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Good Maladjustment:
Interpreting Misbehavior in
Light of Brain Development
What Works Conference:
Juvenile Justice Grounded
in Youth Development

Portland, Oregon
December 9, 2011

Jonathan I. Cloud
Independent Consultant
What Charles Darwin Really Thought
Evolution arrives at a creature [us] built not just to
adapt to what is, or to what presently exists. There
has been given to us the capacity to venture toward
what can be, or [adapt to] possibilities for the future.

Looking to future generations, there is no cause to
fear that our social instincts will grow weaker, and we
may expect that virtuous habits will grow stronger,
the struggle between our higher and our lower
impulses will be less severe, and virtue will be
triumphant.
J. Cloud/2011                                              2
We Are Beginning to See It
A few researchers began to view recent brain and
genetic findings in a brighter, more flattering light, one
distinctly colored by evolutionary theory. The resulting
account of the adolescent brain – call it the adaptive-
adolescent story – casts the teen less as a rough draft
than as an exquisitely sensitive, highly adaptable
creature wired almost perfectly for the job of moving
from the safety of home into the complicated world
outside.
“Beautiful Brains”
David Dobbs
National Geographic Magazine, October 2011
J. Cloud/2011                                            3
Hardwired Tendencies Associated with Reaching
         Higher Levels of Development


       • Idealistic image of self.
       • Novelty, excitement-
         seeking.
       • Risk-taking.
       • Peer affiliation.


J. Cloud/2011                               4
Hierarchy of Processes that Shape a
         Youth’s Pattern of Behavior

                         Willing

                        Thinking

                         Feeling

                         Sensing
J. Cloud/2011                              5
Brain’s Hierarchical
         WILLING                  Organization               THINKING
     Prefrontal Lobes          “The Four-Part Brain”     New Mammalian
 (“Heart” “Mindfulness”):                                  or Neocortex
higher thought, intention,                               (“Human Brain”):
   reflection; spiritual                               right brain creativity,
    intelligence or SQ                                    left brain logic;
                                                            intellectual
                                                            intelligence
                                                                or IQ




                                                              FEELING
                          SENSING                       Old Mammalian or
                  R-System or Core Brain:                  Limbic System:
                     instinctive action,               emotions, interaction,
                   movement, impulses;                  relating; emotional
                  bodily intelligence or BQ              intelligence or EQ
  J. Cloud/2011                                                         6
Hierarchy of Developmental Tasks a Youth’s
             Behaviors Strive to Address

                         What kind of person
                Hope     can/will I become?
                              (Willing)
                       What kinds of things can I
     Engagement         do well; can I achieve?
                              (Thinking)

      Wellbeing        What kind of person am I?
                        (Sensing and Feeling)

J. Cloud/2011                                       7
Developmental Potential:
 The Inner Forces for Each Developmental Task
             (Kazimierz Dabrowski; Theory of Positive Disintegration)


          Developmental
Potential creates crises
characterized by strong                    Aspirations
inner disturbances that
      produce discontent
    with “what is” and a                         Talents
 quest to realize “what
          ought to be;” a
        realization of the                  Intensities
       “possibility of the
 J. Cloud/2011
               higher.”                                                 8
Elements of Developmental Potential
1. Sensing and Feeling DP Element: intense responses to
   stimuli; increased neuronal sensitivities; powerful,
   sometimes overwhelming perceptions of one’s
   circumstances/life.
2. Thinking DP Element: special abilities and interests,
   gifts, and talents (involves youth’s dominant
   intelligences: emotional, logical, spatial, kinesthetic,
   musical, intuitive, aesthetic, social, spiritual and as
   many as 17 more).
3. Willing DP Element: autonomy, intention, purposeful-
   ness, aspiration, self-determination.
  J. Cloud/2011                                           9
Developmental Potential Responds
             to Models, Not Prohibitions
    Intelligence can unfold within us only when
    an actual model of that intelligence is given
      to us . . . the characteristics of each new
     possibility must be demonstrated for us by
      someone, some thing, or an event in our
               immediate environment.

