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     IBM Research


    Health Information Exchange
         Standards-based Solution
                    for
        Regional and National Level
          Patient Centric Network
     Boaz Carmeli – IBM Haifa Research Lab, Israel
     boazc@il.ibm.com
     February 21 2008




                                                     © 2002 IBM Corporation
IBM Research Worldwide
     3000 researches in 8 research laboratories around the world
     dealing with extensive verity of research topics




                                                                                                Estab. 1995
                                       Estab. 1961                    Estab. 1956
Estab. 1986                                                                                     Employees: 110
                                       Employees: 1750                Employees: 210
Employees: 440




                                                                                                     Estab. 1982
                                                                                                     Employees: 180
            Estab. 1995
                                                            Estab. 1972         Estab. 1998
            Employees: 40
                                                            Employees: 350      Employees: 80
 2                     National Health Record – Standard Solution                                     © 2006 IBM Corporation
      Updated 2/2/04
Haifa IT for Healthcare and Life Science Group
    13+ years of IT research in Healthcare & Life Science
     – Extensive Information Technology and Computer Science skills
     – Medical domain skills – Imaging, Clinical Genomics, Interoperability
     – Standards Practice – courses, consultation & services (DICOM, IHE,
       HL7…)
          – Mainly in Europe
     – Extensive SW development and architecting skills – SOA and J2EE
        – Deep knowledge in information integration and interoperability

    Involvement in significant customer contracts and interactions
     –   Health Information Exchange (HIE) for NHIN
     –   Medical Imaging Repository at UCSF an Merck
     –   Public Health Affinity Domain at the Middle East (based on HIE)
     –   Complex Event Processing at the Nice hospital


3             National Health Record – Standard Solution               © 2006 IBM Corporation
Our Group Vision - from Data to Knowledge




4       National Health Record – Standard Solution   © 2006 IBM Corporation
Agenda
    The Problem
    IHE - Integrating the Healthcare Enterprise
    IHE XDS - Cross Enterprise Document Sharing
    Additional IHE ITI Profiles
    IBM Health Information Exchange
    Real Life Experience




5        National Health Record – Standard Solution   © 2006 IBM Corporation
The Problem

    Creating health records at a regional or national level requires
    electronic data exchange among healthcare organizations
    IT systems within hospitals, HMOs, clinics and other care-delivery
    organizations become an integral part of the working environment
    Healthcare organizations still lack the ability to share information
    across organization boundaries
    Cross-enterprise data sharing implies the need for a standards
    based communication mechanism
      – Without standards: No information exchange is expected to take place
      – With standards: No single vendor is expected to dominate the market




6           National Health Record – Standard Solution                     © 2006 IBM Corporation
Agenda
    The Problem
    IHE - Integrating the Healthcare Enterprise
    IHE XDS - Cross Enterprise Document Sharing
    Additional IHE ITI Profiles
    IBM Health Information Exchange
    Real Life Experience




7        National Health Record – Standard Solution   © 2006 IBM Corporation
IHE - Integrating the Healthcare Enterprise


    IHE is a healthcare industry organization promoting
    coordinated use of established standards to improve
    healthcare IT system integration
    IHE produces healthcare integration profiles which:
     – Address a specific healthcare integration scenario
     – Build upon one or more existing, established standards such as HL7
       and DICOM
     – Define constraints which limit the options available when using
       underlying standards




8           National Health Record – Standard Solution            © 2006 IBM Corporation
IHE Organizational Structure
                 IHE (International) Strategic Development Committee

       Regional Deployment                                           Global Development

     IHE North America                  IHE Asia


                                     China      Japan             Radiology            IT            Laboratory
     Canada
                                                                                 Infrastructure
                  USA                Korea     Taiwan


                                                                  Cardiology     Patient Care         Pathology
                                                                                 Coordination


                     IHE Europe
                                                                  Radiation      Patient Care         Eye care,
       France   Germany      Italy     Netherlands                Oncology         Devices           Quality, etc.

       Norway       Spain        Sweden         UK




    Professional Societies / Sponsors                                                        Contributing &
      ACC                 GMSIH       COCIR   SIRM    ESC         JAHIS   METI-MLHW           Participating
      ACP                 SFR         EAR-ECR BIR                 JIRA    MEDIS-DC
      HIMSS               SFIL        DRG     EuroRec
                                                                                                Vendors
                                                                  JRS     JAMI
      RSNA
9                    National Health Record – Standard Solution                                   © 2006 IBM Corporation
History of IHE Domains
                                                                                                                   Veterinary
                                                                                                                   Endoscopy
                                                                                                                    Pathology
    Over 100 vendors involved world-wide                                                                           Pharmacy

    8 Technical Frameworks                                                                                            Quality
                                                                                               Patient Care Devices (1)
    48 Integration Profiles
                                                                                          Patient Care Coordination (5)
    Testing at “Connectathons” world-wide
                                                                                                Radiation Oncology (1)
    Demonstrations at major conferences world-wide
                                                                                                               Eye Care (3)
                                                                                                             Laboratory (6)
                                                                                                             Cardiology (7)
                                                                                   IT Infrastructure for Healthcare (17)
                                                                                                            Radiology (18)
                                                                 (2003)




                                                                          (2004)
                                                                 Year 5




                                                                          Year 6




                                                                                                                  (2007)
                                                                                                                  Year 9
                                             (2002)




                                                                                                 (2006)
                                             Year 4




                                                                                                 Year 8
                                                                                     (2005)
                                                                                     Year 7
(1999)




           (2000)




                            (2001)
Year 1




           Year 2




                            Year 3




  10                National Health Record – Standard Solution                                            © 2006 IBM Corporation
IHE Integration Profiles from IT Infrastructure Domain
What is available and has been added in 2006/07

 Clinical and PHR Content
                                                                          Security                      Patient ID Mgmt
                   Emergency Referrals
                PHR Extracts/Updates
                 Format of the Document Content
             ECG ReportDocumentvocabulary
                 and associated coded                             Basic Patients Privacy                Patient Demographics
               Format of the Document  Content
           Lab ResultsDocument Content
                             Document
               and associated coded vocabulary                          Consents                                Query
             Format of the                                         Establish Consents & Enable
                     Content
          Scanned Documents
             and associated coded vocabulary                              Access Control
           Format of the Document Content                                                                  Patient Identifier
         Imaging Information
        Formatassociated coded Content
           and of the Document vocabulary
                                                                                                          Cross-referencing
       Format of theSummary
         Medical Document Content
       and(associated coded vocabulary
                                                                       Document Digital                  Map patient identifiers across
           Meds, Allergies, Pbs)
      Format of the Document Content                                      Signature                       independent identification
                                                                  Attesting “true-copy and origin                  domains
      and associated coded vocabulary


  Health Data Exchange                                                 Audit Trail & Node
         Cross-Enterprise                                               Authentication                           Other
      Document Sharing (XDS)                                 Centralized privacy audit trail and node
                                                               to node authentication to create a          Request Form
       Registration, distribution and access
       across health enterprises of clinical                            secured domain.                   for Data Capture
          documents forming a patient                                                                    External form with custom
             electronic health record                                                                     import/export scripting

                                                                       Consistent Time
  Cross-Enterprise Document                                                                                Notification of
                                                               Coordinate time across networked
  Reliable Interchange (XDR)                                                systems
                                                                                                        Document Availability
   Cross-Enterprise Document                                                                              Notification of a remote
                                                                                                         provider/ health enterprise
    Media Interchange (XDM)

 11                       National Health Record – Standard Solution                                                © 2006 IBM Corporation
IHE Profile Development Lifecycle

              2Q/3Q 2006                1Q 2007

                                     Testing at      1Q 2007


                                     Connectathons
                Develop                                  IHE
              technical                                  Demonstrations
          specifications                                                     2Q 2007
                                                                             HIE v1.1

                           1Q 2006
                                                                        Products
     Identify available                                                 with IHE
     standards (e.g. HL7,
     DICOM, IETF, OASIS)
                      4Q 2005




      Document Use               Timely access to              Easy to integrate
      Case                       information                   products
12    RequirementsRecord – Standard Solution
             National Health                                         © 2006 IBM Corporation
Relevant IHE ITI Profiles
     XDS - Cross Enterprise Document Sharing
       – Specifies guidelines for sharing clinical documents across healthcare organization
         boundaries
       – XDS-I: XDS for Imaging
     PIX - Patient ID Cross Referencing
       – Specifies guidelines for cross-referencing a unique patient ID between healthcare
         organizations
           – Aka Master Patient Index (MPI)

     PDQ – Patient Demographics Query
       – Specifies guidelines for querying patient ID by demographic details
     ATNA - Audit Trail and Node Authentication
       – Specifies guidelines for security and auditing at both communication and application
         layers
     XUA – Cross Enterprise User Assertion
       – Provides a means to communicate claims about an authenticated principal (user,
         application, system) across enterprise boundaries

13            National Health Record – Standard Solution                       © 2006 IBM Corporation
Agenda
     The Problem
     IHE - Integrating the Healthcare Enterprise
     IHE XDS - Cross Enterprise Document Sharing
     Additional IHE ITI Profiles
     IBM Health Information Exchange
     Real Life Experience




14        National Health Record – Standard Solution   © 2006 IBM Corporation
XDS Geographical Aspect & Terminology
                                                                                                     EHR-CR
       Clinical Affinity Domain
                                                                                         An EHR-CR or Care-delivery Record
 A group of healthcare enterprises that
                                                                                     abstracts the patient information managed
 have agreed to work together using a
                                                                                     by the IT system or by the set of systems of
  common set of policies and share a          Clinical Affinity Domain                   a single Care Delivery Organization
 common infrastructure of repositories
             and a registry

                                                                                 EHR-CR
                                EHR-CR                                          Long Term
                               Acute Care                                         Care

