These slides were used in a lecture on giving an overview of what I see as the three dominant narratives in conservation today. It was strongly informed by my own experience working in global conservation among some of the larger eNGOs in Washington, DC, and - of course - remains a perspective in progress. It was delivered as part of an undergraduate study abroad course considering wildlife conservation in Madagascar.
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Three Roads to Sustainability - Considering Three Common Narratives in Conservation
1.
2. Overview
1. The Ideal vs. the Real
2. A Sea Monster to the Rescue
3. All We Need is an (Invisible) Hand
4. Trust Me, We Can Do This Together
5. Traversing the Conservation Reality
4. Theories, Frameworks &
Models
Three tools in social science
Theory (explanatory/predictive)
Frameworks (descriptive)
Models (normative)
Today we’ll focus on the types of models used in
conservation
At it’s most basic, there are three narratives about
how we achieve sustainability
5. Three Types of Models
These three narratives emphasize:
Coercion
Incentives
Cooperation
I term these narratives:
“A Sea Monster to the Rescue”
“All We Need is an (Invisible) Hand”
“Trust Me, We Can Do This”
8. The State as Sovereign
Basic argument:
State of nature is “solitary, poor, nasty, brutish, and
short”
To overcome, we need an absolute sovereign
Today, the leviathan is not a king, but the state
This argument can be applied to conservation
9. Modern Tragedies
Garrett Hardin. 1968. “The Tragedy of the
Commons”. Science
Individually rational, collectively irrational
Commons: fish, forests, freshwater, etc.
Conclusion
Free access & unrestricted demand for a finite
resource ultimately reduces the resource through
over-exploitation
10. Hardin’s Solutions
Hardin suggested two possible solutions:
Strong state intervention – coercive force limits
exploitation
Privatization – gives incentive to enforce sustainable
use
15. The Market Produces the Best
Outcomes
Basic argument:
“by directing that industry in such a manner as its
produce may be of the greatest value, he intends only
his own gain, and he is…led by an invisible hand to
promote an end which was no part of his intention.”
Limit the role of government to administration of
justice and provision of public goods
This argument can be applied to conservation
16. Free Market
Environmentalism
Terry Anderson & Donald Leal, 1991
Focus on:
Tort law
Property Rights
Market incentives
The state is often the problem
Fuel subsidies
Free access to national parks
Lack of property rights
17. Possible Examples
High Efficiency Light Bulbs
Erin Brockovich Pacific Gas & Electric Case
North Pacific Halibut, catch shares in 90s
20. Modern Origins?
Recent scholars have noted that
sometimes individuals are able to
cooperate and overcome the tragedy
This has led to the rise of modern
models of conservation based on
“cooperation”
It could perhaps be argued that a
philosophical precursor can be found in
both socialist and religious thought
Marx, 1867
21. An Institutional Theorist
Elinor Ostrom (1933-2012)
2009 Nobel Prize in Economics, shared with Oliver E.
Williamson
Indiana University and Arizona State University
Founded the Workshop in Political Theory and Policy
Analysis at IU
22. Common Pool Resources
Ostrom’s Law: A resource arrangement that works in
practice can work in theory.
Most famous work is on how communities are
able to create their own solutions to manage
common pool resources for long time periods
Private Goods
(food, clothing, cars)
Common-pool Resources
(fish stocks, timber, coal)
Club Goods
(golf course, satellite TV)
Public Goods
(roads, air, national security)
Excludable/Non-excludable*
Rivalrous
/ .
Non-rivalrous
24. Highly Sophisticated Community-
Solution
Alanya, Turkey
100 local fishers using 3-person boats
Half members of fishing cooperative
Set up rules
Every September, list of eligible fishers is prepared
Fishing area divided into zones
Fishers assigned zones by lots for Sept. to May period
Sept. to Jan., each fisher moves each day to the next
easterly location, after Jan., switch to moving westward
25. Eight Principles for Cooperative
Solutions
P1: Clearly defined boundaries.
