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Public Empowerment Policies
   for Crisis Management
   University of Jyväskylä, Finland (coordinator)
         Mid Sweden University, Sweden
       Emergency Services College, Finland
      Global Risk Forum Davos, Switzerland
            Inconnect, the Netherlands
Workshop programme
• Project info – prof. Marita Vos, Marc Stal
  & short opening question
• Presentation Literature review – Jenni Hyvärinen
• Plan for a toolbox – Anne-Marie van het Erve
• Technology options – Matti Haataja, Helen
  Sullivan/ Markku Häkkinen
• Discussion


                              www.projectPEP.eu   2
Project objectives
                                                         Marita Vos
• Investigating key enablers for public
  empowerment in crises:
   – best practices in how authorities enhance individual,
     family and community response
   – community approaches connecting with local needs
   – technological services enhancing resilience

• Road map charting promising areas for future
  R&D and implementation
   – Support and Coordination Action


                                 www.projectPEP.eu   3
Methods
• Literature study on community resilience & citizen response
  (2012)
• International online expert questionnaire on best practices
  in involving citizens in coproducing safety (2012)
• Extensive interviews with municipalities and groups in
  Sweden, after secondary analysis of quantitative data
  (2012-2013)
• Focus groups with citizens on use and preferences in social
  media and mobile services (2012-2013)
• International Expert Panel (2013-2014)
• Online dialogue platform (2014)



                                 www.projectPEP.eu   4
WP1                     WP2                      WP3
       Best practices,          Community                 Supporting
    online questionnaire         approach,              technology and
                             interviews, guide            acceptance



High lightening                                                  Overview of key
promising areas                                                  enablers


                       WP4                     WP5
                    Road Map,          Online toolbox, with
                   international         advice reports,
                    symposium          theme-issue journal


                                   WP 6
                           Project management




                                         www.projectPEP.eu   5
Mission / societal goal:
                                      Prevention and reduction of harm
                                                 or damage


Communication goals:

                                                                                       Cooperation of citizens and
  Empowerment                          Societal understanding                          organizations for response activities
  of citizens and organizations        of risks:                                       •   supportive action (e.g. evacuate)
  •   prevention                       •   providing information                       •   assistance for relatives
  •   self-efficacy during a crisis    •   active participation in the public debate   •   participative decisionmaking about reconstruction




Processes:
                                                                                                 Response network,
                                               Communication with
      Monitoring citizens needs                                                                 exchange of info and
                                             citizens and news media
                                                                                                    coordination

Learning and growth:

       Continuous evaluation                    Preparedness plans                               Best practice sharing,
         and accountability                        and exercises                               retaining lessons learned




                                                                         www.projectPEP.eu       6
Short opening question:
Co-producing safety with citizens

• What are main opportunities to further
  citizen response?




                          www.projectPEP.eu   7
Jenni Hyvärinen
LITERATURE REVIEW REPORT


                  www.projectPEP.eu   8
Purpose of the review
• Bring together current knowledge on
  communication contributing to community
  resilience and citizen response
• Clarify the role of communication
• Identify research trends in the literature on
  this topic



                            www.projectPEP.eu   9
Method, research questions
• RQ1. How are community resilience and
  citizen response defined in the literature?
• RQ2. What is according to the literature the
  contribution of crisis communication in
  strengthening community resilience and
  citizen response?
• RQ3. What are the trends and gaps in the
  literature about this topic?

                           www.projectPEP.eu   10
Method, sample
• Protocol of a systematic literature review
• Searches in multiple online databases
• Search terms *“community resilience” or
  “citizen response”+ and *communication+ in
  the abstract, title or keywords
• Peer reviewed journals in the last 10 years
• Initially 140 hits, of which 32 articles passed
  inclusion criteria

                            www.projectPEP.eu   11
Method, analysis
• Data extraction sheet
  – Categories: title, informal summary, definitions
    and building blocks for community resilience and
    citizen response the role of crisis communication,
    trends in literature, and technology
• Thematic analysis
  – unit one article