                                                     R -LR
                                                   EH
                                                                                                       EHR-LR
                                                                                           The documents shared by the EHR-
                                                                                          CR and tracked by the registry form a
                 EHR-CR                                             EHR-CR                 longitudinal record for the patients
               PCPs & Clinics                                      Diagnostic              that received care among the EHR-
                                                                                           CRs of the Clinical Affinity Domain
                                                                     Service




15                    National Health Record – Standard Solution                                         © 2006 IBM Corporation
CAD - Clinical Affinity Domain

       A group of healthcare organizations that have
       agreed to share patient records along a set of
       operational, business and legal agreements :
         – Agreed-upon sharing policies
         – Single Patient ID Domain (CAD ID)
         – Common set of Codes
            – Unified terminology
         – Security & Access Control model/agreements




16       National Health Record – Standard Solution     © 2006 IBM Corporation
Cross Enterprise Document Sharing (XDS) Profile
          Establish the IT Infrastructure for an Affinity Domain
          Enables Care Delivery Organizations (CDOs) to cooperate in the care of a
          patient by sharing clinical records

                                                   Patient Identity
                                                       Source
                  Patient Identity Feed [ITI-8] ↓
                                                                           Query Registry
                                                                             [ITI-16] ←
                                                Document Registry                           Document Consumer

                                                              ↑ Register Document
               Provide & Register Document                        Set [ITI-14]
                        Set [ITI-15]                                                Retrieve Document
     Document Source         →       Document                 Repository                 [ITI-17] ←




17               National Health Record – Standard Solution                                         © 2006 IBM Corporation
XDS Actors
     1. Document Source
         – Produces and publishes documents
         – Responsible for sending documents and metadata to a repository
     2. Document Consumer
         – Queries a registry for documents
         – Retrieves selected documents from one or more repositories
     3. Document Registry
         – Maintains metadata about each registered document in a document entry
         – Includes a link to the document in the repository
     4. Document Repository
         – Responsible for the persistent storage of documents
         – Assigns a URI to documents for subsequent retrieval by a consumer
     5. Patient Identity Source
         – Provides a unique identifier for each patient and maintains a collection of identity traits


18              National Health Record – Standard Solution                            © 2006 IBM Corporation
Provide and Register Document Set

       A Document Source actor initiates the Provide and Register Document
       Set Transaction.
       For each document in the submitted set, the Document Source Actor
       provides both the documents and the corresponding metadata to the
       Document Repository.
       The Document Repository is responsible to persistently store these
       documents, and to register them in the Document Registry using the
       Register Documents transaction.




               Provide & Register Document
                        Set [ITI-15]
     Document Source         →       Document                Repository



19              National Health Record – Standard Solution                © 2006 IBM Corporation
Register Document Set
     A Document Repository actor initiates the Register Document Set
     transaction.
     This transaction allows a Document Repository Actor to register
     documents with a Document Registry, by supplying metadata about each
     document to be registered. This document metadata will be used to
     create an XDS Document Entry in the registry.


                                                  Document Registry


                                                          ↑ Register Document
                                                              Set [ITI-14]

                                                Document Repository




20          National Health Record – Standard Solution                          © 2006 IBM Corporation
Query Registry
     The Query Registry transaction is issued by the Document Consumer Actor
     on behalf of a care provider to a Document Registry
     The Document Registry Actor searches the registry and returns a list of
     matching document entries including the locations and identifier of each
     document in the Document Repository




                                                             Query Registry
                                                               [ITI-16] ←
                                         Document Registry                    Document Consumer




21        National Health Record – Standard Solution                                 © 2006 IBM Corporation
Retrieve Document
     A Document Consumer Actor initiates the Retrieve Document transaction.
     The Document Repository will return the document that was specified by the
     Document Consumer




                                                                    Document Consumer



                                                             Retrieve Document
                                       Document Repository        [ITI-17] ←




22        National Health Record – Standard Solution                         © 2006 IBM Corporation
Patient Identity Feed
     This is IHE ITI Transaction 8, defined as part of the Patient Identifier Cross-
     Referencing Integration Profile
     It conveys the patient identifier and corroborating demographic data.
     Its purpose in the XDS Integration Profile is to populate the registry with
     patient identifiers that have been registered for the affinity domain


                                             Patient Identity
                                                 Source
            Patient Identity Feed [ITI-8] ↓

                                          Document Registry




23         National Health Record – Standard Solution                   © 2006 IBM Corporation
XDS Concepts

     The XDS registry is the cornerstone of the document sharing process
       – The source registers information to be exchanged in the registry
       – The registry only maintains metadata for the document (and not the
         document itself)
          – Clinical information is not exposed
     The XDS repository maintains the actual clinical document
       – Clinical documents can be kept within the enterprise’s repository or they can
         be transferred to another enterprise’s repository.
       – Allows for data encryption.
     Source initiates the sharing process and provides the clinical document
     and the associated metadata
     Consumer queries the registry and retrieve the data from the relevant
     repository




24           National Health Record – Standard Solution                       © 2006 IBM Corporation
Single Registry Multiple Repositories

                                              Clinical Affinity Domain

                                                                                HMO
                                                                            Document
        Hospital                                                            Consumer
        Document
        Source



                                                                    Documents
                                                                     Registry

                               Independent
                               Document
                               Repository


25       National Health Record – Standard Solution                                © 2006 IBM Corporation
XDS – Key Features
     Foundation for health IT infrastructures
       – Shared Electronic Health Record, in a community, region, etc.
     Scalable architecture for document sharing
       – Between private physicians, clinics, long term care, pharmacy, acute care
         with different clinical IT systems
       – Suitable for other healthcare domains such as Public Health and Clinical
         Trials
     Distributed
       – Each organization “publishes” clinical information for others to use
       – Actual documents may remain in the source system
     Easy access
       – Care providers are offered a means to query and retrieve clinical
         documents of interest
       – All transactions are based on industry and communication standards

26         National Health Record – Standard Solution                 © 2006 IBM Corporation
XDS – Key Features
     Document centric
       – Published clinical data is organized into “clinical documents”
         using agreed standard document types (HL7-CDA/CCD, PDF,
         DICOM, etc.)
     Document content neutral
       – Document content is processed only by source and consumer
         systems. Infrastructure is generic
     Standardized registry attributes
       – Documents are described by a standardized set of attributes.
       – Standardized queries are supported by all vendors




27          National Health Record – Standard Solution                  © 2006 IBM Corporation
Deployment Options

                                                        Registry
      Source                                                       Consumer

                                                   Repository
     EHR-CR
     EHR-                                                          EHR-CR
                                                                   EHR-




       Source
                                                        Registry   Consumer
     Repository

      EHR-CR
      EHR-                                                          EHR-CR
                                                                    EHR-



28         National Health Record – Standard Solution                   © 2006 IBM Corporation
Registry and Repository Artifacts
                                                                              XDS Folder
                                                                     An XDS Folder allows document
                   Submission                     Folder A         sources to group the documents they
                   Set                                             submit with other related documents

                                                                              Submission Set
                                                                    A set of XDS documents registered
       Document                                                     together to a Document Repository
                        Document                  Document           concerning information related to
       Registry
                         Entry 1                   Entry 2           one care event of a single patient

                                                                             Document Entry
                                                                      A Document Entry contains all
                                                                  metadata for a specific XDS document
                                                                  and a link to the document’s repository
                                                                                  location.

       Document                                                              XDS Document
                          D




                                                     D
                            oc




                                                      oc



       Repository                                                 An XDS Document is the smallest unit
                               u




                                                         u
                               m




                                                          m


                                                                  of information that may be provided to
                                en




                                                           en
                                   t




                                                              t


                                                                          a Document Repository



29           National Health Record – Standard Solution                                  © 2006 IBM Corporation
Document & DocumentEntry Concept
     XDS paradigm is built around documents (and not around records)
     An XDS Document is a composition of clinical information that contains
     observations and services to be exchanged within the Affinity Domain
     Documents characteristics are defined by the HL7 CDA Standard
       – Persistence, Wholeness, Potential for Authentication
     An XDS Document is the smallest unit of information that may be
     provided to a Repository and be registered in the Registry
       – XDS does not provide mechanisms to access portions of a Document
     XDS Documents are required to be globally uniquely identified
     Each Clinical Document has set of metadata that describing it
       – This metadata is referred as XDS DocumentEntry
       – Most metadata attributes can be automatically generated form the clinical
         document by the Document Source
          – specially true for structured documents like CDA or DICOM




30         National Health Record – Standard Solution                       © 2006 IBM Corporation
DocumentEntry Metadata
 Document Author                         Person, role, specialty                     Legend
 Patient Demographics                                                                Required
 Service Start and Stop Time                                                         Optional
 Document Creation Time                                                              Generated
 Legal Authenticator
 Title, comments,
 Identifiers                             Patient ID, Unique ID, entryUUID
 Kind of Document                        Class Code (e.g Prescription, Discharge Summary,
                                         Report)
                                         Type Code (more detail)
 Event Code                              Main clinical event (e.g. colonoscopy, appendectomy)
 Healthcare Facility Type                Healthcare Facility Type Code and Display Name
 Practice Setting Type                   Practice Setting Code and Display Name
 Confidentiality Code
 Technical Details                       MIME Type; Format Code (e.g. CDA); Size; Hash; URI;
                                         Language
 Available Status                        Available, Deprecated
31             National Health Record – Standard Solution                           © 2006 IBM Corporation
SubmissionSet Concepts
     Submission Set is related to care event(s) of a single patient
     An XDS Submission Set is created for each submission request
       – It is related to a single Document Source Actor
     Submission Set creates a permanent entry in the Registry
       – Submission Set includes one or more DocumentEntry object(s)
       – Submission Set may refer to already registered XDS Documents that have
         a relationship with the same care event
       – Submission Set includes the record of new XDS Folders creation.
     The Document Registry may be queried to find all documents registered
     in the same XDS Submission Set
     XDS provides complete flexibility to organization to relate Documents
     and Submission Sets to an encounter, a visit, an episode of care, or
     various workflow processes within clinical organization.