                Source: Evolution’s End: Claiming the Potential of Our Intelligence, Joseph Chilton
                                                     Pearce,



J. Cloud/2011                                                                                         10
Positive Maladjustment
     The individual with a rich
 developmental potential rebels
against the common determining
       factors in his external
 environment. He rebels against
all that which is imposed on him
    against his will, against the
      typical influences of his
     environment, against the
necessity of subordination to the
          laws of biology.

                Dabrowski, 1970


J. Cloud/2011                                11
Interactions Influence Brain’s Architecture: How Neural Systems
    Integrate and How Positive Maladjustment is Experienced
                    Pre-Logical                            Operational Logic                                   Vision-Logic

                 Age         Age               Age                      Age                     Age                      Age
                  1           4                 7                       11                      15                       21
Instincts
Lower




            R-System (sensing: bodily
            states/intelligence)

                       Limbic System (feeling/emotional
                       states/intelligence)
                                Right Hemisphere (thinking: creative mental
                                states/intelligence)
                                                Left Hemisphere (thinking: logical mental
                                                states/intelligence)
                                                                Cerebellum (coordinates brain systems; coordinates
                                                                attention; integrates brain systems)?

                                                                                                  Prefrontal Lobes: Stage II (spiritual
                                                                                                  states/ intelligence)
Instincts
Higher




                Prefrontal Lobes: Stage I (unfolding of one’s gifts, talents, genius; learning and growth)
J. Cloud/2011                                                                                                                  12
                          The Biology of Transcendence: A Blueprint of the Human Spirit, Joseph Pearce, 2002, modified
Late Teen Years: High Aspirations
(Activation of Prefrontal Lobes for Higher Levels of Development)
• When the prefrontal lobes complete their growth and begins
  their full function, a new form of reality and a larger world
  unfold to us and distinctly new behaviors and abilities fill our
  repertoire.
• Evolution’s latest neural addition [of prefrontal lobes] seems to
  lie largely dormant within us despite the fact that it seems it
  should offer a discontinuously new potential, a new reality – a
  whole new mind.
• If a child’s environment does not furnish the appropriate
  stimuli needed to activate prefrontal neurons, the prefrontals
  can’t develop as designed.

                  The Biology of Transcendence: A Blueprint of the Human Spirit, Joseph Chilton Pearce

 J. Cloud/2011                                                                                           13
Levels Development
           Dabrowski’s Theory of Positive Disintegration



                                                       Positive
                                      Self-Directed    Adjustment
                                      Disintegration
                          Spontaneous
                          Disintegration
                Positive
                Maladjustment

     Negative
     Adjustment

J. Cloud/2011                                                   14
Hardwired Tendencies Associated with Reaching
        Higher Levels of Development


    • Idealistic image of self.
    • Novelty, excitement-
      seeking.
    • Risk-taking.
    • Peer affiliation.



J. Cloud/2011                              15
High Developmental Potential
       (Intense, Talented, and Grand Expressions of the Tendencies)


                                  Risk-Taking
                                    & Peer
                                  Affiliation

                       Novelty
                          and
                      Excitement

                                          Idealistic
                                        Image of Self


J. Cloud/2011                                                         16
Misinterpretation of Positive Maladjustment
          and the Cycle of Juvenile Justice
  There is a cyclical pattern in juvenile
    justice policies in which the same
  sequence policies has been repeated
   three times in the last two hundred
 years. Present juvenile justice policies
can be explained by this cycle and future
changes in these policies predicted by it.
                    Thomas J. Bernard
                The Cycle of Juvenile Justice
                           1992




J. Cloud/2011                                     17
The Cycle of Juvenile Justice
                     Juvenile crime thought
                      to be unusually high.
                           Many harsh
                      punishments and few
                       lenient treatments.
Juvenile crime thought
   to be high due to                    Harsh punishments and
  lenient treatments.                     doing nothing both
     Expand harsh                        thought to increase
      treatments.                           juvenile crime.

