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Theories of power: pluralist,
elitist and Marxist perspectives



 Dr. John Barry
 School of Politics, International Studies and Philosophy
 j.barry@qub.ac.uk
Key questions
How do Elitist, Pluralist and Marxists theories
define power?
Are such definitions of power adequate for
making sense of contemporary societies?
What understanding of politics or ‘the
political’ does each theory give rise to, and
should those views be challenged or
endorsed?
Why power?
Power is an ‘essentially contested concept’ (like ‘democracy’ ‘justice’ ‘equality’ etc.)



Power is an inherently political concept



Definitions of power and definitions of the political’ are interdependent



Theoretical perspectives on power are to a large extent theoretical perspectives on the
stuff of politics itself



That is, definitions of power are constitutive of what we mean by ‘politics’ and ‘the
political’
Theories of Power: Pluralist, Elitist
                       and Marxist
Pluralism – how power is distributed


Elitism – how power is concentrated


Marxism – class conflict and economic power
Pluralism
Assumes that power is dispersed within society to the
various interest groups which constitute that society, that
political decisions (including policy decisions) are the
outcome of competition between many different groups
representing many different interests and that the state
acts as a more or less neutral referee.
Pluralism Analysed
1.   Political power is fragmented and dispersed.
2.   The existence of classes, political parties, status groups, pressure
     groups, interest groups, etc. testifies to the distribution of power
3.   Groups provide a more effective means of representation than
     election.
4.   Public policy is the outcome of group forces acting against one
     another.
5.   No one group will dominate for every group there will be an equal and
     opposite.
6.   The larger the group the more influence it will have.
7.   Policies are the product of bargaining and compromise, will tend to be
     moderate , fair to all and conducive to social stability.
INSIDER GROUPS – MORE
                POWERFUL
  Practically part of the
establishment


  Able to work closely with
elected and appointed officials
in central or local government.


   Not always an advantage, since
it is conferred upon those with
largely compatible views to the
government of the day.
OUTSIDER GROUPS – LESS
        POWERFUL
                            Outsider Groups:

                            Do not have easy access to
                            politicians and civil
                            servants.

                            Outside status a sign of
                            weakness.

                            OR groups can choose to
‘Tunnelers’,direct action   remain on outside so as not
environmentalists –         be be compromised .
Manchester Airport, 1997
Critique of Pluralism
“The flaw in the pluralist heaven is that the heavenly
chorus sings with a strong upperclass accent”
(Schattschneider, 1960:p35)


 Power is not dispersed


 State is not neutral


 Society is unequal
Limitations of Pluralist theory
 An overly ‘optimistic’ view of power that underestimates the
 importance of informal power outside official decision-making
 processes
     e.g., ‘old boys’ networks, often based on class or ethnic, religious etc
     bases


 Overestimates the ability of interest groups outside traditional elite
 spheres to actually influence political processes and outcomes
     Social, political and economic capital is often key for access to
     decision makers


 Overly reliant on the power of competition to mitigate real social
 and economic inequalities in society
     Resources available to different interest groups are not necessarily
     proportionate to their overall levels of support in society
Elitist theory of power
In all societies and political organisations there exists a small class of
rulers and decision-makers that performs key political functions and
monopolises power, and a larger class that is ruled over and largely
passive and marginalised in political affairs.


The ruling elite is drawn from the higher echelons of political office,
the corporate sector and the military; an almost‘aristocratic’ nature to
this self-perpetuating elite’s exercise of power.


For Pareto elite power is an inevitable outcome of large-scale
organisations (a division of labour), related to Roberto Michels’
concept the ‘iron law of oligarchy’.
Elitism Analysed
  There are many sources of elite power (wealth, traditional or religious
authority etc.)


 ‘Democratic elitism’ – modern democratic elections – opportunities for the
normally passive masses to ‘vote’ in different/same elites to rule over them


  Competition between different elites for election, participation by pressure
group elites in between elections, interaction with bureaucratic elites, are
regarded as the ways in which democracy operates in a modern liberal
democratic capitalist state.
Elitism and Groups
Distribution of power in society reflect the inequalities of wealth. Some
groups have few resources, other have many.


Some interests are unorganised; some rely on others to protect them;
(minority groups, children, the homeless, mentally ill, poor)


Groups fight their battles in a system which is systematically loaded in
favour of middle and upper class interests, or financial interests.