32         National Health Record – Standard Solution                   © 2006 IBM Corporation
SubmissionSet Metadata
     Each of the attributes listed below is an attribute on the RegistryPackage
     object defining the Submission Set

 Legend
 Required                      Author – person, role, specialty, institution

 Optional                      Comment – Any string

 Generated                     Title – Title of this document

                               serviceStartTime

                               Submission time - Document submission Time
                               Availability Status – Approved, Deprecated
                               Coded elements–contentType (type of clinical activity)
                               Identifier – Patient ID, Source ID, Unique ID, entryUUID




33             National Health Record – Standard Solution                          © 2006 IBM Corporation
Folder Concepts
     The purpose of an XDS Folder is to provide a collaborative mechanism for
     several XDS Document Sources to group XDS Documents
       – Folders offer the Document Consumers a means to find all Document Entries placed
         in the same Folder.
     The following principles apply to an XDS Folder:
       – A Folder groups a set of XDS Documents related to the care of a single patient
       – One or more Document Source Actors may submit documents in a given Folder
       – A Folder may be created by a Document Source and/or predefined in an XDS
         Affinity Domain
       – The content of a Folder is qualified by a list of codes/meaning,
       – Source Actors may find existing Folders by querying the Document Registry
       – Folders in XDS may not be nested
       – The same documents can appear in more than one Folder
       – Folders have a globally unique identifier




34              National Health Record – Standard Solution                     © 2006 IBM Corporation
Folder Metadata

 Legend
                                   codeList
 Required
                                   availabilityStatus (approved, deprecated)
 Optional                          entryUUID

 Generated                         uniqueId
                                   title
                                   comments
                                   lastUpdateTime
                                   patientId




35           National Health Record – Standard Solution                        © 2006 IBM Corporation
Agenda
     The Problem
     IHE - Integrating the Healthcare Enterprise
     IHE XDS - Cross Enterprise Document Sharing
     Additional IHE ITI Profiles
     IBM Health Information Exchange
     Real Life Experience




36        National Health Record – Standard Solution   © 2006 IBM Corporation
Patient Demographics Query (PDQ)
     Find patients matching a given set of demographics
      – Search may be based on combination of: name,
        address, phone number, gender, date of birth, race,
        marital status, birth place, citizenship id
                                                                Patient                                  Patient
     Key PDQ Actors:                                          Demographics
                                                               Consumer
                                                                                                      Demographics
                                                                                                        Supplier
      – Patient Demographics Supplier
                                                                             Patient Demographics
         – Database containing patient demographics and                      Query: QBP^Q22
            corresponding patient identifiers
                                                                               Patient Demographics
         – Responds to queries for patient information                         Response: RSP^K22



      – Patient Demographics Consumer
         – Typically an EHR or PHR application that supports
            lookup of patient information based on a partial
            set of demographics




37              National Health Record – Standard Solution                                   © 2006 IBM Corporation
PDQ Example                                           Query:
                                                      Rupert, Adrian


 PDQ Consumer
   (an EHR)
                                                                               Patient Demographics Supplier
                                     Response:

                                     Rupert, Adrian
                                     Gender: Male
                                     Date of Birth: 09/24/1932
                                     Address: 1342 Main Street Chatfield, MN
                                     Patient Id: 13579
                                     Rupert, Adrien
                                     Gender: Female
                                     Date of Birth: 03/21/1961
                                     Address: 58 1st Avenue Stewartville, MN
                                     Patient Id: 2468
                                     Rupert, Ade
                                     Gender: Female
                                     Date of Birth: 01/14/1982
                                     Address: 2525 Broadway Rochester, MN
                                     Patient Id: 4A78X

38              National Health Record – Standard Solution                                          © 2006 IBM Corporation
Patient Identifier Cross-Referencing (PIX)
     Find various identifiers for the same patient – for example:
          – I know a patient’s id within a community clinic
          – I need to find corresponding patient id within a given hospital
     Key PIX actors:
      – Patient Identifier Cross Reference Manager (PIX Manager)
         – Maintains cross reference between corresponding patient ids from
            different domains based on matching patient demographics
      – Patient Identity Source
         – Existing application within a hospital or clinic that is responsible for
            assignment and management of patient ids
         – Provides Patient Identity Feed for the PIX Manager
      – Patient Identifier Cross Reference Consumer
         – An application which has an id for a patient in one domain and
            wishes to determine corresponding CAD ID
                 – Or ID in a different domain


39           National Health Record – Standard Solution                   © 2006 IBM Corporation
PIX Transactions
                                                                 Patient Identity
                                                                     Source                       Hospital




     Patient Identifier Cross
                                                                                                               Patient Identity
      Reference Consumer
                                                                                                                   Source
      (an EHR application)                                                                                                          Clinic
                                                                              Li Wang
                                                                              09/24/1932
                                                                        A87631Male
                              M8354673993
                            PIX Query                                                                        Li Wang
                                                                                                  1435509/24/1932
                                                                          A87631
                                                                     M8354673993                             Male
                             A87631                         M8354673993            14355
                                                                                                               Patient Identity
                                                            L-716         14355
                                                                           L-716      A87631       L-716
                                                                 Patient identifier Cross                          Source
                                                                  Reference Manager                                                          Hospital

      Patient Identity Source                                                                  Li Wang
                                                                                               09/24/1932
                                Clinic                                                         Male


                                                                            Li Wang
                                                                            09/24/1932
                                                                 M8354673993Male

                                                                                                      Patient Identity Feeds

40                  National Health Record – Standard Solution                                                             © 2006 IBM Corporation
Audit Trail and Node Authentication (ATNA)
     ATNA provides a secure healthcare information infrastructure by
     prescribing how to:
       – Secure systems
          – Ensure access control to protected healthcare information
       – Secure the network
          – Only trusted systems are allowed to exchange protected healthcare
            information
          – Encrypted exchange of information also supported
       – Track data access
          – All access to and movement of protected healthcare information is
            audited
     Key ATNA Actors:
       – Centralized Audit Record Repository
           – Collects all Audit Trail events into a centralized place
           – Provides a mean to investigate PHI access breaches
41             National Health Record – Standard Solution               © 2006 IBM Corporation
ATNA Within A Healthcare Network
     Example:
     Using an EHR application to retrieve a discharge summary from a local hospital


                                                                                                                Audit login
                                                               Encrypt data                                      to EHR
                                                                  during
                                                                transport

      Secured System                                                             Secured System
             Hospital
                            Discharge Summary

                           Header                       Secure network                 Discharge Summary

                                                                                      Header
                                                                                                                     Clinic
                                    Family History                                             Family History

                           Body     Medications
                                    Immunizations
                                                                                      Body     Medications
                                                                                               Immunizations
                                    Vital Signs                                                Vital Signs
                                    Allergies                                                  Allergies



                                                     Authenticate     Authenticate
                                    …                                                          …




                                                      requesting         target
                                                         clinic         hospital




                                                              Central                Audit import of
           Audit Export of
          data from hospital                                 Audit Trial             data into clinic
              repository                                     Repository                   EHR


42        National Health Record – Standard Solution                                                                  © 2006 IBM Corporation
Cross-Enterprise User Assertion (XUA)

      New profile defined this year by IHE ITI and successfully
      tested during the last Connectathon (January 2008)
      Designed to support user level authentication
        – Provides a means to communicate claims about an
          authenticated principal (user, application, system) in
           transactions that cross enterprise boundaries
      Based on an Web Services enabled environment
        – Uses WS-Trust and SAML for communicating principal
          attributes
        – Comes into play only within XDS.b supported environment
              – ITI – 18 Stored Query transaction
              – ITI – 43 Retrieve Document transaction



43      National Health Record – Standard Solution                 © 2006 IBM Corporation
XUA Actors
     X-Service User
      – A system making a services request of an X-Service Provider
          – e.g., an XDS.b Document Consumer issuing a query to the XDS.b
            Registry
     X-Service Provider
      – A system providing a service that requires an X-User Assertion
          – e.g., XDS.b Registry, XDS.b Repository
     X-Assertion Provider
      – A SAML Identity Provider (IDP) or WS-Trust Security Token Service
        (STS)
      – X-Assertion Provider is currently out of scope as an IHE actor




44         National Health Record – Standard Solution               © 2006 IBM Corporation
Regional Level Policies
     Each affinity domain is qualified to set the sharing policies
       Which document and data to share
        – Not all clinical documents are required for the regional or national level
       Where to keep original documents
        – Under the generating organization or at the center
       Which terminologies and coding schemes to use
        – Translation from the CDO terminology to the Affinity Domain terminology
       Which access control policies to set
       Which user interfaces and end-client applications to use
        – Access to data is possible from anywhere and is based on Internet
          transactions
        – Physician and Patient portals


45             National Health Record – Standard Solution                  © 2006 IBM Corporation
Agenda
     The Problem
     IHE - Integrating the Healthcare Enterprise
     IHE XDS - Cross Enterprise Document Sharing
     Additional IHE ITI Profiles
     IBM Health Information Exchange
     Real Life Experience




46        National Health Record – Standard Solution   © 2006 IBM Corporation
IBM HIE Solution Architecture




47      National Health Record – Standard Solution   © 2006 IBM Corporation
IBM HIE XDS Registry
     Serves as searchable index of patient medical records within a healthcare
     community
     Supports latest features outlined by IHE XDS and ATNA profiles
       Register Document Set (ITI-14, ITI-42)
       Registry Stored Query (ITI-18)
       Patient Identity Feed (ITI-8)
       ATNA Secure Node and Record Audit Event (ITI-20)
     Based on proven, scalable IBM middleware
       WebSphere Application Server (v6, Base & Network Deployment)
            Network Deployment supports multi-server clustering for load balancing and failover
       DB2 Universal Database (v8.2)
           Provide support for Oracle if needed
     IBM XDS Document Registry deployed in 2 of 4 U.S. Government NHIN projects