                         Major reforms
                       introduce lenient
                      treatments; middle
                        ground between
                     punishing and nothing.
J. Cloud/2011                                              18
Poor Assumptions and Low Values Influence
       the Interpretative Frameworks Used
                     Programs
                   and Practices
                   Research and
                     Policies

                     Theories


                   Assumptions
                    and Values

J. Cloud/2011                                   19
Also Influence the Enculturation Process
(Frustrates Undertaking the Three Developmental Tasks)
                                         Rituals and
                                          Behavior
                                       Systems and
                                       Institutions
                                  Beliefs, Attitudes,
                                    Conventions

                                   Assumptions and
                                       Values

     (Helen Spencer-Oatey, Ph.D., adapted from Hofstede, 1991 and Trompenaars &Hampden-Turner, 1997) 20
J. Cloud/2011
A Harsh Cultural Climate
 (Positive Maladjustment More Intense and Prolonged)

These cultural techniques [of control] involve
 carefully masked threats that prey upon the
 child’s rapidly learned fear of pain, harm, or
  deprivation, and more primal anxiety over
     separation or alienation from parent,
  caregiver, and society. “Do this or you will
suffer the consequences.” . . . Such directives
   activate [lower] instincts of defense . . .
                           Joseph Pearce
                 The Biology of Transcendence, 2004




 J. Cloud/2011                                        21
Maslow’s Hypothesis Concerning Youth
                      Misbehavior

• Youth possess intrinsic higher motivations and
  values, noble aspirations.
• Much of their bad behavior is due to frustration of
  the “idealism” so often found in young people.
• Such behavior can be a fusion of continued search
  for something to believe in, combined with anger at
  being disappointed.




J. Cloud/2011                                       22
Maslow’s Hierarchy of Needs


                           Self-Actualization

                           Self-Worth/Esteem

                            Love/Belonging

                                Safety

                             Physiological


J. Cloud/2011                                   23
Delinquency as Unfulfilled Self-Actualization
                (Source: “Possible Selves and Delinquency,” Oyserman and Markus, Journal of
                                    Personality and Social Psychology, 1999)




                                       Hoped For Selves
                                      ideal images or aspects
                                         of personality one
                                         desires to master
                                            in the future




                     Feared Selves                             Expected Selves
                   defective images or                        images or aspects of
                  aspects of personality                       personality seen as
                    feared as likely in                          most likely in
                       near future                                near future
J. Cloud/2011                                                                                 24
Brain’s Prefrontal Lobes and Possible Selves
      (What They Can Become – Not Just What They Did)
 • Images of one’s self in future states are essential
   elements in the motivational, goal-setting process.
 • An image of one’s self in a feared or undesired state
   can produce inaction or a stopping in one’s tracks (cf.
   Atkinson, 1958).
 • A feared possible self will be most effective as a
   motivational resource when it is balanced with a
   self-relevant positive, expected possible self that
   provides the outlines of what one might do to avoid
   the feared state.
                Source: “Possible Selves and Delinquency,” Oyserman and Markus, Journal of Personality and
J. Cloud/2011                                      Social Psychology, 1999                                   25
Account For All Four Theaters of the Brain

Sensing
                  Feeling
Perception                                    Thinking
                  Attention
                                                                         Willing
                  Conscious-                  Brain Func-
                  ness                        tion        Identity
                  Cognition                                              Behavior



                     (Source: John J. Ratey, M.D., A User’s Guide To The Brain:
                  Perception, Attention, and the Four Theaters of the Brain, 2002)
  J. Cloud/2011                                                                      26
SPARKS
                Accounts for All Four Theaters of the Brain

  A young person’s passionate interests – those things
       that give meaning, focus, energy, and joy.

