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Biodiversity, Ecosystem services, Social
sustainability and Tipping points
in East African rangelands
(BEST)
Said M. Y., Homewood, K., Keane A., Rowcliffe M.
ESPA Researchers and Stakeholders Workshop
Mombasa, June 11th 2013

Katherine Homewood
Anthropology,UCL
What is happening in Kenya Rangelands
1.

Biodiversity loss – wildlife declined by
50-70% in ASALs in the period 70s-2009
(Norton-Griffiths & Said 2010; Western
et al 2009)

2.

Livestock populations – vary year to year
in response to rainfall, increase 0.6% per
annum, high offtake

3.

High poverty rates in pastoral
communities

4.

Emergence of conservancies – more than
40

5.

Initiative for communities to benefit
from wildlife revenue - Payments for
Wildlife Conservation (PWC)
Wildlife trends in ASALs

Natural Capital (in prep)
Wildlife and livestock trends (1990s –
2000s) in relation to biomes

Natural Capital (in prep)
Wildlife Density in 1990s

Poverty Rate in 1999

Can conservancies slow/reverse biodiversity loss
and reduce poverty concurrently?
Source: WRI, ILRI, CBS, DRSRS (2007)
Shifts in Land Management in ASALs
Land Tenure

Mobility

Tourism
Benefits

Communal

Open

Latent

Privatized

Closed

Gone

Land Lease
Photo credit: Philip Osano

Payments for Wildlife
Conservation (PWC)
How can policy/ economic incentives improve
management of East African rangelands
through pastoralists’ livelihood choices?
1.

How do conservancies affect pastoralist household
decisions allocating land, labour and capital to competing
livelihood options?
2. What are the economic and ecological outcomes of these
decisions, and what are the trade-offs?
3. How do conservancy impacts differ between households
which participate in the conservancy and those which are
excluded?
4. How can policy and economic incentives encourage more
economically and ecologically sustainable livelihood choices?
Methods
• Economic games
– Explore how conservancies prompt changes in livelihood decisions
– Approach:
• Controlled experiments studying behaviour
• CPR games based on Maasai Mara grazing resources
• Explore situations where individual interests conflict with those of group

• Choice experiments
– Explore conservancy effects on wellbeing

– Approach:
• offer choices between pairs of alternative livelihoods futures
• Each with contrasting levels of herd size, crop area, wage, land set aside, etc
• Estimates threshold values at which decisions change

• Stochastic dynamic programming models
– Explore single-household decisions over 15-yr timeline
– Calculate optimal decision sets for differing wealth/policy scenarios
– Major shift as land availability becomes limiting
Economic games

Elders allocating wealth counters
among cattle (green), cash (blue),
conservancy (red) and crops
(yellow)options for single-year
rounds with different land use
Choice experiments:

showing two of 16 pairs of choices
Choice 1
Option 1

2. Number of shoats
3. Private grazing land and
monthly conservancy payments
4. Grazing permitted in
conservancy during drought
5. Monthly wage
6. Area of land cultivated

Option 2

100

40

0

0

No private grazing land,
30,000KSh conservancy
payments

50ha private grazing
land, 15,000KSh
conservancy payments

No

No

4,300Ksh

4,300Ksh

0

2ha

Option 1

1. Number of cattle

Option 2

0

100

0

0

No private grazing land,
30,000KSh conservancy
payments

No private grazing land,
30,000KSh conservancy
payments

Yes

No

7,700KSh

4,300Ksh

0

0

Choice 2
1. Number of cattle
2. Number of shoats
3. Private grazing land and
monthly conservancy payments
4. Grazing permitted in
conservancy during drought
5. Monthly wage
6. Area of land cultivated
Key findings:
• Change in
• land availability
• Payments (PES)

• Leads to changes in
• People’s evaluation of alternative options
• People’s land use/livelihood decisions

• Outcomes very context-dependent
In more detail….
How do conservancies affect pastoralist
household decisions allocating land, labour and
capital to competing livelihood options?
Optimal strategies depend on household wealth and land tenure context
Policy scenarios tested:
1. Communal tenure: As wealth increases, households shift
–
–
–

2.

