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Lawrence R. Jacobs
University of Minnesota
          January 2011
Median Voter Theory:
Electoral goals motivate competing candidates to
  converge at midpoint of public opinion to minimize
  distance between voter policy preferences and
  visible and clear policy positions (Downs 1957;
  Black 1958)
Expectation:
 Personal benefits of winning elections are
  preeminent motivation of candidates/officials
 High government responsiveness to mass public
  Supporting evidence (Pluralists, Page/Shapiro,
    Stimson)
   Multiple issue dimensions complicate candidate attempt
    to locate a position to appeal to median voter in all
    directions
   Imperfect Information: Candidate uncertainty regarding
    voter preferences and their own ideal positions
   Risk aversion: Candidates avoid clear, divergent policy
    positions on conflictual issues that might alienate
    centrist voters
   Managing Base: Pursuit of centrist voter is constrained
    by need to hold party activists, volunteers, &
    contributors who harbor strong policy goals

But: responsiveness expectation remained: candidates
  and officials respond to centrist opinion in anticipation
  of being held accountable retrospectively at next
  election for salient policy positions and natl/int’l
  conditions
1.  Segmented responsiveness
Policy decisions and preferences of govt officials are
    driven by affluent and organized (Bartels, Gilens,
    Jacobs & Page)
2. Crafted Talk (Jacobs & Shapiro)
Extensive public opinion research by govt officials
    and allies used to move public opinion to support
    policy goals
New Political Calculation: Pursue Policy Goals and
    Shirk Centrist Opinion. Prohibitive cost of
    compromising policy goals of supporters (e.g.
    G.W. Bush)
Major New Research: Elite attempts to move public
1.   Barriers to Outright Elite Manipulation
    Stability of core policy preferences
    Multiple and competing messages
    Media interpretations and conflict focus

2. Subtle Forms of Elite influence and Opinion
   Change: Framing (Today)
   What impact did elites have on public
    attitudes toward policy debates (such as
    debate over Affordable Care Act [ACA] since
    2009)? Why?

   What explains long-term opinion change?
    Will split opinion toward ACA become more
    broadly supportive?
As you may know, a new health reform bill was signed into law earlier this
 year. Given what you know about the new health reform law, do you have a
 generally favorable or generally unfavorable opinion of it?



       80%
                                                             NET favorable        NET unfavorable           Don’t know/Refused




       60%
                                                                       50%                           49%
                      46%                                  48%
                                          44%                                        45%                               44%

       40%
                                                          41%                          43%                              42%
                      40%                 41%                                                        40%
                                                                       35%


       20%            14%                14%                           14%                                           15%
                                                                                     12%             11%
                                                          10%



         0%
                    A pril 2010        May 2010          June 2010    July 2010   A ugust 2010   September 2010   October 2010


Source: Kaiser Family Foundation Health Tracking Polls
Support for Social Security Spending (GSS)
100%

90%                94%         95%   95%    94%   94%                              95%
             93%         93%                             92%    93%          93%         92%   92%
                                                                       92%                           91%
       90%                                                                                                 90%
80%

70%

60%

50%

40%

30%

20%
       10%                                                             8%
             7%    7%    7%                              8%     7%           7%                            6%
10%                            5%    5%     6%     6%                              5%    5%    5%    5%

 0%
       1984 1985 1986 1987 1988 1989 1990 1991 1993 1994 1996 1998 2000 2002 2004 2006 2008

                                     Too Little & About Right         Too Much
   Integrate two previously disconnected bodies of
    research on changes in public opinion:
    ◦ Situational Framing effects
    ◦ Feedback effects of institutionalized or
      institutionalizing policy
   “Structural Framing” as framework that integrates
    feedback research on institutional communications
    with framing research on message content and social
    psychology of information processing
   Describe new project with Suzanne Mettler that will
    use panel design to analyze effects of ACA’s
    implementation
   Innovative area of research studies
    communications within particular situations --
    the specific content of communicative acts or
    speech (precise words, images, phrases) and
    “mental organization” or “internal structures of
    the mind” (Kinder & Sanders, 1990, 74)

   Framing anchor in social psychological --
    Speaker’s specific frame within particular
    situation prompts individuals to retrieve
    considerations or attitudes from memory
Illustration: Emphasis Frame of Operational Liberalism

