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                                                                   ROI




                                                                           2010
                                                             OF
                                                             of
Imagine America Foundation
                                                   FACULTY DEVELOPMENT :
                                                        A CASE STUDY
1101 Connecticut Ave., N.W., Suite 901
Washington, DC 20036

www.imagine-america.org



                                                                           1/7/2010 8:43:55 PM
ROI of FACULTY DEVELOPMENT:
    OF F                                                                                                                            IMAGINE AMERICA FOUNDATION BOARD OF DIRECTORS
                                           A CASE STUDY
Contact Information                                                                                                                    Chairman                              Christopher M. Cimino
                                                                                                                                                                             NeInet, Inc.
Bob Martin                                               Jenny Faubert                                                                 Jim Gessner
                                                                                                                                                                             Portland, ME
President                                                Manager of Marketing and Project Development                                  Duluth Business University
Imagine America Foundation                               Imagine America Foundation                                                    Duluth, MN
                                                                                                                                                                             Danny Finuf
Phone: (202) 336-6758                                    Phone: (202) 336-6743                                                                                               Brown Mackie Colleges (EDMC)
Email: bobm@imagine-america.org                          Email: jennyf@imagine-america.org                                                                                   Pittsburgh, PA
                                                                                                                                       Vice-Chairman
                                                                                                                                       Dennis Spisak                         Piper Jameson
                                                                                                                                       McGraw-Hill Career College Division   Lincoln Educational Services
Imagine America Foundation                               Prepared by:                                                                  McGraw-Hill Higher Education          Whitehouse Station, NJ
1101 Connecticut Ave., N.W.                              ROI Institute                                                                 St. Louis, MO
Suite 901                                                PO Box 380637                                                                                                       Patricia Kapper
Washington, DC 20036                                     Birmingham, AL 35238-0637                                                     Treasurer                             Forefront Education, Inc
                                                                                                                                       Russell “Wicker” Freeman              Inverness, IL
                                                                                                                                       Coyne American Institue
                                                                                                                                       Chicago, IL                           Harris N. Miller
                                                                                                                                                                             Career College Association
                                                                                                                                       Former Chairman                       Washington, D.C.

                                                                                                                                       Michael Platt                         Keith Zakarin
                                                                                                                                       Ad Venture Interactive                Duane Morris, LLP
                                                                                                                                       Lenexa, KS                            San Diego, CA


About the Imagine America Foundation
The Imagine America Foundation (IAF), established in 1982, is a not-for-profit organization dedicated to
providing scholarship, research and training support for the career college sector. Since its inception, the
Foundation has provided over $40 million in scholarship and award support for graduating high school
seniors, adult learners and U.S. military veterans attending career colleges nationwide through its award-
winning Imagine America® programs. The Foundation also publishes vital research publications for the
higher education sector, honors achievement in career education and offers faculty development training.
For more information about the Imagine America Foundation, please visit www.imagine-america.org.
                                                                                                                             2010

Copyright©2009 Imagine America Foundation

Printed in the United States of America. All rights reserved. No part of this book may be reproduced or transmitted in any
form by any means-electronic, mechanical photocopying, recording, or otherwise - without the prior written consent of
the Imagine America Foundation. For more information on getting permission for reprints and excerpts, please contact
the Imagine America Foundation at (202) 336-6800.




                                                                                                                                                                                                            1/7/2010 8:42:16 PM
ABOUT THE IMAGINE
    AMERICA FOUNDATION

    E
              stablished in 1982, the Imagine              further their education by attending participating
              America Foundation is a not-for-profit       career colleges. LDRSHIP Award honorees receive
              organization dedicated to serving the        up to $5,000 toward their education.
              career college community by providing
    scholarships and awards, conducting sector             Educational research has been an integral
    research, offering faculty training, honoring          component of the Foundation’s activities since its
    achievement in career education, and supporting        establishment in 1982. In 2007, the Foundation
    and promoting the benefits of career colleges to the   created the 21st Century Workforce Fund. One of
    general public.                                        the goals of the Fund is to conduct research that
                                                           elevates the public understanding of the vital role of
    The Foundation currently sponsors three                career colleges and their students nationwide. The
    scholarship and award programs, including Imagine      Foundation, through financial support from the
    America for graduating high school seniors; the        21st Century Workforce Fund, has initiated research
    Military Award Program (MAP) for active duty,          studies focusing on the economic impact of career
    reservist or honorably discharged U.S. military        colleges, their role in meeting the nation’s current
    personnel; and the Adult Skills Education Program      skilled-worker shortage and other broad public
    (ASEP) for adult learners. To date, through the        policy issues facing the higher education sector.
    Imagine America® programs, the Foundation has
    awarded over $40 million in scholarships and           Thousands of career college instructors have been
    awards to students enrolling at career colleges and    and continue to be successfully trained through the
    universities all over the United States and Puerto     Center for Excellence in Education (CEE), a unique
    Rico.                                                  lifecycle training process for faculty development.
                                                           A case study conducted by the ROI Institute, found
    Through its supporters, the Foundation sponsors        that the CEE Faculty Development Program was a
    additional programs such as the Imagine America        positive investment with a return on investment of
    Promise scholarship program for adult students.        517%.
    Since its inception, the Promise scholarship
    program has secured over $550,000 in grants,           For more information about the Imagine America
    which have supported over 650 continuing career        Foundation, please visit www.imagine-america.org.
    college students. The LDRSHIP Award recognizes
    exceptional military personnel who have decided to




1                                                                         ROI of Faculty Development: A Case Study
TABLE OF CONTENTS

EXECUTIVE SUMMARY.......................................................................................................................... 3

INTRODUCTION...................................................................................................................................... 4

PROGRAM BACKGROUND.................................................................................................................... 5

       Evaluation Design............................................................................................................................................. 8
                        .

       Evaluation Framework...................................................................................................................................... 8

       Evaluation Planning......................................................................................................................................... 10

       Data Collection................................................................................................................................................. 10

       Data Analysis.................................................................................................................................................... 13

EVALUATION RESULTS.......................................................................................................................... 15
                  .

       Level 1: Reaction & Planned Action................................................................................................................ 15

       Level 2: Learning.............................................................................................................................................. 16
                        .

       Level 3: Application & Implementation.......................................................................................................... 17

       Level 4: Impact................................................................................................................................................. 22
                      .

       Level 5: ROI and Intangible Benefits............................................................................................................... 23

       Program Suggestions and Recommendations................................................................................................ 24




                                                                                                                                                                                  www.imagine-america.org
CONCLUSIONS........................................................................................................................................ 25

REFERENCES............................................................................................................................................ 26

APPENDIX A: PROGRAM DOCUMENTS............................................................................................ 27

APPENDIX B: APPLICATION AND IMPLEMENTATION – SKILLS USED...................................... 28

APPENDIX C: ADDITIONAL PROGRAM BENEFITS......................................................................... 29

APPENDIX D: PROGRAM SUGGESTIONS AND RECOMMENDATION (FULL LIST). ................ 30
                                                              .

ACKNOWLEDGEMENTS........................................................................................................................ 31




                                                                                                                                                                              2
EXECUTIVE SUMMARY

    T
              his research report was sponsored by the      The study was initiated in early 2008 and completed
              Imagine America Foundation to measure         mid-2009. The instructors from the Mooresville
              the impact of faculty development on          campus (program participants) and individuals
              student retention in addition to the          identified in an overseeing/management role
    corresponding Return on Investment (ROI). The           (leadership group) were the primary sources of
    research was conducted by the ROI Institute, Inc.       data for the study. A detailed plan was structured
    with the Phillips ROI MethodologyTM (Phillips,          to ensure applicable data from all sources was
    2003) serving as the structure for designing,           collected and analyzed. Additionally, specific
    planning, and implementing the evaluation study.        tools – including comprehensive project and
    The study focused on measuring the impact of the        communication plans – were utilized to ensure the
    comprehensive Faculty Development Program               evaluation was successful.
    offered by the Center for Excellence in Education
    (CEE), a career college employee development and        Overall, the conclusions from the evaluation study
    performance improvement initiative formed by the        reflect that the CEE Faculty Development Program
    Imagine America Foundation and MaxKnowledge,            was a positive investment for UTI’s Mooresville
    Inc.                                                    campus. The findings indicate the participants were
                                                            satisfied with the program and acquired knowledge
    The evaluation study was conducted in collaboration     and skills needed to enhance their job performance.
    with Universal Technical Institute, Inc. (UTI), a CEE
    client. To perform a careful analysis and isolate the   Identifying the success of applying the knowledge
    effects of the CEE Faculty Development Program,         and skills learned from the program was a key
    the UTI campus in Mooresville, NC, was selected for     component of the evaluation. In order for the
    the evaluation study.                                   program to impact the business, behaviors on the
                                                            job needed to change and/or improve. 79% of the
    The goals of the evaluation study were to:              participants reported their teaching performance
                                                            had improved as a result of their CEE Faculty
    •	 Identify participant satisfaction, planned action,   Development Program participation. The majority
      and knowledge increase                                of the leadership group also reported improvement
                                                            in instructor teaching skills. These findings, along
    •	 Validate the program’s alignment to UTI’s            with the positive instructor observation results,
      performance needs                                     indicated that the participants are applying the skills
                                                            and have improved their job performance.
    •	 Determine the success with the implementation
      of skills acquired from the program, including        As a result of applying the skills on the job, there
      identifying any enablers and barriers to              was an impact to the business. According to both
      application                                           the participant and leadership groups, the program
                                                            contributed to student retention and course retake
    •	 Understand the impact of the program on              improvements. After isolating the effects of the
      student retention and course retakes                  program, converting the measures to monetary
                                                            value, and identifying the fully loaded costs, the
    •	 Compare the benefits of the program to the costs     result was a positive ROI of 517% for the CEE
      and determine the ROI
                                                            Faculty Development Program. Additionally,
                                                            there were notable intangible benefits of the
    •	 Set the stage for future program evaluation          program, including job satisfaction, faculty career
      studies within UTI and the career college sector as
                                                            development, and student satisfaction.
      a whole
3                                                                          ROI of Faculty Development: A Case Study
INTRODUCTION

O
             rganizations implement training             faculty performance and student outcomes, the
             programs for their employees to ensure      Foundation engaged the ROI Institute, Inc. to
             that they have the necessary skills to      conduct an impact study.
             perform their jobs in the most effective
and efficient way possible. An organization must be      An impact study is best suited for comprehensive
willing to invest resources in order to implement        programs that meet specific criteria such as high
effective learning and career development                visibility, links to business objectives, large audience
programs. Organizations are typically willing to         offerings, and being of interest to management.
make such investments if they receive a return           The Faculty Development Program offered by the
on their investment. Simply put, the benefits of         Center for Excellence in Education (CEE), the
implementing the training program should ideally         Foundation’s employee development initiative
outweigh the costs.                                      with MaxKnowledge, was considered by the ROI
                                                         Institute as an ideal candidate for a comprehensive
Additionally, there is a great demand for                evaluation study.
accountability within the field of human
resource development. If an organization cannot          This case study report presents the evaluation
demonstrate evidence that significant benefits are       results of the CEE Faculty Development Program
actually achieved as a result of the training program,   at Universal Technical Institute’s Mooresville
the program may be deemed a waste of resources           campus. Key stakeholders had a strong interest
and discontinued. Conducting program evaluations         in understanding the impact the program had on
is the solution to providing accountability for          student retention and course retakes. Additionally,
training programs – and, for that matter, any            the results of the study set the stage for other
program – within organizations.                          program evaluations at UTI, as well as other studies
                                                         across the career college sector.
Most executives in the career college sector realize
the importance and value of employee development
beyond simply meeting compliance requirements.
Intuitively, these executives know that effective
employee development leads to job satisfaction,
student satisfaction and increased student
outcomes. However, there is usually no system or


                                                                                                                        www.imagine-america.org
process in place to link training and development
programs to organizational objectives and business
results. And for the employees, there is no clear
link between learning and performance. Thus,
most institutions do not really know if the benefits
of implementing a training program outweigh the
costs of the program. This leads to an organizational
mindset that employee development is a cost center,
resulting in executives implementing the lowest-cost
training options without considering the return on
their investment.