Private land, no conservancy: as above, but
–
–

3.

from small stock + crops + wage labour
Through increasing additional investment in cattle
To 10 cattle + multiple income-generating investments
Cultivation used by all
Balance shifts from cattle to cash investment

Private land, conservancy members: limited land availability  major change
–
–

Shift to cattle at lower wealth threshold
Stable optimal strategy:
•
smallstock + few cattle + cash investment in other activities.
•
Multiple possible choices re cultivation
Land tenure and policy changes in the Mara
•

In 1911, the Maasai
lost about 60% of
their best land and
pastures

•

They were moved from
northern reserves to
southern reserves

•

Land tenure is
changing from Group
ranches to private
ownership

•

Subdivision as been
followed by land
intensification

•

Since 2006 land
around the Mara have
consolidated to form
the conservancies
Land consolidation
1. What are the economic outcomes?
- Depends on externally driven payment (PES) thresholds
- People diversify PROVIDED can access DS grazing

2. What are the economic trade-offs?:
- choice experiments allow estimation of threshold/tradeoff values
- PES benefits vs decline in primary (livestock-based) income
- Distributional effects – within and between households
•
•

PES benefits to Landowner household, and (usually) male household head
Costs borne by non landowner households and by non–head (often female)
household members
Revenues from Conservancies

Photo Credit: David Huberman (IUCN)
Mean revenue (US$ per household per year) for a sub-sample of pastoral households
participating in a Payment for Ecosystem Service scheme (enrolled in Olare Orok
Conservancy: N=73), and not participating in the PES (N=45) in Maasai Mara
Ecosystem (MME)

Income Source
Livestock

PES
Other Income

Total

Year

OOC
NonOOC
OOC
NonOOC
OOC

NonOOC

2008
2009
2008
2009
2008
2009
2008
2009
2008
2009
2008
2009
2008
2009

Income
Mean (US$)
HH/yr
3,180
2,280
2,840
1,830
1,730
1,860
920
870
990
670

Percentage (%)
HH
(55)
(46)
(74)
(73)
(30)
(37)
(16)
(17)
(26)
(27)

5,830
5,010
3,840
2,510
Osano et al. submitted
PWC and Tipping Points on Private Land
2010 Conservancies

Names & Area (Ha)
1. Olare Orok (9,720)
2. Olkinyei (4,856)
3. Motorogi (5,466)
4. Mara North (30,955)
5. Naboisho (20,946)

Potential for PWC
1. Enoonkishu (6,566)
2. Lamek (6,860)
3. Ol-Chorro (6,879)

Maasai Mara
National Reserve

N

50

0

50

100 Kilometers

1.

Post-privatisation land reconsolidation to create open spaces for wildlife and livestock mobility

2.

Total area of the eight (8) Conservancies (~ 92,000 ha) is more than half (61%) of the area of Maasai
Mara National Reserve itself (150,000 ha)

3.

Local pastoralists earn more than US$ 3.6 M annually, now paid directly to households on a flat rate
based on land holdings
1. What are the ecological outcomes?
Conservancies
- maintain open rangeland for wildlife (…± livestock?) BUT
- increase illegal grazing in national park/reserve

2. What are the ecological trade-offs:
-

Most choose to diversify land use (conservancy + livestock
grazing ± crops)
Some covenant all land (especially if have land elsewhere)
BUT
98% choose guaranteed access to DS grazing within
conservancy, over alternative benefits
Per capita expenditure on PES income by OOC
households on seven bundles of goods and services in
2009 (listed in descending order based on mean
values)
Household PES
Expenditure in 2009
Bundle of goods and services
Basic needs expenses (food, cloths etc)
Educational expenses (books, fees etc)
Livestock veterinary expenses

Mean (US$/AE/yr)
75
40
35

Purchase of livestock (cattle, sheeps, goats)

30

Human health expenses (drugs, hospital fee)

24

Purchase of hay/lease of land for grazing rights

2

Purchase of water for domestic consumption

1

Osano et al. submitted
Trends of wildebeest and sheep & goats in
the Mara Ecosystem

