                                                  specialists) is available to outsourced HD patients,
However, when the same study is performed with HD, it             and must be included when calculating the costs.
is assumed that the transportation cost for all HD                The counter-argument might be that this type of
patients is €10 per session: €5 each for the outward and          infrastructure costs should also be included in home
return journeys. Obviously, this will be the cost for some        techniques; however, as previously stated, the use
patients, but in general this is not the case and many            of these resources (with the main cost being
patients have to manage with a significantly higher cost.         hospital admissions) is much lower in the case of
For example, another recent study 15 revealed much                PD.
higher costs. It estimated an average transport cost of
8.1% of the total (€2700 per patient-year), and of 9.7%           Therefore, in calculating HD costs (and also PD),
(€3200 per patient-year) for services outsourced to               an average of the HD costs in public hospitals must
private centres, which is twice that indicated by “the            also be calculated, because they support the
industry”. 3                                                      outsourcing of HD to private centres. If there were
                                                                  no public hospitals to treat patients with HD and
In fact, we believe that even these latter costs are              PD, then neither outsourced HD nor home PD could
underestimated, considering the differences between               be done.

508                                                                                                     Nefrologia 2011;31(5):505-13
J. Arrieta et al. Peritoneal dialysis is the best alternative
                                                                                                              editorial

In the last most comprehensive comparative study                another €1800 annually, compared to HD, i.e.,
performed in Spain, 13 HD was estimated at 47% more             approximately €18 000 in savings per patient-year for
expensive than PD on average. However, this study was           home PD.
also missing some data.

                                                                PERITONEAL DIALYSIS AS A SHORT-TERM
MORE INFORMATION TO ADD TO COST                                 THERAPY
DIFFERENCE
                                                                This is a mistake that is constantly seen in the literature.
As noted above, when comparing all HD costs against             Without any references, or at least any recent references, it
PD in Spain, with the current public-private distribution       is still claimed that PD can only last 2 years, due to the
for PD and the existing APD-CAPD distribution, the              loss of capacity of the peritoneum, peritoneal infections or
result is more favourable to PD (as it is worldwide), by        exhaustion of the patient or caregiver.
more than €12 000 per patient-year.
                                                                However, when analysing the transitions between different
The publication quoted 13 suggested that this difference        states (or therapies) –see Figure 4– in the Markov model
is even greater, by more than €2300 per year,                   used for cost analysis (data taken from the Spanish
considering the cost of incident patients and indirect          Registry), we see that PD mainly leads to transplantation
costs, making it an annual saving of €14 300 per                (at twice the rate than from HD). Also, although the rate of
patient-year for home PD. A currently unpublished               transfer from PD to HD is twice that of the reverse,
ALCER survey among patients in working age showed               patients who transfer from PD to HD have good survival,
that the difference in indirect costs is highly significant     as opposed to those moving from HD to PD. 19,20 Mortality
since it shows that more APD patients are employed              is also lower in PD.
compared to HD patients.
                                                                The median survival time in the PD in Spain (Baxter’s
The cost of drugs is another important part of the costs        internal data) is 65 months. Without adjusting for age and
for dialysis patients. Usually, only hospital costs are         comorbidity, it seems similar to that of HD. The
considered, among them, EPO costs, which are double             progression from PD, except for those receiving
in HD than in PD (€2382 compared to €1245 per year),            transplantation (which is good and desirable) has a well
although the difference between non-calcium and                 established correlation with peritoneal infections. It seems
calcium binders can be up to €2000. 16-18 However, these        strange that in 2011 we still have to remind ourselves that
calculations are published only in HD. No reference to
the costs of phosphate binders in PD was found, but it is
well known that sevelamer is rarely used in PD, where
calcium binders at low doses are preferentially used.
This may provide an economic advantage for PD over                                          INCIDENCE
HD of up to €2000 per year, depending on the use of
non-calcium binders in the HD unit evaluated. Also,
antihypertensive drugs, which are also less commonly
used in PD, may involve an additional €500 reduction.

The cost of hospitalisation is another factor which is
insufficiently analysed. As noted in the Basque Country
registry throughout the whole 15-year period of data                                            PD
collection, home PD has always involved less days of
hospitalisation per patient-year than HD (Fig. 3). In
addition, in recent years, it has involved less
hospitalisation days than transplant patients. While
hospital stay length for patients on HD and PD have                                            Death
been constant, with a difference of 3 or 4 days between
the 2 techniques, the hospital stay for patients
undergoing transplantation has been showing a rising
trend, probably due to the increasing age of this group.          Source: references 12 and 13. Data from Registro Español de
                                                                  enfermos renales (Spanish Registry of Renal Patients)
Using an average cost of €600 per patient per day
staying in a public hospital, home PD would save                Figure 4. Transitions between states (therapies)