48            National Health Record – Standard Solution                       © 2006 IBM Corporation
IBM HIE XDS Registry
                                                                 ATNA
                                                                 Generated
                                                                 Events
        Patient Identity Feed
        HL7 v3 over Web Services


Patient Identity Feed                                 XDS Document Registry   JDBC       XDS Document
                                          JMS
HL7 v2 over MLLP          MLLP                          (J2EE Application)              Registry Database
                          Adapter                                                     (Document Metadata)


  Register Document Set, Registry Stored Query
  XDS.a - SOAP over HTTP
  XDS.b - Web Services

                                                WebSphere Application Server         DB2 Universal Database




 49                National Health Record – Standard Solution                                  © 2006 IBM Corporation
IBM HIE XDS Repository

     Data store for clinical documents being shared within a healthcare community
     Supports both centralized (hosted) architecture and federated architecture
     Supports latest features outlined by IHE XDS and ATNA profiles:
       Provide and Register Document Set (ITI-15, ITI-41)
       Retrieve Document (ITI-17, ITI-43)
       ATNA Secure Node and Record Audit Event (ITI-20)
     Based on proven, scalable IBM middleware
       WebSphere Application Server (v6, Base and Network Deployment)
       Several back-end data storage models supported
           File system (simple, low cost option)
           DB2 Universal Database v9 (integrated, XML/relational data store)
           DB2 Content Manager v8.3 (robust, highly scalable document management
             system)
     Deployed in 2 of the 4 U.S. Government sponsored NHIN projects

50             National Health Record – Standard Solution                      © 2006 IBM Corporation
IBM HIE XDS Repository

                                                                                            File System
                                                             ATNA
                                                             Generated                                            Local or
                                                             Events                                             Distributed
Provide and Register Document Set                                                                               File System
SOAP with Attachments over HTTP




                                                                         Storage Options
                                                                                              GMAS
                                                XDS
       Retrieve Document                 Document Repository
         HTTP/MTOM                        (J2EE Application)
                                                                                            Document             DB2
                                                                                           Management           Content
                                                                                             System             Manager

                              WebSphere Application Server                                                      DB2 UDB
                                                                                           XML/Relational
                                                                                            Data Model




51              National Health Record – Standard Solution                                                  © 2006 IBM Corporation
IBM HIE ATNA Audit Record Repository

     Repository for audit events generated by systems handling PHI within a
     healthcare network
     Supports ATNA Record Audit Event (ITI-20) interface to other healthcare
     applications
       BSD Syslog protocol for data transport (RFC 3164)
       Supports both RFC 3881 and IHE Provisional audit record formats
       Support for reliable transport for audit massages (Currently not included in IHE)
     Web-based tool provided to query audit data
       Based on IBM’s Data Discovery and Query Builder product (DDQB)
       Build and execute canned or ad hoc audit queries
     Based on proven, scalable IBM middleware
       WebSphere Application Server (v6, Base & Network Deployment)
            Network Deployment supports multi-server clustering for load balancing and failover
       DB2 Universal Database (v8.2)


52            National Health Record – Standard Solution                         © 2006 IBM Corporation
IBM HIE ATNA Audit Repository

                          Data Discovery and Query Builder




                                           HTTP               Web-Based
                                                         Audit Query/Reporting
                                                                Interface          JDBC

                                                                                             ATNA Audit
                                                                                           Record Database
     Record Audit Event                                                                   (Audit Information)
     BSD Syslog                                JMS               ATNA Audit        JDBC
                               Audit
                            Interceptor                        Record Repository




                                   WebSphere Application Server                                 DB2 UDB



53                National Health Record – Standard Solution                                      © 2006 IBM Corporation
IBM HIE Audit Query Interface




54       National Health Record – Standard Solution   © 2006 IBM Corporation
IBM HIE XUA X-Assertion Provider
     Serves as a WS-Trust Security Token Service (STS), creates and validates
     SAML assertions
       Supports WS-Trust 1.3 and WS-Trust 2005/02
       Interoperates with other Security Token Services
     Based on proven, scalable IBM middleware
       Tivoli Federated Identity Manager (v6.1)
            Supports both WS-Trust and SAML
     IBM HIE XUA X-Assertion Provider was tested with several vendors during the
     last IHE Connectathon (January 2008)
     Currently out of scope as IHE actor




55            National Health Record – Standard Solution             © 2006 IBM Corporation
IBM HIE XUA X-Assertion Provider
                                                                                                            Authentication
                                                                                                               Service
                                                                                                               (LDAP)
     Get SAML Assertion
     SOAP 1.1, SOAP 1.2




                                                                                       Underlying Systems
     WS-Trust 2005/02, WS-Trust 1.3
                                                                                                               Persistent
     Validate SAML Assertion                       XUA X-Assertion Provider                                     Storage
     SOAP 1.1, SOAP 1.2                            (Web Service Application)                                  (DB2 UDB)
     WS-Trust 2005/02, WS-Trust 1.3

                                                                                                              Authorization
                                                                                                                 Service
                                                                                                             (Tivoli Access
                                                                                                               Manager)




                                                              Tivoli Federated Identity Manager




56               National Health Record – Standard Solution                                                  © 2006 IBM Corporation
IBM HIE XDS-I Imaging Document Source

      XDS-I (XDS for Imaging)
        Variation of XDS to support sharing of medical images
      Imaging document source actor is responsible for:
        Registration of medical images and reports within an XDS
          community
        Retrieval of medical images and reports
            Via DICOM or WADO (Web Access to DICOM Object)
        Can be conceived as a DICOM<->XDS converter
      Prevent copying of large data chunks within the Affinity
      Domain
      Subset of IBM’s Content Manager Offering (CMO)




57      National Health Record – Standard Solution              © 2006 IBM Corporation
IBM HIE XDS-I Imaging Document Source
                                  IHE XDS-I Profile

                               XDS
                            Repository

        DICOM                                                                   DICOM

            XDS-I                                                            XDS-I


   XDS-I                                                                             Document
 Document                                     XDS                                    Consumer
  Source                                     Registry
                       PIX/PDQ                            Audit Repository
                       Manager                                 Server




58           National Health Record – Standard Solution                              © 2006 IBM Corporation
Eclipse Open Healthcare Framework (OHF)
     The Eclipse Foundation
     – Open source community whose projects are focused on
       providing an extensible development platform and application
       frameworks for building software.
         – www.eclipse.org
     The Eclipse Open Healthcare Framework (OHF)
     – Project within Eclipse formed for the purpose of expediting
       healthcare informatics technology.
     – Extensible frameworks and tools which emphasize the use of
       existing and emerging standards
         – Encourages interoperable open source infrastructure
         – Lowers integration barriers
               – www.eclipse.org/ohf

59        National Health Record – Standard Solution          © 2006 IBM Corporation
OHF and IBM HIE

      OHF is complementary technology to the IBM HIE
     Infrastructure developed by IBM and other industry
     partners.

     OHF tooling helps vendors implement the standards so
     they can continue to focus on making better products.
      – Two options: Java libraries and Web Services


     OHF software was used with the HIE Solution in the US
     NHIN Project and the PHAD project for MECIDS


60         National Health Record – Standard Solution   © 2006 IBM Corporation
Eclipse OHF – Java and Web Service Adapters




61      National Health Record – Standard Solution   © 2006 IBM Corporation
Agenda
     The Problem
     IHE - Integrating the Healthcare Enterprise
     IHE XDS - Cross Enterprise Document Sharing
     Additional IHE ITI Profiles
     IBM Health Information Exchange
     Real Life Experience




62        National Health Record – Standard Solution   © 2006 IBM Corporation
HIE Involvement in Healthcare Industry Events
     IBM has been a strong supporter of industry events aimed at validation or our HIE solution
     and demonstration of IHE profiles and the underlying standards they are based upon


       – IHE Connectathon North America – January 2006
       – HIMSS – IHE Interoperability Showcase – February 2006
       – RSNA – IHE Demonstration – November 2006
       – IHE Connectathon North America – January 2007
       – HIMSS – IHE Interoperability Showcase – February 2007
       – ACC – IHE Interoperability Showcase – March 2007
       – Zorg and ICT 2007 (Netherlands) – IHE Demonstration – March 2007
       – IHE Connectathon Europe – April 2007
       – Canada eHealth Conference – IHE Interoperability Showcase – May 2007
       – World of Health IT Conference (Vienna Oct 2007) – IHE Interoperability Showcase


     IBM providing internet-accessible reference implementation of IHE infrastructure profiles
     (HIE) for ISV testing/demonstration for past 2+ years.