Source: Ogutu, Owen-Smith, Piepho and Said (2011)
Species Richness – herbivore

Photos: Rob O’Meara, Sarah O’Meara
Source of Information: Olare Orok Conservancy Trust publication

Wildlife Density – herbivore

Photo: Ron Beaton

Source: DRSRS et al. in prep
How can policy and economic incentives
encourage more economically and ecologically
sustainable livelihood choices?
1. Rapid pace of change/ shifting baseline
2. Major effect of (externally set) PES thresholds on decisions
3. BEST
–
–
–
–

Economic games/choice experiments reveal underlying decision
rules
Policy scenarios reveal unanticipated outcomes
Findings help make policymakers aware of user
perspectives/responses
Findings help inform more effective policy and practice
Can we upscale conservancies across the country?

Lod war#

Lod war#

# Mars ab it

# Mars ab it

# Is io lo

#Is io lo

#

#

Nan yu ki

Nan yu ki

#Ga ris s a

#Ga ris s a

#

Narok

#

Narok

# NAI RO B I

Wildlife Density (Kg / ha)
<1
1 - 10
10 - 100
100 - 1000
>1000

#

300

# NAI RO B I

Agro-clim atic zone
I
II
III
IV
V
VI
VII

Mom ba s a

0

300 Kilom eters

#

Mom ba s a

N
Future research
Further questions important to policy:
• Who is able/ not able to engage with conservancies?
• How do impacts differ for members vs non-members?
• How would measuring broader dimensions of wellbeing
change conclusions?
• What are the leakage effects on surrounding areas?
Generalizing beyond Mara
• Applicability in Kenya beyond high-PES Mara?
• Applicability across East Africa, the Horn and beyond?
• Can policy (promoting/governing PES) enhance financial
sustainability in less favourable areas?
Putting BEST research into use
1. Stakeholder engagement - February 2012
– policymaker/practitioner workshop
– Field stakeholder engagement

2. Stakeholder engagement - August 2013
– policymaker/practitioner workshop
– Field stakeholder engagement
– Scientific and public media outputs

3. Mainstreaming actions - ongoing
–

research team member roles in policy and practice
•
•
•
•

Donor panels,
Government committees,
International agencies
NGOs
Engagement in policy
• Reviewed and participated in the ASAL and Environmental
policies in Kenya
• Member of ASAL Stakeholder forum (ASF) bringing
together communities, researchers, NGOs, Private sector
working in ASAL and linking to government
• Represented ASF in the launch of the National Policy for
the Sustainable Development of Northern Kenya and other
Arid Lands 5th February, 2013.
• Provides technical support developing key policies
– i) mapping wildlife corridors (Vision 2030 project)
– ii) valuing Kenya’s natural capital (Ministry of
Environment and Mines).
Future research opportunities:
Other ESPA/ ESPA-related research informed
by/ linked with BEST
•

NERC 2013-2015 Assessing Risks of Investment in Groundwater Resources in Sub-Saharan
Africa. de Leeuw (PI, ICRAF) UCL Co-I, African and Dutch partners

•

ESRC-DFID 2013-2016 “Measuring complex outcomes of environment and development
interventions” (ES/J018155/1, with Wildlife Conservation Society (PI), UCL, Imperial Co-PIs) .

•

AHRC 2013-2015 Sustainability and subsistence systems in a changing Sudan (AH/K006193/1,
British Museum PI, UCL co-PI with National Museums of Sudan, Khartoum and Dongola
Universities).