                    The power of sparks comes when:

                     You know your spark or sparks.
                     Your spark is important to you.
                You take initiative to develop your spark.


J. Cloud/2011                                                                               27
                     Teen Voice 2010, Best Buy Children’s Foundation and Search Institute
SPARKS
        Which is Why Developing Them Fosters Positive
               Outcomes in Other Areas of Life
Percentage of Youth Having Outcomes, By Levels of Sparks Index
                 Performance Areas                                            High      Low
Goals to master what they study at school.                                    69%       41%
Very often work up to their ability at school.                                45%       30%
Have a GPA of 3.5 (B+) or higher.                                             70%       51%
A sense of purpose and hope for their future.                                 48%       17%
Believe it is important to help others.                                       57%       36%
Believe it is important to engage in community.                               42%       32%
 J. Cloud/2011                                                                            28
                 Teen Voice 2010, Best Buy Children’s Foundation and Search Institute

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Interpreting Misbehavior Through Brain Development

  • 1. Good Maladjustment: Interpreting Misbehavior in Light of Brain Development What Works Conference: Juvenile Justice Grounded in Youth Development Portland, Oregon December 9, 2011 Jonathan I. Cloud Independent Consultant
  • 2. What Charles Darwin Really Thought Evolution arrives at a creature [us] built not just to adapt to what is, or to what presently exists. There has been given to us the capacity to venture toward what can be, or [adapt to] possibilities for the future. Looking to future generations, there is no cause to fear that our social instincts will grow weaker, and we may expect that virtuous habits will grow stronger, the struggle between our higher and our lower impulses will be less severe, and virtue will be triumphant. J. Cloud/2011 2
  • 3. We Are Beginning to See It A few researchers began to view recent brain and genetic findings in a brighter, more flattering light, one distinctly colored by evolutionary theory. The resulting account of the adolescent brain – call it the adaptive- adolescent story – casts the teen less as a rough draft than as an exquisitely sensitive, highly adaptable creature wired almost perfectly for the job of moving from the safety of home into the complicated world outside. “Beautiful Brains” David Dobbs National Geographic Magazine, October 2011 J. Cloud/2011 3
  • 4. Hardwired Tendencies Associated with Reaching Higher Levels of Development • Idealistic image of self. • Novelty, excitement- seeking. • Risk-taking. • Peer affiliation. J. Cloud/2011 4
  • 5. Hierarchy of Processes that Shape a Youth’s Pattern of Behavior Willing Thinking Feeling Sensing J. Cloud/2011 5
  • 6. Brain’s Hierarchical WILLING Organization THINKING Prefrontal Lobes “The Four-Part Brain” New Mammalian (“Heart” “Mindfulness”): or Neocortex higher thought, intention, (“Human Brain”): reflection; spiritual right brain creativity, intelligence or SQ left brain logic; intellectual intelligence or IQ FEELING SENSING Old Mammalian or R-System or Core Brain: Limbic System: instinctive action, emotions, interaction, movement, impulses; relating; emotional bodily intelligence or BQ intelligence or EQ J. Cloud/2011 6
  • 7. Hierarchy of Developmental Tasks a Youth’s Behaviors Strive to Address What kind of person Hope can/will I become? (Willing) What kinds of things can I Engagement do well; can I achieve? (Thinking) Wellbeing What kind of person am I? (Sensing and Feeling) J. Cloud/2011 7
  • 8. Developmental Potential: The Inner Forces for Each Developmental Task (Kazimierz Dabrowski; Theory of Positive Disintegration) Developmental Potential creates crises characterized by strong Aspirations inner disturbances that produce discontent with “what is” and a Talents quest to realize “what ought to be;” a realization of the Intensities “possibility of the J. Cloud/2011 higher.” 8