The Imagine America Foundation’s commitment
to the enhancement of continuing education and
training opportunities for career college employees
goes back to its original charter established over 25
years ago. Recognizing the relationship between
                                                                                                                    4
PROGRAM BACKGROUND
    Formed through a strategic partnership between the            America Foundation (IAF). The program also
    Imagine America Foundation and MaxKnowledge,                  incorporates the standards developed by the
    Inc., the Center for Excellence in Education (CEE)            National Center for Competency Testing (NCCT)
    provides turnkey employee development solutions               and prepares the participants for NCCT’s Certified
    for career colleges and schools. One such solution is         Postsecondary Instructor (CPI) examination.
    the CEE Faculty Development Program, which has                The program combines online training with
    been developed in consultation with career college            onsite transfer of training processes and activities
    executives with the ultimate goal of increasing               to produce measurable results. All instructors
    employee and organizational performance and                   (including part-time faculty) at participating
    enhancing student retention.                                  institutions receive up to 12 hours of training on an
                                                                  annual basis.

    The program is based on the instructional
    competency standards identified by the Career
    College Association (CCA) and the Imagine



                                           CEE FACULTY DEVELOPMENT PROGRAM


                         Baseline
                        Assessment
                                                                               Learning             Success
                                                                               Webinars            Tutorials


                        Individual
                     Development Plan




                                                                                            Faculty Development
                      Training Course                                                               Guide


                                                      Feedback                             Competency Mapping
                    Discussion Meeting                                                           Tools
                                                        and
                                                      Analysis
                    Performance Forum                                                         Training Activity
                                                                                                  Reports


                   Instructor Obervation                                                     Coaching Support



                                                          Knowledge
                                                          Assessments
                   Continuing Education

                                                            Certified
                                                    Postsecondary Instructor



    Figure 1: CEE Faculty Development Program Flowchart
5                                                                                   ROI of Faculty Development: A Case Study
Baseline Assessment                                      the opportunity to further discuss course topics,
                                                         applications, questions, and examples with their
Participants entering the CEE Faculty Development
                                                         coaches and with each other in a post-course, onsite
Program take an initial baseline assessment. This
                                                         environment. The CEE provides faculty coaches
assessment is comprised of a series of questions that
                                                         with guidelines and sample questions for the
are mapped to nationally established competency
                                                         discussion meetings.
standards for career education instructors. Based
on a participant’s responses, specific training
courses are recommended. The assessment is               Performance Forum
not an appraisal of teaching performance or              Working in concert with the onsite post-course
experience, but rather a resource to help instructors    discussion meetings, the online performance
and their faculty coaches collaboratively choose         forums allow instructors to reconnect with the
training options that best support their individual      CEE facilitators and other program participants
development goals.                                       to discuss current questions, comments, issues, or
                                                         examples. Each core course in the program has its
Individual Development Plan                              own post-course performance forum to enhance
                                                         transfer of training to the workplace and provide
The Individual Development Plan (IDP) is a self-
                                                         just-in-time opportunities for instructors to
developed, professional development portfolio
                                                         continuously improve their teaching performance.
that captures the participant’s journey through the
program. This online portfolio management system
can also be used to record developmental activities      Instructor Observation
completed outside of the CEE Faculty Development         Each core training cycle in the CEE Faculty
Program. The IDP serves as a platform for                Development Program culminates with the
instructors and coaches to collaborate on identified     instructor observation. This observation,
performance-based outcomes and customizes                supplemented by observer guidelines and
instructor training by linking course content and        observation instruments from the CEE, provides
applications directly to each participant’s individual   instructors the opportunity to demonstrate – and
development goals. The IDP may be used to                the faculty coaches to observe and assess – specific
document an instructor’s development activities          and agreed-upon training applications from each
for accrediting and licensing agencies. It serves as a   course. Instructor observations add a measurable
documented summary of the participant’s learning         feature to the program, as instructors are achieving
experience and results achieved.                         their own goals and improving performance.

Training Course                                          Feedback and Analysis
In concert with individual development goals,            At the heart and center of the CEE Faculty
baseline knowledge assessment recommendations            Development Program is the ongoing feedback and


                                                                                                                    www.imagine-america.org
and collaboration with the faculty coach,                analysis among the instructors, faculty coaches, and
participants take three online training courses          program itself. From the initial baseline assessment
on an annual basis. Each course begins a training        and individual development plan to the courses,
cycle that includes online and onsite activities         discussions, and instructor observations, each
and observations designed to transfer immediate          program component provides the opportunity for
concepts and applications to the classroom.              the instructor and faculty coach to concentrate
Facilitated by an expert in the field, each online       on training outcomes in relation to specific
course in the program creates an interactive and         instructional goals and teaching performance.
asynchronous learning experience through content,        Additionally, constant data is provided on each
assessments, and discussion forums.                      instructor’s progression through the program.

Discussion Meeting                                       Learning Webinars
To enhance the application of training to the            As faculty coaches provide feedback to instructors
classroom, faculty coaches – after each core training    and assess training outcomes, they may request
course – facilitate onsite discussion meetings with      focused learning webinars to address specific
their instructors. These meetings provide faculty        training issues and performance objectives.
                                                                                                                6
This allows for an additional enhancement of             Development Program fulfills annual continuing
    training by customizing webinar outcomes to the          education requirements for Certified Postsecondary
    needs of each institution. The webinars provide an       Instructors, as well as the professional development
    opportunity for participants to have live interactions   requirements for career college licensing and
    with CEE expert facilitators through discussions on      accrediting agencies. While CEUs provide valuable
    the selected topics. Webinars are provided for both      documentation of an instructor’s professional
    faculty coaches and instructional staff.                 development activities, CEE’s continuing education
                                                             focus is on the ongoing accomplishment of each
    Success Tutorials                                        instructor’s goals and improvement of teaching
                                                             performance.
    Success Tutorials are condensed, self-paced,
    non-facilitated tutorials that address workplace
    success skills in areas such as career development,      Faculty Development Guide
    communication, creativity, management, and               The CEE online Faculty Development Guide
    leadership. Though Continuing Education Units            provides comprehensive guidelines for every
    (CEU) credit is not offered through these tutorials,     component of the program and is the central
    they provide valuable and informal learning              resource for management and faculty coaches in
    opportunities that are available online anytime to       the implementation of all program activities. The
    program participants.                                    guide is designed to maximize transfer of training
                                                             by providing techniques and strategies for effective
    Knowledge Assessments                                    implementation of the program. Included in the
                                                             guide are downloadable tools and instruments to
    As instructors progress through their CEE training       use for faculty discussion meetings and instructor
    courses, they may take a series of interactive           observations.
    knowledge assessments that include questions from
    the original baseline assessment. These assessments
    provide immediate feedback and help prepare              Competency Mapping Tools
    participants for the CPI exam administered by the        The core training courses in the CEE Faculty
    NCCT. For instructors who do not wish to proceed         Development Program focus on the instructional
    with the CPI exam, the assessments still provide         competencies identified by both the NCCT and
    an ongoing evaluation of a participant’s mastery of      CCA. These core courses are mapped to the
    training content.                                        established instructional competencies to provide a
                                                             thorough and practical approach to faculty training.
    Certified Postsecondary Instructor                       Our interactive competency mapping tools easily
                                                             identify what instructor competencies are covered in
    The NCCT administers the CPI exam. This exam,            which courses.
    based upon instructor competencies identified
    by the NCCT, is recognized as a benchmark
    for successful teaching in career education.             Training Activity Reports
    Completion of CEE core training courses helps            The CEE Faculty Development Program provides
    prepare instructors for the CPI exam. Once earning       online training activity reports that can be accessed
    the designation of CPI, 12 hours of continuing           at any time. These reports allow participants
    education credits are required to maintain CPI           to privately view their individual progress and
    status. Continued subscription to the CEE Faculty        activities as they proceed through the program.
    Development Program ensures that instructors meet        Additionally, reports on all participants may be
    this requirement.                                        accessed by faculty coaches, administrators, or
                                                             managers identified by the institution to keep a
    Continuing Education                                     pulse on overall program outcomes and participant
                                                             accountability.
    The CEE Faculty Development Program provides
    four hours of continuing education credit for
    successful completion of each online course,             Coaching Support
    or 12 hours of continuing education credit for           In addition to all of the online resources, coaching
    each instructor during the subscription year.            support by email or phone is always available to
    Therefore, continued subscription to the Faculty         assist subscribed institutions in the implementation
7                                                                           ROI of Faculty Development: A Case Study
of the CEE Faculty Development Program. The                   It is based on the five-level framework described by
CEE staff works closely, every step of the way,               Phillips (1983; 2003) and serves as a categorization
with faculty coaches as they utilize the Faculty              of data representing measures that capture program
Development Guide to facilitate the transfer of               success from the participant, system, and economic
training activities.                                          perspectives. Table 1 presents the definition of each
                                                              level of evaluation and conveys the complete story
Evaluation Design                                             of the program’s success.

The ROI MethodologyTM served as the structure                 Along with the categorization of data within the
for designing, planning, and implementing the                 five-level framework, a process model, presented in
evaluation study. This approach reports a balanced            Figure 2, is used to provide a consistent approach
set of measures, follows a step-by-step process,              to collecting and analyzing data. The process
and adheres to a set of guiding principles. These             begins with developing the program objectives
elements ensure a thorough and credible process               and planning the evaluation. Following is data
for communicating the impact of the CEE Faculty               collection and data analysis phases, including the
Development Program.                                          key step of isolating the effects of the program from
                                                              other influencing factors. Lastly, the results are
Evaluation Framework                                          communicated to stakeholders in various formats,
                                                              including a full impact report.
The evaluation approach begins with a fundamental
framework by which evaluation data are categorized.



 Table 1: Evaluation Framework
		                    Level 					                                            Measurement Focus
1. Reaction, Satisfaction, and Planned Action	        Measures participant satisfaction with program planned action
2. Learning					                                      Measures changes in knowledge, skills, and attitudes
3. Application and Implementation		                   Measures changes in on-the-job behavior
4. Impact					                                        Measures changes in business impact measures
5. Return on Investment (ROI)			                      Compares the monetary benefits to the costs




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                                                                                                Tabulate
                                                                                              Fully Loaded
                                                                                                  Costs




                              Collect Data   Collect Data        Isolate       Convert Data
  Develop          Plan                                                                        Calculate     Report
                                During          After           Effects of     to Monetary
 Objectives     Evaluation                                                                       ROI         Results
                               Program        Program         the Program         Value




                                                                                                Identify
                                                                                               Intangible
                                                                                                Benefits




Figure 2: ROI MethodologyTM Process Model
                                                                                                                       8
Reaction & Planned Action

                                                             Learning

                                               Application & Implementation

                                               Isolate the Effects of the Program

                                                             Impact

                                                              ROI
                                                       Intangible Benefits

    Figure 3: ROI MethodologyTM Chain of Impact

    The results of the evaluation communicate the                  from the students who observe the faculty in real-
    complete story of a program’s success or failure. The          life, on-the-job situations. The students’ reaction
    chain of impact shown in Figure 3 represents the               to the faculty can help illustrate the extent to which
    sequence of events that occurs when the participants           faculty are applying what they learn through the
    of a program react positively, acquire the needed              faculty development program. While Figure 4
    knowledge/skills, apply the skills back on the job,            represents the ideal evaluation design, for purposes
    and, as a consequence, positively affect key business          of this initial study, the focus is to evaluate the
    measures.                                                      student perspective from Level 1 – Reaction and
                                                                   Planned Action – only.
    However, because the CEE Faculty Development
    Program develops faculty members in order for                  To help ensure the evaluation process is consistent,
    them to better teach students, the evaluation design           the study follows the ROI MethodologyTM Guiding
    can include a dual evaluation (see Figure 4). This             Principles. These principles, as reflected in Table
    design incorporates the impact of the program from             2, keep the evaluation credible by incorporating a
    the faculty perspective as well as from the student            conservative, standard approach.
    perspective. This involves taking measurements

