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5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
An integrated risk and crisis 
management approach for terrorist 
attacks on public transport 
networks 
C. Bentler, C. Baumgarten, F. Brauner, T. Kornmayer, 
A. Lotter, O.A. Mudimu, A. Lechleuthner 
Cologne University of Applied Sciences (CUAS), 
Institute of Rescue Engineering and Civil Protection, 
Cologne
Need for an integrated risk and crisis management 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
• Benefit by sharing 
information 
• Dealing with the complexity 
• Better usability for end user 
• Use interfaces between risk 
and crisis management 
Aim: Best possible reaction in 
case of a disaster 
Train crash in subway station, 
Cologne, 1999 
Source: Rhein-Zeitung online (1999)
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Content 
I. Problem 
II. Risk management 
III. Public transportation systems and 
their crisis management facets 
IV. Methodology for connecting 
V. CUAS objectives
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Your definition of RM / CM 
• Identify risks 
• Risk assessment 
• Dealing with risk 
 Treatment of any risk 
 Protecting the company 
time 
• Retain to the normal 
process as fast as 
possible 
• Maintain the greatest 
possible function 
 Reduce damage 
Risk Management 
(RM) 
Crisis Management 
(CM) 
Crisis/ 
Danger 
Preventive security measures Reactive security measures
Risk 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Risk management in RiKoV 
Threat 
(ability x motivation) 
Vulnerability Consequences 
• Assessment tool for public transportation 
providers 
• Methodology to analyse providers system 
• Based on terroristic threats 
• User friendly
Vulnerability in RiKoV / CUAS methodology 
Exposure Fragility Coping capacity 
Based on a generic process model 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Vulnerability 
Preventive security 
measures 
Hazard category 
Terrorists’ movement 
Planning Preparation Post-processing 
Execution
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Dealing with any risks 
• Depending on providers 
policy and structural 
requirements 
• Each area requires 
different measures or tools 
• Areas can be adjustable 
Crisis management is 
necessary Crisis management 
According to International Organization for Standardization 2008
Public transportation systems and their CM facets 
Situation 
Room 
5th International Disaster and Risk Conference IDRC 2014 
Reactive 
security 
measures 
Business 
management 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
CM 
PR / Media 
Emergency 
plans 
Partnerships 
Local officers Authorities 
Recovery 
Some examples
Integrated risk and crisis management process 
Monitoring and review 
Crisis management 
Risk 
treatment 
assessment 
5th International Disaster and Risk Conference IDRC 2014 
Risk 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Preparation 
Treat the 
crisis 
Evaluation 
Crisis/ 
Danger 
Risk management 
Establishing 
the context Time 
Emergency 
Communication and consultation
Information 
5th International Disaster and Risk Conference IDRC 2014 
Scenario 
based crisis 
plan 
Documen-tation 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Interfaces 
Possible 
Interfaces 
Preventive 
security 
measures 
Communi-cation 
Coping 
capacities 
Partnership
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Methodology for connecting: 
Exercises for validation 
1st phase 2nd phase 3rd phase 4th phase 
Simulation Table top exercise 
Preventive security 
measures 
Exercise training 
Software simulation 
for determination of 
theoretical values 
First validation and 
evaluation on an 
haptic model 
Validation and 
evaluation in a real 
train station 
Assessment of 
interfaces and 
interdependencies 
between RM and 
CM 
Risk management Crisis management
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
CUAS objectives 
Evaluation of all four exercises: 
• Identify interfaces between risk and crisis management 
• Assess interdependencies 
• Developing a process model for crisis management 
• Generate a assessment tool for CM 
• Integrate the RM and the CM tools 
Crisis management 
Preparation Treatment Evaluation
Added value for the Post 2015 Framework for 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Disaster Risk Reduction 
• How did your work support the implementation of the Hyogo 
Framework for Action: 
– Strengthen disaster preparedness for effective response at all levels 
– Reduce the underlying risk factors 
• From your perspective what are the main gaps, needs and further 
steps to be addressed in the Post 2015 Framework for Disaster Risk 
Reduction in 
– Research: Better association between researcher and end user, link 
different scientific disciplines 
– Education & Training: Awareness of risk management , holist training 
programme 
– Implementation & Practice: Flexible and adaptable system, support for 
existing management tools. 
– Policy: Close cooperation between all parties concerned
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Summary 
• An integrated RM / CM system enables 
transportation providers to protect their system 
more effectively with less effort. 