   Percent who say hearing the proposed legislation would do each of the following makes
   them MORE likely to support it:


                        Tax credits to small businesses                                                    73%


                              Health insurance exchange                                                 67%


                Won’t change most people’s existing                                                    66%
                                    arrangements


                                             Guaranteed issue                                        63%


                                         Medicaid expansion                                          62%


     Extend dependent coverage through age 25                                                       60%


            Help close the Medicare doughnut hole                                                   60%


Note: Question wording abbreviated. See Topline: http://www.kff.org/kaiserpolls/8042.cfm. Only items with responses 60% and over shown here.
Source: Kaiser Family Foundation Health Tracking Poll (conducted January 7-12, 2010)
I’m going to read some reasons people give for viewing the law unfavorably.
After I read each one, please tell me if it is a major reason, a minor reason, or
not a reason why you yourself have an unfavorable view of the law.


  AMONG THOSE WHO OPPOSE THE HEALTH CARE LAW, percent who say each is a MAJOR
  reason for opposing:

           The law gives government too big a role in the health care
                                                                                               82%
                                                              system

        Too much of the process took place behind closed doors and                            79%
                                   involved too much deal-making


               We can’t afford to pay for health care reform right now                       75%


                             The law takes the wrong approach to reform                      73%

         Health reform is just one of many indications that President
               Obama and the Democrats in Congress are taking the                            72%
                                       country in the wrong direction

              The law doesn’t go far enough in expanding coverage or                   46%
                                                    controlling costs



Source: Kaiser Family Foundation Health Tracking Poll (conducted August 16-22, 2010)
Do you think you and your family will be better off or worse off under the new
health reform law, or don’t you think it will make much difference?


   80%                                                             Better off             Won’t make much difference            Worse off

                                                                                   President Obama
                                                                                   signs health care
                                                                                   reform bill into law
                                                                                   on March 23,
   60%
                                                                                   2010



          43%     43%                       42% 41%      42%
                        39% 39%                                                                           39%
   40%                                36%                                                    36%
                                                                   35%          34% 35%
                                                                         33%             33%       33% 32%
          38% 36%                                                          32% 32%
                        36%             31%           32%                                  32% 30%
                                           28% 28% 27%                   32%      30%28%
                              32%                              32% 32%        31%                   32% 31%
                                                            29%             30% 29%
                                      27%                              28%           28% 29% 29% 28% 29%
                                               27%      27%      26%
   20%                                     23%     24%
                                21%

                         16%
                  14%
           11%

     0%
          Feb09 A pr09 Jun09 Jul09 A ug09 Sep09 Oct09 Nov09 Dec09 Jan10 Feb10 Mar10 A pr10 May10Jun10 Jul10 A ug10Sep10 Oct10



Note: “Depends” (vol.) and Don’t know/Refused answers not shown.
Source: Kaiser Family Foundation Health Tracking Polls
Message Features that Impact Framing Effects:
1. Competitiveness
  ◦ One-sided communications: Most vulnerable
  ◦ Unequal two-sided communications: Vulnerable
  ◦ Balanced dual communications: Most resistant

2. Persuasive strength:
  ◦ Frequently communicated frame from credible
    source: Vulnerable
  ◦ Comparatively infrequent frame from challenged
    source: Resistance b/c seen as unfamiliar,
    indefensible and lacking credibility
1. Expertise:
 ◦ Training or experience: Resistant to frames
 ◦ Little preparation: Vulnerable to frames

2. Motivation to process frame:
 ◦ Strong motivations: Individuals more prone to
   invest time/cognitive effort to evaluate frame &
   possibly resist it
 ◦ Weak motivation: Individual vulnerable to frames
Percent who say they have a favorable opinion of the new health reform law:

                                                                           Democrats             Independents          Republicans
   100%




    80%

                   78%
                                                                                                       75%
                                      72%                              73%
                                                           69%                         68%                            69%
    60%



                                                           49%         48%
    40%
                                                                                       41%             42%
                   36%                37%
                                                                                                                      34%

    20%
                                                           23%
                                                                       21%                             21%
                                                                                       16%
                   13%
                                                                                                                      11%
                                       8%
      0%
                A pril 2010        May 2010              June 2010   July 2010    A ugust 2010    September 2010   October 2010