Nefrologia 2011;31(5):505-13                                                                                                    509
J. Arrieta et al. Peritoneal dialysis is the best alternative
editorial

the peritoneal infection rate in PD is less than 1 event                 Predialysis visits with minimal resources (a doctor, nurse
every 2 years per patient, and that most patients have no                and 2 assistants on part-time) generate huge savings for
event in a number of years.                                              the national health system: reducing the progression of
                                                                         chronic renal failure to advanced stages, 21 offering the
The weariness of the caregiver and other social problems                 opportunity to undergo a transplant without first
are no more frequent in PD patients than in HD, but have                 undergoing dialysis and choosing a home dialysis
more of an effect or are “perceived more” in PD patients.                technique. It also improves survival if dialysis is not
However, health professionals in hospital do not look at                 started on an unscheduled basis.
the harmful effects of HD on the working life of young
patients who, after a period in HD, undergo a transplant                 Therefore, the best way forward is to perform a
and continue unemployed due to HD. When calculating                      transplant as soon as possible for eligible patients, try
social costs, the difficulty of finding employment after a               to include them on the waiting list in the predialysis
cure is not taken into account. This is because cost                     stage in consultation for end-stage renal disease
calculation methods are developed in countries without                   (ESRD), and use efficient models recognised by the
unemployment rates as high as Spain.                                     majority, as summarised in Figure 5, which proposes
                                                                         an orderly strategy for RRT for renal transplant
                                                                         eligible patients. 22
FOCUSING ON THE PATIENT, NOT ON THE
TREATMENT                                                                Home PD is an excellent form of initial treatment for
                                                                         any patient. It has clear benefits for many, but is highly
In any case, the phrase heard many times, “focus on the                  recommended for that group of patients who are
patient”, is shedding more light on a better way forward.                eligible for a kidney transplant. Having the best renal
Each individual patient must be provided with the best                   transplantation results in PD patients is also an
quality of life, the best treatment at the lowest cost at all            efficiency factor attributable to the dialysis modality.
times and at every stage in the evolution of a chronic
treatment. This will help further the sustainability of the              There is evidence collected in Spain 23-25 suggesting an
system.                                                                  excess of despotism in prescribing RRT. When patients




                                         Protect RRF (RCT-ARA, evaluate partial immunosuppression)     Significant RRF
                                                                                                     (start appropriate)
                                                                                                      Indolent decline


               Scheduled start      Peritoneal                 Renal                Functional       Scheduled re-start
             (informed choice)    dialysis at low           transplant               cessation       (informed choice)
                                       doses


                                    RRF decline
                                 before transplant



                                  Full peritoneal               Medium-high body
                                      dialysis                        size                       Late re-start
                                                                                                 Accelerated decline
                                                                                                 in RRF
                                                                                                 High risk
                                      Home
                                   haemodialysis                 Previous PD with
                                     Hospital                        problems
                                   haemodialysis


      Source: reference 22


Figure 5.Global strategy for renal replacement therapy

510                                                                                                             Nefrologia 2011;31(5):505-13
J. Arrieta et al. Peritoneal dialysis is the best alternative
                                                                                                            editorial

are adequately informed about their treatment options,          Home HD has also been adversely affected by these
half of them choose home therapies. However, the                same developments. This possibility is not offered in
forced use of home therapy logically leads to poor              many centres when empty beds, along with nursing
results. 26 Treatments must be planned to make them             staff who could teach the technique, are available to
“really” complementary, offering the best treatment at          patients who wish to perform dialysis at home.
the best price at all times.