  • 9. Elements of Developmental Potential 1. Sensing and Feeling DP Element: intense responses to stimuli; increased neuronal sensitivities; powerful, sometimes overwhelming perceptions of one’s circumstances/life. 2. Thinking DP Element: special abilities and interests, gifts, and talents (involves youth’s dominant intelligences: emotional, logical, spatial, kinesthetic, musical, intuitive, aesthetic, social, spiritual and as many as 17 more). 3. Willing DP Element: autonomy, intention, purposeful- ness, aspiration, self-determination. J. Cloud/2011 9
  • 10. Developmental Potential Responds to Models, Not Prohibitions Intelligence can unfold within us only when an actual model of that intelligence is given to us . . . the characteristics of each new possibility must be demonstrated for us by someone, some thing, or an event in our immediate environment. Source: Evolution’s End: Claiming the Potential of Our Intelligence, Joseph Chilton Pearce, J. Cloud/2011 10
  • 11. Positive Maladjustment The individual with a rich developmental potential rebels against the common determining factors in his external environment. He rebels against all that which is imposed on him against his will, against the typical influences of his environment, against the necessity of subordination to the laws of biology. Dabrowski, 1970 J. Cloud/2011 11
  • 12. Interactions Influence Brain’s Architecture: How Neural Systems Integrate and How Positive Maladjustment is Experienced Pre-Logical Operational Logic Vision-Logic Age Age Age Age Age Age 1 4 7 11 15 21 Instincts Lower R-System (sensing: bodily states/intelligence) Limbic System (feeling/emotional states/intelligence) Right Hemisphere (thinking: creative mental states/intelligence) Left Hemisphere (thinking: logical mental states/intelligence) Cerebellum (coordinates brain systems; coordinates attention; integrates brain systems)? Prefrontal Lobes: Stage II (spiritual states/ intelligence) Instincts Higher Prefrontal Lobes: Stage I (unfolding of one’s gifts, talents, genius; learning and growth) J. Cloud/2011 12 The Biology of Transcendence: A Blueprint of the Human Spirit, Joseph Pearce, 2002, modified
  • 13. Late Teen Years: High Aspirations (Activation of Prefrontal Lobes for Higher Levels of Development) • When the prefrontal lobes complete their growth and begins their full function, a new form of reality and a larger world unfold to us and distinctly new behaviors and abilities fill our repertoire. • Evolution’s latest neural addition [of prefrontal lobes] seems to lie largely dormant within us despite the fact that it seems it should offer a discontinuously new potential, a new reality – a whole new mind. • If a child’s environment does not furnish the appropriate stimuli needed to activate prefrontal neurons, the prefrontals can’t develop as designed. The Biology of Transcendence: A Blueprint of the Human Spirit, Joseph Chilton Pearce J. Cloud/2011 13
  • 14. Levels Development Dabrowski’s Theory of Positive Disintegration Positive Self-Directed Adjustment Disintegration Spontaneous Disintegration Positive Maladjustment Negative Adjustment J. Cloud/2011 14
  • 15. Hardwired Tendencies Associated with Reaching Higher Levels of Development • Idealistic image of self. • Novelty, excitement- seeking. • Risk-taking. • Peer affiliation. J. Cloud/2011 15
  • 16. High Developmental Potential (Intense, Talented, and Grand Expressions of the Tendencies) Risk-Taking & Peer Affiliation Novelty and Excitement Idealistic Image of Self J. Cloud/2011 16
  • 17. Misinterpretation of Positive Maladjustment and the Cycle of Juvenile Justice There is a cyclical pattern in juvenile justice policies in which the same sequence policies has been repeated three times in the last two hundred years. Present juvenile justice policies can be explained by this cycle and future changes in these policies predicted by it. Thomas J. Bernard The Cycle of Juvenile Justice 1992 J. Cloud/2011 17