•

NERC-VNN 2011-2 Capturing differentiated experience of change to ensure pro-poor ecosystem
service interventions are fit for purpose (Imperial PI; co-Is UCL, IoZ, LSE, FarmAfrica, WCS)

•

(shortlisted) ERC Transforming ESPA interventions through collaborative action-based learning
(Imperial (PI), UCL and IoZ, with UK, African, Cambodian and international partners)

•

(shortlisted) ESPA 2013: Poverty and ecosystem Impacts of payment for wildlife conservation
initiatives in Africa: Tanzania’s wildlife Management Areas (UCL (PI) with Tanzania Wildlife
Research institute, Copenhagen University, Tanzania Natural Resources Forum, Imperial and
UNEP-WCMC)
Biodiversity, Ecosystem Services, and Livelihood Choices in East African Rangelands

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Biodiversity, Ecosystem Services, and Livelihood Choices in East African Rangelands

  • 1. Biodiversity, Ecosystem services, Social sustainability and Tipping points in East African rangelands (BEST) Said M. Y., Homewood, K., Keane A., Rowcliffe M. ESPA Researchers and Stakeholders Workshop Mombasa, June 11th 2013 Katherine Homewood Anthropology,UCL
  • 2. What is happening in Kenya Rangelands 1. Biodiversity loss – wildlife declined by 50-70% in ASALs in the period 70s-2009 (Norton-Griffiths & Said 2010; Western et al 2009) 2. Livestock populations – vary year to year in response to rainfall, increase 0.6% per annum, high offtake 3. High poverty rates in pastoral communities 4. Emergence of conservancies – more than 40 5. Initiative for communities to benefit from wildlife revenue - Payments for Wildlife Conservation (PWC)
  • 3. Wildlife trends in ASALs Natural Capital (in prep)
  • 4. Wildlife and livestock trends (1990s – 2000s) in relation to biomes Natural Capital (in prep)
  • 5. Wildlife Density in 1990s Poverty Rate in 1999 Can conservancies slow/reverse biodiversity loss and reduce poverty concurrently? Source: WRI, ILRI, CBS, DRSRS (2007)
  • 6. Shifts in Land Management in ASALs Land Tenure Mobility Tourism Benefits Communal Open Latent Privatized Closed Gone Land Lease Photo credit: Philip Osano Payments for Wildlife Conservation (PWC)
  • 7. How can policy/ economic incentives improve management of East African rangelands through pastoralists’ livelihood choices? 1. How do conservancies affect pastoralist household decisions allocating land, labour and capital to competing livelihood options? 2. What are the economic and ecological outcomes of these decisions, and what are the trade-offs? 3. How do conservancy impacts differ between households which participate in the conservancy and those which are excluded? 4. How can policy and economic incentives encourage more economically and ecologically sustainable livelihood choices?
  • 8. Methods • Economic games – Explore how conservancies prompt changes in livelihood decisions – Approach: • Controlled experiments studying behaviour • CPR games based on Maasai Mara grazing resources • Explore situations where individual interests conflict with those of group • Choice experiments – Explore conservancy effects on wellbeing – Approach: • offer choices between pairs of alternative livelihoods futures • Each with contrasting levels of herd size, crop area, wage, land set aside, etc • Estimates threshold values at which decisions change • Stochastic dynamic programming models – Explore single-household decisions over 15-yr timeline – Calculate optimal decision sets for differing wealth/policy scenarios – Major shift as land availability becomes limiting
  • 9. Economic games Elders allocating wealth counters among cattle (green), cash (blue), conservancy (red) and crops (yellow)options for single-year rounds with different land use
  • 10. Choice experiments: showing two of 16 pairs of choices Choice 1 Option 1 2. Number of shoats 3. Private grazing land and monthly conservancy payments 4. Grazing permitted in conservancy during drought 5. Monthly wage 6. Area of land cultivated Option 2 100 40 0 0 No private grazing land, 30,000KSh conservancy payments 50ha private grazing land, 15,000KSh conservancy payments No No 4,300Ksh 4,300Ksh 0 2ha Option 1 1. Number of cattle Option 2 0 100 0 0 No private grazing land, 30,000KSh conservancy payments No private grazing land, 30,000KSh conservancy payments Yes No 7,700KSh 4,300Ksh 0 0 Choice 2 1. Number of cattle 2. Number of shoats 3. Private grazing land and monthly conservancy payments 4. Grazing permitted in conservancy during drought 5. Monthly wage 6. Area of land cultivated