• CUAS approach to combine: 
– Process model for CM 
– Identify interfaces 
– Assess interdependencies 
• Simulation, table top and crisis management 
exercises to collect data
THANK YOU FOR YOUR ATTENTION 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
C. Bentler, C. Baumgarten, F. Brauner, T. Kornmayer, 
A. Lotter, O.A. Mudimu, A. Lechleuthner 
Cologne University of Applied Sciences (CUAS), 
Institute of Rescue Engineering and Civil Protection, 
Cologne
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
References 
• Rhein-Zeitung online (1999) Crash im U-Bahn-Tunnel. 24th August 1999; Cologne; Online available at 
http://archiv.rhein-zeitung.de/on/99/08/24/topnews/ubahn1_.html; last access on14th August 2014 
• ASME-Innovative Technologies Institute (2006). The RAMCAP Framework: Risk Analysis and Management 
for Critical Asset Protection. Version 2.0. Washington DC. 
• Bajon, Arno; Lülsdorf, Dominic; Schröter, Reinhold (2012). Wenn es "brennt" - Krisen im ÖPNV: Die Arbeit 
von Krisenstäben im ÖPNV. DER NAHVERKEHR(11), 7–12. 
• COUNTERACT Consortium (2009). Crisis Communication Strategy and Guidlines Final Report, in 
COUNTERACT Consortium (Hg.): COUNTERACT: Cluster Of User Networks in Transport and Energy Relating 
to Anti-terrorist ACTivities, Deliverable 5. 
• Cox, Louis A. Jr. (2008). Some Limitations of “Risk = Threat × Vulnerability × Consequence” for Risk Analysis 
of Terrorist Attacks. RISK ANALYSIS 28(6), 1749–1761. 
• Cologne University of Applied Sciences (CUAS) - IRG (2014). Prozessmodellierung der Operationspläne, 
Projektbericht L2.1. RiKoV Project. Cologne. 
• German Federal Ministry of the Interior (2008). Protecting Critical Infrastructures – Risk and Crisis 
Management: A guide for companies and government authorities. Berlin. URL: 
http://www.bmi.bund.de/SharedDocs/Downloads/EN/Broschueren/Leitfaden_Schutz_kritischer_Infrastru 
kturen_en.pdf?__blob=publicationFile [Stand 2014-06-13]. 
• International Organization for Standardization (2008). Risk management— Principles and guidelines on 
implementation. (Bd. ICS 03.100.01Bd). 
• Malyska, Arndt (2010). Das integrierte Sicherheitskonzept der Hamburger Hochbahn AG. Hamburg. 
• Thießen, Ansgar (2011). Organisationskommunikation in Krisen: Reputationsmanagement durch situative, 
integrierte und strategische Krisenkommunikation. Organisationskommunikation in Krisen. 
• Wilson, Jeremy M.; Jackson, Brian A.; Eisman, Mel; Steinberg, Paul; Riley, K. Jack (2007). Securing 
America's Passenger-Rail Systems. RAND Cooperation Homeland Security, Pittsburgh.

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20140827_presentation RiskAndCrisisManagement_final

  • 1. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org An integrated risk and crisis management approach for terrorist attacks on public transport networks C. Bentler, C. Baumgarten, F. Brauner, T. Kornmayer, A. Lotter, O.A. Mudimu, A. Lechleuthner Cologne University of Applied Sciences (CUAS), Institute of Rescue Engineering and Civil Protection, Cologne
  • 2. Need for an integrated risk and crisis management 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org • Benefit by sharing information • Dealing with the complexity • Better usability for end user • Use interfaces between risk and crisis management Aim: Best possible reaction in case of a disaster Train crash in subway station, Cologne, 1999 Source: Rhein-Zeitung online (1999)
  • 3. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Content I. Problem II. Risk management III. Public transportation systems and their crisis management facets IV. Methodology for connecting V. CUAS objectives
  • 4. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Your definition of RM / CM • Identify risks • Risk assessment • Dealing with risk  Treatment of any risk  Protecting the company time • Retain to the normal process as fast as possible • Maintain the greatest possible function  Reduce damage Risk Management (RM) Crisis Management (CM) Crisis/ Danger Preventive security measures Reactive security measures
  • 5. Risk 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Risk management in RiKoV Threat (ability x motivation) Vulnerability Consequences • Assessment tool for public transportation providers • Methodology to analyse providers system • Based on terroristic threats • User friendly
  • 6. Vulnerability in RiKoV / CUAS methodology Exposure Fragility Coping capacity Based on a generic process model 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Vulnerability Preventive security measures Hazard category Terrorists’ movement Planning Preparation Post-processing Execution
  • 7. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Dealing with any risks • Depending on providers policy and structural requirements • Each area requires different measures or tools • Areas can be adjustable Crisis management is necessary Crisis management According to International Organization for Standardization 2008
  • 8. Public transportation systems and their CM facets Situation Room 5th International Disaster and Risk Conference IDRC 2014 Reactive security measures Business management ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org CM PR / Media Emergency plans Partnerships Local officers Authorities Recovery Some examples