                              www.projectPEP.eu   12
Results RQ1
• Community resilience
  – a capacity for successful adaptation in the face of
    disturbance (Norris et al. 2008)
  – consist of, and can be inspected from, various
    levels including e.g. individual, family and
    community level
• Citizen response
  – indicates how citizens react to a crisis, and
    in this way is a result of resilience


                               www.projectPEP.eu   13
Results RQ2
• How crisis communication strengthens
  community resilience and citizen response
  Topics addressed:
  –   The role of communication
  –   Information needs
  –   Diversity
  –   Communication technology
  –   Trust
  –   Preparedness
  –   Ethics


                                  www.projectPEP.eu   14
Results RQ3
• Trends and gaps in the literature
  – Trends
     • amount of articles increases
     • Influential: Norris et al. (2008) , Perry & Lindell (2003),
       Helsloot & Ruitenberg’s (2004)
  – Perspectives
     • health and psychology (community resilience)
     • crisis management and the point of view of response
       organisations (citizen response)
  – Case-related literature
     • The Asian Ocean tsunami, hurricane Katrina of New Orleans
       (Colten et al. 2008), climate change, terrorism threat


                                       www.projectPEP.eu   15
Conclusions
• Bottom up approach on enhancing the resilience of
  communities and empowering citizens in crisis
  response is a common philosophy of the topic
• Communication was addressed implicitly
   – Few articles focused on communication connected to
     resilience
• Future research suggestions
   – Clarify further the contribution of communication to
     community resilience and citizen response:
      • Communication strategies
      • The use of technology in communication enhancing resilience


                                      www.projectPEP.eu   16
Anne-Marie van het Erve
PLAN FOR A TOOLBOX


                          www.projectPEP.eu   17
Plan for a toolbox
If there was 1 METHOD to establish resilience and
          self efficacy with every citizen....

     ...with predictable succesfull outcome...

 ...and I would have invented and patented it...

            ...I would be DIRTY RICH!


                            www.projectPEP.eu   18
Best and promising practices
• There are no simple solutions
• Resilience is determined by an enormous
  amount of variables
• Lots of international experience with
  successful projects and strategies
• Spontaneously or planned changes in
  attitude and behaviour of the target group


                          www.projectPEP.eu   19
The Matrix
• Desk study (open sources)
• Cases:
  – projects, strategies, initiatives, campaigns, etc.
• Adjusted in the recent past (later than 2010)
• Enough open source material to be studied:
  – articles and reports in popular (news) media,
    evaluation reports, etc.
• Adjustable for European authorities and
  organizations

                                 www.projectPEP.eu   20
The Matrix
• Left side:
  – Phases in the safety chain
     o Preparation
     o Response
     o Aftercare
• Upper side:
  – relevant variables



                                 www.projectPEP.eu   21
The Matrix




      www.projectPEP.eu   22
Catalogue of opportunities
• What worked … and what didn’t?
  o Composition of the target group?
  o Acceptance of the new technology?
  o Monitoring of public rumors and mood?
• Result: a ‘catalogue of opportunities’
• A ‘Guide Michelin’ of Public Empowerment:
  strong enablers for public resilience


                           www.projectPEP.eu   23
Matti Haataja, Helen Sullivan/ Markku Häkkinen
TECHNOLOGY OPTIONS


                           www.projectPEP.eu   24
Technology Options
How and what technology could be utilized for further
empowering individuals and communities

Desk Study:
  – Description on individuals’ communication during / on
    crises & disaster related issues
     • With who (Authorities, Community, Large companies, …)
     • Using what channels & technologies
  – Technology
     •   Emphasis on Social Media & Mobile Solutions
     •   Solutions that can reach all community members



                                     www.projectPEP.eu   25
Technology Options
•       Identified Opportunities:
        –   Reachability and timeliness
        –   Increased personal relevancy & understandability
        –   Interactivity: a way to share information & data and communicate
            within the community
    •   Challenges:
        –   Availability of open data
        –   Local communication systems may not support a heterogeneous
            crowd
        –   Reliability & functionality of network, services & devices
        –   Both, correct and false information spread wide and fast
        –   Individuals motivation and willingness to adopt and use technology
            in this domain
        –   Usable by a diverse audience (age, language, ability)