  • 11. Key findings: • Change in • land availability • Payments (PES) • Leads to changes in • People’s evaluation of alternative options • People’s land use/livelihood decisions • Outcomes very context-dependent In more detail….
  • 12. How do conservancies affect pastoralist household decisions allocating land, labour and capital to competing livelihood options? Optimal strategies depend on household wealth and land tenure context Policy scenarios tested: 1. Communal tenure: As wealth increases, households shift – – – 2. Private land, no conservancy: as above, but – – 3. from small stock + crops + wage labour Through increasing additional investment in cattle To 10 cattle + multiple income-generating investments Cultivation used by all Balance shifts from cattle to cash investment Private land, conservancy members: limited land availability  major change – – Shift to cattle at lower wealth threshold Stable optimal strategy: • smallstock + few cattle + cash investment in other activities. • Multiple possible choices re cultivation
  • 13. Land tenure and policy changes in the Mara • In 1911, the Maasai lost about 60% of their best land and pastures • They were moved from northern reserves to southern reserves • Land tenure is changing from Group ranches to private ownership • Subdivision as been followed by land intensification • Since 2006 land around the Mara have consolidated to form the conservancies
  • 15. 1. What are the economic outcomes? - Depends on externally driven payment (PES) thresholds - People diversify PROVIDED can access DS grazing 2. What are the economic trade-offs?: - choice experiments allow estimation of threshold/tradeoff values - PES benefits vs decline in primary (livestock-based) income - Distributional effects – within and between households • • PES benefits to Landowner household, and (usually) male household head Costs borne by non landowner households and by non–head (often female) household members
  • 16. Revenues from Conservancies Photo Credit: David Huberman (IUCN)
  • 17. Mean revenue (US$ per household per year) for a sub-sample of pastoral households participating in a Payment for Ecosystem Service scheme (enrolled in Olare Orok Conservancy: N=73), and not participating in the PES (N=45) in Maasai Mara Ecosystem (MME) Income Source Livestock PES Other Income Total Year OOC NonOOC OOC NonOOC OOC NonOOC 2008 2009 2008 2009 2008 2009 2008 2009 2008 2009 2008 2009 2008 2009 Income Mean (US$) HH/yr 3,180 2,280 2,840 1,830 1,730 1,860 920 870 990 670 Percentage (%) HH (55) (46) (74) (73) (30) (37) (16) (17) (26) (27) 5,830 5,010 3,840 2,510 Osano et al. submitted
  • 18. PWC and Tipping Points on Private Land 2010 Conservancies Names & Area (Ha) 1. Olare Orok (9,720) 2. Olkinyei (4,856) 3. Motorogi (5,466) 4. Mara North (30,955) 5. Naboisho (20,946) Potential for PWC 1. Enoonkishu (6,566) 2. Lamek (6,860) 3. Ol-Chorro (6,879) Maasai Mara National Reserve N 50 0 50 100 Kilometers 1. Post-privatisation land reconsolidation to create open spaces for wildlife and livestock mobility 2. Total area of the eight (8) Conservancies (~ 92,000 ha) is more than half (61%) of the area of Maasai Mara National Reserve itself (150,000 ha) 3. Local pastoralists earn more than US$ 3.6 M annually, now paid directly to households on a flat rate based on land holdings
  • 19. 1. What are the ecological outcomes? Conservancies - maintain open rangeland for wildlife (…± livestock?) BUT - increase illegal grazing in national park/reserve 2. What are the ecological trade-offs: - Most choose to diversify land use (conservancy + livestock grazing ± crops) Some covenant all land (especially if have land elsewhere) BUT 98% choose guaranteed access to DS grazing within conservancy, over alternative benefits
  • 20. Per capita expenditure on PES income by OOC households on seven bundles of goods and services in 2009 (listed in descending order based on mean values) Household PES Expenditure in 2009 Bundle of goods and services Basic needs expenses (food, cloths etc) Educational expenses (books, fees etc) Livestock veterinary expenses Mean (US$/AE/yr) 75 40 35 Purchase of livestock (cattle, sheeps, goats) 30 Human health expenses (drugs, hospital fee) 24 Purchase of hay/lease of land for grazing rights 2 Purchase of water for domestic consumption 1 Osano et al. submitted