                             Chain of Impact from
                             the Faculty Perspective

                          Reaction & Planned Action                                    Chain of Impact from the
                                                                                       Student Perspective
                                    Learning

                         Application & Implementation                                 Reaction & Planned Action

                        Isolate the Effects of the Program                                      Learning
                                     Impact
                                                                                    Application & Implementation
                                      ROI
                               Intangible Benefits                                  Isolate the Effects of the Program

                                                                                                 Impact

                                                                                                  ROI
                                                                                           Intangible Benefits

    Figure 4: ROI MethodologyTM Dual Chain of Impact
9                                                                                     ROI of Faculty Development: A Case Study
Table 2: Guiding Principles

   1.	 When conducting a higher-level evaluation,             7.	 Adjust estimates of improvement for potential
       collect data at lower levels.                              errors of estimation.
   2.	 When planning a higher-level evaluation, the           8.	 Avoid using extreme data items and
       previous level of evaluation is not required to be         unsupported claims when calculating ROI.
       comprehensive.
   3.	 When collecting and analyzing data, use only the       9.	 Use only the first year of annual benefits in
       most credible sources.                                     ROI analysis of short-term solutions.
   4.	 When analyzing data, choose the most                  10.	 Fully load all costs of a solution, project, or
       conservative alternative for calculations.                 program when analyzing ROI.
   5.	 Use at least one method to isolate the effects of a   11.	 Intangible measures are defined as measures
       program.                                                   that are purposely not converted to monetary
                                                                  values.
   6.	 If no improvement data are available for a            12.	 Communicate the results of the ROI
       population or from a specific source, assume that          Methodology to all key stakeholders.
       little or no improvement has occurred.



Evaluation Planning                                          •	Project Plan
As with any project, planning is essential. By having          A detailed project plan was created prior to
comprehensive plans in place, there is greater                 the launch of the evaluation and maintained
opportunity for success. Additionally, the planning            throughout the life cycle of the study. This plan
tools provide a means for validating the direction             highlighted the overall timeline, key deliverables
of a study and ensuring key stakeholder needs are              and milestones, and applicable resources needed.
addressed. For this evaluation study, there were
three distinct planning deliverables developed:
                                                             Data Collection
                                                             A sensible, efficient approach to data collection
•	Data Collection Plan                                       was selected for this evaluation study to further
  The data collection plan outlined the primary              support the reasonably low cost of the program to
  objectives and measures for each evaluation level.         UTI’s Mooresville campus. However, strategies were
  To ensure all data is collected, specific details were     incorporated to ensure the results were credible.
  included, such as the timing of the collection,            Following the review of the program objectives, data



                                                                                                                           www.imagine-america.org
  responsibility, and sources of data. While this            collection instruments, sources, and timing details
  plan was developed prior to the launch of the              were identified.
  study, it was considered a “living” document and
  referenced throughout the study.                           Data Collection Instruments
                                                             For each level of evaluation, specific data collection
•	ROI Analysis Plan                                          instruments from the ROI Methodology™ Chain of
                                                             Impact were implemented as outlined below:
  The ROI analysis plan detailed the elements
  needed to complete the ROI calculation. This
  tool identified the key Level 4 business measures
  and the process for converting the measures to
                                                             •	Level 1: Reaction & Planned Action
                                                               To capture the participants’ reaction data
  monetary value. Additionally, it documented the
                                                               regarding the CEE Faculty Development Program,
  method for isolating the impact of the program,
                                                               the standard end-of-course survey data was used.
  program costs, potential intangible benefits, and
                                                               Following the conclusion of each course within
  communication strategies.
                                                               the program, participants completed a survey that
                                                                                                                      10
contained 20+ questions. For the purposes of this                              data provided insight into the students’
       study, the results of six key questions from each                              perception and reaction to the instructors’
       course were used.                                                              effectiveness. Third, a streamlined follow-up
                                                                                      questionnaire was developed to capture data
                                                                                      regarding the instructors’ application of the skills/
     •	Level 2: Learning                                                              knowledge on the job, as well as other needed
       As part of each course, the participants completed                             information.
       assessments, including a final quiz where they
       had to achieve a score of 70% or higher in one
       attempt. The final quiz results from the program’s                          •	Level 4: Impact
       courses were analyzed for this study.                                          In addition to using the follow-up questionnaire
                                                                                      to identify estimated improvements in business
                                                                                      measures and isolation information (estimated
     •	Level 3: Application &                                                         contribution percentages), data from UTI-specific
       Implementation                                                                 reports were used. These reports provided specific
       There was an opportunity to use three different                                information on student retention and course
       data collection instruments to capture specific                                retake measures.
       elements regarding application of skills and
       knowledge. First, on-the-job observations were                              To ensure data was collected for all applicable
       completed by the training manager at the UTI                                CEE Faculty Development Program courses, the
       Mooresville campus for a group of instructors,                              strategy illustrated in Figure 5 was followed. This
       linking their performance improvement to the                                strategy formatted the data collection process
       CEE training courses. Second, course survey                                 for each course and ensured the needed data was
       results from the courses taught by the UTI                                  incorporated into the final analysis.
       instructors were used. This student evaluation




                                                                           Data
                                                                         Collection



                                            Level 1                       Level 2                    Level 3



       ED101        ED102        ED103       ED104          ED105          ED106        ED107         ED108      ED110      RT101        RT104
      Effective     Student     Student       Class      Instructional    Enhancing    Creating an   Learning    Time     Improving       Best
      Teaching     Retention   Learning &     Mgmt       Planning for      Student     Accelerated    Theory      and      Retention   Practices to
      Strategies   Methods     Assessment   Strategies     Student         Learning     Learning       and       Stress                 Enhance
                                                            Success                   Environment    Practice    Mgmt                   Retention




                                                              Collect Level 4 Data

                                                           Complete Data Analysis


     Figure 5: Data Collection Strategy
11                                                                                                    ROI of Faculty Development: A Case Study
Data Sources                                            had occurred. In some cases, this may have been
                                                        longer than 90 days post-completion of ED101,
Participants in the CEE Faculty Development
                                                        but potentially not too long after completing
Program were the primary sources for the Level
                                                        other courses. Level 4 data was collected after the
1 and Level 2 evaluation data. For Level 3, the
                                                        completion of physical year 2008 to ensure retention
participants and the leadership team served as
                                                        and course retake results reflected both pre-program
the data sources. Specifically, both the participant
                                                        and post-program information.
and leadership groups completed the follow-up
questionnaire during the study. For level 4, business
impact data was provided by UTI while the isolation     Data Collection Success
estimates were gathered by both the participants        A data collection administration strategy was
and leadership groups.                                  implemented for this study to help ensure the
                                                        needed data was collected. This strategy included
For the participant group, 64 Mooresville               a comprehensive communication plan (e.g.,
instructors were identified as active participants      follow-up questionnaire announcement and
in the program. During the evaluation period, a         reminder emails) and the involvement of key
total of 133 enrollments occurred across various        sponsors, including the UTI Mooresville training
faculty development courses in the program, and         manager. Additionally, the timing of collection was
there were 98 course completions. On average, the       monitored to avoid conflict with other participant
participants completed 1.5 courses each. For the        responsibilities. Lastly, the follow-up questionnaire
leadership group, six individuals were identified as    was formatted to support anonymous responses, as
data sources. The leadership group was identified       it did not require the participants to provide their
as individuals in management or overseeing roles        names or demographic information. All of these
associated with the UTI Mooresville campus.             factors fostered the successful data collection as
                                                        reflected in Table 3.
Data Collection Timing
                                                        For both the end-of-course surveys and learning
Level 1 and Level 2 data was collected at the end
                                                        assessments, data was collected from all participants
of each course within the program. Level 3 data
                                                        who completed the CEE training courses. With the
was collected after the majority of participants
                                                        follow-up questionnaire, the participant response
had completed the ED101 training cycle and
                                                        rate was almost 89% and the leadership response
appropriate time for the opportunity to apply the
                                                        rate was 83%.
skills/knowledge in their normal job environments




                                                                                                                     www.imagine-america.org




                                                                                                                12
Table 3: Data Collection Response Rates

                                                    Data Collection                     Instructors                         Leadership
                         Timing                      Instrument               Invited         Participated            Invited     Responded
                                                    End-of-Course
                    End of Course                                                108            108 (100%)
                                                        Survey1
                                                       Learning                  102            102 (100%)
                    End of Course
                                                     Assessment1
                                                      Instructor
             90-120 Days After Course                Observation2
                                                                                N/A                   35

              Pre- and Post-Program                 End-of-Course
                                                        Survey                  N/A                   89
                   Participation                      (Student)3
              No Earlier than 90 Days
               After ED101 Course                    Follow-up                   53             47 (88.7%)                6            5 (83.3%)
                                                    Questionnaire4
                   Completion
       1
           End-of-course survey or assessment potentially completed by individuals not in study group (e.g., campus leaders taking course to review)		
       	
       2
           A sampling of observations occurred; program participants were not invited to be a part of this data collection, but rather selected			
       3
           End-of-course survey completed by instructors’ students to identify instructor effectiveness; # reflects the number of surveys analyzed			
       4
           Population invited were identified as having participated in one or more program courses and active instructors at time of data collection	



     Data Analysis                                                                         initial project planning, UTI provided the specific
                                                                                           monetary value of student retention and course
     The data analysis phase of the study involved the                                     retakes. Since these values are standard for UTI, it
     completion of the following five key activities:                                      was the most accurate, credible process to use.


     •	Isolating Program Effects                                                        •	Tabulating Fully Loaded Program
       This activity addresses the question “How do                                        Costs
       we know it was the CEE Faculty Development
                                                                                           Identifying the fully loaded cost of the program is
       Program that influenced the business measures?”
                                                                                           another important step that must be completed
       Isolating the effects of the program takes all
                                                                                           to ensure information is available for the ROI
       variables that could have influenced the measures
                                                                                           calculation. For the CEE Faculty Development
       into consideration and identifies the specific
                                                                                           Program, the following categories were included:
       amount that is attributable to the evaluated
       program. Due to the structure of the program,
       the location of participants, and the availability
                                                                                        •	 Delivery costs including UTI Mooresville
                                                                                           campus program costs and participants’ time for
       of data, it was determined that participant                                         completing the courses
       and leadership estimations would be the most
       appropriate isolation technique. Specific details                                •	 Evaluation costs including consulting fees and
       on how the isolation technique was implemented                                      time involved in collecting data
       and the results of the estimations are discussed
                                                                                           Assumptions, source of information, and
       later in the report.
                                                                                           calculations used as part of developing the fully
                                                                                           loaded costs are detailed in a future section of the
     •	Converting to Monetary Value                                                        report.
       Determining the monetary value of the business
       measures is a key step, as it identifies the figures
       for the ROI equation. While there are a variety
                                                                                        •	Identifying Intangible Benefits
                                                                                           Within the results section of the study, any
       of techniques available, this study leveraged
                                                                                           benefits of the program that are not converted to
       information provided by UTI. As part of the
13                                                                                                           ROI of Faculty Development: A Case Study
monetary value will be discussed. These benefits
  are identified as intangible benefits and are
  considered a valuable element of the program’s
  success.


•	Comparing Benefits to Costs
  The ROI and Benefit-Cost Ratio (BCR) formulas
  are highlighted below, and the actual results are
  discussed later in the report:

               Net Program Benefits
      ROI =                         × 100
                 Program Costs
                  Program Benefits
      BCR =
                   Program Costs


For this study, it is important to note that sample
sizes, particularly among the leadership group,
were not large enough to conduct inferential
statistical analyses. Thus, descriptive statistics (mean
and frequency of responses) were obtained for
applicable items. Although no statistical inferences
can be made, the examination of descriptive
statistics has implications of the effectiveness of
the CEE Faculty Development Program. However,
based on the standards of the Phillips ROI
MethodologyTM, results are inferred only to those
providing data, regardless of the analysis. This
standard ensures a more conservative accounting of
results.