63              National Health Record – Standard Solution                         © 2006 IBM Corporation
IHE Connectathon Test Partners (part 1 of 2)
                                    Audit Repository    Doc Registry   Doc Repository         openEMR/OHF

       Accenture                             x                                  x
       Acuo                                  x                                  x
       Agfa                                  x                  x               x                    x
       Alert                                 x                  x               x
       Allscripts                            x                  x               x                    x
       Ashvins                                                                                       x
       Axolotl                               x
       Bell Canada                           x                  x
       Blueware                              x                  x               x                    x
       Canon                                 x
       CapMed                                x                  x               x                    x
       Caribel
       Cegedim                               x                                  x
       Cerner                                x                                                       x
       CGI                                   x
       CompassCare                                              x               x
       Convergence                           x
       CPSI                                  x                                  x
       DataProcessing                        x                  x               x
       Dianoema                                                                                      x
       Dictaphone                                               x               x
       Eclipsys                                                 x                                    x
       EDL                                   x                                  x
       Epic                                  x                  x
       Esel                                  x                  x                 x
       Etiam                                                    x                 x
       Forcare                               x                  x                 x                  x
       GE                              Clinisoft, RIS           x      Clinisoft, Muse, RIS          x
       HIPAAT                                                   x                 x
       HXTI                                  x                                                       x
       IcoServe                              x                  x               x
       ICW                                                                                           x
       Infinitt                                                 x               x
       Initiate                              x                                                       x
       Intersystems                                             x               x
       Kodak                                 x                  x               x                    x


64         National Health Record – Standard Solution                                                       © 2006 IBM Corporation
IHE Connectathon Test Partners (part 2 of 2)
                                   Audit Repository    Doc Registry        Doc Repository        openEMR/OHF
       McKesson                            x                   x
       Medasys                             x                   x                   x
       MedCommons                          x                   x                   x
       MediNotes                                               x                   x                    x
       Mediware                            x                                       x
       MedQuist
       Medos                                                                                            x
       MIE                                 x
       Misys                               x                   x                   x
       Moreau-Labbeer                                          x
       NDMA                                x                   x
       NextGen                             x                   x                                        x
       NIST                                                                        x
       Obrieng                                                 x
       Philips                             x
       PracticePartner                     x                   x                                        x
       Quadramed                           x
       Quovadx                             x                   x                   x
       Rogan                               x
       RVC                                 x
       Santeos                             x                                       x                    x
       Sectra
       Siemens                             x                   x                   x                    x
       Sillage                             x                                                            x
       Smwaidr2i                           x                                       x
       SoftMedical                         x                   x                   x
       Solinfo                                                 x                   x                    x
       Sovera                                                  x                   x
       SQLI                                x                                       x                    x
       SRDC                                                    x                   x                    x
       Synapsis                            x                   x                   x
       Tiani-Spirit                        x                   x                   x                    x
       Visus

       Total Vendors Tested                      47                   38                    39                 25


65        National Health Record – Standard Solution                                                                © 2006 IBM Corporation
NHIN Architecture Prototype Project Vision
      A nation-wide standards based network that will allow connectivity of existing and
                   future systems for providers and affiliated stakeholders

 ONC Objectives                                                   IBM Approach
     Develop and evaluate prototypes for an
     interoperable NHIN architecture                               Maximize existing resources & systems
      - Maximize existing resources to achieve                      - Maximize existing resources to achieve
        widespread interoperability among health care
        SW applications, (e.g. EHRs)                                  widespread interoperability among health
                                                                      care SW applications, (e.g. EHRs)
     Spur technical innovation for nationwide sharing
     of health information                                         Be community centric
      - In patient care and public health settings
                                                                    - In patient care and public health settings
     Achieve interoperability between SW
     applications and networks                                     Be interoperable between software
      - Communicate and exchange information in an                 applications and networks
        accurate, effective, useful, manner
                                                                    - Communicate and exchange information
     Promote collaboration between HHS health IT                      in an accurate, effective, useful, manner
     contractors
      - Develop Compliance Certification process                   Be security & privacy compliant
      - Develop Standards Harmonization process
      - Develop Privacy and Security solutions for                  - Develop Compliance Certification process
        interoperable health information exchange                   - Develop Standards Harmonization
                                                                      process
                                                                    - Develop Privacy and Security solutions
                                                                      for interoperable health information
                                                                      exchange


66                   National Health Record – Standard Solution                                         © 2006 IBM Corporation
IBM Healthcare Marketplace Partners
             Each vendor must demonstrate information exchange
       within and between three distinct community healthcare markets


     Mid-Hudson Valley, NY (THINC)
     – Taconic Healthcare Information Network and Community
       (THINC)                                                                              THINC
     – Mid-Hudson Valley: evolving RHIO with shared data at
       HealthVision hub
     – 2,300 physicians supporting 700,000 patients
     Research Triangle, NC (NCHICA)
     – Competitive, high-tech urban environment
                                                                          Rockingham County, NC
     – Hospitals: Duke, WakeMed, UNC, Rex (UNC Health)                     Danville, VA (NCHICA)
     – Practices, Public Health, Pharmacies
     Rockingham County, NC and Danville, VA (NCHICA)
     – Rural environment with NC and VA patients
     – Hospitals: Morehead Memorial, Annie Penn
       (Moses Cone Health System)                         Research Triangle,
     – Practices, Public Health, Pharmacies                 NC (NCHICA)




67         National Health Record – Standard Solution                          © 2006 IBM Corporation
IBM NHIN Phase 1 Participants
                              THINC Mid Hudson Valley
                                                                Research Triangle                Rockingham County, NC
                              Kingston Hospital
                                                                Pinehurst, NC                    Danville, VA
                              St. Francis Hospital
                                                                Duke University Health           Morehead Memorial Hospital
                              Vassar Brothers
                                                                   System                         Eden Internal Medicine
         Healthcare              Medical Center                  Durham Medical Center            Pulmonary, Allergy and Asthma
         Providers            Physician Practices               FirstHealth of the Carolinas      Clinic of Danville
                                Hudson Valley Primary Care       Moore Free Care Clinic          Moses Cone Health System
                                Bridge Street Family Medicine    Pinehurst Medical                Family Tree OB/GYN
                                Springside Medical Associates    Pinehurst Surgical               Moses Cone Internal Medicine
                                Rabi Sinha, MD                   Southern Pines Women’s Center    Residency Program
                                Hudson River Community Health
                              CapMed (PHR)
                              Possibility Forge (openEMR)
     Medical Application      Allscripts (Touchworks 11™)
          Vendors             McKesson (Horizon WP Physician Portal™)
                              GE Centricity
                              MediTech
      Medical Service         Spectrum Lab
                              Lab Corp
        Providers             SureScripts®
                              Custom Patient Registration, Provider Registration, and Provider Notification Services
                              Custom Security Services
       Core Services          Initiate Identity Hub™ Software
                              IBM Healthcare Collaborative Network
                              IBM Heath Information Exchange (XDS Repository & Registry, FQS, OHF Bridge, ARR)
       Infrastructure         IBM Tivoli                                        IBM WebSphere® DataPower
                              IHE Integration Profiles (ATNA, XDS, PIX, PDQ, XDS MS)
         Standards            HL7 / ASTM (CDA / CCD)
                              SAML, SSL/TLS, X509, Web Services Security (SAML / SOAP / Trust Language)


68               National Health Record – Standard Solution                                                   © 2006 IBM Corporation
XDS Projects – Worldwide
                 Netherlands                                            Lower
                                                                        Austria            Italy
                  Hilversum                                                       (Conto Corrente Salute)
   UK CfH        Leeuwarden
(Radiology WF)   Amsterdam       France         Denmark (Funen)
                                                Italy (Veneto)                                                 Quebec, Toronto,
                                  DMP           Spain (Aragon)                                              Alberta, British Columbia
                                                                     Austria                                    Canada Infoway




                                                                                                                       VITL-Vermont



                                                                                                                    Boston Medical
                                                                                                                     Center - MA




                                                                                                                   Philadelphia HIE

                                                                                                                       CPHIC –
                                                                                                                     Pennsylvania

                                                                                                             CareSpark – TN & VA

 South Africa


   CHINA-Shanghai        Malaysia          CHINA-MoH               JAPAN-Nagoya         THINC- New York
 Imaging Info Sharing                   Lab results sharing      Imaging Info Sharing   NCHICA – N. Carolina
  69                National Health Record – Standard Solution                                                 © 2006 IBM Corporation
‫תודה‬
                                            Hebrew (Toda)
                                                                                           Grazie
                                                                                             Italian
                                                                                                                                        Thai
                                                                   Traditional Chinese




                                                                                           Obrigado                      Merci
                                                                                             Brazilian Portuguese             French
           Russian




                          Gracias
                               Spanish
                                                                                                                    Danke              Arabic


                                                                                                                     German




     Simplified Chinese




                                                                                Japanese




70                          National Health Record – Standard Solution                                                        © 2006 IBM Corporation