  • 21. Trends of wildebeest and sheep & goats in the Mara Ecosystem Source: Ogutu, Owen-Smith, Piepho and Said (2011)
  • 22. Species Richness – herbivore Photos: Rob O’Meara, Sarah O’Meara Source of Information: Olare Orok Conservancy Trust publication Wildlife Density – herbivore Photo: Ron Beaton Source: DRSRS et al. in prep
  • 23. How can policy and economic incentives encourage more economically and ecologically sustainable livelihood choices? 1. Rapid pace of change/ shifting baseline 2. Major effect of (externally set) PES thresholds on decisions 3. BEST – – – – Economic games/choice experiments reveal underlying decision rules Policy scenarios reveal unanticipated outcomes Findings help make policymakers aware of user perspectives/responses Findings help inform more effective policy and practice
  • 24. Can we upscale conservancies across the country? Lod war# Lod war# # Mars ab it # Mars ab it # Is io lo #Is io lo # # Nan yu ki Nan yu ki #Ga ris s a #Ga ris s a # Narok # Narok # NAI RO B I Wildlife Density (Kg / ha) <1 1 - 10 10 - 100 100 - 1000 >1000 # 300 # NAI RO B I Agro-clim atic zone I II III IV V VI VII Mom ba s a 0 300 Kilom eters # Mom ba s a N
  • 25. Future research Further questions important to policy: • Who is able/ not able to engage with conservancies? • How do impacts differ for members vs non-members? • How would measuring broader dimensions of wellbeing change conclusions? • What are the leakage effects on surrounding areas? Generalizing beyond Mara • Applicability in Kenya beyond high-PES Mara? • Applicability across East Africa, the Horn and beyond? • Can policy (promoting/governing PES) enhance financial sustainability in less favourable areas?
  • 26. Putting BEST research into use 1. Stakeholder engagement - February 2012 – policymaker/practitioner workshop – Field stakeholder engagement 2. Stakeholder engagement - August 2013 – policymaker/practitioner workshop – Field stakeholder engagement – Scientific and public media outputs 3. Mainstreaming actions - ongoing – research team member roles in policy and practice • • • • Donor panels, Government committees, International agencies NGOs
  • 27. Engagement in policy • Reviewed and participated in the ASAL and Environmental policies in Kenya • Member of ASAL Stakeholder forum (ASF) bringing together communities, researchers, NGOs, Private sector working in ASAL and linking to government • Represented ASF in the launch of the National Policy for the Sustainable Development of Northern Kenya and other Arid Lands 5th February, 2013. • Provides technical support developing key policies – i) mapping wildlife corridors (Vision 2030 project) – ii) valuing Kenya’s natural capital (Ministry of Environment and Mines).
  • 28.
  • 29. Future research opportunities: Other ESPA/ ESPA-related research informed by/ linked with BEST • NERC 2013-2015 Assessing Risks of Investment in Groundwater Resources in Sub-Saharan Africa. de Leeuw (PI, ICRAF) UCL Co-I, African and Dutch partners • ESRC-DFID 2013-2016 “Measuring complex outcomes of environment and development interventions” (ES/J018155/1, with Wildlife Conservation Society (PI), UCL, Imperial Co-PIs) . • AHRC 2013-2015 Sustainability and subsistence systems in a changing Sudan (AH/K006193/1, British Museum PI, UCL co-PI with National Museums of Sudan, Khartoum and Dongola Universities). • NERC-VNN 2011-2 Capturing differentiated experience of change to ensure pro-poor ecosystem service interventions are fit for purpose (Imperial PI; co-Is UCL, IoZ, LSE, FarmAfrica, WCS) • (shortlisted) ERC Transforming ESPA interventions through collaborative action-based learning (Imperial (PI), UCL and IoZ, with UK, African, Cambodian and international partners) • (shortlisted) ESPA 2013: Poverty and ecosystem Impacts of payment for wildlife conservation initiatives in Africa: Tanzania’s wildlife Management Areas (UCL (PI) with Tanzania Wildlife Research institute, Copenhagen University, Tanzania Natural Resources Forum, Imperial and UNEP-WCMC)