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UNCCD 2nd Scientific Conference, 9-12 April 2013, Bonn, Germany




Towards improved decision-making
in degraded drylands of southern Africa:
an indicator based assessment for integrated evaluation
of restoration and management actions in the Kalahari rangelands
N. Dreber, T.M. Kong, K. Kellner, A. van Eeden, A. Ocampo-Melgar
INTRODUCTION                        UNCCD 2nd Scientific Conference 2013

       STUDY SITE



The Kalahari case study
in the Mier area




                          • arid, SW-Kalahari basin
                          • livestock farming & game ranching
                          • small-holding to semi-commercial systems
Kalahari rangelands
              Unpredictable climate,
            little farm infrastructure,
                 inadequate water
            availability, inflexibility in
           employing SLM resulted in
           widespread degradation of
             south-western Kalahari
                     rangelands
         Degradation severely affected
        biodiversity and provisioning of
          essential ecosystem services




Local attempts to mitigate degradation should
actively involve land-user at all levels of project
   planning, decision-making and execution
                                Van Rooyen 1998, J Arid Env
INTRODUCTION                                                         UNCCD 2nd Scientific Conference 2013

      STUDY AIM




Study aims:
Towards improved decision-making for combating desertification

(1) Identifying restoration and management actions applied by affected land-users
(2) Evaluating the performance and acceptance of actions in an integrative way
(3) Sharing results with a multi-stakeholder platform
(4) Fostering the implementation of best practices in a locally contextualized manner
INTRODUCTION                                   UNCCD 2nd Scientific Conference 2013

     THE FRAMEWORK




The PRACTICE approach:




                                            •   Filling the gap of systematic
                                                evaluation of LD & SLM actions
                                            •   Linking science to society
                                            •   Combining local (traditional)
                                                knowledge with scientific ex-
                                                pertise




                                          The 7 steps of the PRACTICE
                                          Integrated Assessment Protocol

     adapted from Bautista & Orr (2010)
                                          IAPro
IAPro Step 1                                            UNCCD 2nd Scientific Conference 2013

THE STAKEHOLDERS




       IAPro Step 1:
       Identification of a multi-stakeholder platform
IAPro Step 1                                                         UNCCD 2nd Scientific Conference 2013

     THE STAKEHOLDERS




Stakeholder identification
through a local consultation process and chain referrals based on semi-structured interviews
Chain referral scheme:
IAPro Step 1                                                         UNCCD 2nd Scientific Conference 2013

     THE STAKEHOLDERS




Stakeholder identification
through a local consultation process and chain referrals based on semi-structured interviews




                                                      Multi-stakeholder platform
                                                      formed by 28 stakeholders
IAPro Step 2                                             UNCCD 2nd Scientific Conference 2013

ACTIONS & INDICATORS



      IAPro Step 2:
      Baseline evaluation of locally applied actions &
      site-specific indicator selection
IAPro Step 2                                                      UNCCD 2nd Scientific Conference 2013

ACTIONS & INDICATORS




                       Action 1: Good management (rotational grazing & herding)




                       Action 2: Shrub control (application of chemicals)




                       Action 3: Dune stabilization (brush packing)
IAPro Step 2                                                              UNCCD 2nd Scientific Conference 2013

   ACTIONS & INDICATORS



Indicator selection: Short-listing of indicator set

       Site-specific indicators                                Common science-based indicators
  relevant to farmers’ objectives &                            representing overall functioning of
          personal situation                                          dryland ecosystems

     30 ecological & socio-economic                                 • provisioning services
                indicators                                          • regulatory services
                                                                    • supporting services
                                                                    • cultural services




                                      Final set of 11 indicators
    short-listing criteria:                      • soil condition         • animal condition
        • redundancy                             • shrub abundance        • water availability
          • popularity                           • grass abundance        • economic costs
         • uniqueness                            • grass diversity        • personal well-being
      • data availability                        • biomass production     • governmental help
     • data collectability                       • grazing capacity
IAPro Step 3                               UNCCD 2nd Scientific Conference 2013

INDICATOR WEIGHTING




       IAPro Step 3:
       Indicator ranking by stakeholders
IAPro Step 3                                             UNCCD 2nd Scientific Conference 2013

INDICATOR WEIGHTING




                      Relative importance of indicators
                      iteration process with social learning effect
                      Pack-of-Cards Method:
                      1. Ranking indicators as independent thinkers
                      2. Computation of collective weights




                      3. Re-ranking following group discussions and
                      comparison with calculated collective weights
IAPro Step 3                                                            UNCCD 2nd Scientific Conference 2013

       INDICATOR WEIGHTING




Indicator weighting: how important for the evaluation of actions?