                                                                DISCUSSION
IMPROVING PLANNING
                                                                We do not dispute that a transplant is more efficient
Recent simultaneous openings of hospitals with HD               than dialysis, even though its actual costs are far from
departments –often oversized– are another issue to be           being well known (especially those resulting from
considered. The perception of inefficiency resulting            hospital admissions). However, while reality shows
from “empty beds” in HD encourages nephrologists to             over and over again that survival and costs favour the
fill them, precisely so that the cost of HD does not            use of home PD, as supported by several studies from
increase dramatically. It is not allowed to have half-          many other countries, we have to remind ourselves
busy staff attending to 2 HD machines only, or to have          about this form of treatment from time to time, as
machines not being used (it is ignored that often the           habits and interests often deny the evidence.
cost of the machine and its maintenance are a fraction
of the cost of transporting patients to HD).                    This is probably because the PD modality is not very
                                                                well known, 32-35 and has always been used less than HD.
In addition, regarding HD treatment, decisions are              It may also be connected with the domestic and
taken which in other fields of health would be                  individual nature of using PD at home, compared with
incomprehensible. When new HD facilities or new                 the apparently “more technological” HD. 36
treatment centres are opened, it is usually done on a
massive scale. It is common practice for the                    However, sustainability has not always been considered as a
infrastructure created to care for patients in HD to            problem. Even 10 years ago, it was argued that one of the
exceed the real demand. Therefore, so that costs are            qualities of hospital HD was that it created more healthcare
not excessive, this oversized capacity must be filled           jobs.36 We are still in the learning process, so we should repeat
with more staff and more patients, preventing patients          once again that in the current situation, home PD is more
from accessing to home therapy in equal conditions.             efficient than HD. According to the data presented above, we
                                                                could save up to €25 000 by using PD. This would be more
Over time, more and larger HD centres have been                 than €40 000 by quality-adjusted life-year (QALY). These
created because HD benefits greatly from economies              figures must be taken seriously. Economic concepts such as
of scale. Currently, in certain areas, there are too many       “limit that Society is willing to pay per life-year saved” are
HD stations; and it is known that the number of HD              still hard for us to accept. In the Winkelmayer meta-analysis,37
stations available influences the proportion of home            a limit of $55 000 per life-year saved without quality
PD use allocated.                                               adjustment was suggested, which is an amount exceeded by
                                                                more than a third of our dialysis patients.
A recent “Editorial” 27 summarised the structural causes
leading to a much greater and unjustified use of HD             What can be done? Plan, close the circle, and go back to
over PD. This is especially seen in the publicly                the beginning of this paper. Achieving sustainability for
supported health systems common throughout the                  RRT is a priority that should occupy the heads of
world (United Kingdom, Canada, Australia, New                   nephrology departments and scientific societies, public
Zealand and Scandinavian countries), while there is a           and private health care managers, the government and, of
greater use of PD in private practice, based on the fee-        course, patients. The lack of information about
for-service reimbursement system (Belgium and                   alternative therapies is still a complaint of patients and
Germany). 28-30                                                 their associations. However, patients cannot be
                                                                adequately informed about therapies which are not
Another factor in some countries is the expansion of            known in depth by their doctors. Again we return to the
the big providers of (haemo)dialysis. 31 For example,           lack of knowledge about PD, both by many nephrologists
the decline in the use of PD in dialysis patients since         and health care managers, and consequently, by patients
1996 in the USA, from 14% to 8%, is parallel to the             and the population at large.
change in the ownership of dialysis units to major
suppliers (from 39% in 1996 to 63% in 2005). 28                 PD training of resident doctors, retraining of staff,
                                                                including PD at an equal level in nephrology

Nefrologia 2011;31(5):505-13                                                                                                 511
J. Arrieta et al. Peritoneal dialysis is the best alternative
editorial

conferences, and much more, can all be done by                                PD use in some autonomous communities on the past
nephrologists. Let’s not lay all the blame on our health                      year suggest that we ourselves are an important part of
authorities. Regional differences and the evolution in                        the problem.



  KEY CONCEPTS

   1. Dialysis is the most expensive chronic therapy:                            €25 000 euros per year, more than €40 000
      6 to 7 times more than treating a patient with                             per quality-adjusted life-year gained).
      acquired immunodeficiency syndrome (AIDS),
      and 30 to 40 times more than chronic                                    4. The lesser use of peritoneal dialysis is due to
      obstructive pulmonary disease (COPD).                                      structural and social factors, poor training and
                                                                                 lack of interest from nephrologists.
   2. Each quality-adjusted life-yea gained costs
      more than €80 000.                                                      5. The sustainability of our health care system
                                                                                 requires a profound reflection on the costs
   3. Peritoneal dialysis provides considerable                                  and efficiencies of our prescriptions.
      savings over haemodialysis (more than




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    of life across renal replacement therapies. A meta-analytic compari-          sion induced by numbers? Nephrol Dial Transplant 2010;25(8):2405-
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J. Arrieta et al. Peritoneal dialysis is the best alternative
                                                                                                                                    editorial

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    A, et al. Evaluation of peritoneal membrane characteristics: clinical           2008;23:1478-81.
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    Nephrol Dial Transplant 2010;25(7):2052-62.                                     diffusion of peritoneal dialysis in Italy. Nephrol Dial Transplant
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    modalidad de diálisis en pacientes candidatos a trasplante renal.               comes. Am J Kidney Dis 2009;54:289-98.
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    1):48-55.                                                                       gía. Algunos aspectos de la situación de la formación de especialis-
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26. Oygar DD, Yalin AS, Altiparmak MR, Ataman R, Serdengecti K. Obli-         36.   Lamas J, Alonso M, Saavedra J, García-Trío G, Rionda M, Ameijeiras
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28. Van Biesen W, Verbeke F, Vanholder R. Why less success of the peri-             disease treatment. Medical Decision Making 2002;22(5):417-30.




Sent for review: 27 Jul. 2011 | Accepted: 29 Jul. 2011

Nefrologia 2011;31(5):505-13                                                                                                                           513

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La dialisi peritoneale una conveniente alternativa