Organisations themselves are inherently oligarchic. A few leaders wield
power, and are often un-elected and unaccountable to members
(Michel's’ ‘iron law’).
Limitations of Elitist theory
Not all historical societies have been hierarchical with an elite
    e.g., acephalous tribes and egalitarian societies (though elitism as a
    theory is only usually applied to modern societies)_



Distinction between elites and masses is oversimplified?
    Universal education and welfare-based meritocracies in post-WWII
    Europe



Unable to engage with normative issues of democracy and
justice
    Simply presents the existence of ruling elites as ‘inevitable’and
    democracy reduced to competition between elites (or sections of the
    same elite) to rule
Marxism Analysed

    “The simple idea is that the policy process, far from
    being a rational weighing up of alternatives, is driven
    by powerful socio-economic forces that set the
    agenda, structure decision-makers choices, constrain
    implementation and ensure that the interests of the
    most powerful (or of the system as a whole)
    determines the outputs and the outcomes of the
    political system”


(Peter John, Analysing Public Policy, 1999.   p.92)
Marxism Analysed
The state’s function is to protect and reproduce capitalism.


Public policies, thus, reflect the role of the state in trying to
regulate the economy and ensure social and political
stability.

In other words, the state formulates and implements policy
to reflect the interests of capitalism and the
capitalist/ruling class.
Marxist theory (contd.)
    Sources of power:
    –     Ownership and control of economic property, wealth, productive assets of society,
          including control of finance
    –     Control over ideas, through the media and processes of socialisation more generally,
          such as education: ideology/hegemony
    –     Control over the state




•   Role of ideology/hegemony: ‘is not the supreme exercise of power to get another or others
    to have the desires you want them to have?’ (Steven Lukes, Power: A Radical View, 1973)
          ‘False consciousness’



    For Marxists, the source and exercise of power is not always readily apparent and therefore
    needs to be deciphered; hence the great ability of power to be ‘hidden’ and not immediately
    obvious.
Upper Class
1%    Capitalist Class                        Model
                          Corporate
                                        of Class Structure
                            Class
14%    Upper Middle                     under capitalism
          Class
                          Mean
                         Income
30%    Middle Class
                         Median
                         Income
30%   Working Class

13%   Working Poor
                         Poverty Line
        Underclass
12%
Limitations of Marxist Account
State is not autonomous & elites are not unified.



Doesn’t always explain the variation and complexity of public policy and other
political decisions made by the state and its agencies.



Doesn’t allude to the variety of groups involved in formulating policy.



Monocentric view of governments goals doesn’t acknowledge the multiplicity of
social and political objectives expressed in the formulation of policy.
Limitations of Marxist theory
•    Overemphasises the importance of power originating in
     economic relations – pays insufficient attention to non-
     economic bases of political power
•    Exaggerates the potential for class conflict by neglecting
     the possibilities for non-capitalist classes to harness power
     and state control/influence in capitalist societies
     Exaggerates the ability of a capitalist elite to manufacture
     and perpetuate ‘false consciousness’ among the working
     class majority
     Underestimates the capacity for the reform of capitalism by
     liberal democracy- through welfare state provision and
     state regulation of the free market for example
Summary
                   Elitist             Pluralist            Marxist


Source of power    elite grouping      societal interests   capitalist mode of
                                                            production

Nature of power    concentrated        dispersed            concentrated


Analysis of        neutral             positive             critical
power

Ultimate verdict   accept the system   engage with the      overthrow the
                                       system               system
Conclusion
1. pluralist, in which power is diffused widely amongst groups
between which there is competition for political office through
the electoral system, which is open to all.
2. elitist, in which power is concentrated in leaders who may
be elected or appointed, for whose posts there is little or no
competition, entry to which is limited.
3. Marxist, in which power is distributed according to the
accumulation of capital. Owners of capital operate behind the
scene to manipulate the political process, and indoctrinate the
mass of the working classes into accepting the unequal
economic structure of society.

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Theories of power 2012 a level conference- john barry