                                             www.projectPEP.eu   26
Future Work
• Continuous research on:
  – Technology acceptance
  – Identification of technological solutions
    for different communication needs and
    purposes in the domain
     •   Individual and community level

• Focus group interviews on preferences for
  enhancing public resilience technology


                                 www.projectPEP.eu   27
Technology cannot use a
         ‘One Size Fits All Approach’
• Populations represent a distribution of:
   – age, ability/disability, culture, education,
      language, health conditions (acute/chronic)
• In the EU, and globally, approximately 17% of the
  population has an identified disability (86M)
• 23 official EU languages and many more regional
  variants, minority and migrant languages
• A significant portion of any population at risk includes
  those who have limitations in their ability to utilize
  technology and/or to perceive or understand information

                                   www.projectPEP.eu   28
Accessibility: a fundamental right
• Accessibility - designing technology to be usable by
  those with disabilities/limitations.
• In the context of crisis communications, accessibility is
  important for critical/life safety information
• Accessibility is a legal requirement in many countries:
   – Australia, Belgium, Canada, Denmark, Finland, France, Ger
     many, Hong
     Kong, India, Ireland, Israel, Italy, Japan, Korea, Luxemburg,
     Netherlands, New
     Zealand, Portugal, Spain, Switzerland, UK, USA
   – Standards-based legislation (e.g. W3C WCAG)

                                     www.projectPEP.eu   29
Inclusiveness

• Inclusiveness is a principle that ensures that all
  members of the user community are considered in
  design, implementation, and operational usage
• People with disabilities must be included in the planning
  and development process
• Considering special needs ‘later’ is too late




                                 www.projectPEP.eu   30
How disability impacts communication: SMS alerts




                          www.projectPEP.eu   31
Challenges and Opportunities
• Technology can pose barriers to disabled
• ICT implementations must consider
  accessibility
• Mobile technologies can have significant
  benefits (ignoring cost) for people with
  disabilities and others resulting from
  personalisation & built-in accessibility


                          www.projectPEP.eu   32
www.projectPEP.eu   33
..
DISCUSSION TOWARDS A ROADMAP


               www.projectPEP.eu   34
Discussion-
           Towards a roadmap
1. Which promising areas for empowerment
  need to be stressed?

2. Ideas for the online dialogue on future
  research and implementation directions
  around the next Davos conference?



                           www.projectPEP.eu   35

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Public empowerment policies for crisis management