                         Rank-shift:                      Indicator                     1st      2nd

   Biodiversity:         11              5                Water availability             1         1
   Grazing capacity:     8               3                Animal condition               4         2
   Grass abundance:      3               8                Grazing capacity               8         3
                                                          Personal well-being            2         4
                                                          Biodiversity                  11         5
                                                          Soil condition                 5         6
                                                          Biomass production             6         7
                                                          Abundance grasses              3         8
                                                          Economic costs                 7         9
 Change in perception/ social learning effect             Abundance woodies             10        10
                                                          Governmental help              9        11
IAPro Step 4                                  UNCCD 2nd Scientific Conference 2013

INDICATOR QUANTIFICATION




       IAPro Step 4:
       Biophysical assessment of indicators
IAPro Step 4                                                                                                UNCCD 2nd Scientific Conference 2013

           INDICATOR QUANTIFICATION



 Categories                Criteria                 Indicator                 Unit                         GM                       SC
                                                    (proxy)                                                good management          shrub control
 Supporting services       Soil fertility           Soil condition            % organic carbon             0.1 ± 0.02               0.2 ± 0.08


 Regulating services       Resource                 Grass abundance           plants m-2                   14.0 ± 3.9               25.7 ± 11.9
                           regeneration
                           Ecosystem integrity      Woody abundance           rank*                        1 ± 0.4                  2 ± 0.7


 Provisioning              Grass phytomass          Biomass production        kg ha-1                      2755.7 ± 374.1           2238.4 ± 343.5
 services
                           Forage production        Grazing capacity**        ha LSU-1                     4.7 ± 1.4                4.4 ± 1.2


                           Meat production          Animal condition          rank*                        1.2 ± 0.4                2.4 ± 1.0

 Economy                   Water availability       Water availability        rank*                        1.1 ± 0.25               2.1 ± 0.8


                           Labor & material         Economic costs            rank*                        1.1 ± 0.3                2.3 ± 0.9
                           costs
                           Sustainability           Personal well-being       rank*                        1.1 ± 0.3                2.5 ± 1.0


                           Subsidies                Governmental help         rank*                        1.9 ± 1.0                1.9 ± 1.4


 Biodiversity              Species diversity        Grass diversity           H'                           1.04 ± 0.2               0.9 ± 0.6

*effect on action on the indicator as assessed by stakeholders (1 = affecting the most to 6 = no effect)
**overestimated for Kalahari ecosystems; applied method needs to be adapted (relations remain the same)
IAPro Step 5                                                  UNCCD 2nd Scientific Conference 2013

MCDA




       IAPro Step 5:
       Integrating indicator weightings with biophysical assessments
IAPro Step 5                                                          UNCCD 2nd Scientific Conference 2013

       MCDA




Multi-Criteria Decision Analysis: comparing alternative restoration and management actions


Results of outranking relationships based on:
(1) relevancy (indicator relative importance representing SH perspectives)
(2) performance (indicator quantification)



                                                Good Management vs. Shrub Control
                                         Indifferent:         Weak preference for GM:
                                         Biodiversity         Animal condition
                                         Economic costs       Woody abundance
                                         Governmental help    Water availability
                                                              Personal wellbeing

                                          Strict preference for GM:   Strict preference for SC:
                                          Grazing capacity            Grass abundance
                                          Biomass production          Soil condition
IAPro Step 6                                         UNCCD 2nd Scientific Conference 2013

FINAL RE-EVALUATION




       IAPro Step 6:
       Collective integrated assessment of actions
IAPro Step 6                                                                        UNCCD 2nd Scientific Conference 2013

        FINAL RE-EVALUATION




Final re-evaluation based on indicator weighting, MCDA & group discussions




Left: stakeholder rating of actions using a likert scale, right: responses to question if one would apply the action.
IAPro Step 1-6                                                           UNCCD 2nd Scientific Conference 2013