  • 1. Theories of power: pluralist, elitist and Marxist perspectives Dr. John Barry School of Politics, International Studies and Philosophy j.barry@qub.ac.uk
  • 2. Key questions How do Elitist, Pluralist and Marxists theories define power? Are such definitions of power adequate for making sense of contemporary societies? What understanding of politics or ‘the political’ does each theory give rise to, and should those views be challenged or endorsed?
  • 3. Why power? Power is an ‘essentially contested concept’ (like ‘democracy’ ‘justice’ ‘equality’ etc.) Power is an inherently political concept Definitions of power and definitions of the political’ are interdependent Theoretical perspectives on power are to a large extent theoretical perspectives on the stuff of politics itself That is, definitions of power are constitutive of what we mean by ‘politics’ and ‘the political’
  • 4. Theories of Power: Pluralist, Elitist and Marxist Pluralism – how power is distributed Elitism – how power is concentrated Marxism – class conflict and economic power
  • 5. Pluralism Assumes that power is dispersed within society to the various interest groups which constitute that society, that political decisions (including policy decisions) are the outcome of competition between many different groups representing many different interests and that the state acts as a more or less neutral referee.
  • 6. Pluralism Analysed 1. Political power is fragmented and dispersed. 2. The existence of classes, political parties, status groups, pressure groups, interest groups, etc. testifies to the distribution of power 3. Groups provide a more effective means of representation than election. 4. Public policy is the outcome of group forces acting against one another. 5. No one group will dominate for every group there will be an equal and opposite. 6. The larger the group the more influence it will have. 7. Policies are the product of bargaining and compromise, will tend to be moderate , fair to all and conducive to social stability.
  • 7. INSIDER GROUPS – MORE POWERFUL Practically part of the establishment Able to work closely with elected and appointed officials in central or local government. Not always an advantage, since it is conferred upon those with largely compatible views to the government of the day.
  • 8. OUTSIDER GROUPS – LESS POWERFUL Outsider Groups: Do not have easy access to politicians and civil servants. Outside status a sign of weakness. OR groups can choose to ‘Tunnelers’,direct action remain on outside so as not environmentalists – be be compromised . Manchester Airport, 1997
  • 9. Critique of Pluralism “The flaw in the pluralist heaven is that the heavenly chorus sings with a strong upperclass accent” (Schattschneider, 1960:p35) Power is not dispersed State is not neutral Society is unequal
  • 10. Limitations of Pluralist theory An overly ‘optimistic’ view of power that underestimates the importance of informal power outside official decision-making processes e.g., ‘old boys’ networks, often based on class or ethnic, religious etc bases Overestimates the ability of interest groups outside traditional elite spheres to actually influence political processes and outcomes Social, political and economic capital is often key for access to decision makers Overly reliant on the power of competition to mitigate real social and economic inequalities in society Resources available to different interest groups are not necessarily proportionate to their overall levels of support in society
  • 11. Elitist theory of power In all societies and political organisations there exists a small class of rulers and decision-makers that performs key political functions and monopolises power, and a larger class that is ruled over and largely passive and marginalised in political affairs. The ruling elite is drawn from the higher echelons of political office, the corporate sector and the military; an almost‘aristocratic’ nature to this self-perpetuating elite’s exercise of power. For Pareto elite power is an inevitable outcome of large-scale organisations (a division of labour), related to Roberto Michels’ concept the ‘iron law of oligarchy’.
  • 12. Elitism Analysed There are many sources of elite power (wealth, traditional or religious authority etc.) ‘Democratic elitism’ – modern democratic elections – opportunities for the normally passive masses to ‘vote’ in different/same elites to rule over them Competition between different elites for election, participation by pressure group elites in between elections, interaction with bureaucratic elites, are regarded as the ways in which democracy operates in a modern liberal democratic capitalist state.
  • 13. Elitism and Groups Distribution of power in society reflect the inequalities of wealth. Some groups have few resources, other have many. Some interests are unorganised; some rely on others to protect them; (minority groups, children, the homeless, mentally ill, poor) Groups fight their battles in a system which is systematically loaded in favour of middle and upper class interests, or financial interests. Organisations themselves are inherently oligarchic. A few leaders wield power, and are often un-elected and unaccountable to members (Michel's’ ‘iron law’).
  • 14. Limitations of Elitist theory Not all historical societies have been hierarchical with an elite e.g., acephalous tribes and egalitarian societies (though elitism as a theory is only usually applied to modern societies)_ Distinction between elites and masses is oversimplified? Universal education and welfare-based meritocracies in post-WWII Europe Unable to engage with normative issues of democracy and justice Simply presents the existence of ruling elites as ‘inevitable’and democracy reduced to competition between elites (or sections of the same elite) to rule
  • 15. Marxism Analysed “The simple idea is that the policy process, far from being a rational weighing up of alternatives, is driven by powerful socio-economic forces that set the agenda, structure decision-makers choices, constrain implementation and ensure that the interests of the most powerful (or of the system as a whole) determines the outputs and the outcomes of the political system” (Peter John, Analysing Public Policy, 1999. p.92)
  • 16. Marxism Analysed The state’s function is to protect and reproduce capitalism. Public policies, thus, reflect the role of the state in trying to regulate the economy and ensure social and political stability. In other words, the state formulates and implements policy to reflect the interests of capitalism and the capitalist/ruling class.
  • 17. Marxist theory (contd.) Sources of power: – Ownership and control of economic property, wealth, productive assets of society, including control of finance – Control over ideas, through the media and processes of socialisation more generally, such as education: ideology/hegemony – Control over the state • Role of ideology/hegemony: ‘is not the supreme exercise of power to get another or others to have the desires you want them to have?’ (Steven Lukes, Power: A Radical View, 1973) ‘False consciousness’ For Marxists, the source and exercise of power is not always readily apparent and therefore needs to be deciphered; hence the great ability of power to be ‘hidden’ and not immediately obvious.
  • 18. Upper Class 1% Capitalist Class Model Corporate of Class Structure Class 14% Upper Middle under capitalism Class Mean Income 30% Middle Class Median Income 30% Working Class 13% Working Poor Poverty Line Underclass 12%
  • 19. Limitations of Marxist Account State is not autonomous & elites are not unified. Doesn’t always explain the variation and complexity of public policy and other political decisions made by the state and its agencies. Doesn’t allude to the variety of groups involved in formulating policy. Monocentric view of governments goals doesn’t acknowledge the multiplicity of social and political objectives expressed in the formulation of policy.
  • 20. Limitations of Marxist theory • Overemphasises the importance of power originating in economic relations – pays insufficient attention to non- economic bases of political power • Exaggerates the potential for class conflict by neglecting the possibilities for non-capitalist classes to harness power and state control/influence in capitalist societies Exaggerates the ability of a capitalist elite to manufacture and perpetuate ‘false consciousness’ among the working class majority Underestimates the capacity for the reform of capitalism by liberal democracy- through welfare state provision and state regulation of the free market for example
  • 21. Summary Elitist Pluralist Marxist Source of power elite grouping societal interests capitalist mode of production Nature of power concentrated dispersed concentrated Analysis of neutral positive critical power Ultimate verdict accept the system engage with the overthrow the system system
  • 22. Conclusion 1. pluralist, in which power is diffused widely amongst groups between which there is competition for political office through the electoral system, which is open to all. 2. elitist, in which power is concentrated in leaders who may be elected or appointed, for whose posts there is little or no competition, entry to which is limited. 3. Marxist, in which power is distributed according to the accumulation of capital. Owners of capital operate behind the scene to manipulate the political process, and indoctrinate the mass of the working classes into accepting the unequal economic structure of society.