                                                                www.imagine-america.org




                                                           14
EVALUATION RESULTS

     The results of the study are categorized by the levels
     of evaluation as follows:
                                                                                       Level 1: Reaction & Planned
                                                                                       Action
                                                                                       Upon completion of a training course within the
     •	 Level 1: Reaction & Planned Action                                             CEE Faculty Development Program, the participants
                                                                                       completed an end-of-course survey. This survey
     •	 Level 2: Learning                                                              contained a variety of questions that were answered
                                                                                       using a rating scale of strongly agree (5.00) to
     •	 Level 3: Application & Implementation                                          strongly disagree (1.00). In general, the target was
                                                                                       for the questions to receive a 4.00 or higher, as this
     •	 Level 4: Impact                                                                rating represents an overall agreement with the
                                                                                       question’s statement.
     •	 Level 5: ROI, Including Intangible Benefits
                                                                                       While all survey questions results were analyzed,
     For each section, details are outlined and                                        there were six primary questions of interest, and
     findings are discussed as they relate to the chain                                the average results for these key questions across
     of impact discussed previously. Following the                                     all courses are represented in Table 4. The results
     levels of evaluation results, suggestions and                                     for other questions in the survey are represented
     recommendations for program improvements are                                      in Table 5. When considering the overall average
     discussed.                                                                        for 108 responses, each of the questions received a
                                                                                       rating that exceeded the target.



      Table 4: Level 1: Results to Key Course Survey Questions

      Key Questions                                                                                                                 Overall Average
                                                                                                                                      (N=108)
      My learning focused on issues that interest me.	                                                                                   4.22

      Overall, I would say that I am satisfied with this course.	                                                                        4.26

      I would recommend this online course to others.	                                                                                   4.27

      What I learned connects well with my professional practice.	                                                                       4.36

      I learned how to improve my professional practice.	                                                                                4.37

      What I learned is important for my professional practice.	                                                                         4.44

     Rating Scale Point Value: Strongly Agree (5.00), Agree (4.00), Neutral (3.00), Disagree (2.00), and Strongly Disagree (1.00)




15                                                                                                          ROI of Faculty Development: A Case Study
Table 5: Level 1: Results to Other Course Survey Questions
                                                                                                                               Overall Average
  Other Questions
                                                                                                                                 (N=108)
 The discussion forum activities contributed to my learning.	                                                                       4.01

 I feel that I had sufficient interaction with the facilitator.	                                                                    4.09

 I feel that I had sufficient interaction with other participants.	                                                                 4.10

 The facilitator stimulated my thinking.	                                                                                           4.11

 This course was as effective as the traditional classroom courses I have taken.	                                                   4.12

 The facilitator seemed adequately knowledgeable.	                                                                                  4.14

 The facilitator encouraged me to participate in the discussion activities.	                                                        4.14

 I feel that I had reasonable access to the facilitator.	                                                                           4.16

 The course content was clear and adequate.	                                                                                        4.24

 The feedbacks in the computer-scored quizzes were adequate.	                                                                       4.16

 The course topics were clearly organized and easy to understand.	                                                                  4.28

 The online learning tools were easy to understand and use.	                                                                        4.30

 I had sufficient time to complete the course requirements.	                                                                        4.33

 The learning objectives were clearly defined.	                                                                                     4.34

 The course site was well-organized and easy to navigate.	                                                                          4.36

 This course was an appropriate course to take online.	                                                                             4.38

 The course requirements were clearly defined.	                                                                                     4.39



                                                                                                                                                      www.imagine-america.org
 I had no technical problems taking this course.	                                                                                   4.41

Rating Scale Point Value: Strongly Agree (5.00), Agree (4.00), Neutral (3.00), Disagree (2.00), and Strongly Disagree (1.00)


                                                                                  of-course survey to assess if learning occurred.
Level 2: Learning                                                                 Overall, when considering all responses, this
Participant learning can be measured using various                                statement received a rating of 4.37, higher than the
techniques. For the CEE Faculty Development                                       target of 4.00.
Program, there were two primary techniques used:
1) the end-of-course evaluation, which contained                                  The learning assessments in the training courses
an item about learning, and 2) structured, objective                              were used as another indicator of learning.
testing administered during and at the end of each                                For each training course in the CEE Faculty
training course.                                                                  Development Program, participants completed
                                                                                  four in-course quizzes and a final quiz where they
The question “I learned how to improve my                                         had to score 70% or higher on the first attempt for
professional practice” was asked on the end-                                      successful completion of the course.
                                                                                                                                                 16
In summary, the Level 2 results indicate that                           The first section of results analyzed involved
     learning occurred. The participants reported                            the respondents’ agreement with the statement,
     learning ways to improve in their profession and                        “As a result of participating in the CEE Faculty
     also successfully achieved final quiz scores of 70% or                  Development Program, I/they have had greater
                                                                             success accomplishing activities and goals identified
     higher. The overall average final quiz score across all
                                                                             in individual development/action plans.” Of the
     courses was 85.54%.                                                     47 participants who responded to this question, 30
                                                                             (63.83%) either strongly agreed or agreed with the
                                                                             statement (see Figure 6). In contrast, only 4.30%
     Level 3: Application &                                                  reported disagreement. For the leadership group,
     Implementation                                                          the findings were more evenly distributed, with 40%
                                                                             agreeing with the program’s contributions and 60%
     Three primary data collection instruments were                          reporting a neutral rating. Overall, the responses
     utilized to measure the extent to which the skills                      suggest that, on average, the program contributed
     and knowledge gained through the CEE Faculty                            to the successful completion of development
     Development Program were being applied on the                           activities. This is important because completing
     job. The follow-up questionnaire and observations                       the development plan activities links learning to
     were administered following the completion of one                       performance objectives and fosters an increase in
     or more training cycles, including ED101: “Effective                    instructor effectiveness.
     Teaching Strategies.” Additionally, results from
     UTI course surveys (student evaluations) of the                         The next question the respondents rated related
     instructors’ courses were analyzed.                                     to the statement, “As a result of participating in
                                                                             the CEE Faculty Development Program, my/their
     Regarding the follow-up questionnaire, participants                     teaching performance has improved.” As shown
     and leadership provided insight into success with:                      in Figure 7, 78.72% of the participants agreed or
                                                                             strongly agreed that the program contributed to
     •	 Accomplishing development/action plan activities                     improving their teaching performance. Only one
     •	 Improving teaching performance                                       individual reported the program did not contribute
                                                                             to the improvement of his/her performance. For the
         •	 Delivering class and lab instruction                             leadership group, 40.00% agreed that the program
         •	 Managing the classroom                                           participation improved instructor performance
                                                                             and 60% neither agreed nor disagreed. The overall
         •	 Teaching to different learning styles                            findings indicate the program supports improving
         •	 Planning instruction                                             teaching performance since the majority of the
                                                                             participants reported agreement with the program
         •	 Assessing student performance                                    contribution.

                                                             CEE Faculty Development Program Participation
                                                    Greater Success Accomplishing Development/Action Plan Activities
                               70.00%                          29
                                                                                       3
                               60.00%
            Average Rating %




                               50.00%
                                                                       2
                               40.00%
                                                                                 15
                               30.00%
                               20.00%
                               10.00%      1                                                          2
                               0.00%
                                                                             Neither Agree or
                                        Strongly Agree         Agree                                 Disagree      Strongly Disagree
                                                                                 Disagree
           Participants (N = 47)            2.13%              61.70%            31.92%               4.30%             0.00%
           Leadership (N = 5)               0.00%              40.00%            60.00%               0.00%             0.00%



     Figure 6: Accomplishing Development/Action Plan Ratings by Participants and Leadership Group
17                                                                                              ROI of Faculty Development: A Case Study
CEE Faculty Development Program Participation
                                                                             Teaching Peformance Improvement
                                                                            33
                         70.00%
                                                                                                                3
                         60.00%
      Average Rating %




                         50.00%
                                                                                      2
                         40.00%
                         30.00%
                                                                                                        9
                         20.00%
                                                  4
                         10.00%                                                                                               1
                         0.00%
                                                                                                    Neither Agree or
                                               Strongly Agree                Agree                                            Disagree            Strongly Disagree
                                                                                                        Disagree
  Participants (N = 47)                               8.51%                 70.21%                      19.15%                    2.13%                0.00%
  Leadership (N = 5)                                  0.00%                 40.00%                      60.00%                    0.00%                0.00%



Figure 7: Teaching Performance Improvement Ratings by Participants and Leadership Group



To further understand the program’s contribution                                                    improvement” ratings. All of the skills were noted
to improving instructors’ performance, the                                                          as having at least a moderate improvement by 39%
respondents were asked to rate the program’s                                                        or more of the participants. These findings indicate
contribution to the improvement of specific skills.                                                 that the program objectives and the skills taught
The average participant ratings are reflected in                                                    in the courses are aligned to the instructors’ work.
Figure 8. Overall, “Deliver class and lab instruction”                                              Additionally, the program is having an impact on
and “Assess student performance” received the                                                       the job, as a majority of skills were reported to have
highest “Very significant improvement”/“Strong                                                      improved as a result of program participation.



                                                                                      CEE Faculty Development Program
                                                                                 Skill Improvement Reported by Participants
                                             60.00%




                                                                                                                                                                           www.imagine-america.org
                                                                                                         23         22
                                             50.00%
                                                                                                              20 21
                          Average Rating %




                                             40.00%                                                                      18
                                                                                 16        15
                                             30.00%                                   13        13 13                                        13
                                                                                                                                   9 8 8
                                             20.00%

                                             10.00%      3 4 2 2 2                                                            4
                                                                                                                                                               1
                                              0.00%
                                                         Very Significant           Strong                   Moderate
                                                                                                                              No Improvement        No Opportunity
                                                          Improvement             Improvement               Improvement
  Teach to different learning styles                          6.52%                    34.78%                  50.00%                8.70%               0.00%
  Deliver class and lab instruction                           8.70%                    28.26%                  43.48%               19.57%               0.00%
  Assess student performance                                  4.35%                    32.61%                  45.65%               17.39%               0.00%
  Plan instruction                                            4.35%                    28.26%                  47.83%               17.39%               2.17%
  Manage classroom                                            4.35%                    28.26%                  39.13%               28.26%               0.00%



Figure 8: Skill Improvement Ratings by Participants
                                                                                                                                                                      18
In addition to rating skill improvement, the
     instructors were asked to identify techniques, skills,
                                                                                       •	 Following through with projects to completion
     and/or knowledge gained from the CEE courses                                      •	 Thinking outside the box
     that fostered success. There were approximately 90
                                                                                       All of the responses to this question further support
     responses to this question (see Appendix C) and, in
                                                                                       the finding that the program offers training aligned
     general, fell into two categories. The first category,
                                                                                       to the instructors’ work efforts and provides tools
     “Class management and facilitation techniques,”
                                                                                       for increasing their effectiveness.
     received approximately 70% of the responses.
     Examples of items included in this group were:
                                                                                       Lastly, with relation to applying what was learned
                                                                                       in the CEE Faculty Development Program on the
     •	 Incorporating multiple teaching styles to better                               job, the participants were asked to identify what
       suit a diverse class
                                                                                       supported (enablers) and deterred (barriers) them.
     •	 Developing more ways to make presentations                                     The information from this question is important
                                                                                       because it can assist in identifying and reinforcing
     •	 Getting students involved in classroom teaching                                actions that foster the use of the knowledge/skills.
       to help learners be more active                                                 Additionally, if barriers are identified, steps can
                                                                                       be taken to mitigate them. As reflected in Figure
     •	 Increasing listening skills to hear students’                                  9, all of the enablers received high “Strongly
       concerns                                                                        Agree”/“Agree” ratings. With regards to barriers
                                                                                       to application, the participants did not report any
     The second category revolved around time
                                                                                       significant barriers.
     management and organization. This category
     received approximately 30% of the responses and
                                                                                       Figure 10 illustrates the leadership group’s ratings
     included items such as:
                                                                                       regarding skill improvement associated with
     •	 Learning how to plan out the day and class a little                            the instructors participating in the CEE Faculty
       better                                                                          Development Program. For the most part, this
                                                                                       group reported moderate improvement for the skill
     •	 Creating lists of personal and professional tasks                              areas assessed.
       that need to be completed



