1. Frank Nocco75 2nd place Brooklyn,NY 11231  Phone (347) 452-3803  E- mail:Fnocco1983@aol.com
OBJECTIVE:
A position within a professional organization that requires a strong analytic mind with proven abilities to
make rational independent decisions, while performing and thriving under pressure, managing multiple
tasks, and operating as a team player.
Professional DLB Securities L.L.C.- New York, N.Y.
Experience: NYSE-AMEX
Head of sales and Senior Option Trader September2010-Present
• Cultivate a stable of sell side trading firms
• Execute option orders for customers sent via instant messenger or telephone
using Liquid Point
• Responsible for the oversight of compliance, daily floor operations, research , and
training
• Update and analyze spreadsheets to calculate monthly and quarterly broker
commissions and inventory reports
• Coordinate a team of sales traders across the regional option exchanges (NYSE,
CBOE, PHLX, and Pacific Stock Exchange).
• Administered firm wide regulatory testing
On Point Executions L.L.C.-New York, N.Y.
NYSE-AMEX
Options Clerk March 2009-September2010
• Executed option orders for customers through instant messenger and over the phones,
using floor brokers or router systems such as Real Tick, Mix It and Liquid Point
• Communicated with the CBOE and CBSX on a daily basis to put up stock on specific
option trades
• Verified all executed option trade details with our clients back office personnel daily
• Managed all clearance functions using P.O.P.S systems ranging from trade breaks to
confirming trades with customer, firm and market-makers
BLT Securities L.L.C.-New York, N.Y.
American Stock Exchange
Options Clerk August 2008-March 2009
• Responsible for resolving daily trade breaks
• Served as a wire clerk, interacted via telephone with various brokerage firms daily
• Using QuickBooks kept monthly commission bills in order
• Allocated stock prints for option trades put up on the desk
After market hours recapped individual trades with our customer base
Technical Skills: Microsoft Office, Excel, Liquid Point, and GEMS
Education: Pace University, Pleasantville, New York
Bachelor of Business Administration- January 2006
Major: Finance