  • 18. The Cycle of Juvenile Justice Juvenile crime thought to be unusually high. Many harsh punishments and few lenient treatments. Juvenile crime thought to be high due to Harsh punishments and lenient treatments. doing nothing both Expand harsh thought to increase treatments. juvenile crime. Major reforms introduce lenient treatments; middle ground between punishing and nothing. J. Cloud/2011 18
  • 19. Poor Assumptions and Low Values Influence the Interpretative Frameworks Used Programs and Practices Research and Policies Theories Assumptions and Values J. Cloud/2011 19
  • 20. Also Influence the Enculturation Process (Frustrates Undertaking the Three Developmental Tasks) Rituals and Behavior Systems and Institutions Beliefs, Attitudes, Conventions Assumptions and Values (Helen Spencer-Oatey, Ph.D., adapted from Hofstede, 1991 and Trompenaars &Hampden-Turner, 1997) 20 J. Cloud/2011
  • 21. A Harsh Cultural Climate (Positive Maladjustment More Intense and Prolonged) These cultural techniques [of control] involve carefully masked threats that prey upon the child’s rapidly learned fear of pain, harm, or deprivation, and more primal anxiety over separation or alienation from parent, caregiver, and society. “Do this or you will suffer the consequences.” . . . Such directives activate [lower] instincts of defense . . . Joseph Pearce The Biology of Transcendence, 2004 J. Cloud/2011 21
  • 22. Maslow’s Hypothesis Concerning Youth Misbehavior • Youth possess intrinsic higher motivations and values, noble aspirations. • Much of their bad behavior is due to frustration of the “idealism” so often found in young people. • Such behavior can be a fusion of continued search for something to believe in, combined with anger at being disappointed. J. Cloud/2011 22
  • 23. Maslow’s Hierarchy of Needs Self-Actualization Self-Worth/Esteem Love/Belonging Safety Physiological J. Cloud/2011 23
  • 24. Delinquency as Unfulfilled Self-Actualization (Source: “Possible Selves and Delinquency,” Oyserman and Markus, Journal of Personality and Social Psychology, 1999) Hoped For Selves ideal images or aspects of personality one desires to master in the future Feared Selves Expected Selves defective images or images or aspects of aspects of personality personality seen as feared as likely in most likely in near future near future J. Cloud/2011 24
  • 25. Brain’s Prefrontal Lobes and Possible Selves (What They Can Become – Not Just What They Did) • Images of one’s self in future states are essential elements in the motivational, goal-setting process. • An image of one’s self in a feared or undesired state can produce inaction or a stopping in one’s tracks (cf. Atkinson, 1958). • A feared possible self will be most effective as a motivational resource when it is balanced with a self-relevant positive, expected possible self that provides the outlines of what one might do to avoid the feared state. Source: “Possible Selves and Delinquency,” Oyserman and Markus, Journal of Personality and J. Cloud/2011 Social Psychology, 1999 25
  • 26. Account For All Four Theaters of the Brain Sensing Feeling Perception Thinking Attention Willing Conscious- Brain Func- ness tion Identity Cognition Behavior (Source: John J. Ratey, M.D., A User’s Guide To The Brain: Perception, Attention, and the Four Theaters of the Brain, 2002) J. Cloud/2011 26
  • 27. SPARKS Accounts for All Four Theaters of the Brain A young person’s passionate interests – those things that give meaning, focus, energy, and joy. The power of sparks comes when: You know your spark or sparks. Your spark is important to you. You take initiative to develop your spark. J. Cloud/2011 27 Teen Voice 2010, Best Buy Children’s Foundation and Search Institute
  • 28. SPARKS Which is Why Developing Them Fosters Positive Outcomes in Other Areas of Life Percentage of Youth Having Outcomes, By Levels of Sparks Index Performance Areas High Low Goals to master what they study at school. 69% 41% Very often work up to their ability at school. 45% 30% Have a GPA of 3.5 (B+) or higher. 70% 51% A sense of purpose and hope for their future. 48% 17% Believe it is important to help others. 57% 36% Believe it is important to engage in community. 42% 32% J. Cloud/2011 28 Teen Voice 2010, Best Buy Children’s Foundation and Search Institute