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  • 1. 1 IBM Research Health Information Exchange Standards-based Solution for Regional and National Level Patient Centric Network Boaz Carmeli – IBM Haifa Research Lab, Israel boazc@il.ibm.com February 21 2008 © 2002 IBM Corporation
  • 2. IBM Research Worldwide 3000 researches in 8 research laboratories around the world dealing with extensive verity of research topics Estab. 1995 Estab. 1961 Estab. 1956 Estab. 1986 Employees: 110 Employees: 1750 Employees: 210 Employees: 440 Estab. 1982 Employees: 180 Estab. 1995 Estab. 1972 Estab. 1998 Employees: 40 Employees: 350 Employees: 80 2 National Health Record – Standard Solution © 2006 IBM Corporation Updated 2/2/04
  • 3. Haifa IT for Healthcare and Life Science Group 13+ years of IT research in Healthcare & Life Science – Extensive Information Technology and Computer Science skills – Medical domain skills – Imaging, Clinical Genomics, Interoperability – Standards Practice – courses, consultation & services (DICOM, IHE, HL7…) – Mainly in Europe – Extensive SW development and architecting skills – SOA and J2EE – Deep knowledge in information integration and interoperability Involvement in significant customer contracts and interactions – Health Information Exchange (HIE) for NHIN – Medical Imaging Repository at UCSF an Merck – Public Health Affinity Domain at the Middle East (based on HIE) – Complex Event Processing at the Nice hospital 3 National Health Record – Standard Solution © 2006 IBM Corporation
  • 4. Our Group Vision - from Data to Knowledge 4 National Health Record – Standard Solution © 2006 IBM Corporation
  • 5. Agenda The Problem IHE - Integrating the Healthcare Enterprise IHE XDS - Cross Enterprise Document Sharing Additional IHE ITI Profiles IBM Health Information Exchange Real Life Experience 5 National Health Record – Standard Solution © 2006 IBM Corporation
  • 6. The Problem Creating health records at a regional or national level requires electronic data exchange among healthcare organizations IT systems within hospitals, HMOs, clinics and other care-delivery organizations become an integral part of the working environment Healthcare organizations still lack the ability to share information across organization boundaries Cross-enterprise data sharing implies the need for a standards based communication mechanism – Without standards: No information exchange is expected to take place – With standards: No single vendor is expected to dominate the market 6 National Health Record – Standard Solution © 2006 IBM Corporation
  • 7. Agenda The Problem IHE - Integrating the Healthcare Enterprise IHE XDS - Cross Enterprise Document Sharing Additional IHE ITI Profiles IBM Health Information Exchange Real Life Experience 7 National Health Record – Standard Solution © 2006 IBM Corporation
  • 8. IHE - Integrating the Healthcare Enterprise IHE is a healthcare industry organization promoting coordinated use of established standards to improve healthcare IT system integration IHE produces healthcare integration profiles which: – Address a specific healthcare integration scenario – Build upon one or more existing, established standards such as HL7 and DICOM – Define constraints which limit the options available when using underlying standards 8 National Health Record – Standard Solution © 2006 IBM Corporation
  • 9. IHE Organizational Structure IHE (International) Strategic Development Committee Regional Deployment Global Development IHE North America IHE Asia China Japan Radiology IT Laboratory Canada Infrastructure USA Korea Taiwan Cardiology Patient Care Pathology Coordination IHE Europe Radiation Patient Care Eye care, France Germany Italy Netherlands Oncology Devices Quality, etc. Norway Spain Sweden UK Professional Societies / Sponsors Contributing & ACC GMSIH COCIR SIRM ESC JAHIS METI-MLHW Participating ACP SFR EAR-ECR BIR JIRA MEDIS-DC HIMSS SFIL DRG EuroRec Vendors JRS JAMI RSNA 9 National Health Record – Standard Solution © 2006 IBM Corporation
  • 10. History of IHE Domains Veterinary Endoscopy Pathology Over 100 vendors involved world-wide Pharmacy 8 Technical Frameworks Quality Patient Care Devices (1) 48 Integration Profiles Patient Care Coordination (5) Testing at “Connectathons” world-wide Radiation Oncology (1) Demonstrations at major conferences world-wide Eye Care (3) Laboratory (6) Cardiology (7) IT Infrastructure for Healthcare (17) Radiology (18) (2003) (2004) Year 5 Year 6 (2007) Year 9 (2002) (2006) Year 4 Year 8 (2005) Year 7 (1999) (2000) (2001) Year 1 Year 2 Year 3 10 National Health Record – Standard Solution © 2006 IBM Corporation
  • 11. IHE Integration Profiles from IT Infrastructure Domain What is available and has been added in 2006/07 Clinical and PHR Content Security Patient ID Mgmt Emergency Referrals PHR Extracts/Updates Format of the Document Content ECG ReportDocumentvocabulary and associated coded Basic Patients Privacy Patient Demographics Format of the Document Content Lab ResultsDocument Content Document and associated coded vocabulary Consents Query Format of the Establish Consents & Enable Content Scanned Documents and associated coded vocabulary Access Control Format of the Document Content Patient Identifier Imaging Information Formatassociated coded Content and of the Document vocabulary Cross-referencing Format of theSummary Medical Document Content and(associated coded vocabulary Document Digital Map patient identifiers across Meds, Allergies, Pbs) Format of the Document Content Signature independent identification Attesting “true-copy and origin domains and associated coded vocabulary Health Data Exchange Audit Trail & Node Cross-Enterprise Authentication Other Document Sharing (XDS) Centralized privacy audit trail and node to node authentication to create a Request Form Registration, distribution and access across health enterprises of clinical secured domain. for Data Capture documents forming a patient External form with custom electronic health record import/export scripting Consistent Time Cross-Enterprise Document Notification of Coordinate time across networked Reliable Interchange (XDR) systems Document Availability Cross-Enterprise Document Notification of a remote provider/ health enterprise Media Interchange (XDM) 11 National Health Record – Standard Solution © 2006 IBM Corporation
  • 12. IHE Profile Development Lifecycle 2Q/3Q 2006 1Q 2007 Testing at 1Q 2007 Connectathons Develop IHE technical Demonstrations specifications 2Q 2007 HIE v1.1 1Q 2006 Products Identify available with IHE standards (e.g. HL7, DICOM, IETF, OASIS) 4Q 2005 Document Use Timely access to Easy to integrate Case information products 12 RequirementsRecord – Standard Solution National Health © 2006 IBM Corporation
  • 13. Relevant IHE ITI Profiles XDS - Cross Enterprise Document Sharing – Specifies guidelines for sharing clinical documents across healthcare organization boundaries – XDS-I: XDS for Imaging PIX - Patient ID Cross Referencing – Specifies guidelines for cross-referencing a unique patient ID between healthcare organizations – Aka Master Patient Index (MPI) PDQ – Patient Demographics Query – Specifies guidelines for querying patient ID by demographic details ATNA - Audit Trail and Node Authentication – Specifies guidelines for security and auditing at both communication and application layers XUA – Cross Enterprise User Assertion – Provides a means to communicate claims about an authenticated principal (user, application, system) across enterprise boundaries 13 National Health Record – Standard Solution © 2006 IBM Corporation
  • 14. Agenda The Problem IHE - Integrating the Healthcare Enterprise IHE XDS - Cross Enterprise Document Sharing Additional IHE ITI Profiles IBM Health Information Exchange Real Life Experience 14 National Health Record – Standard Solution © 2006 IBM Corporation
  • 15. XDS Geographical Aspect & Terminology EHR-CR Clinical Affinity Domain An EHR-CR or Care-delivery Record A group of healthcare enterprises that abstracts the patient information managed have agreed to work together using a by the IT system or by the set of systems of common set of policies and share a Clinical Affinity Domain a single Care Delivery Organization common infrastructure of repositories and a registry EHR-CR EHR-CR Long Term Acute Care Care R -LR EH EHR-LR The documents shared by the EHR- CR and tracked by the registry form a EHR-CR EHR-CR longitudinal record for the patients PCPs & Clinics Diagnostic that received care among the EHR- CRs of the Clinical Affinity Domain Service 15 National Health Record – Standard Solution © 2006 IBM Corporation
  • 16. CAD - Clinical Affinity Domain A group of healthcare organizations that have agreed to share patient records along a set of operational, business and legal agreements : – Agreed-upon sharing policies – Single Patient ID Domain (CAD ID) – Common set of Codes – Unified terminology – Security & Access Control model/agreements 16 National Health Record – Standard Solution © 2006 IBM Corporation
  • 17. Cross Enterprise Document Sharing (XDS) Profile Establish the IT Infrastructure for an Affinity Domain Enables Care Delivery Organizations (CDOs) to cooperate in the care of a patient by sharing clinical records Patient Identity Source Patient Identity Feed [ITI-8] ↓ Query Registry [ITI-16] ← Document Registry Document Consumer ↑ Register Document Provide & Register Document Set [ITI-14] Set [ITI-15] Retrieve Document Document Source → Document Repository [ITI-17] ← 17 National Health Record – Standard Solution © 2006 IBM Corporation
  • 18. XDS Actors 1. Document Source – Produces and publishes documents – Responsible for sending documents and metadata to a repository 2. Document Consumer – Queries a registry for documents – Retrieves selected documents from one or more repositories 3. Document Registry – Maintains metadata about each registered document in a document entry – Includes a link to the document in the repository 4. Document Repository – Responsible for the persistent storage of documents – Assigns a URI to documents for subsequent retrieval by a consumer 5. Patient Identity Source – Provides a unique identifier for each patient and maintains a collection of identity traits 18 National Health Record – Standard Solution © 2006 IBM Corporation
  • 19. Provide and Register Document Set A Document Source actor initiates the Provide and Register Document Set Transaction. For each document in the submitted set, the Document Source Actor provides both the documents and the corresponding metadata to the Document Repository. The Document Repository is responsible to persistently store these documents, and to register them in the Document Registry using the Register Documents transaction. Provide & Register Document Set [ITI-15] Document Source → Document Repository 19 National Health Record – Standard Solution © 2006 IBM Corporation
  • 20. Register Document Set A Document Repository actor initiates the Register Document Set transaction. This transaction allows a Document Repository Actor to register documents with a Document Registry, by supplying metadata about each document to be registered. This document metadata will be used to create an XDS Document Entry in the registry. Document Registry ↑ Register Document Set [ITI-14] Document Repository 20 National Health Record – Standard Solution © 2006 IBM Corporation