                                                          CEE Faculty Development Program Enablers Identified by Participants
                                                                                                         8
                                    80.00%
                                    70.00%
                                    60.00%                         23 25
                                                                           18 17
                   % of Responses




                                    50.00%
                                    40.00%                                                       13 13
                                    30.00%   10        10 10                                10
                                    20.00%
                                                  7                                     7
                                                                                   1                                            2
                                    10.00%                                                                        2 1 1 2
                                     0.00%
                                                                                         Neither Agree or
                                              Strongly Agree            Agree                                        Disagree        Strongly Disagree
                                                                                             Disagree
       Opportunity to Use Material
                                                  23.81%               54.76%                16.67%                   4.76%               0.00%
               (N = 42)
       Confidence Appying Material
                                                  16.28%               58.14%                23.26%                   2.33%               0.00%
                (N = 43)
      Management Support
                                                  23.81%               42.86%                30.95%                   2.38%               0.00%
           (N = 42)
      Peer Support/Guidance
                                                  23.81%               40.48%                30.95%                   4.76%               0.00%
             (N = 42)
        Other
                                                      0.00%            10.00%                80.00%                  10.00%               0.00%
       (N = 10)




     Figure 9: Enablers Identified by Participants
19                                                                                                           ROI of Faculty Development: A Case Study
CEE Faculty Development Program
                                                                                      Skill Improvement Reported by Leadership
                                                      70.00%
                                                                                                             3 3 3 3                                      3
                            Average Rating %          60.00%
                                                      50.00%
                                                                                                                                 2            2 2
                                                      40.00%
                                                      30.00%
                                                                                     1 1                                             1 1
                                                      20.00%
                                                      10.00%
                                                       0.00%
                                                                  Very Significant      Strong                  Moderate
                                                                                                                                     No Improvement           No Opportunity
                                                                   Improvement       Improvement              Improvement
   Deliver class and lab instruction                                   0.00%             20.00%                   60.00%                  20.00%                   0.00%
   Manage classroom                                                    0.00%             20.00%                   60.00%                  20.00%                   0.00%
   Teach to different learning styles                                  0.00%               0.00%                  60.00%                  40.00%                   0.00%
   Plan instruction                                                    0.00%               0.00%                  60.00%                  40.00%                   0.00%
   Assess student performance                                          0.00%               0.00%                  40.00%                  60.00%                   0.00%



Figure 10: Skill Improvement Ratings by Leadership Group


In order to provide a comparison of the                                                                  were slightly different. “Manage the classroom”
participants’ and leadership ratings, an analysis                                                        and “Deliver class and lab instruction,” which are
of the results was completed by assigning number                                                         both the closest aligned to the instructor on-the-
values to the rating choices. As Figure 11 illustrates,                                                  job observation activity completed by leadership,
the participants reported an overall improvement                                                         received the highest rating of 3.00. When comparing
rating of 3.23, while the leadership group was lower                                                     the two groups’ ratings, “Manage the classroom”
at 2.72. The participants reported “Teaching to                                                          received the closest rating, with a difference of
different learning styles” the highest improvement                                                       0.09. “Assess student performance,” which had a
rating of 3.39 and “Manage the classroom” the                                                            0.84 difference, was notably rated higher by the
lowest at 3.09. With the leadership group, the results                                                   participants.


                                                             CEE Faculty Development Program Skill Improvement Average Ratings
                     4.00

                     3.50         3.23                                                                          3.24                    3.26                    3.39
                                                                    3.09 3.00          3.15



                                                                                                                                                                                        www.imagine-america.org
                                                                                                                                                   3.00
                     3.00                             2.72
                                                                                                  2.60                                                                     2.60
    Average Rating




                     2.50
                                                                                                                          2.40

                     2.00

                     1.50

                     1.00

                     0.50

                     0.00
                                                                     Manage the                                Assess Student         Deliver Class/Lab       Teach to Different
                                           All Tasks                                 Plan Instruction
                                                                     Classroom                                 Performance              Instruction            Learning Styles

  Participants
                                               3.23                     3.09               3.15                    3.24                     3.26                    3.39
    (N = 46)
  Leadership
                                               2.72                     3.00               2.60                    2.40                     3.00                    2.60
    (N = 5)


Rating Scale: Very Significant Improvement (5.00), Strong Improvement (4.00), Moderate Improvement (3.00),
Little Improvement (2.00), No Improvement (1.00)



Figure 11: Skill Improvement Ratings Comparison by Participants and Leadership Group
                                                                                                                                                                                   20
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program
Center-for-Excellence-in-Education-Return-on-Investment-for-Faculty-Development-Program