  • 1. http://www.revistanefrologia.com © 2011 Revista Nefrología. Official Publication of the Spanish Nephrology Society editorial Peritoneal dialysis is the most cost-effective alternative for economic sustainability of dialysis treatment J. Arrieta, A. Rodríguez-Carmona, C. Remón, M. Pérez-Fontán, F. Ortega, J.A. Sánchez Tomero, R. Selgas Grupo de Apoyo al Desarrollo de la Diálisis Peritoneal en España (Support Group for the Development of Peritoneal Dialysis in Spain). Nefrologia 2011;31(5):505-13 doi:10.3265/Nefrologia.pre2011.Jul.11103 INTRODUCTION EFFECTIVENESS OF RENAL REPLACEMENT THERAPY The sustainability of our health system is an increasingly debated topic, and not just because of the current financial Putting renal transplantation to one side, the majority of crisis. Nephrologists have long been sensitive to this records from around the world show that haemodialysis problem, 1,2 leading to the NEFROLOGÍA Special Edition (HD) and home peritoneal dialysis (PD) have very similar in 2010 and other recent articles.3-5 long-term survival. PD has better results than HD during the first years of treatment,6,7 which is probably related to Table 1 gives an idea of the magnitude of the problem. the better maintenance of residual renal function. The annual cost per patient on dialysis renal replacement Something similar can be seen in Spain. Figure 1 shows therapy (RRT) is much higher than for many other chronic the evolution of mortality from the most recent Spanish diseases. Its impact on the Spanish health system budget is registry. Consistently, year after year, increasing survival considerable, with 0.1% of the population (46 000 can be observed for transplant patients, compared to those patients) consuming 2.5% of the health budget. on dialysis modalities. However, survival for home PD is always greater than for HD. For vital organ replacement Achieving that sustainability is a priority for the heads of therapy, only quality of life-adjusted survival is a definite nephrology departments, scientific societies, public and indicator. It could be argued that the Spanish registry data private health care managers, the government and, of are not adjusted by age. However, recently this journal course, patients. published Canary Islands registry data for all incident patients between 2006 and 2009 (Figure 2, reference 7). It However, there are certain aspects that must be can be seen that PD patients have improved survival at the considered. It is true that Spain is a leader in kidney start of treatment and at 46 months follow-up. Moreover, transplantation, but this therapy is not applied to 80% of this situation is maintained for all subgroups analysed: –increasingly elderly– patients who start dialysis. those older and younger than 65 years, men and women, Although much less newsworthy, the most efficient and diabetics and non-diabetics. therapy for chronic kidney (CKD) disease is secondary prevention to reduce the number of patients requiring dialysis or transplantation. Renal transplantation is the QUALITY OF LIFE IN DIALYSIS most efficient replacement therapy and dialysis, however, is the treatment of choice for 80% of RRT incident The perception of quality of life by patients is usually patients, so we are going to try to clarify some better in those patient on PD, even in the elderly. 8,9 It is misunderstandings about its cost and effectiveness. also better for home HD, and in both cases there is a close relationship with patient selection bias. 10 In the NECOSAD11 study, the quality of life ratios were 59.1 and Correspondence: Javier Arrieta Lezama 54.0, but it strictly considered health-related quality (not Grupo de Apoyo al Desarrollo de la Diálisis Peritoneal en España. social, family or work-related adaptation, which are better jarrietal@senefro.org for therapies at home). 505
  • 2. J. Arrieta et al. Peritoneal dialysis is the best alternative editorial Table 1. Health costs for different chronic diseases in Spain Disease No. of patients % affected % total Annual Source people per total NHS budget average population cost per patient (€) Renal replacement therapy 45 000 0.1% 2.50% 47 000 € (HD) BAP RRT Economic 32 000 € (DP) Evaluation Asthma 4500 000 9.70% 5% 1950 € ASMACOST HIV 100 000 0.2% 0.40% 5400-7500 € Spanish Health Ministry COPD 1500 000 3.25% 2% 1876 € SEPAR HIV: human immunodeficiency virus; COPD: chronic obstructive pulmonary disease. Two of the most important factors in adjusting for quality alternative, as shown in multiple publications in Spain and of life are number of hospitalisations and length of stay. throughout the world.5,12,13 During this time, the quality of life adjustment factor for years of life gained is zero, and home PD has about 3 days The cost analyses usually have several methodological less per patient-year of hospital stay (Figure 3). problems, as summarised in a recent “Editorial”.14 The first point to note is that all costs involved must be included when evaluating the various dialysis costs, where CALCULATION OF DIALYSIS COSTS available. In vital organ replacement therapy, whose alternative is death (with zero health costs, of course), Leaving aside the kidney transplant RRT mode, which almost all the health costs of the patient can be attributed should be used whenever organ availability and patient to dialysis, as it is “responsible” for patient survival and characteristics allow, home PD is the most cost-efficient therefore comorbidity costs. In addition, there are the costs EVOLUTION OF MORTALITY 16 14 12 10 Mortality (%) 8 6 4 2 0 2001 2002 2003 2004 2005 2006 2007 2008 2009 ■ HD Mortality ■ PD Mortality ■ Transplant Mortality Spanish Registry of Renal Diseases. 2009 Dialysis and transplant report Figure 1. Crude mortality in different renal replacement therapy (RRT) modalities 506 Nefrologia 2011;31(5):505-13