  • 21. Query Registry The Query Registry transaction is issued by the Document Consumer Actor on behalf of a care provider to a Document Registry The Document Registry Actor searches the registry and returns a list of matching document entries including the locations and identifier of each document in the Document Repository Query Registry [ITI-16] ← Document Registry Document Consumer 21 National Health Record – Standard Solution © 2006 IBM Corporation
  • 22. Retrieve Document A Document Consumer Actor initiates the Retrieve Document transaction. The Document Repository will return the document that was specified by the Document Consumer Document Consumer Retrieve Document Document Repository [ITI-17] ← 22 National Health Record – Standard Solution © 2006 IBM Corporation
  • 23. Patient Identity Feed This is IHE ITI Transaction 8, defined as part of the Patient Identifier Cross- Referencing Integration Profile It conveys the patient identifier and corroborating demographic data. Its purpose in the XDS Integration Profile is to populate the registry with patient identifiers that have been registered for the affinity domain Patient Identity Source Patient Identity Feed [ITI-8] ↓ Document Registry 23 National Health Record – Standard Solution © 2006 IBM Corporation
  • 24. XDS Concepts The XDS registry is the cornerstone of the document sharing process – The source registers information to be exchanged in the registry – The registry only maintains metadata for the document (and not the document itself) – Clinical information is not exposed The XDS repository maintains the actual clinical document – Clinical documents can be kept within the enterprise’s repository or they can be transferred to another enterprise’s repository. – Allows for data encryption. Source initiates the sharing process and provides the clinical document and the associated metadata Consumer queries the registry and retrieve the data from the relevant repository 24 National Health Record – Standard Solution © 2006 IBM Corporation
  • 25. Single Registry Multiple Repositories Clinical Affinity Domain HMO Document Hospital Consumer Document Source Documents Registry Independent Document Repository 25 National Health Record – Standard Solution © 2006 IBM Corporation
  • 26. XDS – Key Features Foundation for health IT infrastructures – Shared Electronic Health Record, in a community, region, etc. Scalable architecture for document sharing – Between private physicians, clinics, long term care, pharmacy, acute care with different clinical IT systems – Suitable for other healthcare domains such as Public Health and Clinical Trials Distributed – Each organization “publishes” clinical information for others to use – Actual documents may remain in the source system Easy access – Care providers are offered a means to query and retrieve clinical documents of interest – All transactions are based on industry and communication standards 26 National Health Record – Standard Solution © 2006 IBM Corporation
  • 27. XDS – Key Features Document centric – Published clinical data is organized into “clinical documents” using agreed standard document types (HL7-CDA/CCD, PDF, DICOM, etc.) Document content neutral – Document content is processed only by source and consumer systems. Infrastructure is generic Standardized registry attributes – Documents are described by a standardized set of attributes. – Standardized queries are supported by all vendors 27 National Health Record – Standard Solution © 2006 IBM Corporation
  • 28. Deployment Options Registry Source Consumer Repository EHR-CR EHR- EHR-CR EHR- Source Registry Consumer Repository EHR-CR EHR- EHR-CR EHR- 28 National Health Record – Standard Solution © 2006 IBM Corporation
  • 29. Registry and Repository Artifacts XDS Folder An XDS Folder allows document Submission Folder A sources to group the documents they Set submit with other related documents Submission Set A set of XDS documents registered Document together to a Document Repository Document Document concerning information related to Registry Entry 1 Entry 2 one care event of a single patient Document Entry A Document Entry contains all metadata for a specific XDS document and a link to the document’s repository location. Document XDS Document D D oc oc Repository An XDS Document is the smallest unit u u m m of information that may be provided to en en t t a Document Repository 29 National Health Record – Standard Solution © 2006 IBM Corporation
  • 30. Document & DocumentEntry Concept XDS paradigm is built around documents (and not around records) An XDS Document is a composition of clinical information that contains observations and services to be exchanged within the Affinity Domain Documents characteristics are defined by the HL7 CDA Standard – Persistence, Wholeness, Potential for Authentication An XDS Document is the smallest unit of information that may be provided to a Repository and be registered in the Registry – XDS does not provide mechanisms to access portions of a Document XDS Documents are required to be globally uniquely identified Each Clinical Document has set of metadata that describing it – This metadata is referred as XDS DocumentEntry – Most metadata attributes can be automatically generated form the clinical document by the Document Source – specially true for structured documents like CDA or DICOM 30 National Health Record – Standard Solution © 2006 IBM Corporation
  • 31. DocumentEntry Metadata Document Author Person, role, specialty Legend Patient Demographics Required Service Start and Stop Time Optional Document Creation Time Generated Legal Authenticator Title, comments, Identifiers Patient ID, Unique ID, entryUUID Kind of Document Class Code (e.g Prescription, Discharge Summary, Report) Type Code (more detail) Event Code Main clinical event (e.g. colonoscopy, appendectomy) Healthcare Facility Type Healthcare Facility Type Code and Display Name Practice Setting Type Practice Setting Code and Display Name Confidentiality Code Technical Details MIME Type; Format Code (e.g. CDA); Size; Hash; URI; Language Available Status Available, Deprecated 31 National Health Record – Standard Solution © 2006 IBM Corporation
  • 32. SubmissionSet Concepts Submission Set is related to care event(s) of a single patient An XDS Submission Set is created for each submission request – It is related to a single Document Source Actor Submission Set creates a permanent entry in the Registry – Submission Set includes one or more DocumentEntry object(s) – Submission Set may refer to already registered XDS Documents that have a relationship with the same care event – Submission Set includes the record of new XDS Folders creation. The Document Registry may be queried to find all documents registered in the same XDS Submission Set XDS provides complete flexibility to organization to relate Documents and Submission Sets to an encounter, a visit, an episode of care, or various workflow processes within clinical organization. 32 National Health Record – Standard Solution © 2006 IBM Corporation
  • 33. SubmissionSet Metadata Each of the attributes listed below is an attribute on the RegistryPackage object defining the Submission Set Legend Required Author – person, role, specialty, institution Optional Comment – Any string Generated Title – Title of this document serviceStartTime Submission time - Document submission Time Availability Status – Approved, Deprecated Coded elements–contentType (type of clinical activity) Identifier – Patient ID, Source ID, Unique ID, entryUUID 33 National Health Record – Standard Solution © 2006 IBM Corporation
  • 34. Folder Concepts The purpose of an XDS Folder is to provide a collaborative mechanism for several XDS Document Sources to group XDS Documents – Folders offer the Document Consumers a means to find all Document Entries placed in the same Folder. The following principles apply to an XDS Folder: – A Folder groups a set of XDS Documents related to the care of a single patient – One or more Document Source Actors may submit documents in a given Folder – A Folder may be created by a Document Source and/or predefined in an XDS Affinity Domain – The content of a Folder is qualified by a list of codes/meaning, – Source Actors may find existing Folders by querying the Document Registry – Folders in XDS may not be nested – The same documents can appear in more than one Folder – Folders have a globally unique identifier 34 National Health Record – Standard Solution © 2006 IBM Corporation
  • 35. Folder Metadata Legend codeList Required availabilityStatus (approved, deprecated) Optional entryUUID Generated uniqueId title comments lastUpdateTime patientId 35 National Health Record – Standard Solution © 2006 IBM Corporation
  • 36. Agenda The Problem IHE - Integrating the Healthcare Enterprise IHE XDS - Cross Enterprise Document Sharing Additional IHE ITI Profiles IBM Health Information Exchange Real Life Experience 36 National Health Record – Standard Solution © 2006 IBM Corporation
  • 37. Patient Demographics Query (PDQ) Find patients matching a given set of demographics – Search may be based on combination of: name, address, phone number, gender, date of birth, race, marital status, birth place, citizenship id Patient Patient Key PDQ Actors: Demographics Consumer Demographics Supplier – Patient Demographics Supplier Patient Demographics – Database containing patient demographics and Query: QBP^Q22 corresponding patient identifiers Patient Demographics – Responds to queries for patient information Response: RSP^K22 – Patient Demographics Consumer – Typically an EHR or PHR application that supports lookup of patient information based on a partial set of demographics 37 National Health Record – Standard Solution © 2006 IBM Corporation
  • 38. PDQ Example Query: Rupert, Adrian PDQ Consumer (an EHR) Patient Demographics Supplier Response: Rupert, Adrian Gender: Male Date of Birth: 09/24/1932 Address: 1342 Main Street Chatfield, MN Patient Id: 13579 Rupert, Adrien Gender: Female Date of Birth: 03/21/1961 Address: 58 1st Avenue Stewartville, MN Patient Id: 2468 Rupert, Ade Gender: Female Date of Birth: 01/14/1982 Address: 2525 Broadway Rochester, MN Patient Id: 4A78X 38 National Health Record – Standard Solution © 2006 IBM Corporation
  • 39. Patient Identifier Cross-Referencing (PIX) Find various identifiers for the same patient – for example: – I know a patient’s id within a community clinic – I need to find corresponding patient id within a given hospital Key PIX actors: – Patient Identifier Cross Reference Manager (PIX Manager) – Maintains cross reference between corresponding patient ids from different domains based on matching patient demographics – Patient Identity Source – Existing application within a hospital or clinic that is responsible for assignment and management of patient ids – Provides Patient Identity Feed for the PIX Manager – Patient Identifier Cross Reference Consumer – An application which has an id for a patient in one domain and wishes to determine corresponding CAD ID – Or ID in a different domain 39 National Health Record – Standard Solution © 2006 IBM Corporation
  • 40. PIX Transactions Patient Identity Source Hospital Patient Identifier Cross Patient Identity Reference Consumer Source (an EHR application) Clinic Li Wang 09/24/1932 A87631Male M8354673993 PIX Query Li Wang 1435509/24/1932 A87631 M8354673993 Male A87631 M8354673993 14355 Patient Identity L-716 14355 L-716 A87631 L-716 Patient identifier Cross Source Reference Manager Hospital Patient Identity Source Li Wang 09/24/1932 Clinic Male Li Wang 09/24/1932 M8354673993Male Patient Identity Feeds 40 National Health Record – Standard Solution © 2006 IBM Corporation