P2: Rules adapted to local social and biological conditions.
P3: Collective choice arrangements.
P4: Accountable monitoring.
P5: Graduated sanctions.
P6: Provide accessible, lost cost means for dispute
resolution.
P7: Recognition of rights to organize.
P8: Nested systems.
27. Conservation is Not
“Either/Or”
In practice, we see a mix of these three models
Which model dominates? Consider what matters most:
Coercion
Incentives
Cooperation
For example:
Fisheries conservation often requires restructuring property
rights (incentives), but which are enforced by the state
(coercion), and typically cannot be set up without
fishermen’s support (cooperation)
28. Conserving Madagascar
Is any model more popular?
Scales (2014) argues that there is a “fortress
conservation policy
Establishment of protected areas has led to severe
restrictions on natural resource use and the disruption
of livelihoods, property systems and cultural values
Horning (2012) notes the ineffectiveness of the the state,
the “tame leviathan”
29. Conserving Madagascar (cont.)
Is another model likely to be more successful?
Market Incentives?
Tourism-led conservation
But geographically limited: Four national parks
(Andasibe-Mantadia, Isalo, Ranomafana, Montagne
d’Ambre) and one special reserve (Ankarana) attracted
over 88% of the visitors between 1992 and 2000.
Little employment generation
Eco-labeling for fish
30. Conserving Madagascar (cont.)
Community Cooperation
Co-management of nature reserves
Reserves mainly limit access to natural resources
Can Malagasy and conservation biologists agree?
Concessions for fisheries
Blue Ventures suggests benefits are possible
Horning (2012) notes “some communities are
conserving forests successfully while others are not”
For more:
Ostrom, Elinor. 1990. Governing the commons: The evolution of institutions for collective action. New York: Cambridge University Press.
Ostrom, E. 2009. Design Principles of Robust Property Rights Institutions: What Have We Learned? Ch. 2. in: G.K. Ingram & Y.H. Hong (eds.) Property Rights and Land Policies. The Lincoln Institute of Land Policy. Kindle Edition.
Movements allow everyone equal opportunity to take advantage of stocks moving east, and stocks moving west.
Probably a better solution than a government could have devised, or a private sector solution
Fishery ostensibly closed May through September
Ostrom, E. 2009. Design Principles of Robust Property Rights Institutions: What Have We Learned? Ch. 2. in: G.K. Ingram & Y.H. Hong (eds.) Property Rights and Land Policies. The Lincoln Institute of Land Policy. Kindle Edition.
“after working with colleagues to amass, read, and code a large number of individual cases of long-lasting and of failed systems, I tried valiantly to find the specific rules that were associated with the systems that had survived for long periods of time using Kenneth Shepsle's (1989) definition of a robust institution as one that was long-lasting and had operational rules that had been devised and modified over time according to a set of higher-level rules (which institutional analysts would usually call collective choice rules).”
"group that designs a property rights system that meets most of the design principles has increased the probability of its surviving many disturbances over time and
being robust.”
”in thinking about the practical implications of the design principles, one approach is to think of them as the starting point for conducting a search of appropriate means of solving problems.”
P1: Boundaries
Using this principle enables participants to know who is in and who is out of a defined set of relationships and, thus, with whom to cooperate.
Two dimensions
Boundaries of a resource system
Property rights of individuals/groups. Rights of: Access, Withdrawal, Management, Exculsion, Alientation
P2: Local conditions
Equitable
Ecologically sound
P3: Collective choice arrangements
Most of the individuals affected by a resource regime are authorized to participate in making and modifying the rules
P4: Monitoring
Biophysical monitoring
Compliance monitoring
Community monitoring facilitated when individuals have a defined right to harvest
Challenge: making government compliance monitors accountable to authorized users
P5: Graduated sanctions.
1st sanction conveys information to individual -not permitted- and others -violations not tolerated
often element of minor embarrassment/social disapproval