  • 3. J. Arrieta et al. Peritoneal dialysis is the best alternative editorial A B 1.0 1.0 p = .0001 p = .0001 0.8 0.8 % Survival 0.6 0.6 % Survival 0.4 0.4 0.2 0.2 0.0 0.0 0 6 12 18 24 30 36 42 48 0 6 12 18 24 30 36 42 48 Time Time A) Comparative survival of PD and HD incident patients by intention to treat from day 0.; B) Comparative survival of PD and HD incident patients from day 90. Time: months from the start of the technique; PD: Peritoneal dialysis, HD: Haemodialysis Figure 2. Comparison between survival in haemodialysis (HD) and peritoneal dialysis (DP) patients. Registro Canario de Enfermos Renales (Renal Disease Registry of the Canary Islands). of access (also unplanned and temporary access, and the nephrology department operating expenses, equipment consequent hospitalisations), depreciation, consumables, maintenance, outsourced services, inpatient and outpatient HD stay (days) PD stay (days) Hospitalisation (days) Transplant stay (days) Haemodialysis Peritoneal dialysis Transplant Years Source: UNIPAR. Registro de enfermos renales del País Vasco (Renal Disease Registry of the Basque Country) Figure 3. Length of hospital stay for patients undergoing renal replacement therapy (RRT) Nefrologia 2011;31(5):505-13 507
  • 4. J. Arrieta et al. Peritoneal dialysis is the best alternative editorial medication, the costs of complications (at least those autonomous communities in geographical extension, directly derived from the RRT or kidney failure), outsourcing charges, and medical transport systems. transport, training, indirect costs of patient mortality and morbidity, especially ordinary hospital admissions and Some autonomous communities still apply a surcharge stays and those in intermediate and intensive care units, for bicarbonate in HD, which can cost between €8 and and the costs of the dialysis sessions themselves. €15 per session, which is between €1248 and €2340 per patient-year. Some apply surcharges for using high- However, sometimes simplifications made about dialysis flow or biocompatible membranes, which cost between costs can be confusing. Below are some examples to €6 and €23 per session, i.e. between €936 and €3588 clarify some important issues: per patient-year. Often data on average dialysis costs are incomplete and biased In some communities, on-line haemodiafiltration (HDF) (in the interests of the source). For example, by comparing requires a supplementary fee of between €25 and €33 continuous ambulatory peritoneal dialysis (CAPD), automated per session, i.e., 20% more for each HD session, peritoneal dialysis (APD) and all their supplements with HD between €3900 and €5148 per patient-year. outsourced to private hospitals without any supplement (on- line haemodiafiltration, more than 3 sessions per week, etc). Many cost studies assume that all HD patients undergo The costs of night duty or reserving HD monitors at referral dialysis 3 times a week, which is not the case. Although hospitals, dialysis accesses, training, admissions, medication, it is incomplete, according to the latest registry of the etc. are not evaluated. Spanish Society of Nephrology (S.E.N.), 687 patients undergo dialysis 4 times a week, 138 five sessions a It is often assumed that all PD patients, both on CAPD week, and 200 six sessions per week (about 1000 and on APD, use supplements (bicarbonate and patients in total). Each additional session increases the icodextrin solutions). In fact, a large number of patients costs for these patients by 30%, €7120 per patient-year. do not use supplements. For example, icodextrin is not available in 2 of the 3 companies performing these services. This deviation would erroneously increase the OTHER INACCURACIES AND INCORRECT estimated annual cost for all home PD modalities by ESTIMATES WHEN CALCULATING COSTS between €2000 and €3000. Similarly, it is assumed that all APD patients use a high volume APD, when the case When comparing HD and PD, we often forget to is exactly the opposite. include the cost of the public HD, which is absolutely necessary. Outsourcing HD to private In Spain, the majority of patients starting RRT on PD do centres relies heavily on public resources, without so with CAPD, which has the lowest price. There are which it could not be done. patients who begin treatment with APD due to lifestyle or social needs preferences (e.g., to continue at work or For all sorts of problems that HD patients may school). When this happens, almost all use a much have, e.g., vascular access, the public resources, cheaper APD rate, the low volume APD prescription. doctors, nurses and other public staff, beds etc. are The annual cost is more than €4000 cheaper than that always there 24 hours a day, 365 days a year. This reported in a recent “Editorial”.3 entire clinical arsenal (buildings, equipment, other specialists) is available to outsourced HD patients, However, when the same study is performed with HD, it and must be included when calculating the costs. is assumed that the transportation cost for all HD The counter-argument might be that this type of patients is €10 per session: €5 each for the outward and infrastructure costs should also be included in home return journeys. Obviously, this will be the cost for some techniques; however, as previously stated, the use patients, but in general this is not the case and many of these resources (with the main cost being patients have to manage with a significantly higher cost. hospital admissions) is much lower in the case of For example, another recent study 15 revealed much PD. higher costs. It estimated an average transport cost of 8.1% of the total (€2700 per patient-year), and of 9.7% Therefore, in calculating HD costs (and also PD), (€3200 per patient-year) for services outsourced to an average of the HD costs in public hospitals must private centres, which is twice that indicated by “the also be calculated, because they support the industry”. 3 outsourcing of HD to private centres. If there were no public hospitals to treat patients with HD and In fact, we believe that even these latter costs are PD, then neither outsourced HD nor home PD could underestimated, considering the differences between be done. 508 Nefrologia 2011;31(5):505-13