      CONCLUSIONS




              IAPro Step 1-6:
              Conclusions & lessons learned

Generals:
(1) IAPro is a promising framework for evaluating restoration and management actions
(2) IAPro offers insights into the wealth of site-specific indicators
(3) IAPro allows for a locally-contextualized assessment and evaluation process

            Indicators refer to local-scale needs, represent key ecosystem services and
            address both ecological and socio-economic issues


Social learning & acceptance:
(1) The participatory environment furthers a more diversified understanding
(2) The exchange among stakeholders creates opportunities for co-operative actions for the
    benefit of the local farming community

            Being better informed allow to adapt more effectively, being part of the
            evaluation process increases acceptance of results
IAPro Step 1-6                                                           UNCCD 2nd Scientific Conference 2013

      CONCLUSIONS




              IAPro Step 1-6:
              Conclusions & lessons learned

Challenges:
(1) Location: huge distances may result in low participation rates at critical participatory steps
(2) Temporal environmental heterogeneity: remote location + distances + time- & budget-
    constraints hampers timing and frequency of data collection
(3) Spatial environmental heterogeneity: preferential sampling approach used for indicator
    quantification may hamper the identification of suitable replicate sites

          Project implementation and proper application depend on e.g. a stronger
          collaboration between Universities, local institutions and government (compromises
          might not be sufficient/ fall too short)
IAPro Step 1-6                                                          UNCCD 2nd Scientific Conference 2013

      CONCLUSIONS




              IAPro Step 1-6:
              Conclusions & lessons learned

Challenges:
(1) Environmental awareness and implications differ depending on the socio-economic
    setting and farming objectives (e.g. commercial vs. communal ranching, farming with
    grazer vs. browser)
(2) Applicability: lack of regulating local-level institutions, inappropriate governance
    structures and legal policy frameworks influence and constraint restoration actions and
    land management strategies

          Need for a land-use / -tenure stratification for improved local contextualization
IAPro Step 1-6                                                          UNCCD 2nd Scientific Conference 2013

      CONCLUSIONS




             IAPro Step 1-6:
             Conclusions & lessons learned

Way forward:
(1) Testing the approach’s flexibility in coping with different social, economic and
    environmental contexts of the Kalahari
(2) Coupling the assessment approach with local-level institutional mechanisms and
    structures adapted to the different land-tenure forms
(3) Assure implementation, monitoring and long-term guidance backed by governmental
    help




    Please refer to the extended abstract for detailed descriptions of methods applied and
             outcomes, as well as further critical notes and policy recommendations.
UNCCD 2nd Scientific Conference 2013




Thank you

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Niels DREBER "Towards improved decision-making in degraded drylands of southern Africa: an indicator based assessment for integrated evaluation of restoration and management actions in the Kalahari rangelands"