Source: Kaiser Family Foundation Health Tracking Polls
   First generation research repositioned public opinion
    and political behavior from “input” to product (Lowi;
    Schattschneider)

   Second generation research: Policies convey
    particular messages that exert differential impacts on
    public opinion and political behavior (Orren and
    Skowronek; Hacker; Campbell; Mettler; Pierson; Soss)
    ◦ Public’s perceptions of policy -- visibility of benefits and
      costs (e.g. Social Security generates broad visible benefits
      while obscuring costs)

    ◦ Political effects of policy -- group cohesion (e.g. “Social
      Security beneficiary”), political disposition (internal and
      external efficacy), political participation (voting)
   Framing analysis (Situational Framing)
    ◦ Contribution: Precise investigations of (1)
      microfoundations of individual information
      processing; (2) consequential features of message
      content

    ◦ Challenge: Broaden context-based analysis of
      message content from discrete, quick, and time-
      bound situations dependent on speaker volition
   Contribution: Demonstrate that institutionalized
    policy generates routinized messages and
    chronic accessibility to attitudes – foster durable
    preferences and resistance to short-term elite
    manipulation (e.g. Social Security & Medicare
    support vs. ACA divisions)

   Challenge: Deeper analysis of (1) “psychological
    foundations” for “how policies matter and under
    what conditions” (Pierson, 1993) and (2) “effects
    of specific features of policy design” (Mettler and
    Soss, 2004, 64).
   Account for how institutionalized communications
    chronically access long-term existing attitudes and
    contribute to the evolution of attitudes

   Contribute to specifying policy message content and
    consequences:

    ◦ “Competition”: one-sided policy messages (e.g. negatively
      constructed AFDC) or unequally two-sided policy messages
      (Social Security statement generates knowledge and
      confidence that offsets financial warnings) (Cook, Jacobs, &
      Kim, 2010)

    ◦ “Strength”: frequency and persuasiveness of policy
      messages (e.g. salience of Social Security benefits for
      beneficiaries and relatives)
   “Expertise”: Experiential learning from
    institutionalized policy as basis for evaluating
    alternative frames (e.g. calls to cut Social
    Security to reduce deficit)

   “Motivation”: Recipients of visible and
    positively perceived programs will invest in
    accessing stored attitudes, evaluating
    information and frames, and engaging
    political process
Perceptions of Health
ACA Policy Message:            Policy based on pro-
Persuasive strength:          ACA frames & exp.
frequency/credibility of
tangible benefits – govt       Perceive national &
subsidies for meds/HI, govt    personal benefit
operation of HIE)                                               Increased
Message competition:          Perceive govt making              health
1 sided or unequal 2 sided     HI available & easier              reform
                                                                 support
Individual ACA Experience
Expertise (experiential
learning/knowledge)
Motivation (beneficiaries –      Political Effects
seniors, middle-lower income      Decreased partisan &
earners, young)                   ideological divisions
                                  Greater general & health
                                  care-specific efficacy
                                  Higher levels of political
                                  engagement
   Longitudinal panel design to study change every two
    years: Purpose is to examine whether and how policy
    intervention (ACA) impacts policy experiences as well
    as policy and political perceptions (2010-2016)

   Add variation to study of policy effects to advance
    policy effect research:
    ◦ Collect data to examine causal mechanisms (e.g.
      Mettler lacked data on policy perceptions and key
      political effects)

    ◦ Correct for “selection bias” – cross-sectional data
      that oversampled benefit recipients who were
      interviewed after program implementation
Anti-ACA frames on certain policies (Medicaid as
 unaffordable, corrupt) with mixed perceptual
 effects among new Medicaid beneficiaries
 (negatively constructed and no change in efficacy)

Strong, positive framing of new drug benefit that
 boost senior efficacy/support for expanded
 Medicare without impacting broader ACA views