  • 5. J. Arrieta et al. Peritoneal dialysis is the best alternative editorial In the last most comprehensive comparative study another €1800 annually, compared to HD, i.e., performed in Spain, 13 HD was estimated at 47% more approximately €18 000 in savings per patient-year for expensive than PD on average. However, this study was home PD. also missing some data. PERITONEAL DIALYSIS AS A SHORT-TERM MORE INFORMATION TO ADD TO COST THERAPY DIFFERENCE This is a mistake that is constantly seen in the literature. As noted above, when comparing all HD costs against Without any references, or at least any recent references, it PD in Spain, with the current public-private distribution is still claimed that PD can only last 2 years, due to the for PD and the existing APD-CAPD distribution, the loss of capacity of the peritoneum, peritoneal infections or result is more favourable to PD (as it is worldwide), by exhaustion of the patient or caregiver. more than €12 000 per patient-year. However, when analysing the transitions between different The publication quoted 13 suggested that this difference states (or therapies) –see Figure 4– in the Markov model is even greater, by more than €2300 per year, used for cost analysis (data taken from the Spanish considering the cost of incident patients and indirect Registry), we see that PD mainly leads to transplantation costs, making it an annual saving of €14 300 per (at twice the rate than from HD). Also, although the rate of patient-year for home PD. A currently unpublished transfer from PD to HD is twice that of the reverse, ALCER survey among patients in working age showed patients who transfer from PD to HD have good survival, that the difference in indirect costs is highly significant as opposed to those moving from HD to PD. 19,20 Mortality since it shows that more APD patients are employed is also lower in PD. compared to HD patients. The median survival time in the PD in Spain (Baxter’s The cost of drugs is another important part of the costs internal data) is 65 months. Without adjusting for age and for dialysis patients. Usually, only hospital costs are comorbidity, it seems similar to that of HD. The considered, among them, EPO costs, which are double progression from PD, except for those receiving in HD than in PD (€2382 compared to €1245 per year), transplantation (which is good and desirable) has a well although the difference between non-calcium and established correlation with peritoneal infections. It seems calcium binders can be up to €2000. 16-18 However, these strange that in 2011 we still have to remind ourselves that calculations are published only in HD. No reference to the costs of phosphate binders in PD was found, but it is well known that sevelamer is rarely used in PD, where calcium binders at low doses are preferentially used. This may provide an economic advantage for PD over INCIDENCE HD of up to €2000 per year, depending on the use of non-calcium binders in the HD unit evaluated. Also, antihypertensive drugs, which are also less commonly used in PD, may involve an additional €500 reduction. The cost of hospitalisation is another factor which is insufficiently analysed. As noted in the Basque Country registry throughout the whole 15-year period of data PD collection, home PD has always involved less days of hospitalisation per patient-year than HD (Fig. 3). In addition, in recent years, it has involved less hospitalisation days than transplant patients. While hospital stay length for patients on HD and PD have Death been constant, with a difference of 3 or 4 days between the 2 techniques, the hospital stay for patients undergoing transplantation has been showing a rising trend, probably due to the increasing age of this group. Source: references 12 and 13. Data from Registro Español de enfermos renales (Spanish Registry of Renal Patients) Using an average cost of €600 per patient per day staying in a public hospital, home PD would save Figure 4. Transitions between states (therapies) Nefrologia 2011;31(5):505-13 509
  • 6. J. Arrieta et al. Peritoneal dialysis is the best alternative editorial the peritoneal infection rate in PD is less than 1 event Predialysis visits with minimal resources (a doctor, nurse every 2 years per patient, and that most patients have no and 2 assistants on part-time) generate huge savings for event in a number of years. the national health system: reducing the progression of chronic renal failure to advanced stages, 21 offering the The weariness of the caregiver and other social problems opportunity to undergo a transplant without first are no more frequent in PD patients than in HD, but have undergoing dialysis and choosing a home dialysis more of an effect or are “perceived more” in PD patients. technique. It also improves survival if dialysis is not However, health professionals in hospital do not look at started on an unscheduled basis. the harmful effects of HD on the working life of young patients who, after a period in HD, undergo a transplant Therefore, the best way forward is to perform a and continue unemployed due to HD. When calculating transplant as soon as possible for eligible patients, try social costs, the difficulty of finding employment after a to include them on the waiting list in the predialysis cure is not taken into account. This is because cost stage in consultation for end-stage renal disease calculation methods are developed in countries without (ESRD), and use efficient models recognised by the unemployment rates as high as Spain. majority, as summarised in Figure 5, which proposes an orderly strategy for RRT for renal transplant eligible patients. 