  • 1. UNCCD 2nd Scientific Conference, 9-12 April 2013, Bonn, Germany Towards improved decision-making in degraded drylands of southern Africa: an indicator based assessment for integrated evaluation of restoration and management actions in the Kalahari rangelands N. Dreber, T.M. Kong, K. Kellner, A. van Eeden, A. Ocampo-Melgar
  • 2. INTRODUCTION UNCCD 2nd Scientific Conference 2013 STUDY SITE The Kalahari case study in the Mier area • arid, SW-Kalahari basin • livestock farming & game ranching • small-holding to semi-commercial systems
  • 3. Kalahari rangelands Unpredictable climate, little farm infrastructure, inadequate water availability, inflexibility in employing SLM resulted in widespread degradation of south-western Kalahari rangelands Degradation severely affected biodiversity and provisioning of essential ecosystem services Local attempts to mitigate degradation should actively involve land-user at all levels of project planning, decision-making and execution Van Rooyen 1998, J Arid Env
  • 4. INTRODUCTION UNCCD 2nd Scientific Conference 2013 STUDY AIM Study aims: Towards improved decision-making for combating desertification (1) Identifying restoration and management actions applied by affected land-users (2) Evaluating the performance and acceptance of actions in an integrative way (3) Sharing results with a multi-stakeholder platform (4) Fostering the implementation of best practices in a locally contextualized manner
  • 5. INTRODUCTION UNCCD 2nd Scientific Conference 2013 THE FRAMEWORK The PRACTICE approach: • Filling the gap of systematic evaluation of LD & SLM actions • Linking science to society • Combining local (traditional) knowledge with scientific ex- pertise The 7 steps of the PRACTICE Integrated Assessment Protocol adapted from Bautista & Orr (2010) IAPro
  • 6. IAPro Step 1 UNCCD 2nd Scientific Conference 2013 THE STAKEHOLDERS IAPro Step 1: Identification of a multi-stakeholder platform
  • 7. IAPro Step 1 UNCCD 2nd Scientific Conference 2013 THE STAKEHOLDERS Stakeholder identification through a local consultation process and chain referrals based on semi-structured interviews Chain referral scheme:
  • 8. IAPro Step 1 UNCCD 2nd Scientific Conference 2013 THE STAKEHOLDERS Stakeholder identification through a local consultation process and chain referrals based on semi-structured interviews Multi-stakeholder platform formed by 28 stakeholders
  • 9. IAPro Step 2 UNCCD 2nd Scientific Conference 2013 ACTIONS & INDICATORS IAPro Step 2: Baseline evaluation of locally applied actions & site-specific indicator selection
  • 10. IAPro Step 2 UNCCD 2nd Scientific Conference 2013 ACTIONS & INDICATORS Action 1: Good management (rotational grazing & herding) Action 2: Shrub control (application of chemicals) Action 3: Dune stabilization (brush packing)
  • 11. IAPro Step 2 UNCCD 2nd Scientific Conference 2013 ACTIONS & INDICATORS Indicator selection: Short-listing of indicator set Site-specific indicators Common science-based indicators relevant to farmers’ objectives & representing overall functioning of personal situation dryland ecosystems 30 ecological & socio-economic • provisioning services indicators • regulatory services • supporting services • cultural services Final set of 11 indicators short-listing criteria: • soil condition • animal condition • redundancy • shrub abundance • water availability • popularity • grass abundance • economic costs • uniqueness • grass diversity • personal well-being • data availability • biomass production • governmental help • data collectability • grazing capacity
  • 12. IAPro Step 3 UNCCD 2nd Scientific Conference 2013 INDICATOR WEIGHTING IAPro Step 3: Indicator ranking by stakeholders
  • 13. IAPro Step 3 UNCCD 2nd Scientific Conference 2013 INDICATOR WEIGHTING Relative importance of indicators iteration process with social learning effect Pack-of-Cards Method: 1. Ranking indicators as independent thinkers 2. Computation of collective weights 3. Re-ranking following group discussions and comparison with calculated collective weights
  • 14. IAPro Step 3 UNCCD 2nd Scientific Conference 2013 INDICATOR WEIGHTING Indicator weighting: how important for the evaluation of actions? Rank-shift: Indicator 1st 2nd Biodiversity: 11 5 Water availability 1 1 Grazing capacity: 8 3 Animal condition 4 2 Grass abundance: 3 8 Grazing capacity 8 3 Personal well-being 2 4 Biodiversity 11 5 Soil condition 5 6 Biomass production 6 7 Abundance grasses 3 8 Economic costs 7 9 Change in perception/ social learning effect Abundance woodies 10 10 Governmental help 9 11
  • 15. IAPro Step 4 UNCCD 2nd Scientific Conference 2013 INDICATOR QUANTIFICATION IAPro Step 4: Biophysical assessment of indicators
