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Danish University Mergers
       The case of Aarhus University




                KAARE AAGAARD
  DANISH CENTRE FOR STUDIES IN RESEARCH AND
     RESEARCH POLICY – AARHUS UNIVERSITY
Danish University Mergers
                  The case of Aarhus University



Mergers of public research institutions:
 For decades an issue on the Danish political agenda
 Growing pressure for change after 2000
 2001: The Danish Research Commission
 2002/2003: The Danish Council for Research Policy
 2004: OECD
 2004: Minor mergers - from 25 to 17 GRIs
 At the same time major merger processes in other
 political areas (municipalities, hospitals, university
 colleges etc.)
Danish University Mergers
                  The case of Aarhus University


The national decisionmaking process:
2006 Globalisation Strategy as initiation. The primary aims
  of the mergers to:
 Strengthen Danish research and university education –
  also in an international context
 Increase the universities' proportion of business
  collaboration and innovation
 Increase the universities' ability to attract international
  research funding, including EU-funding
 Enhance services for the public authorities

Very fast process (Feb. 2006-Oct. 2006) and very limited
 central analysis – more emphasis at solutions than
 problems
Danish University Mergers
                      The case of Aarhus University


National Result: From 25 to 11 institutions with effect from 1/1-2007

Three major universities (2/3 of the sector in both research and
  education)
 KU: KU, DFU and KVL
 AU: AU, ASB, DPU, DJF and NERI
 DTU: DTU, RISØ, DFVF, DRC, DFIU and DTF

Five smaller and very different universities (AAU, SDU, RUC, CBS
  and ITU): 2 universities with small GRI-mergers (AAU, SDU) and 3
  non-merged universities (RUC, CBS, ITU)

4 Non-merged GRIs (NFA, SFI, The Kennedy Centre, GEUS)

In general most institutions were integrated as independent units within
   new universities – few reorganisations and few geographical transfers
   of staff
Danish University Mergers
                    The case of Aarhus University


The case of Aarhus University
 AU 2006: A traditional multifaculty university
 AU 2007: Integration of 2 small universities and 2 large GRIs - 40%
  increase in turnover and an increase from 5 to 9 main academic
  areas:
       Humanities (HUM)
       Health Sciences (SUN)
       Science (NAT),
       Theology (TEO)
       Social Sciences (SAM)
         The Faculty of Agricultural Sciences (DJF)
         The National Environmental Research Institute (NERI)
         The Aarhus School of Business (ASB)
         The Danish School of Education (DPU)

 Result: A large, very diverse and very geographically spread out
  university
Danish University Mergers
                                    The case of Aarhus University


                                                                    Horsens: DJF (Forskningscenter
 Geographic overview 2007-
 2011
Askov: DJF (Askov Forsøgsstation)
Danish University Mergers
                         The case of Aarhus University


New AU in brief
 Responsible for 27% of total research performed in the public sector
 9,500 publications (80% scholarly/scientific and 20% public
  dissemination)
 38,050 students (7,000 new) /1,610 PhD students
 Approx. 85 Bachelor’s programmes and 125 Master’s programmes
 Academic staff: 5,970 employees - Technical/administrative staff:
  5,007 employees

Revenues:
     Teaching                     DKK 1.3 billion
     Basic research                       DKK 1.9 billion
     Competitive funding          DKK 1.7 billion
     Public sector consultancy    DKK 0.3 billion
     Other                        DKK 0.5 billion
 Total:                           DKK 5.7 billion (0.760 billion Euros)
Danish University Mergers
                          The case of Aarhus University


Phase II : Internal reorganisations – initiated march 2010

External challenges:
     Increased domestic and international competition for research funding
     Increased competition for the most talented researchers and students
     Increased focus on strategic research
     Increased understanding of the key societal role played by our universities
     Increased complexity of global challenges
Internal challenges:
     Increased demand for efficiency
     Increased demand for concrete synergy effects from the mergers
     Need to break down ”silos” to increase collaboration and communication
     Need to create greater scope for strategic leadership

Solution: New organisational structure with fewer main academic
  areas, fewer departments, simpler administrative structure –
  approved in march 2011 - implemented by 1/8-2011
Danish University Mergers
                         The case of Aarhus University

AU 2011: From nine to four main academic areas
Danish University Mergers
                 The case of Aarhus University


Reduction of number of institutes/departments/centres

 Arts: From ten to four (DPU: From independent
  university to independent faculty to institute)
 Business and Social Sciences: From 11 to seven
  (ASB: From independent university to independent
  faculty to part of merged faculty)
 Health: From 10 to five
 Science and Technology: From 24 to 12 (DMU and
  DJF from large GRIs to independent faculties to national
  centres)

In total: From 55 to 26 - Rationale at all levels: Fewer
  units equals fewer borders
Danish University Mergers
                   The case of Aarhus University


Integration of the large GRIs
 DMU and DJF: From large GRIs to faculties to National
  Centres

 Portals for authorities, businesses, interest organisations and
  the public to the expertise of Aarhus University within
  nature, environment and energy on the one hand and food
  and agriculture on the other

 In reality the former GRI’s are now shut down and all staff
  integrated completely within different departments

 A couple of other national centres are also under construction
  (education, forensic medicine)
Danish University Mergers
                   The case of Aarhus University



Future challenges within AU
 To settle and find continuity


 To convince the ministries to continue to use and fund
  the activities of the former GRIs

 To maintain bottom up dynamics in very large units with
  substantial distance from top to bottom

 To foster real interdisciplinarity within the university
Danish University Mergers
                  The case of Aarhus University



Trends in the national landscape
 Phase II has also been initiated at the two remaining
  large universities (KU and DTU), but in less radical forms
 In general no standard across universities and ministries
  with regard to how the former GRIs are organised and
  funded – but funding is under pressure everywhere
 Future mergers or extended collaborations with
  University Colleges?
 Continued pressure upon the non-merged institutions
  (both universities and GRIs)