  • 1. Public Empowerment Policies for Crisis Management University of Jyväskylä, Finland (coordinator) Mid Sweden University, Sweden Emergency Services College, Finland Global Risk Forum Davos, Switzerland Inconnect, the Netherlands
  • 2. Workshop programme • Project info – prof. Marita Vos, Marc Stal & short opening question • Presentation Literature review – Jenni Hyvärinen • Plan for a toolbox – Anne-Marie van het Erve • Technology options – Matti Haataja, Helen Sullivan/ Markku Häkkinen • Discussion www.projectPEP.eu 2
  • 3. Project objectives Marita Vos • Investigating key enablers for public empowerment in crises: – best practices in how authorities enhance individual, family and community response – community approaches connecting with local needs – technological services enhancing resilience • Road map charting promising areas for future R&D and implementation – Support and Coordination Action www.projectPEP.eu 3
  • 4. Methods • Literature study on community resilience & citizen response (2012) • International online expert questionnaire on best practices in involving citizens in coproducing safety (2012) • Extensive interviews with municipalities and groups in Sweden, after secondary analysis of quantitative data (2012-2013) • Focus groups with citizens on use and preferences in social media and mobile services (2012-2013) • International Expert Panel (2013-2014) • Online dialogue platform (2014) www.projectPEP.eu 4
  • 5. WP1 WP2 WP3 Best practices, Community Supporting online questionnaire approach, technology and interviews, guide acceptance High lightening Overview of key promising areas enablers WP4 WP5 Road Map, Online toolbox, with international advice reports, symposium theme-issue journal WP 6 Project management www.projectPEP.eu 5
  • 6. Mission / societal goal: Prevention and reduction of harm or damage Communication goals: Cooperation of citizens and Empowerment Societal understanding organizations for response activities of citizens and organizations of risks: • supportive action (e.g. evacuate) • prevention • providing information • assistance for relatives • self-efficacy during a crisis • active participation in the public debate • participative decisionmaking about reconstruction Processes: Response network, Communication with Monitoring citizens needs exchange of info and citizens and news media coordination Learning and growth: Continuous evaluation Preparedness plans Best practice sharing, and accountability and exercises retaining lessons learned www.projectPEP.eu 6
  • 7. Short opening question: Co-producing safety with citizens • What are main opportunities to further citizen response? www.projectPEP.eu 7
  • 8. Jenni Hyvärinen LITERATURE REVIEW REPORT www.projectPEP.eu 8
  • 9. Purpose of the review • Bring together current knowledge on communication contributing to community resilience and citizen response • Clarify the role of communication • Identify research trends in the literature on this topic www.projectPEP.eu 9
  • 10. Method, research questions • RQ1. How are community resilience and citizen response defined in the literature? • RQ2. What is according to the literature the contribution of crisis communication in strengthening community resilience and citizen response? • RQ3. What are the trends and gaps in the literature about this topic? www.projectPEP.eu 10
  • 11. Method, sample • Protocol of a systematic literature review • Searches in multiple online databases • Search terms *“community resilience” or “citizen response”+ and *communication+ in the abstract, title or keywords • Peer reviewed journals in the last 10 years • Initially 140 hits, of which 32 articles passed inclusion criteria www.projectPEP.eu 11
  • 12. Method, analysis • Data extraction sheet – Categories: title, informal summary, definitions and building blocks for community resilience and citizen response the role of crisis communication, trends in literature, and technology • Thematic analysis – unit one article www.projectPEP.eu 12
  • 13. Results RQ1 • Community resilience – a capacity for successful adaptation in the face of disturbance (Norris et al. 2008) – consist of, and can be inspected from, various levels including e.g. individual, family and community level • Citizen response – indicates how citizens react to a crisis, and in this way is a result of resilience www.projectPEP.eu 13
  • 14. Results RQ2 • How crisis communication strengthens community resilience and citizen response Topics addressed: – The role of communication – Information needs – Diversity – Communication technology – Trust – Preparedness – Ethics www.projectPEP.eu 14
  • 15. Results RQ3 • Trends and gaps in the literature – Trends • amount of articles increases • Influential: Norris et al. (2008) , Perry & Lindell (2003), Helsloot & Ruitenberg’s (2004) – Perspectives • health and psychology (community resilience) • crisis management and the point of view of response organisations (citizen response) – Case-related literature • The Asian Ocean tsunami, hurricane Katrina of New Orleans (Colten et al. 2008), climate change, terrorism threat www.projectPEP.eu 15