Participants in HIE unaware of government role,
 report no new policy perceptions/political
 orientations, and remain split on ACA (perhaps
 along party lines)
   Catastrophic Care Scenario (1988-89):
    ◦ Similarities to ACA: misunderstandings and opposition
      among beneficiaries; intense stakeholder opposition
      focused on costs (taxes and premiums) and “disruptions”
    ◦ But differences make repeal unlikely: ACA’s visible dueling
      situational framing; partisan divide on ACA; incentives to
      use institutional vetoes to prevent ACA repeal
   Social Security Scenario: Contested and delayed but eventual
    implementation of components
    ◦ Differences: ACA is federalized, less operational coherence
      (including separable components), threatens well-
      organized stakeholders, lacked initial public and bipartisan
      legislative support
    ◦ Similarities: rocky early years; implemented policy steadily
      impacts issue evolution, group identities, and coalitions
1. Public’s preferences function of Policy
   Design and Policy Communications
Objective interests are conditional and often
   unimportant to individuals
2. Structural framing may exert more
   substantial and lasting effects than
   situational framing
3. Neither SS nor MCA: Differentiated public
   reaction to ACA – strong sustained support
   for some components but not others

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LDI Health Policy Seminar 1_14_11 Lawrence R. Jacobs, PhD

  • 1. Lawrence R. Jacobs University of Minnesota January 2011
  • 2. Median Voter Theory: Electoral goals motivate competing candidates to converge at midpoint of public opinion to minimize distance between voter policy preferences and visible and clear policy positions (Downs 1957; Black 1958) Expectation:  Personal benefits of winning elections are preeminent motivation of candidates/officials  High government responsiveness to mass public Supporting evidence (Pluralists, Page/Shapiro, Stimson)
  • 3. Multiple issue dimensions complicate candidate attempt to locate a position to appeal to median voter in all directions  Imperfect Information: Candidate uncertainty regarding voter preferences and their own ideal positions  Risk aversion: Candidates avoid clear, divergent policy positions on conflictual issues that might alienate centrist voters  Managing Base: Pursuit of centrist voter is constrained by need to hold party activists, volunteers, & contributors who harbor strong policy goals But: responsiveness expectation remained: candidates and officials respond to centrist opinion in anticipation of being held accountable retrospectively at next election for salient policy positions and natl/int’l conditions
  • 4. 1. Segmented responsiveness Policy decisions and preferences of govt officials are driven by affluent and organized (Bartels, Gilens, Jacobs & Page) 2. Crafted Talk (Jacobs & Shapiro) Extensive public opinion research by govt officials and allies used to move public opinion to support policy goals New Political Calculation: Pursue Policy Goals and Shirk Centrist Opinion. Prohibitive cost of compromising policy goals of supporters (e.g. G.W. Bush) Major New Research: Elite attempts to move public
  • 5. 1. Barriers to Outright Elite Manipulation  Stability of core policy preferences  Multiple and competing messages  Media interpretations and conflict focus 2. Subtle Forms of Elite influence and Opinion Change: Framing (Today)
  • 6. What impact did elites have on public attitudes toward policy debates (such as debate over Affordable Care Act [ACA] since 2009)? Why?  What explains long-term opinion change? Will split opinion toward ACA become more broadly supportive?
  • 7. As you may know, a new health reform bill was signed into law earlier this year. Given what you know about the new health reform law, do you have a generally favorable or generally unfavorable opinion of it? 80% NET favorable NET unfavorable Don’t know/Refused 60% 50% 49% 46% 48% 44% 45% 44% 40% 41% 43% 42% 40% 41% 40% 35% 20% 14% 14% 14% 15% 12% 11% 10% 0% A pril 2010 May 2010 June 2010 July 2010 A ugust 2010 September 2010 October 2010 Source: Kaiser Family Foundation Health Tracking Polls
  • 8. Support for Social Security Spending (GSS) 100% 90% 94% 95% 95% 94% 94% 95% 93% 93% 92% 93% 93% 92% 92% 92% 91% 90% 90% 80% 70% 60% 50% 40% 30% 20% 10% 8% 7% 7% 7% 8% 7% 7% 6% 10% 5% 5% 6% 6% 5% 5% 5% 5% 0% 1984 1985 1986 1987 1988 1989 1990 1991 1993 1994 1996 1998 2000 2002 2004 2006 2008 Too Little & About Right Too Much