  • 16. IAPro Step 4 UNCCD 2nd Scientific Conference 2013 INDICATOR QUANTIFICATION Categories Criteria Indicator Unit GM SC (proxy) good management shrub control Supporting services Soil fertility Soil condition % organic carbon 0.1 ± 0.02 0.2 ± 0.08 Regulating services Resource Grass abundance plants m-2 14.0 ± 3.9 25.7 ± 11.9 regeneration Ecosystem integrity Woody abundance rank* 1 ± 0.4 2 ± 0.7 Provisioning Grass phytomass Biomass production kg ha-1 2755.7 ± 374.1 2238.4 ± 343.5 services Forage production Grazing capacity** ha LSU-1 4.7 ± 1.4 4.4 ± 1.2 Meat production Animal condition rank* 1.2 ± 0.4 2.4 ± 1.0 Economy Water availability Water availability rank* 1.1 ± 0.25 2.1 ± 0.8 Labor & material Economic costs rank* 1.1 ± 0.3 2.3 ± 0.9 costs Sustainability Personal well-being rank* 1.1 ± 0.3 2.5 ± 1.0 Subsidies Governmental help rank* 1.9 ± 1.0 1.9 ± 1.4 Biodiversity Species diversity Grass diversity H' 1.04 ± 0.2 0.9 ± 0.6 *effect on action on the indicator as assessed by stakeholders (1 = affecting the most to 6 = no effect) **overestimated for Kalahari ecosystems; applied method needs to be adapted (relations remain the same)
  • 17. IAPro Step 5 UNCCD 2nd Scientific Conference 2013 MCDA IAPro Step 5: Integrating indicator weightings with biophysical assessments
  • 18. IAPro Step 5 UNCCD 2nd Scientific Conference 2013 MCDA Multi-Criteria Decision Analysis: comparing alternative restoration and management actions Results of outranking relationships based on: (1) relevancy (indicator relative importance representing SH perspectives) (2) performance (indicator quantification) Good Management vs. Shrub Control Indifferent: Weak preference for GM: Biodiversity Animal condition Economic costs Woody abundance Governmental help Water availability Personal wellbeing Strict preference for GM: Strict preference for SC: Grazing capacity Grass abundance Biomass production Soil condition
  • 19. IAPro Step 6 UNCCD 2nd Scientific Conference 2013 FINAL RE-EVALUATION IAPro Step 6: Collective integrated assessment of actions
  • 20. IAPro Step 6 UNCCD 2nd Scientific Conference 2013 FINAL RE-EVALUATION Final re-evaluation based on indicator weighting, MCDA & group discussions Left: stakeholder rating of actions using a likert scale, right: responses to question if one would apply the action.
  • 21. IAPro Step 1-6 UNCCD 2nd Scientific Conference 2013 CONCLUSIONS IAPro Step 1-6: Conclusions & lessons learned Generals: (1) IAPro is a promising framework for evaluating restoration and management actions (2) IAPro offers insights into the wealth of site-specific indicators (3) IAPro allows for a locally-contextualized assessment and evaluation process Indicators refer to local-scale needs, represent key ecosystem services and address both ecological and socio-economic issues Social learning & acceptance: (1) The participatory environment furthers a more diversified understanding (2) The exchange among stakeholders creates opportunities for co-operative actions for the benefit of the local farming community Being better informed allow to adapt more effectively, being part of the evaluation process increases acceptance of results
  • 22. IAPro Step 1-6 UNCCD 2nd Scientific Conference 2013 CONCLUSIONS IAPro Step 1-6: Conclusions & lessons learned Challenges: (1) Location: huge distances may result in low participation rates at critical participatory steps (2) Temporal environmental heterogeneity: remote location + distances + time- & budget- constraints hampers timing and frequency of data collection (3) Spatial environmental heterogeneity: preferential sampling approach used for indicator quantification may hamper the identification of suitable replicate sites Project implementation and proper application depend on e.g. a stronger collaboration between Universities, local institutions and government (compromises might not be sufficient/ fall too short)
  • 23. IAPro Step 1-6 UNCCD 2nd Scientific Conference 2013 CONCLUSIONS IAPro Step 1-6: Conclusions & lessons learned Challenges: (1) Environmental awareness and implications differ depending on the socio-economic setting and farming objectives (e.g. commercial vs. communal ranching, farming with grazer vs. browser) (2) Applicability: lack of regulating local-level institutions, inappropriate governance structures and legal policy frameworks influence and constraint restoration actions and land management strategies Need for a land-use / -tenure stratification for improved local contextualization
  • 24. IAPro Step 1-6 UNCCD 2nd Scientific Conference 2013 CONCLUSIONS IAPro Step 1-6: Conclusions & lessons learned Way forward: (1) Testing the approach’s flexibility in coping with different social, economic and environmental contexts of the Kalahari (2) Coupling the assessment approach with local-level institutional mechanisms and structures adapted to the different land-tenure forms (3) Assure implementation, monitoring and long-term guidance backed by governmental help Please refer to the extended abstract for detailed descriptions of methods applied and outcomes, as well as further critical notes and policy recommendations.
  • 25. UNCCD 2nd Scientific Conference 2013 Thank you