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Hedda10 - Aagaard - merger process of Aarhus

  • 1. Danish University Mergers The case of Aarhus University KAARE AAGAARD DANISH CENTRE FOR STUDIES IN RESEARCH AND RESEARCH POLICY – AARHUS UNIVERSITY
  • 2. Danish University Mergers The case of Aarhus University Mergers of public research institutions:  For decades an issue on the Danish political agenda  Growing pressure for change after 2000  2001: The Danish Research Commission  2002/2003: The Danish Council for Research Policy  2004: OECD  2004: Minor mergers - from 25 to 17 GRIs  At the same time major merger processes in other political areas (municipalities, hospitals, university colleges etc.)
  • 3. Danish University Mergers The case of Aarhus University The national decisionmaking process: 2006 Globalisation Strategy as initiation. The primary aims of the mergers to:  Strengthen Danish research and university education – also in an international context  Increase the universities' proportion of business collaboration and innovation  Increase the universities' ability to attract international research funding, including EU-funding  Enhance services for the public authorities Very fast process (Feb. 2006-Oct. 2006) and very limited central analysis – more emphasis at solutions than problems
  • 4. Danish University Mergers The case of Aarhus University National Result: From 25 to 11 institutions with effect from 1/1-2007 Three major universities (2/3 of the sector in both research and education)  KU: KU, DFU and KVL  AU: AU, ASB, DPU, DJF and NERI  DTU: DTU, RISØ, DFVF, DRC, DFIU and DTF Five smaller and very different universities (AAU, SDU, RUC, CBS and ITU): 2 universities with small GRI-mergers (AAU, SDU) and 3 non-merged universities (RUC, CBS, ITU) 4 Non-merged GRIs (NFA, SFI, The Kennedy Centre, GEUS) In general most institutions were integrated as independent units within new universities – few reorganisations and few geographical transfers of staff
  • 5. Danish University Mergers The case of Aarhus University The case of Aarhus University  AU 2006: A traditional multifaculty university  AU 2007: Integration of 2 small universities and 2 large GRIs - 40% increase in turnover and an increase from 5 to 9 main academic areas: Humanities (HUM) Health Sciences (SUN) Science (NAT), Theology (TEO) Social Sciences (SAM) The Faculty of Agricultural Sciences (DJF) The National Environmental Research Institute (NERI) The Aarhus School of Business (ASB) The Danish School of Education (DPU)  Result: A large, very diverse and very geographically spread out university
  • 6. Danish University Mergers The case of Aarhus University Horsens: DJF (Forskningscenter Geographic overview 2007- 2011 Askov: DJF (Askov Forsøgsstation)
  • 7. Danish University Mergers The case of Aarhus University New AU in brief  Responsible for 27% of total research performed in the public sector  9,500 publications (80% scholarly/scientific and 20% public dissemination)  38,050 students (7,000 new) /1,610 PhD students  Approx. 85 Bachelor’s programmes and 125 Master’s programmes  Academic staff: 5,970 employees - Technical/administrative staff: 5,007 employees Revenues:  Teaching DKK 1.3 billion  Basic research DKK 1.9 billion  Competitive funding DKK 1.7 billion  Public sector consultancy DKK 0.3 billion  Other DKK 0.5 billion  Total: DKK 5.7 billion (0.760 billion Euros)
  • 8. Danish University Mergers The case of Aarhus University Phase II : Internal reorganisations – initiated march 2010 External challenges:  Increased domestic and international competition for research funding  Increased competition for the most talented researchers and students  Increased focus on strategic research  Increased understanding of the key societal role played by our universities  Increased complexity of global challenges Internal challenges:  Increased demand for efficiency  Increased demand for concrete synergy effects from the mergers  Need to break down ”silos” to increase collaboration and communication  Need to create greater scope for strategic leadership Solution: New organisational structure with fewer main academic areas, fewer departments, simpler administrative structure – approved in march 2011 - implemented by 1/8-2011
  • 9. Danish University Mergers The case of Aarhus University AU 2011: From nine to four main academic areas
  • 10. Danish University Mergers The case of Aarhus University Reduction of number of institutes/departments/centres  Arts: From ten to four (DPU: From independent university to independent faculty to institute)  Business and Social Sciences: From 11 to seven (ASB: From independent university to independent faculty to part of merged faculty)  Health: From 10 to five  Science and Technology: From 24 to 12 (DMU and DJF from large GRIs to independent faculties to national centres) In total: From 55 to 26 - Rationale at all levels: Fewer units equals fewer borders
  • 11. Danish University Mergers The case of Aarhus University Integration of the large GRIs  DMU and DJF: From large GRIs to faculties to National Centres  Portals for authorities, businesses, interest organisations and the public to the expertise of Aarhus University within nature, environment and energy on the one hand and food and agriculture on the other  In reality the former GRI’s are now shut down and all staff integrated completely within different departments  A couple of other national centres are also under construction (education, forensic medicine)
  • 12. Danish University Mergers The case of Aarhus University Future challenges within AU  To settle and find continuity  To convince the ministries to continue to use and fund the activities of the former GRIs  To maintain bottom up dynamics in very large units with substantial distance from top to bottom  To foster real interdisciplinarity within the university
  • 13. Danish University Mergers The case of Aarhus University Trends in the national landscape  Phase II has also been initiated at the two remaining large universities (KU and DTU), but in less radical forms  In general no standard across universities and ministries with regard to how the former GRIs are organised and funded – but funding is under pressure everywhere  Future mergers or extended collaborations with University Colleges?  Continued pressure upon the non-merged institutions (both universities and GRIs)