  • 16. Conclusions • Bottom up approach on enhancing the resilience of communities and empowering citizens in crisis response is a common philosophy of the topic • Communication was addressed implicitly – Few articles focused on communication connected to resilience • Future research suggestions – Clarify further the contribution of communication to community resilience and citizen response: • Communication strategies • The use of technology in communication enhancing resilience www.projectPEP.eu 16
  • 17. Anne-Marie van het Erve PLAN FOR A TOOLBOX www.projectPEP.eu 17
  • 18. Plan for a toolbox If there was 1 METHOD to establish resilience and self efficacy with every citizen.... ...with predictable succesfull outcome... ...and I would have invented and patented it... ...I would be DIRTY RICH! www.projectPEP.eu 18
  • 19. Best and promising practices • There are no simple solutions • Resilience is determined by an enormous amount of variables • Lots of international experience with successful projects and strategies • Spontaneously or planned changes in attitude and behaviour of the target group www.projectPEP.eu 19
  • 20. The Matrix • Desk study (open sources) • Cases: – projects, strategies, initiatives, campaigns, etc. • Adjusted in the recent past (later than 2010) • Enough open source material to be studied: – articles and reports in popular (news) media, evaluation reports, etc. • Adjustable for European authorities and organizations www.projectPEP.eu 20
  • 21. The Matrix • Left side: – Phases in the safety chain o Preparation o Response o Aftercare • Upper side: – relevant variables www.projectPEP.eu 21
  • 22. The Matrix www.projectPEP.eu 22
  • 23. Catalogue of opportunities • What worked … and what didn’t? o Composition of the target group? o Acceptance of the new technology? o Monitoring of public rumors and mood? • Result: a ‘catalogue of opportunities’ • A ‘Guide Michelin’ of Public Empowerment: strong enablers for public resilience www.projectPEP.eu 23
  • 24. Matti Haataja, Helen Sullivan/ Markku Häkkinen TECHNOLOGY OPTIONS www.projectPEP.eu 24
  • 25. Technology Options How and what technology could be utilized for further empowering individuals and communities Desk Study: – Description on individuals’ communication during / on crises & disaster related issues • With who (Authorities, Community, Large companies, …) • Using what channels & technologies – Technology • Emphasis on Social Media & Mobile Solutions • Solutions that can reach all community members www.projectPEP.eu 25
  • 26. Technology Options • Identified Opportunities: – Reachability and timeliness – Increased personal relevancy & understandability – Interactivity: a way to share information & data and communicate within the community • Challenges: – Availability of open data – Local communication systems may not support a heterogeneous crowd – Reliability & functionality of network, services & devices – Both, correct and false information spread wide and fast – Individuals motivation and willingness to adopt and use technology in this domain – Usable by a diverse audience (age, language, ability) www.projectPEP.eu 26
  • 27. Future Work • Continuous research on: – Technology acceptance – Identification of technological solutions for different communication needs and purposes in the domain • Individual and community level • Focus group interviews on preferences for enhancing public resilience technology www.projectPEP.eu 27
  • 28. Technology cannot use a ‘One Size Fits All Approach’ • Populations represent a distribution of: – age, ability/disability, culture, education, language, health conditions (acute/chronic) • In the EU, and globally, approximately 17% of the population has an identified disability (86M) • 23 official EU languages and many more regional variants, minority and migrant languages • A significant portion of any population at risk includes those who have limitations in their ability to utilize technology and/or to perceive or understand information www.projectPEP.eu 28
  • 29. Accessibility: a fundamental right • Accessibility - designing technology to be usable by those with disabilities/limitations. • In the context of crisis communications, accessibility is important for critical/life safety information • Accessibility is a legal requirement in many countries: – Australia, Belgium, Canada, Denmark, Finland, France, Ger many, Hong Kong, India, Ireland, Israel, Italy, Japan, Korea, Luxemburg, Netherlands, New Zealand, Portugal, Spain, Switzerland, UK, USA – Standards-based legislation (e.g. W3C WCAG) www.projectPEP.eu 29
  • 30. Inclusiveness • Inclusiveness is a principle that ensures that all members of the user community are considered in design, implementation, and operational usage • People with disabilities must be included in the planning and development process • Considering special needs ‘later’ is too late www.projectPEP.eu 30
  • 31. How disability impacts communication: SMS alerts www.projectPEP.eu 31
  • 32. Challenges and Opportunities • Technology can pose barriers to disabled • ICT implementations must consider accessibility • Mobile technologies can have significant benefits (ignoring cost) for people with disabilities and others resulting from personalisation & built-in accessibility www.projectPEP.eu 32
  • 34. .. DISCUSSION TOWARDS A ROADMAP www.projectPEP.eu 34
  • 35. Discussion- Towards a roadmap 1. Which promising areas for empowerment need to be stressed? 2. Ideas for the online dialogue on future research and implementation directions around the next Davos conference? www.projectPEP.eu 35