22 FOCUSING ON THE PATIENT, NOT ON THE TREATMENT Home PD is an excellent form of initial treatment for any patient. It has clear benefits for many, but is highly In any case, the phrase heard many times, “focus on the recommended for that group of patients who are patient”, is shedding more light on a better way forward. eligible for a kidney transplant. Having the best renal Each individual patient must be provided with the best transplantation results in PD patients is also an quality of life, the best treatment at the lowest cost at all efficiency factor attributable to the dialysis modality. times and at every stage in the evolution of a chronic treatment. This will help further the sustainability of the There is evidence collected in Spain 23-25 suggesting an system. excess of despotism in prescribing RRT. When patients Protect RRF (RCT-ARA, evaluate partial immunosuppression) Significant RRF (start appropriate) Indolent decline Scheduled start Peritoneal Renal Functional Scheduled re-start (informed choice) dialysis at low transplant cessation (informed choice) doses RRF decline before transplant Full peritoneal Medium-high body dialysis size Late re-start Accelerated decline in RRF High risk Home haemodialysis Previous PD with Hospital problems haemodialysis Source: reference 22 Figure 5.Global strategy for renal replacement therapy 510 Nefrologia 2011;31(5):505-13
  • 7. J. Arrieta et al. Peritoneal dialysis is the best alternative editorial are adequately informed about their treatment options, Home HD has also been adversely affected by these half of them choose home therapies. However, the same developments. This possibility is not offered in forced use of home therapy logically leads to poor many centres when empty beds, along with nursing results. 26 Treatments must be planned to make them staff who could teach the technique, are available to “really” complementary, offering the best treatment at patients who wish to perform dialysis at home. the best price at all times. DISCUSSION IMPROVING PLANNING We do not dispute that a transplant is more efficient Recent simultaneous openings of hospitals with HD than dialysis, even though its actual costs are far from departments –often oversized– are another issue to be being well known (especially those resulting from considered. The perception of inefficiency resulting hospital admissions). However, while reality shows from “empty beds” in HD encourages nephrologists to over and over again that survival and costs favour the fill them, precisely so that the cost of HD does not use of home PD, as supported by several studies from increase dramatically. It is not allowed to have half- many other countries, we have to remind ourselves busy staff attending to 2 HD machines only, or to have about this form of treatment from time to time, as machines not being used (it is ignored that often the habits and interests often deny the evidence. cost of the machine and its maintenance are a fraction of the cost of transporting patients to HD). This is probably because the PD modality is not very well known, 32-35 and has always been used less than HD. In addition, regarding HD treatment, decisions are It may also be connected with the domestic and taken which in other fields of health would be individual nature of using PD at home, compared with incomprehensible. When new HD facilities or new the apparently “more technological” HD. 36 treatment centres are opened, it is usually done on a massive scale. It is common practice for the However, sustainability has not always been considered as a infrastructure created to care for patients in HD to problem. Even 10 years ago, it was argued that one of the exceed the real demand. Therefore, so that costs are qualities of hospital HD was that it created more healthcare not excessive, this oversized capacity must be filled jobs.36 We are still in the learning process, so we should repeat with more staff and more patients, preventing patients once again that in the current situation, home PD is more from accessing to home therapy in equal conditions. efficient than HD. According to the data presented above, we could save up to €25 000 by using PD. This would be more Over time, more and larger HD centres have been than €40 000 by quality-adjusted life-year (QALY). These created because HD benefits greatly from economies figures must be taken seriously. Economic concepts such as of scale. Currently, in certain areas, there are too many “limit that Society is willing to pay per life-year saved” are HD stations; and it is known that the number of HD still hard for us to accept. In the Winkelmayer meta-analysis,37 stations available influences the proportion of home a limit of $55 000 per life-year saved without quality PD use allocated. adjustment was suggested, which is an amount exceeded by more than a third of our dialysis patients. A recent “Editorial” 27 summarised the structural causes leading to a much greater and unjustified use of HD What can be done? Plan, close the circle, and go back to over PD. This is especially seen in the publicly the beginning of this paper. Achieving sustainability for supported health systems common throughout the RRT is a priority that should occupy the heads of world (United Kingdom, Canada, Australia, New nephrology departments and scientific societies, public Zealand and Scandinavian countries), while there is a and private health care managers, the government and, of greater use of PD in private practice, based on the fee- course, patients. The lack of information about for-service reimbursement system (Belgium and alternative therapies is still a complaint of patients and Germany). 