  • 9. Integrate two previously disconnected bodies of research on changes in public opinion: ◦ Situational Framing effects ◦ Feedback effects of institutionalized or institutionalizing policy  “Structural Framing” as framework that integrates feedback research on institutional communications with framing research on message content and social psychology of information processing  Describe new project with Suzanne Mettler that will use panel design to analyze effects of ACA’s implementation
  • 10. Innovative area of research studies communications within particular situations -- the specific content of communicative acts or speech (precise words, images, phrases) and “mental organization” or “internal structures of the mind” (Kinder & Sanders, 1990, 74)  Framing anchor in social psychological -- Speaker’s specific frame within particular situation prompts individuals to retrieve considerations or attitudes from memory
  • 11. Illustration: Emphasis Frame of Operational Liberalism Percent who say hearing the proposed legislation would do each of the following makes them MORE likely to support it: Tax credits to small businesses 73% Health insurance exchange 67% Won’t change most people’s existing 66% arrangements Guaranteed issue 63% Medicaid expansion 62% Extend dependent coverage through age 25 60% Help close the Medicare doughnut hole 60% Note: Question wording abbreviated. See Topline: http://www.kff.org/kaiserpolls/8042.cfm. Only items with responses 60% and over shown here. Source: Kaiser Family Foundation Health Tracking Poll (conducted January 7-12, 2010)
  • 12. I’m going to read some reasons people give for viewing the law unfavorably. After I read each one, please tell me if it is a major reason, a minor reason, or not a reason why you yourself have an unfavorable view of the law. AMONG THOSE WHO OPPOSE THE HEALTH CARE LAW, percent who say each is a MAJOR reason for opposing: The law gives government too big a role in the health care 82% system Too much of the process took place behind closed doors and 79% involved too much deal-making We can’t afford to pay for health care reform right now 75% The law takes the wrong approach to reform 73% Health reform is just one of many indications that President Obama and the Democrats in Congress are taking the 72% country in the wrong direction The law doesn’t go far enough in expanding coverage or 46% controlling costs Source: Kaiser Family Foundation Health Tracking Poll (conducted August 16-22, 2010)
  • 13. Do you think you and your family will be better off or worse off under the new health reform law, or don’t you think it will make much difference? 80% Better off Won’t make much difference Worse off President Obama signs health care reform bill into law on March 23, 60% 2010 43% 43% 42% 41% 42% 39% 39% 39% 40% 36% 36% 35% 34% 35% 33% 33% 33% 32% 38% 36% 32% 32% 36% 31% 32% 32% 30% 28% 28% 27% 32% 30%28% 32% 32% 32% 31% 32% 31% 29% 30% 29% 27% 28% 28% 29% 29% 28% 29% 27% 27% 26% 20% 23% 24% 21% 16% 14% 11% 0% Feb09 A pr09 Jun09 Jul09 A ug09 Sep09 Oct09 Nov09 Dec09 Jan10 Feb10 Mar10 A pr10 May10Jun10 Jul10 A ug10Sep10 Oct10 Note: “Depends” (vol.) and Don’t know/Refused answers not shown. Source: Kaiser Family Foundation Health Tracking Polls
  • 14. Message Features that Impact Framing Effects: 1. Competitiveness ◦ One-sided communications: Most vulnerable ◦ Unequal two-sided communications: Vulnerable ◦ Balanced dual communications: Most resistant 2. Persuasive strength: ◦ Frequently communicated frame from credible source: Vulnerable ◦ Comparatively infrequent frame from challenged source: Resistance b/c seen as unfamiliar, indefensible and lacking credibility
  • 15. 1. Expertise: ◦ Training or experience: Resistant to frames ◦ Little preparation: Vulnerable to frames 2. Motivation to process frame: ◦ Strong motivations: Individuals more prone to invest time/cognitive effort to evaluate frame & possibly resist it ◦ Weak motivation: Individual vulnerable to frames
  • 16. Percent who say they have a favorable opinion of the new health reform law: Democrats Independents Republicans 100% 80% 78% 75% 72% 73% 69% 68% 69% 60% 49% 48% 40% 41% 42% 36% 37% 34% 20% 23% 21% 21% 16% 13% 11% 8% 0% A pril 2010 May 2010 June 2010 July 2010 A ugust 2010 September 2010 October 2010 Source: Kaiser Family Foundation Health Tracking Polls
  • 17. First generation research repositioned public opinion and political behavior from “input” to product (Lowi; Schattschneider)  Second generation research: Policies convey particular messages that exert differential impacts on public opinion and political behavior (Orren and Skowronek; Hacker; Campbell; Mettler; Pierson; Soss) ◦ Public’s perceptions of policy -- visibility of benefits and costs (e.g. Social Security generates broad visible benefits while obscuring costs) ◦ Political effects of policy -- group cohesion (e.g. “Social Security beneficiary”), political disposition (internal and external efficacy), political participation (voting)