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  • 1. www.imagine-america.org ROI 2010 OF of Imagine America Foundation FACULTY DEVELOPMENT : A CASE STUDY 1101 Connecticut Ave., N.W., Suite 901 Washington, DC 20036 www.imagine-america.org 1/7/2010 8:43:55 PM
  • 2. ROI of FACULTY DEVELOPMENT: OF F IMAGINE AMERICA FOUNDATION BOARD OF DIRECTORS A CASE STUDY Contact Information Chairman Christopher M. Cimino NeInet, Inc. Bob Martin Jenny Faubert Jim Gessner Portland, ME President Manager of Marketing and Project Development Duluth Business University Imagine America Foundation Imagine America Foundation Duluth, MN Danny Finuf Phone: (202) 336-6758 Phone: (202) 336-6743 Brown Mackie Colleges (EDMC) Email: bobm@imagine-america.org Email: jennyf@imagine-america.org Pittsburgh, PA Vice-Chairman Dennis Spisak Piper Jameson McGraw-Hill Career College Division Lincoln Educational Services Imagine America Foundation Prepared by: McGraw-Hill Higher Education Whitehouse Station, NJ 1101 Connecticut Ave., N.W. ROI Institute St. Louis, MO Suite 901 PO Box 380637 Patricia Kapper Washington, DC 20036 Birmingham, AL 35238-0637 Treasurer Forefront Education, Inc Russell “Wicker” Freeman Inverness, IL Coyne American Institue Chicago, IL Harris N. Miller Career College Association Former Chairman Washington, D.C. Michael Platt Keith Zakarin Ad Venture Interactive Duane Morris, LLP Lenexa, KS San Diego, CA About the Imagine America Foundation The Imagine America Foundation (IAF), established in 1982, is a not-for-profit organization dedicated to providing scholarship, research and training support for the career college sector. Since its inception, the Foundation has provided over $40 million in scholarship and award support for graduating high school seniors, adult learners and U.S. military veterans attending career colleges nationwide through its award- winning Imagine America® programs. The Foundation also publishes vital research publications for the higher education sector, honors achievement in career education and offers faculty development training. For more information about the Imagine America Foundation, please visit www.imagine-america.org. 2010 Copyright©2009 Imagine America Foundation Printed in the United States of America. All rights reserved. No part of this book may be reproduced or transmitted in any form by any means-electronic, mechanical photocopying, recording, or otherwise - without the prior written consent of the Imagine America Foundation. For more information on getting permission for reprints and excerpts, please contact the Imagine America Foundation at (202) 336-6800. 1/7/2010 8:42:16 PM
  • 3. ABOUT THE IMAGINE AMERICA FOUNDATION E stablished in 1982, the Imagine further their education by attending participating America Foundation is a not-for-profit career colleges. LDRSHIP Award honorees receive organization dedicated to serving the up to $5,000 toward their education. career college community by providing scholarships and awards, conducting sector Educational research has been an integral research, offering faculty training, honoring component of the Foundation’s activities since its achievement in career education, and supporting establishment in 1982. In 2007, the Foundation and promoting the benefits of career colleges to the created the 21st Century Workforce Fund. One of general public. the goals of the Fund is to conduct research that elevates the public understanding of the vital role of The Foundation currently sponsors three career colleges and their students nationwide. The scholarship and award programs, including Imagine Foundation, through financial support from the America for graduating high school seniors; the 21st Century Workforce Fund, has initiated research Military Award Program (MAP) for active duty, studies focusing on the economic impact of career reservist or honorably discharged U.S. military colleges, their role in meeting the nation’s current personnel; and the Adult Skills Education Program skilled-worker shortage and other broad public (ASEP) for adult learners. To date, through the policy issues facing the higher education sector. Imagine America® programs, the Foundation has awarded over $40 million in scholarships and Thousands of career college instructors have been awards to students enrolling at career colleges and and continue to be successfully trained through the universities all over the United States and Puerto Center for Excellence in Education (CEE), a unique Rico. lifecycle training process for faculty development. A case study conducted by the ROI Institute, found Through its supporters, the Foundation sponsors that the CEE Faculty Development Program was a additional programs such as the Imagine America positive investment with a return on investment of Promise scholarship program for adult students. 517%. Since its inception, the Promise scholarship program has secured over $550,000 in grants, For more information about the Imagine America which have supported over 650 continuing career Foundation, please visit www.imagine-america.org. college students. The LDRSHIP Award recognizes exceptional military personnel who have decided to 1 ROI of Faculty Development: A Case Study
  • 4. TABLE OF CONTENTS EXECUTIVE SUMMARY.......................................................................................................................... 3 INTRODUCTION...................................................................................................................................... 4 PROGRAM BACKGROUND.................................................................................................................... 5 Evaluation Design............................................................................................................................................. 8 . Evaluation Framework...................................................................................................................................... 8 Evaluation Planning......................................................................................................................................... 10 Data Collection................................................................................................................................................. 10 Data Analysis.................................................................................................................................................... 13 EVALUATION RESULTS.......................................................................................................................... 15 . Level 1: Reaction & Planned Action................................................................................................................ 15 Level 2: Learning.............................................................................................................................................. 16 . Level 3: Application & Implementation.......................................................................................................... 17 Level 4: Impact................................................................................................................................................. 22 . Level 5: ROI and Intangible Benefits............................................................................................................... 23 Program Suggestions and Recommendations................................................................................................ 24 www.imagine-america.org CONCLUSIONS........................................................................................................................................ 25 REFERENCES............................................................................................................................................ 26 APPENDIX A: PROGRAM DOCUMENTS............................................................................................ 27 APPENDIX B: APPLICATION AND IMPLEMENTATION – SKILLS USED...................................... 28 APPENDIX C: ADDITIONAL PROGRAM BENEFITS......................................................................... 29 APPENDIX D: PROGRAM SUGGESTIONS AND RECOMMENDATION (FULL LIST). ................ 30 . ACKNOWLEDGEMENTS........................................................................................................................ 31 2
  • 5. EXECUTIVE SUMMARY T his research report was sponsored by the The study was initiated in early 2008 and completed Imagine America Foundation to measure mid-2009. The instructors from the Mooresville the impact of faculty development on campus (program participants) and individuals student retention in addition to the identified in an overseeing/management role corresponding Return on Investment (ROI). The (leadership group) were the primary sources of research was conducted by the ROI Institute, Inc. data for the study. A detailed plan was structured with the Phillips ROI MethodologyTM (Phillips, to ensure applicable data from all sources was 2003) serving as the structure for designing, collected and analyzed. Additionally, specific planning, and implementing the evaluation study. tools – including comprehensive project and The study focused on measuring the impact of the communication plans – were utilized to ensure the comprehensive Faculty Development Program evaluation was successful. offered by the Center for Excellence in Education (CEE), a career college employee development and Overall, the conclusions from the evaluation study performance improvement initiative formed by the reflect that the CEE Faculty Development Program Imagine America Foundation and MaxKnowledge, was a positive investment for UTI’s Mooresville Inc. campus. The findings indicate the participants were satisfied with the program and acquired knowledge The evaluation study was conducted in collaboration and skills needed to enhance their job performance. with Universal Technical Institute, Inc. (UTI), a CEE client. To perform a careful analysis and isolate the Identifying the success of applying the knowledge effects of the CEE Faculty Development Program, and skills learned from the program was a key the UTI campus in Mooresville, NC, was selected for component of the evaluation. In order for the the evaluation study. program to impact the business, behaviors on the job needed to change and/or improve. 79% of the The goals of the evaluation study were to: participants reported their teaching performance had improved as a result of their CEE Faculty • Identify participant satisfaction, planned action, Development Program participation. The majority and knowledge increase of the leadership group also reported improvement in instructor teaching skills. These findings, along • Validate the program’s alignment to UTI’s with the positive instructor observation results, performance needs indicated that the participants are applying the skills and have improved their job performance. • Determine the success with the implementation of skills acquired from the program, including As a result of applying the skills on the job, there identifying any enablers and barriers to was an impact to the business. According to both application the participant and leadership groups, the program contributed to student retention and course retake • Understand the impact of the program on improvements. After isolating the effects of the student retention and course retakes program, converting the measures to monetary value, and identifying the fully loaded costs, the • Compare the benefits of the program to the costs result was a positive ROI of 517% for the CEE and determine the ROI Faculty Development Program. Additionally, there were notable intangible benefits of the • Set the stage for future program evaluation program, including job satisfaction, faculty career studies within UTI and the career college sector as development, and student satisfaction. a whole 3 ROI of Faculty Development: A Case Study
  • 6. INTRODUCTION O rganizations implement training faculty performance and student outcomes, the programs for their employees to ensure Foundation engaged the ROI Institute, Inc. to that they have the necessary skills to conduct an impact study. perform their jobs in the most effective and efficient way possible. An organization must be An impact study is best suited for comprehensive willing to invest resources in order to implement programs that meet specific criteria such as high effective learning and career development visibility, links to business objectives, large audience programs. Organizations are typically willing to offerings, and being of interest to management. make such investments if they receive a return The Faculty Development Program offered by the on their investment. Simply put, the benefits of Center for Excellence in Education (CEE), the implementing the training program should ideally Foundation’s employee development initiative outweigh the costs. with MaxKnowledge, was considered by the ROI Institute as an ideal candidate for a comprehensive Additionally, there is a great demand for evaluation study. accountability within the field of human resource development. If an organization cannot This case study report presents the evaluation demonstrate evidence that significant benefits are results of the CEE Faculty Development Program actually achieved as a result of the training program, at Universal Technical Institute’s Mooresville the program may be deemed a waste of resources campus. Key stakeholders had a strong interest and discontinued. Conducting program evaluations in understanding the impact the program had on is the solution to providing accountability for student retention and course retakes. Additionally, training programs – and, for that matter, any the results of the study set the stage for other program – within organizations. program evaluations at UTI, as well as other studies across the career college sector. Most executives in the career college sector realize the importance and value of employee development beyond simply meeting compliance requirements. Intuitively, these executives know that effective employee development leads to job satisfaction, student satisfaction and increased student outcomes. However, there is usually no system or www.imagine-america.org process in place to link training and development programs to organizational objectives and business results. And for the employees, there is no clear link between learning and performance. Thus, most institutions do not really know if the benefits of implementing a training program outweigh the costs of the program. This leads to an organizational mindset that employee development is a cost center, resulting in executives implementing the lowest-cost training options without considering the return on their investment. The Imagine America Foundation’s commitment to the enhancement of continuing education and training opportunities for career college employees goes back to its original charter established over 25 years ago. Recognizing the relationship between 4
  • 7. PROGRAM BACKGROUND Formed through a strategic partnership between the America Foundation (IAF). The program also Imagine America Foundation and MaxKnowledge, incorporates the standards developed by the Inc., the Center for Excellence in Education (CEE) National Center for Competency Testing (NCCT) provides turnkey employee development solutions and prepares the participants for NCCT’s Certified for career colleges and schools. One such solution is Postsecondary Instructor (CPI) examination. the CEE Faculty Development Program, which has The program combines online training with been developed in consultation with career college onsite transfer of training processes and activities executives with the ultimate goal of increasing to produce measurable results. All instructors employee and organizational performance and (including part-time faculty) at participating enhancing student retention. institutions receive up to 12 hours of training on an annual basis. The program is based on the instructional competency standards identified by the Career College Association (CCA) and the Imagine CEE FACULTY DEVELOPMENT PROGRAM Baseline Assessment Learning Success Webinars Tutorials Individual Development Plan Faculty Development Training Course Guide Feedback Competency Mapping Discussion Meeting Tools and Analysis Performance Forum Training Activity Reports Instructor Obervation Coaching Support Knowledge Assessments Continuing Education Certified Postsecondary Instructor Figure 1: CEE Faculty Development Program Flowchart 5 ROI of Faculty Development: A Case Study