28-30 their associations. However, patients cannot be adequately informed about therapies which are not Another factor in some countries is the expansion of known in depth by their doctors. Again we return to the the big providers of (haemo)dialysis. 31 For example, lack of knowledge about PD, both by many nephrologists the decline in the use of PD in dialysis patients since and health care managers, and consequently, by patients 1996 in the USA, from 14% to 8%, is parallel to the and the population at large. change in the ownership of dialysis units to major suppliers (from 39% in 1996 to 63% in 2005). 28 PD training of resident doctors, retraining of staff, including PD at an equal level in nephrology Nefrologia 2011;31(5):505-13 511
  • 8. J. Arrieta et al. Peritoneal dialysis is the best alternative editorial conferences, and much more, can all be done by PD use in some autonomous communities on the past nephrologists. Let’s not lay all the blame on our health year suggest that we ourselves are an important part of authorities. Regional differences and the evolution in the problem. KEY CONCEPTS 1. Dialysis is the most expensive chronic therapy: €25 000 euros per year, more than €40 000 6 to 7 times more than treating a patient with per quality-adjusted life-year gained). acquired immunodeficiency syndrome (AIDS), and 30 to 40 times more than chronic 4. The lesser use of peritoneal dialysis is due to obstructive pulmonary disease (COPD). structural and social factors, poor training and lack of interest from nephrologists. 2. Each quality-adjusted life-yea gained costs more than €80 000. 5. The sustainability of our health care system requires a profound reflection on the costs 3. Peritoneal dialysis provides considerable and efficiencies of our prescriptions. savings over haemodialysis (more than REFERENCES 1. Conde J. Aspectos económicos y organizativos del tratamiento de 11. Korevaar JC, Feith GW, Dekker FW, Van Manen JG, Boeschoten EW, la insuficiencia renal crónica. Nefrologia 1994;14(Supl 1):3-9. Bossuyt PM, et al, NECOSAD Study Group. Effect of starting with he- 2. Temes JL. Coste y calidad en el tratamiento de la insuficiencia renal modialysis compared with peritoneal dialysis in patients new on dialysis terminal. Nefrologia 1994;14(Supl 1):10-3. treatment: a randomized controlled trial. Kidney Int 2003;64(6):2222- 3. De Francisco ALM. Sostenibilidad y equidad del tratamiento sustitu- 8. tivo de la función renal en España. Nefrologia 2011;31(3):241-6. 12. Arrieta J. Evaluación económica de tratamiento sustitutivo renal (he- 4. Martín Hernández M. Conocer y controlar los costes del tratamien- modiálisis, diálisis peritoneal y trasplante) en España. Nefrologia to de la insuficiencia renal crónica. Una necesidad inaplazable. Ne- 2010;Supl Ext 1: 37-47. frologia 2011;31(3):256-9. 13. Villa G, Rodríguez-Carmona A, Fernández-Ortiz L, Cuervo J, Rebollo 5. Rodríguez-Carmona A, Pérez Fontán M, Valdés Cañedo F. Estudio P, Otero A, et al. Cost analysis of the Spanish renal replacement the- comparativo de costes de las diferentes modalidades de diálisis. Ne- rapy programme. Neprol Dial Transplant 2011. In press. frologia 1996;16(6):539-48. 14. Ortega T, Ortega F. Editorial: Diversos aspectos del análisis de costes 6. Remón C, Quirós PL, Portolés J, Marrón B. Análisis crítico de los es- en el trasplante renal. Nefrologia 2005;25:213-6. tudios de supervivencia en diálisis. Nefrologia 2010;1(Supl Ext 1):8- 15. Parra Moncasi E, Arenas Jiménez MD, Alonso M, Martínez MF, Gá- 14. men Pardo A, Rebollo P, et al. Estudio multicéntrico de costes en 7. Rufino JM, García C, Vega N, Macía M, Hernández D, Rodríguez A, diálisis. Nefrologia 2011;31(3):229-307. et al. Diálisis peritoneal actual comparada con hemodiálisis: análisis 16. De Francisco ALM. ¿Debemos considerar el costo-efectividad de los de supervivencia a medio plazo. Nefrologia 2011;31(2):174-84. distintos tratamientos al aplicar las recomendaciones sobre los cap- 8. Juergensen E, Wuerth D, Finkelstein SH, Juergensen PH, Bekui A, tores (quelantes) del fósforo? Nefrologia 2008;28(2):129-34. Finkelstein FO. Hemodialysis and peritoneal dialysis: patients’ assess- 17. Tonelli M, Pannu M, Manns B. Oral phosphate binders in patients ment of their satisfaction with therapy and the impact of the the- with kidney failure. N Engl J Med 2010;362:1312-24. rapy on their lives. CJASN 2006;1:1191-6. 18. De Francisco AL, Leidig M, Covic AC, Ketteler M, Benedyk-Lorens E, 9. Brown EA, Johansson L, Farrington K, Gallagher H, Sensky T, Gor- Mircescu GM, et al. Evaluation of calcium acetate/magnesium carbo- don F, et al. Broadening Options for Long-Term Dialysis in the El- nate as a phosphate binder compared with sevelamer hydrochloride derly (BOLDE): differences in quality of life on peritoneal dialysis in haemodialysis patients: a controlled randomized study (CALMAG compared to haemodialysis for older patients. Nephrol Dial Trans- study) assessing efficacy and tolerability. Nephrol Dial Transplant plant 2010;25:3755-63. 2010;25(11):3707-17. 10. Cameron JI, Whiteside C, Katz J, Devins GM. Differences in quality 19. Van Biesen W, Vanolder R. When to start chronic dialysis: tunnel vi- of life across renal replacement therapies. A meta-analytic compari- sion induced by numbers? Nephrol Dial Transplant 2010;25(8):2405- son. Am J Kidney Dis 2000;35:629-37. 7. 512 Nefrologia 2011;31(5):505-13
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