  • 18. Framing analysis (Situational Framing) ◦ Contribution: Precise investigations of (1) microfoundations of individual information processing; (2) consequential features of message content ◦ Challenge: Broaden context-based analysis of message content from discrete, quick, and time- bound situations dependent on speaker volition
  • 19. Contribution: Demonstrate that institutionalized policy generates routinized messages and chronic accessibility to attitudes – foster durable preferences and resistance to short-term elite manipulation (e.g. Social Security & Medicare support vs. ACA divisions)  Challenge: Deeper analysis of (1) “psychological foundations” for “how policies matter and under what conditions” (Pierson, 1993) and (2) “effects of specific features of policy design” (Mettler and Soss, 2004, 64).
  • 20. Account for how institutionalized communications chronically access long-term existing attitudes and contribute to the evolution of attitudes  Contribute to specifying policy message content and consequences: ◦ “Competition”: one-sided policy messages (e.g. negatively constructed AFDC) or unequally two-sided policy messages (Social Security statement generates knowledge and confidence that offsets financial warnings) (Cook, Jacobs, & Kim, 2010) ◦ “Strength”: frequency and persuasiveness of policy messages (e.g. salience of Social Security benefits for beneficiaries and relatives)
  • 21. “Expertise”: Experiential learning from institutionalized policy as basis for evaluating alternative frames (e.g. calls to cut Social Security to reduce deficit)  “Motivation”: Recipients of visible and positively perceived programs will invest in accessing stored attitudes, evaluating information and frames, and engaging political process
  • 22. Perceptions of Health ACA Policy Message: Policy based on pro- Persuasive strength: ACA frames & exp. frequency/credibility of tangible benefits – govt Perceive national & subsidies for meds/HI, govt personal benefit operation of HIE) Increased Message competition: Perceive govt making health 1 sided or unequal 2 sided HI available & easier reform support Individual ACA Experience Expertise (experiential learning/knowledge) Motivation (beneficiaries – Political Effects seniors, middle-lower income Decreased partisan & earners, young) ideological divisions Greater general & health care-specific efficacy Higher levels of political engagement
  • 23. Longitudinal panel design to study change every two years: Purpose is to examine whether and how policy intervention (ACA) impacts policy experiences as well as policy and political perceptions (2010-2016)  Add variation to study of policy effects to advance policy effect research: ◦ Collect data to examine causal mechanisms (e.g. Mettler lacked data on policy perceptions and key political effects) ◦ Correct for “selection bias” – cross-sectional data that oversampled benefit recipients who were interviewed after program implementation
  • 24. Anti-ACA frames on certain policies (Medicaid as unaffordable, corrupt) with mixed perceptual effects among new Medicaid beneficiaries (negatively constructed and no change in efficacy) Strong, positive framing of new drug benefit that boost senior efficacy/support for expanded Medicare without impacting broader ACA views Participants in HIE unaware of government role, report no new policy perceptions/political orientations, and remain split on ACA (perhaps along party lines)
  • 25. Catastrophic Care Scenario (1988-89): ◦ Similarities to ACA: misunderstandings and opposition among beneficiaries; intense stakeholder opposition focused on costs (taxes and premiums) and “disruptions” ◦ But differences make repeal unlikely: ACA’s visible dueling situational framing; partisan divide on ACA; incentives to use institutional vetoes to prevent ACA repeal  Social Security Scenario: Contested and delayed but eventual implementation of components ◦ Differences: ACA is federalized, less operational coherence (including separable components), threatens well- organized stakeholders, lacked initial public and bipartisan legislative support ◦ Similarities: rocky early years; implemented policy steadily impacts issue evolution, group identities, and coalitions
  • 26. 1. Public’s preferences function of Policy Design and Policy Communications Objective interests are conditional and often unimportant to individuals 2. Structural framing may exert more substantial and lasting effects than situational framing 3. Neither SS nor MCA: Differentiated public reaction to ACA – strong sustained support for some components but not others