  • 8. Baseline Assessment the opportunity to further discuss course topics, applications, questions, and examples with their Participants entering the CEE Faculty Development coaches and with each other in a post-course, onsite Program take an initial baseline assessment. This environment. The CEE provides faculty coaches assessment is comprised of a series of questions that with guidelines and sample questions for the are mapped to nationally established competency discussion meetings. standards for career education instructors. Based on a participant’s responses, specific training courses are recommended. The assessment is Performance Forum not an appraisal of teaching performance or Working in concert with the onsite post-course experience, but rather a resource to help instructors discussion meetings, the online performance and their faculty coaches collaboratively choose forums allow instructors to reconnect with the training options that best support their individual CEE facilitators and other program participants development goals. to discuss current questions, comments, issues, or examples. Each core course in the program has its Individual Development Plan own post-course performance forum to enhance transfer of training to the workplace and provide The Individual Development Plan (IDP) is a self- just-in-time opportunities for instructors to developed, professional development portfolio continuously improve their teaching performance. that captures the participant’s journey through the program. This online portfolio management system can also be used to record developmental activities Instructor Observation completed outside of the CEE Faculty Development Each core training cycle in the CEE Faculty Program. The IDP serves as a platform for Development Program culminates with the instructors and coaches to collaborate on identified instructor observation. This observation, performance-based outcomes and customizes supplemented by observer guidelines and instructor training by linking course content and observation instruments from the CEE, provides applications directly to each participant’s individual instructors the opportunity to demonstrate – and development goals. The IDP may be used to the faculty coaches to observe and assess – specific document an instructor’s development activities and agreed-upon training applications from each for accrediting and licensing agencies. It serves as a course. Instructor observations add a measurable documented summary of the participant’s learning feature to the program, as instructors are achieving experience and results achieved. their own goals and improving performance. Training Course Feedback and Analysis In concert with individual development goals, At the heart and center of the CEE Faculty baseline knowledge assessment recommendations Development Program is the ongoing feedback and www.imagine-america.org and collaboration with the faculty coach, analysis among the instructors, faculty coaches, and participants take three online training courses program itself. From the initial baseline assessment on an annual basis. Each course begins a training and individual development plan to the courses, cycle that includes online and onsite activities discussions, and instructor observations, each and observations designed to transfer immediate program component provides the opportunity for concepts and applications to the classroom. the instructor and faculty coach to concentrate Facilitated by an expert in the field, each online on training outcomes in relation to specific course in the program creates an interactive and instructional goals and teaching performance. asynchronous learning experience through content, Additionally, constant data is provided on each assessments, and discussion forums. instructor’s progression through the program. Discussion Meeting Learning Webinars To enhance the application of training to the As faculty coaches provide feedback to instructors classroom, faculty coaches – after each core training and assess training outcomes, they may request course – facilitate onsite discussion meetings with focused learning webinars to address specific their instructors. These meetings provide faculty training issues and performance objectives. 6
  • 9. This allows for an additional enhancement of Development Program fulfills annual continuing training by customizing webinar outcomes to the education requirements for Certified Postsecondary needs of each institution. The webinars provide an Instructors, as well as the professional development opportunity for participants to have live interactions requirements for career college licensing and with CEE expert facilitators through discussions on accrediting agencies. While CEUs provide valuable the selected topics. Webinars are provided for both documentation of an instructor’s professional faculty coaches and instructional staff. development activities, CEE’s continuing education focus is on the ongoing accomplishment of each Success Tutorials instructor’s goals and improvement of teaching performance. Success Tutorials are condensed, self-paced, non-facilitated tutorials that address workplace success skills in areas such as career development, Faculty Development Guide communication, creativity, management, and The CEE online Faculty Development Guide leadership. Though Continuing Education Units provides comprehensive guidelines for every (CEU) credit is not offered through these tutorials, component of the program and is the central they provide valuable and informal learning resource for management and faculty coaches in opportunities that are available online anytime to the implementation of all program activities. The program participants. guide is designed to maximize transfer of training by providing techniques and strategies for effective Knowledge Assessments implementation of the program. Included in the guide are downloadable tools and instruments to As instructors progress through their CEE training use for faculty discussion meetings and instructor courses, they may take a series of interactive observations. knowledge assessments that include questions from the original baseline assessment. These assessments provide immediate feedback and help prepare Competency Mapping Tools participants for the CPI exam administered by the The core training courses in the CEE Faculty NCCT. For instructors who do not wish to proceed Development Program focus on the instructional with the CPI exam, the assessments still provide competencies identified by both the NCCT and an ongoing evaluation of a participant’s mastery of CCA. These core courses are mapped to the training content. established instructional competencies to provide a thorough and practical approach to faculty training. Certified Postsecondary Instructor Our interactive competency mapping tools easily identify what instructor competencies are covered in The NCCT administers the CPI exam. This exam, which courses. based upon instructor competencies identified by the NCCT, is recognized as a benchmark for successful teaching in career education. Training Activity Reports Completion of CEE core training courses helps The CEE Faculty Development Program provides prepare instructors for the CPI exam. Once earning online training activity reports that can be accessed the designation of CPI, 12 hours of continuing at any time. These reports allow participants education credits are required to maintain CPI to privately view their individual progress and status. Continued subscription to the CEE Faculty activities as they proceed through the program. Development Program ensures that instructors meet Additionally, reports on all participants may be this requirement. accessed by faculty coaches, administrators, or managers identified by the institution to keep a Continuing Education pulse on overall program outcomes and participant accountability. The CEE Faculty Development Program provides four hours of continuing education credit for successful completion of each online course, Coaching Support or 12 hours of continuing education credit for In addition to all of the online resources, coaching each instructor during the subscription year. support by email or phone is always available to Therefore, continued subscription to the Faculty assist subscribed institutions in the implementation 7 ROI of Faculty Development: A Case Study
  • 10. of the CEE Faculty Development Program. The It is based on the five-level framework described by CEE staff works closely, every step of the way, Phillips (1983; 2003) and serves as a categorization with faculty coaches as they utilize the Faculty of data representing measures that capture program Development Guide to facilitate the transfer of success from the participant, system, and economic training activities. perspectives. Table 1 presents the definition of each level of evaluation and conveys the complete story Evaluation Design of the program’s success. The ROI MethodologyTM served as the structure Along with the categorization of data within the for designing, planning, and implementing the five-level framework, a process model, presented in evaluation study. This approach reports a balanced Figure 2, is used to provide a consistent approach set of measures, follows a step-by-step process, to collecting and analyzing data. The process and adheres to a set of guiding principles. These begins with developing the program objectives elements ensure a thorough and credible process and planning the evaluation. Following is data for communicating the impact of the CEE Faculty collection and data analysis phases, including the Development Program. key step of isolating the effects of the program from other influencing factors. Lastly, the results are Evaluation Framework communicated to stakeholders in various formats, including a full impact report. The evaluation approach begins with a fundamental framework by which evaluation data are categorized. Table 1: Evaluation Framework Level Measurement Focus 1. Reaction, Satisfaction, and Planned Action Measures participant satisfaction with program planned action 2. Learning Measures changes in knowledge, skills, and attitudes 3. Application and Implementation Measures changes in on-the-job behavior 4. Impact Measures changes in business impact measures 5. Return on Investment (ROI) Compares the monetary benefits to the costs www.imagine-america.org Tabulate Fully Loaded Costs Collect Data Collect Data Isolate Convert Data Develop Plan Calculate Report During After Effects of to Monetary Objectives Evaluation ROI Results Program Program the Program Value Identify Intangible Benefits Figure 2: ROI MethodologyTM Process Model 8
  • 11. Reaction & Planned Action Learning Application & Implementation Isolate the Effects of the Program Impact ROI Intangible Benefits Figure 3: ROI MethodologyTM Chain of Impact The results of the evaluation communicate the from the students who observe the faculty in real- complete story of a program’s success or failure. The life, on-the-job situations. The students’ reaction chain of impact shown in Figure 3 represents the to the faculty can help illustrate the extent to which sequence of events that occurs when the participants faculty are applying what they learn through the of a program react positively, acquire the needed faculty development program. While Figure 4 knowledge/skills, apply the skills back on the job, represents the ideal evaluation design, for purposes and, as a consequence, positively affect key business of this initial study, the focus is to evaluate the measures. student perspective from Level 1 – Reaction and Planned Action – only. However, because the CEE Faculty Development Program develops faculty members in order for To help ensure the evaluation process is consistent, them to better teach students, the evaluation design the study follows the ROI MethodologyTM Guiding can include a dual evaluation (see Figure 4). This Principles. These principles, as reflected in Table design incorporates the impact of the program from 2, keep the evaluation credible by incorporating a the faculty perspective as well as from the student conservative, standard approach. perspective. This involves taking measurements Chain of Impact from the Faculty Perspective Reaction & Planned Action Chain of Impact from the Student Perspective Learning Application & Implementation Reaction & Planned Action Isolate the Effects of the Program Learning Impact Application & Implementation ROI Intangible Benefits Isolate the Effects of the Program Impact ROI Intangible Benefits Figure 4: ROI MethodologyTM Dual Chain of Impact 9 ROI of Faculty Development: A Case Study
  • 12. Table 2: Guiding Principles 1. When conducting a higher-level evaluation, 7. Adjust estimates of improvement for potential collect data at lower levels. errors of estimation. 2. When planning a higher-level evaluation, the 8. Avoid using extreme data items and previous level of evaluation is not required to be unsupported claims when calculating ROI. comprehensive. 3. When collecting and analyzing data, use only the 9. Use only the first year of annual benefits in most credible sources. ROI analysis of short-term solutions. 4. When analyzing data, choose the most 10. Fully load all costs of a solution, project, or conservative alternative for calculations. program when analyzing ROI. 5. Use at least one method to isolate the effects of a 11. Intangible measures are defined as measures program. that are purposely not converted to monetary values. 6. If no improvement data are available for a 12. Communicate the results of the ROI population or from a specific source, assume that Methodology to all key stakeholders. little or no improvement has occurred. Evaluation Planning • Project Plan As with any project, planning is essential. By having A detailed project plan was created prior to comprehensive plans in place, there is greater the launch of the evaluation and maintained opportunity for success. Additionally, the planning throughout the life cycle of the study. This plan tools provide a means for validating the direction highlighted the overall timeline, key deliverables of a study and ensuring key stakeholder needs are and milestones, and applicable resources needed. addressed. For this evaluation study, there were three distinct planning deliverables developed: Data Collection A sensible, efficient approach to data collection • Data Collection Plan was selected for this evaluation study to further The data collection plan outlined the primary support the reasonably low cost of the program to objectives and measures for each evaluation level. UTI’s Mooresville campus. However, strategies were To ensure all data is collected, specific details were incorporated to ensure the results were credible. included, such as the timing of the collection, Following the review of the program objectives, data www.imagine-america.org responsibility, and sources of data. While this collection instruments, sources, and timing details plan was developed prior to the launch of the were identified. study, it was considered a “living” document and referenced throughout the study. Data Collection Instruments For each level of evaluation, specific data collection • ROI Analysis Plan instruments from the ROI Methodology™ Chain of Impact were implemented as outlined below: The ROI analysis plan detailed the elements needed to complete the ROI calculation. This tool identified the key Level 4 business measures and the process for converting the measures to • Level 1: Reaction & Planned Action To capture the participants’ reaction data monetary value. Additionally, it documented the regarding the CEE Faculty Development Program, method for isolating the impact of the program, the standard end-of-course survey data was used. program costs, potential intangible benefits, and Following the conclusion of each course within communication strategies. the program, participants completed a survey that 10
  • 13. contained 20+ questions. For the purposes of this data provided insight into the students’ study, the results of six key questions from each perception and reaction to the instructors’ course were used. effectiveness. Third, a streamlined follow-up questionnaire was developed to capture data regarding the instructors’ application of the skills/ • Level 2: Learning knowledge on the job, as well as other needed As part of each course, the participants completed information. assessments, including a final quiz where they had to achieve a score of 70% or higher in one attempt. The final quiz results from the program’s • Level 4: Impact courses were analyzed for this study. In addition to using the follow-up questionnaire to identify estimated improvements in business measures and isolation information (estimated • Level 3: Application & contribution percentages), data from UTI-specific Implementation reports were used. These reports provided specific There was an opportunity to use three different information on student retention and course data collection instruments to capture specific retake measures. elements regarding application of skills and knowledge. First, on-the-job observations were To ensure data was collected for all applicable completed by the training manager at the UTI CEE Faculty Development Program courses, the Mooresville campus for a group of instructors, strategy illustrated in Figure 5 was followed. This linking their performance improvement to the strategy formatted the data collection process CEE training courses. Second, course survey for each course and ensured the needed data was results from the courses taught by the UTI incorporated into the final analysis. instructors were used. This student evaluation Data Collection Level 1 Level 2 Level 3 ED101 ED102 ED103 ED104 ED105 ED106 ED107 ED108 ED110 RT101 RT104 Effective Student Student Class Instructional Enhancing Creating an Learning Time Improving Best Teaching Retention Learning & Mgmt Planning for Student Accelerated Theory and Retention Practices to Strategies Methods Assessment Strategies Student Learning Learning and Stress Enhance Success Environment Practice Mgmt Retention Collect Level 4 Data Complete Data Analysis Figure 5: Data Collection Strategy 11 ROI of Faculty Development: A Case Study
  • 14. Data Sources had occurred. In some cases, this may have been longer than 90 days post-completion of ED101, Participants in the CEE Faculty Development but potentially not too long after completing Program were the primary sources for the Level other courses. Level 4 data was collected after the 1 and Level 2 evaluation data. For Level 3, the completion of physical year 2008 to ensure retention participants and the leadership team served as and course retake results reflected both pre-program the data sources. Specifically, both the participant and post-program information. and leadership groups completed the follow-up questionnaire during the study. For level 4, business impact data was provided by UTI while the isolation Data Collection Success estimates were gathered by both the participants A data collection administration strategy was and leadership groups. implemented for this study to help ensure the needed data was collected. This strategy included For the participant group, 64 Mooresville a comprehensive communication plan (e.g., instructors were identified as active participants follow-up questionnaire announcement and in the program. During the evaluation period, a reminder emails) and the involvement of key total of 133 enrollments occurred across various sponsors, including the UTI Mooresville training faculty development courses in the program, and manager. Additionally, the timing of collection was there were 98 course completions. On average, the monitored to avoid conflict with other participant participants completed 1.5 courses each. For the responsibilities. Lastly, the follow-up questionnaire leadership group, six individuals were identified as was formatted to support anonymous responses, as data sources. The leadership group was identified it did not require the participants to provide their as individuals in management or overseeing roles names or demographic information. All of these associated with the UTI Mooresville campus. factors fostered the successful data collection as reflected in Table 3. Data Collection Timing For both the end-of-course surveys and learning Level 1 and Level 2 data was collected at the end assessments, data was collected from all participants of each course within the program. Level 3 data who completed the CEE training courses. With the was collected after the majority of participants follow-up questionnaire, the participant response had completed the ED101 training cycle and rate was almost 89% and the leadership response appropriate time for the opportunity to apply the rate was 83%. skills/knowledge in their normal job environments www.imagine-america.org 12