  • 9. Integrated risk and crisis management process Monitoring and review Crisis management Risk treatment assessment 5th International Disaster and Risk Conference IDRC 2014 Risk ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Preparation Treat the crisis Evaluation Crisis/ Danger Risk management Establishing the context Time Emergency Communication and consultation
  • 10. Information 5th International Disaster and Risk Conference IDRC 2014 Scenario based crisis plan Documen-tation ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Interfaces Possible Interfaces Preventive security measures Communi-cation Coping capacities Partnership
  • 11. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Methodology for connecting: Exercises for validation 1st phase 2nd phase 3rd phase 4th phase Simulation Table top exercise Preventive security measures Exercise training Software simulation for determination of theoretical values First validation and evaluation on an haptic model Validation and evaluation in a real train station Assessment of interfaces and interdependencies between RM and CM Risk management Crisis management
  • 12. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org CUAS objectives Evaluation of all four exercises: • Identify interfaces between risk and crisis management • Assess interdependencies • Developing a process model for crisis management • Generate a assessment tool for CM • Integrate the RM and the CM tools Crisis management Preparation Treatment Evaluation
  • 13. Added value for the Post 2015 Framework for 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Disaster Risk Reduction • How did your work support the implementation of the Hyogo Framework for Action: – Strengthen disaster preparedness for effective response at all levels – Reduce the underlying risk factors • From your perspective what are the main gaps, needs and further steps to be addressed in the Post 2015 Framework for Disaster Risk Reduction in – Research: Better association between researcher and end user, link different scientific disciplines – Education & Training: Awareness of risk management , holist training programme – Implementation & Practice: Flexible and adaptable system, support for existing management tools. – Policy: Close cooperation between all parties concerned
  • 14. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Summary • An integrated RM / CM system enables transportation providers to protect their system more effectively with less effort. • CUAS approach to combine: – Process model for CM – Identify interfaces – Assess interdependencies • Simulation, table top and crisis management exercises to collect data
  • 15. THANK YOU FOR YOUR ATTENTION 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org C. Bentler, C. Baumgarten, F. Brauner, T. Kornmayer, A. Lotter, O.A. Mudimu, A. Lechleuthner Cologne University of Applied Sciences (CUAS), Institute of Rescue Engineering and Civil Protection, Cologne
  • 16. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org References • Rhein-Zeitung online (1999) Crash im U-Bahn-Tunnel. 24th August 1999; Cologne; Online available at http://archiv.rhein-zeitung.de/on/99/08/24/topnews/ubahn1_.html; last access on14th August 2014 • ASME-Innovative Technologies Institute (2006). The RAMCAP Framework: Risk Analysis and Management for Critical Asset Protection. Version 2.0. Washington DC. • Bajon, Arno; Lülsdorf, Dominic; Schröter, Reinhold (2012). Wenn es "brennt" - Krisen im ÖPNV: Die Arbeit von Krisenstäben im ÖPNV. DER NAHVERKEHR(11), 7–12. • COUNTERACT Consortium (2009). Crisis Communication Strategy and Guidlines Final Report, in COUNTERACT Consortium (Hg.): COUNTERACT: Cluster Of User Networks in Transport and Energy Relating to Anti-terrorist ACTivities, Deliverable 5. • Cox, Louis A. Jr. (2008). Some Limitations of “Risk = Threat × Vulnerability × Consequence” for Risk Analysis of Terrorist Attacks. RISK ANALYSIS 28(6), 1749–1761. • Cologne University of Applied Sciences (CUAS) - IRG (2014). Prozessmodellierung der Operationspläne, Projektbericht L2.1. RiKoV Project. Cologne. • German Federal Ministry of the Interior (2008). Protecting Critical Infrastructures – Risk and Crisis Management: A guide for companies and government authorities. Berlin. URL: http://www.bmi.bund.de/SharedDocs/Downloads/EN/Broschueren/Leitfaden_Schutz_kritischer_Infrastru kturen_en.pdf?__blob=publicationFile [Stand 2014-06-13]. • International Organization for Standardization (2008). Risk management— Principles and guidelines on implementation. (Bd. ICS 03.100.01Bd). • Malyska, Arndt (2010). Das integrierte Sicherheitskonzept der Hamburger Hochbahn AG. Hamburg. • Thießen, Ansgar (2011). Organisationskommunikation in Krisen: Reputationsmanagement durch situative, integrierte und strategische Krisenkommunikation. Organisationskommunikation in Krisen. • Wilson, Jeremy M.; Jackson, Brian A.; Eisman, Mel; Steinberg, Paul; Riley, K. Jack (2007). Securing America's Passenger-Rail Systems. RAND Cooperation Homeland Security, Pittsburgh.

Notas do Editor

  1. 24th August 1999 in Cologne Two trains crashed Reason was a defect of the braking system Moren then 60 injured people, 7 were badly injured No traffic was possible in this station for about 12 hours
  2. Sec Ma nicht nur technische Maßnahmen. Avoiding damage Reducing damage
  3. Aim is….
  4. Exposure included in threat, gegeben für Terror
  5. CM mit 4th phase nicht beendet Fokus auf Methode legen.