Notas do Editor

  1. Core components of all political perspectives are – power and how it is distributed; the role of the state; and the level of group activity.
  2.          Today examines the influence of group politics on the policy process.            In general the term pluralism has two main meanings – one broad, one narrow.            In the broadest sense, pluralism is a commitment to diversity or the multiplicity of things.            In the narrow sense, pluralism is the theory of the distribution of political power.            On the one hand, Pluralist theories offer the most positive image of group politics.            On the other hand, Pluralist theories are highly optimistic (misleadingly?).            What matters to pluralists about the distribution of power in society is not that it is uneven, but that it is widely dispersed rather than concentrated into the hands of the few.          Pluralist Model – sometimes associated to the US political scientist Robert Dahl.
  3. Power in Society is dispersed.   If people are sufficiently concerned about an issue, they will form a group and pressurize government.   Although groups may have unequal resources, groups lacking in one resource (money) will have another (Good publicity)   People have overlapping membership of groups – they are teachers, parents, consumers – and therefore no single group will become all dominant.   Government gives access to groups lacking in resources because of the need to win votes.   Most interest groups are concerned with a limited range of issues, and therefore different groups are involved in different policy areas.   Government is constrained by ‘ potential groups ’ . If the interests of these groups are threatened, they will organise and force the government to take action.   Source : Smith 1995 As illustrated in Richards and Smith, 2002. p.172
  4. Elitism is a power approach to decision-making and focuses on the way in which power is concentrated.   Elitism is a belief in, or practice of, rule by an elite or minority. Democracy is an illusion – political power is always exercised by a powerful minority   Elitism – a critique of egalitarian ideas such as democracy and socialism. In later period democracy came to be viewed as a form of politics in which elites compete for the people ’ s vote in order to secure legitimacy for elite rule.   Normative elitism suggests that elite rule is desirable – political power should be vested in the hands of a wise or enlightened minority   Classical elitism saw elite rule as being inevitable, an unchangeable fact of social existence (Italian thinkers like Mosca, Pareto & Michel).   Classical elitist theory maintains that political elites achieve their position in a number of ways – revolutionary overthrow, military conquest, control of resources, and command of economic resources.   Modern elitism both explain and challenge what is determined ‘ elite rule ’ .   Competitive elitism highlights the significant of elite rivalry. The electorate can decide which elite rules but cannot change the fact that power is always exercised by an elite.   As a model, elitism is purported to be based on ‘ how the real world works ’ – those at the top with power and those at the bottom without power.  
  5. “ The state is nothing but an executive committee for the burgeoisie ” (Marx)   The state is not a neutral agent but rather an instrument for class domination (Miliband) Marxism is a socio-economic approach to how policy is made.   Marxist account of policy process follows clearly from its analysis of politics.   An approach which holds much in common with the elitist theories but elitist theory argues that the state elite is powerful, but not tied to a particular class within society.
  6. Using education policy as an example – Marxists would argue that schools perpetuate economic divisions and inequalities by preparing social strata for their roles in the workforce.