  • 15. Table 3: Data Collection Response Rates Data Collection Instructors Leadership Timing Instrument Invited Participated Invited Responded End-of-Course End of Course 108 108 (100%) Survey1 Learning 102 102 (100%) End of Course Assessment1 Instructor 90-120 Days After Course Observation2 N/A 35 Pre- and Post-Program End-of-Course Survey N/A 89 Participation (Student)3 No Earlier than 90 Days After ED101 Course Follow-up 53 47 (88.7%) 6 5 (83.3%) Questionnaire4 Completion 1 End-of-course survey or assessment potentially completed by individuals not in study group (e.g., campus leaders taking course to review) 2 A sampling of observations occurred; program participants were not invited to be a part of this data collection, but rather selected 3 End-of-course survey completed by instructors’ students to identify instructor effectiveness; # reflects the number of surveys analyzed 4 Population invited were identified as having participated in one or more program courses and active instructors at time of data collection Data Analysis initial project planning, UTI provided the specific monetary value of student retention and course The data analysis phase of the study involved the retakes. Since these values are standard for UTI, it completion of the following five key activities: was the most accurate, credible process to use. • Isolating Program Effects • Tabulating Fully Loaded Program This activity addresses the question “How do Costs we know it was the CEE Faculty Development Identifying the fully loaded cost of the program is Program that influenced the business measures?” another important step that must be completed Isolating the effects of the program takes all to ensure information is available for the ROI variables that could have influenced the measures calculation. For the CEE Faculty Development into consideration and identifies the specific Program, the following categories were included: amount that is attributable to the evaluated program. Due to the structure of the program, the location of participants, and the availability • Delivery costs including UTI Mooresville campus program costs and participants’ time for of data, it was determined that participant completing the courses and leadership estimations would be the most appropriate isolation technique. Specific details • Evaluation costs including consulting fees and on how the isolation technique was implemented time involved in collecting data and the results of the estimations are discussed Assumptions, source of information, and later in the report. calculations used as part of developing the fully loaded costs are detailed in a future section of the • Converting to Monetary Value report. Determining the monetary value of the business measures is a key step, as it identifies the figures for the ROI equation. While there are a variety • Identifying Intangible Benefits Within the results section of the study, any of techniques available, this study leveraged benefits of the program that are not converted to information provided by UTI. As part of the 13 ROI of Faculty Development: A Case Study
  • 16. monetary value will be discussed. These benefits are identified as intangible benefits and are considered a valuable element of the program’s success. • Comparing Benefits to Costs The ROI and Benefit-Cost Ratio (BCR) formulas are highlighted below, and the actual results are discussed later in the report: Net Program Benefits ROI = × 100 Program Costs Program Benefits BCR = Program Costs For this study, it is important to note that sample sizes, particularly among the leadership group, were not large enough to conduct inferential statistical analyses. Thus, descriptive statistics (mean and frequency of responses) were obtained for applicable items. Although no statistical inferences can be made, the examination of descriptive statistics has implications of the effectiveness of the CEE Faculty Development Program. However, based on the standards of the Phillips ROI MethodologyTM, results are inferred only to those providing data, regardless of the analysis. This standard ensures a more conservative accounting of results. www.imagine-america.org 14
  • 17. EVALUATION RESULTS The results of the study are categorized by the levels of evaluation as follows: Level 1: Reaction & Planned Action Upon completion of a training course within the • Level 1: Reaction & Planned Action CEE Faculty Development Program, the participants completed an end-of-course survey. This survey • Level 2: Learning contained a variety of questions that were answered using a rating scale of strongly agree (5.00) to • Level 3: Application & Implementation strongly disagree (1.00). In general, the target was for the questions to receive a 4.00 or higher, as this • Level 4: Impact rating represents an overall agreement with the question’s statement. • Level 5: ROI, Including Intangible Benefits While all survey questions results were analyzed, For each section, details are outlined and there were six primary questions of interest, and findings are discussed as they relate to the chain the average results for these key questions across of impact discussed previously. Following the all courses are represented in Table 4. The results levels of evaluation results, suggestions and for other questions in the survey are represented recommendations for program improvements are in Table 5. When considering the overall average discussed. for 108 responses, each of the questions received a rating that exceeded the target. Table 4: Level 1: Results to Key Course Survey Questions Key Questions Overall Average (N=108) My learning focused on issues that interest me. 4.22 Overall, I would say that I am satisfied with this course. 4.26 I would recommend this online course to others. 4.27 What I learned connects well with my professional practice. 4.36 I learned how to improve my professional practice. 4.37 What I learned is important for my professional practice. 4.44 Rating Scale Point Value: Strongly Agree (5.00), Agree (4.00), Neutral (3.00), Disagree (2.00), and Strongly Disagree (1.00) 15 ROI of Faculty Development: A Case Study
  • 18. Table 5: Level 1: Results to Other Course Survey Questions Overall Average Other Questions (N=108) The discussion forum activities contributed to my learning. 4.01 I feel that I had sufficient interaction with the facilitator. 4.09 I feel that I had sufficient interaction with other participants. 4.10 The facilitator stimulated my thinking. 4.11 This course was as effective as the traditional classroom courses I have taken. 4.12 The facilitator seemed adequately knowledgeable. 4.14 The facilitator encouraged me to participate in the discussion activities. 4.14 I feel that I had reasonable access to the facilitator. 4.16 The course content was clear and adequate. 4.24 The feedbacks in the computer-scored quizzes were adequate. 4.16 The course topics were clearly organized and easy to understand. 4.28 The online learning tools were easy to understand and use. 4.30 I had sufficient time to complete the course requirements. 4.33 The learning objectives were clearly defined. 4.34 The course site was well-organized and easy to navigate. 4.36 This course was an appropriate course to take online. 4.38 The course requirements were clearly defined. 4.39 www.imagine-america.org I had no technical problems taking this course. 4.41 Rating Scale Point Value: Strongly Agree (5.00), Agree (4.00), Neutral (3.00), Disagree (2.00), and Strongly Disagree (1.00) of-course survey to assess if learning occurred. Level 2: Learning Overall, when considering all responses, this Participant learning can be measured using various statement received a rating of 4.37, higher than the techniques. For the CEE Faculty Development target of 4.00. Program, there were two primary techniques used: 1) the end-of-course evaluation, which contained The learning assessments in the training courses an item about learning, and 2) structured, objective were used as another indicator of learning. testing administered during and at the end of each For each training course in the CEE Faculty training course. Development Program, participants completed four in-course quizzes and a final quiz where they The question “I learned how to improve my had to score 70% or higher on the first attempt for professional practice” was asked on the end- successful completion of the course. 16
  • 19. In summary, the Level 2 results indicate that The first section of results analyzed involved learning occurred. The participants reported the respondents’ agreement with the statement, learning ways to improve in their profession and “As a result of participating in the CEE Faculty also successfully achieved final quiz scores of 70% or Development Program, I/they have had greater success accomplishing activities and goals identified higher. The overall average final quiz score across all in individual development/action plans.” Of the courses was 85.54%. 47 participants who responded to this question, 30 (63.83%) either strongly agreed or agreed with the statement (see Figure 6). In contrast, only 4.30% Level 3: Application & reported disagreement. For the leadership group, Implementation the findings were more evenly distributed, with 40% agreeing with the program’s contributions and 60% Three primary data collection instruments were reporting a neutral rating. Overall, the responses utilized to measure the extent to which the skills suggest that, on average, the program contributed and knowledge gained through the CEE Faculty to the successful completion of development Development Program were being applied on the activities. This is important because completing job. The follow-up questionnaire and observations the development plan activities links learning to were administered following the completion of one performance objectives and fosters an increase in or more training cycles, including ED101: “Effective instructor effectiveness. Teaching Strategies.” Additionally, results from UTI course surveys (student evaluations) of the The next question the respondents rated related instructors’ courses were analyzed. to the statement, “As a result of participating in the CEE Faculty Development Program, my/their Regarding the follow-up questionnaire, participants teaching performance has improved.” As shown and leadership provided insight into success with: in Figure 7, 78.72% of the participants agreed or strongly agreed that the program contributed to • Accomplishing development/action plan activities improving their teaching performance. Only one • Improving teaching performance individual reported the program did not contribute to the improvement of his/her performance. For the • Delivering class and lab instruction leadership group, 40.00% agreed that the program • Managing the classroom participation improved instructor performance and 60% neither agreed nor disagreed. The overall • Teaching to different learning styles findings indicate the program supports improving • Planning instruction teaching performance since the majority of the participants reported agreement with the program • Assessing student performance contribution. CEE Faculty Development Program Participation Greater Success Accomplishing Development/Action Plan Activities 70.00% 29 3 60.00% Average Rating % 50.00% 2 40.00% 15 30.00% 20.00% 10.00% 1 2 0.00% Neither Agree or Strongly Agree Agree Disagree Strongly Disagree Disagree Participants (N = 47) 2.13% 61.70% 31.92% 4.30% 0.00% Leadership (N = 5) 0.00% 40.00% 60.00% 0.00% 0.00% Figure 6: Accomplishing Development/Action Plan Ratings by Participants and Leadership Group 17 ROI of Faculty Development: A Case Study
  • 20. CEE Faculty Development Program Participation Teaching Peformance Improvement 33 70.00% 3 60.00% Average Rating % 50.00% 2 40.00% 30.00% 9 20.00% 4 10.00% 1 0.00% Neither Agree or Strongly Agree Agree Disagree Strongly Disagree Disagree Participants (N = 47) 8.51% 70.21% 19.15% 2.13% 0.00% Leadership (N = 5) 0.00% 40.00% 60.00% 0.00% 0.00% Figure 7: Teaching Performance Improvement Ratings by Participants and Leadership Group To further understand the program’s contribution improvement” ratings. All of the skills were noted to improving instructors’ performance, the as having at least a moderate improvement by 39% respondents were asked to rate the program’s or more of the participants. These findings indicate contribution to the improvement of specific skills. that the program objectives and the skills taught The average participant ratings are reflected in in the courses are aligned to the instructors’ work. Figure 8. Overall, “Deliver class and lab instruction” Additionally, the program is having an impact on and “Assess student performance” received the the job, as a majority of skills were reported to have highest “Very significant improvement”/“Strong improved as a result of program participation. CEE Faculty Development Program Skill Improvement Reported by Participants 60.00% www.imagine-america.org 23 22 50.00% 20 21 Average Rating % 40.00% 18 16 15 30.00% 13 13 13 13 9 8 8 20.00% 10.00% 3 4 2 2 2 4 1 0.00% Very Significant Strong Moderate No Improvement No Opportunity Improvement Improvement Improvement Teach to different learning styles 6.52% 34.78% 50.00% 8.70% 0.00% Deliver class and lab instruction 8.70% 28.26% 43.48% 19.57% 0.00% Assess student performance 4.35% 32.61% 45.65% 17.39% 0.00% Plan instruction 4.35% 28.26% 47.83% 17.39% 2.17% Manage classroom 4.35% 28.26% 39.13% 28.26% 0.00% Figure 8: Skill Improvement Ratings by Participants 18
  • 21. In addition to rating skill improvement, the instructors were asked to identify techniques, skills, • Following through with projects to completion and/or knowledge gained from the CEE courses • Thinking outside the box that fostered success. There were approximately 90 All of the responses to this question further support responses to this question (see Appendix C) and, in the finding that the program offers training aligned general, fell into two categories. The first category, to the instructors’ work efforts and provides tools “Class management and facilitation techniques,” for increasing their effectiveness. received approximately 70% of the responses. Examples of items included in this group were: Lastly, with relation to applying what was learned in the CEE Faculty Development Program on the • Incorporating multiple teaching styles to better job, the participants were asked to identify what suit a diverse class supported (enablers) and deterred (barriers) them. • Developing more ways to make presentations The information from this question is important because it can assist in identifying and reinforcing • Getting students involved in classroom teaching actions that foster the use of the knowledge/skills. to help learners be more active Additionally, if barriers are identified, steps can be taken to mitigate them. As reflected in Figure • Increasing listening skills to hear students’ 9, all of the enablers received high “Strongly concerns Agree”/“Agree” ratings. With regards to barriers to application, the participants did not report any The second category revolved around time significant barriers. management and organization. This category received approximately 30% of the responses and Figure 10 illustrates the leadership group’s ratings included items such as: regarding skill improvement associated with • Learning how to plan out the day and class a little the instructors participating in the CEE Faculty better Development Program. For the most part, this group reported moderate improvement for the skill • Creating lists of personal and professional tasks areas assessed. that need to be completed CEE Faculty Development Program Enablers Identified by Participants 8 80.00% 70.00% 60.00% 23 25 18 17 % of Responses 50.00% 40.00% 13 13 30.00% 10 10 10 10 20.00% 7 7 1 2 10.00% 2 1 1 2 0.00% Neither Agree or Strongly Agree Agree Disagree Strongly Disagree Disagree Opportunity to Use Material 23.81% 54.76% 16.67% 4.76% 0.00% (N = 42) Confidence Appying Material 16.28% 58.14% 23.26% 2.33% 0.00% (N = 43) Management Support 23.81% 42.86% 30.95% 2.38% 0.00% (N = 42) Peer Support/Guidance 23.81% 40.48% 30.95% 4.76% 0.00% (N = 42) Other 0.00% 10.00% 80.00% 10.00% 0.00% (N = 10) Figure 9: Enablers Identified by Participants 19 ROI of Faculty Development: A Case Study
  • 22. CEE Faculty Development Program Skill Improvement Reported by Leadership 70.00% 3 3 3 3 3 Average Rating % 60.00% 50.00% 2 2 2 40.00% 30.00% 1 1 1 1 20.00% 10.00% 0.00% Very Significant Strong Moderate No Improvement No Opportunity Improvement Improvement Improvement Deliver class and lab instruction 0.00% 20.00% 60.00% 20.00% 0.00% Manage classroom 0.00% 20.00% 60.00% 20.00% 0.00% Teach to different learning styles 0.00% 0.00% 60.00% 40.00% 0.00% Plan instruction 0.00% 0.00% 60.00% 40.00% 0.00% Assess student performance 0.00% 0.00% 40.00% 60.00% 0.00% Figure 10: Skill Improvement Ratings by Leadership Group In order to provide a comparison of the were slightly different. “Manage the classroom” participants’ and leadership ratings, an analysis and “Deliver class and lab instruction,” which are of the results was completed by assigning number both the closest aligned to the instructor on-the- values to the rating choices. As Figure 11 illustrates, job observation activity completed by leadership, the participants reported an overall improvement received the highest rating of 3.00. When comparing rating of 3.23, while the leadership group was lower the two groups’ ratings, “Manage the classroom” at 2.72. The participants reported “Teaching to received the closest rating, with a difference of different learning styles” the highest improvement 0.09. “Assess student performance,” which had a rating of 3.39 and “Manage the classroom” the 0.84 difference, was notably rated higher by the lowest at 3.09. With the leadership group, the results participants. CEE Faculty Development Program Skill Improvement Average Ratings 4.00 3.50 3.23 3.24 3.26 3.39 3.09 3.00 3.15 www.imagine-america.org 3.00 3.00 2.72 2.60 2.60 Average Rating 2.50 2.40 2.00 1.50 1.00 0.50 0.00 Manage the Assess Student Deliver Class/Lab Teach to Different All Tasks Plan Instruction Classroom Performance Instruction Learning Styles Participants 3.23 3.09 3.15 3.24 3.26 3.39 (N = 46) Leadership 2.72 3.00 2.60 2.40 3.00 2.60 (N = 5) Rating Scale: Very Significant Improvement (5.00), Strong Improvement (4.00), Moderate Improvement (3.00), Little Improvement (2.00), No Improvement (1.00) Figure 11: Skill Improvement Ratings Comparison by Participants and Leadership Group 20