  • 41. Audit Trail and Node Authentication (ATNA) ATNA provides a secure healthcare information infrastructure by prescribing how to: – Secure systems – Ensure access control to protected healthcare information – Secure the network – Only trusted systems are allowed to exchange protected healthcare information – Encrypted exchange of information also supported – Track data access – All access to and movement of protected healthcare information is audited Key ATNA Actors: – Centralized Audit Record Repository – Collects all Audit Trail events into a centralized place – Provides a mean to investigate PHI access breaches 41 National Health Record – Standard Solution © 2006 IBM Corporation
  • 42. ATNA Within A Healthcare Network Example: Using an EHR application to retrieve a discharge summary from a local hospital Audit login Encrypt data to EHR during transport Secured System Secured System Hospital Discharge Summary Header Secure network Discharge Summary Header Clinic Family History Family History Body Medications Immunizations Body Medications Immunizations Vital Signs Vital Signs Allergies Allergies Authenticate Authenticate … … requesting target clinic hospital Central Audit import of Audit Export of data from hospital Audit Trial data into clinic repository Repository EHR 42 National Health Record – Standard Solution © 2006 IBM Corporation
  • 43. Cross-Enterprise User Assertion (XUA) New profile defined this year by IHE ITI and successfully tested during the last Connectathon (January 2008) Designed to support user level authentication – Provides a means to communicate claims about an authenticated principal (user, application, system) in transactions that cross enterprise boundaries Based on an Web Services enabled environment – Uses WS-Trust and SAML for communicating principal attributes – Comes into play only within XDS.b supported environment – ITI – 18 Stored Query transaction – ITI – 43 Retrieve Document transaction 43 National Health Record – Standard Solution © 2006 IBM Corporation
  • 44. XUA Actors X-Service User – A system making a services request of an X-Service Provider – e.g., an XDS.b Document Consumer issuing a query to the XDS.b Registry X-Service Provider – A system providing a service that requires an X-User Assertion – e.g., XDS.b Registry, XDS.b Repository X-Assertion Provider – A SAML Identity Provider (IDP) or WS-Trust Security Token Service (STS) – X-Assertion Provider is currently out of scope as an IHE actor 44 National Health Record – Standard Solution © 2006 IBM Corporation
  • 45. Regional Level Policies Each affinity domain is qualified to set the sharing policies Which document and data to share – Not all clinical documents are required for the regional or national level Where to keep original documents – Under the generating organization or at the center Which terminologies and coding schemes to use – Translation from the CDO terminology to the Affinity Domain terminology Which access control policies to set Which user interfaces and end-client applications to use – Access to data is possible from anywhere and is based on Internet transactions – Physician and Patient portals 45 National Health Record – Standard Solution © 2006 IBM Corporation
  • 46. Agenda The Problem IHE - Integrating the Healthcare Enterprise IHE XDS - Cross Enterprise Document Sharing Additional IHE ITI Profiles IBM Health Information Exchange Real Life Experience 46 National Health Record – Standard Solution © 2006 IBM Corporation
  • 47. IBM HIE Solution Architecture 47 National Health Record – Standard Solution © 2006 IBM Corporation
  • 48. IBM HIE XDS Registry Serves as searchable index of patient medical records within a healthcare community Supports latest features outlined by IHE XDS and ATNA profiles Register Document Set (ITI-14, ITI-42) Registry Stored Query (ITI-18) Patient Identity Feed (ITI-8) ATNA Secure Node and Record Audit Event (ITI-20) Based on proven, scalable IBM middleware WebSphere Application Server (v6, Base & Network Deployment) Network Deployment supports multi-server clustering for load balancing and failover DB2 Universal Database (v8.2) Provide support for Oracle if needed IBM XDS Document Registry deployed in 2 of 4 U.S. Government NHIN projects 48 National Health Record – Standard Solution © 2006 IBM Corporation
  • 49. IBM HIE XDS Registry ATNA Generated Events Patient Identity Feed HL7 v3 over Web Services Patient Identity Feed XDS Document Registry JDBC XDS Document JMS HL7 v2 over MLLP MLLP (J2EE Application) Registry Database Adapter (Document Metadata) Register Document Set, Registry Stored Query XDS.a - SOAP over HTTP XDS.b - Web Services WebSphere Application Server DB2 Universal Database 49 National Health Record – Standard Solution © 2006 IBM Corporation
  • 50. IBM HIE XDS Repository Data store for clinical documents being shared within a healthcare community Supports both centralized (hosted) architecture and federated architecture Supports latest features outlined by IHE XDS and ATNA profiles: Provide and Register Document Set (ITI-15, ITI-41) Retrieve Document (ITI-17, ITI-43) ATNA Secure Node and Record Audit Event (ITI-20) Based on proven, scalable IBM middleware WebSphere Application Server (v6, Base and Network Deployment) Several back-end data storage models supported File system (simple, low cost option) DB2 Universal Database v9 (integrated, XML/relational data store) DB2 Content Manager v8.3 (robust, highly scalable document management system) Deployed in 2 of the 4 U.S. Government sponsored NHIN projects 50 National Health Record – Standard Solution © 2006 IBM Corporation
  • 51. IBM HIE XDS Repository File System ATNA Generated Local or Events Distributed Provide and Register Document Set File System SOAP with Attachments over HTTP Storage Options GMAS XDS Retrieve Document Document Repository HTTP/MTOM (J2EE Application) Document DB2 Management Content System Manager WebSphere Application Server DB2 UDB XML/Relational Data Model 51 National Health Record – Standard Solution © 2006 IBM Corporation
  • 52. IBM HIE ATNA Audit Record Repository Repository for audit events generated by systems handling PHI within a healthcare network Supports ATNA Record Audit Event (ITI-20) interface to other healthcare applications BSD Syslog protocol for data transport (RFC 3164) Supports both RFC 3881 and IHE Provisional audit record formats Support for reliable transport for audit massages (Currently not included in IHE) Web-based tool provided to query audit data Based on IBM’s Data Discovery and Query Builder product (DDQB) Build and execute canned or ad hoc audit queries Based on proven, scalable IBM middleware WebSphere Application Server (v6, Base & Network Deployment) Network Deployment supports multi-server clustering for load balancing and failover DB2 Universal Database (v8.2) 52 National Health Record – Standard Solution © 2006 IBM Corporation
  • 53. IBM HIE ATNA Audit Repository Data Discovery and Query Builder HTTP Web-Based Audit Query/Reporting Interface JDBC ATNA Audit Record Database Record Audit Event (Audit Information) BSD Syslog JMS ATNA Audit JDBC Audit Interceptor Record Repository WebSphere Application Server DB2 UDB 53 National Health Record – Standard Solution © 2006 IBM Corporation
  • 54. IBM HIE Audit Query Interface 54 National Health Record – Standard Solution © 2006 IBM Corporation
  • 55. IBM HIE XUA X-Assertion Provider Serves as a WS-Trust Security Token Service (STS), creates and validates SAML assertions Supports WS-Trust 1.3 and WS-Trust 2005/02 Interoperates with other Security Token Services Based on proven, scalable IBM middleware Tivoli Federated Identity Manager (v6.1) Supports both WS-Trust and SAML IBM HIE XUA X-Assertion Provider was tested with several vendors during the last IHE Connectathon (January 2008) Currently out of scope as IHE actor 55 National Health Record – Standard Solution © 2006 IBM Corporation
  • 56. IBM HIE XUA X-Assertion Provider Authentication Service (LDAP) Get SAML Assertion SOAP 1.1, SOAP 1.2 Underlying Systems WS-Trust 2005/02, WS-Trust 1.3 Persistent Validate SAML Assertion XUA X-Assertion Provider Storage SOAP 1.1, SOAP 1.2 (Web Service Application) (DB2 UDB) WS-Trust 2005/02, WS-Trust 1.3 Authorization Service (Tivoli Access Manager) Tivoli Federated Identity Manager 56 National Health Record – Standard Solution © 2006 IBM Corporation
  • 57. IBM HIE XDS-I Imaging Document Source XDS-I (XDS for Imaging) Variation of XDS to support sharing of medical images Imaging document source actor is responsible for: Registration of medical images and reports within an XDS community Retrieval of medical images and reports Via DICOM or WADO (Web Access to DICOM Object) Can be conceived as a DICOM<->XDS converter Prevent copying of large data chunks within the Affinity Domain Subset of IBM’s Content Manager Offering (CMO) 57 National Health Record – Standard Solution © 2006 IBM Corporation
  • 58. IBM HIE XDS-I Imaging Document Source IHE XDS-I Profile XDS Repository DICOM DICOM XDS-I XDS-I XDS-I Document Document XDS Consumer Source Registry PIX/PDQ Audit Repository Manager Server 58 National Health Record – Standard Solution © 2006 IBM Corporation
  • 59. Eclipse Open Healthcare Framework (OHF) The Eclipse Foundation – Open source community whose projects are focused on providing an extensible development platform and application frameworks for building software. – www.eclipse.org The Eclipse Open Healthcare Framework (OHF) – Project within Eclipse formed for the purpose of expediting healthcare informatics technology. – Extensible frameworks and tools which emphasize the use of existing and emerging standards – Encourages interoperable open source infrastructure – Lowers integration barriers – www.eclipse.org/ohf 59 National Health Record – Standard Solution © 2006 IBM Corporation
  • 60. OHF and IBM HIE OHF is complementary technology to the IBM HIE Infrastructure developed by IBM and other industry partners. OHF tooling helps vendors implement the standards so they can continue to focus on making better products. – Two options: Java libraries and Web Services OHF software was used with the HIE Solution in the US NHIN Project and the PHAD project for MECIDS 60 National Health Record – Standard Solution © 2006 IBM Corporation
  • 61. Eclipse OHF – Java and Web Service Adapters 61 National Health Record – Standard Solution © 2006 IBM Corporation
  • 62. Agenda The Problem IHE - Integrating the Healthcare Enterprise IHE XDS - Cross Enterprise Document Sharing Additional IHE ITI Profiles IBM Health Information Exchange Real Life Experience 62 National Health Record – Standard Solution © 2006 IBM Corporation
  • 63. HIE Involvement in Healthcare Industry Events IBM has been a strong supporter of industry events aimed at validation or our HIE solution and demonstration of IHE profiles and the underlying standards they are based upon – IHE Connectathon North America – January 2006 – HIMSS – IHE Interoperability Showcase – February 2006 – RSNA – IHE Demonstration – November 2006 – IHE Connectathon North America – January 2007 – HIMSS – IHE Interoperability Showcase – February 2007 – ACC – IHE Interoperability Showcase – March 2007 – Zorg and ICT 2007 (Netherlands) – IHE Demonstration – March 2007 – IHE Connectathon Europe – April 2007 – Canada eHealth Conference – IHE Interoperability Showcase – May 2007 – World of Health IT Conference (Vienna Oct 2007) – IHE Interoperability Showcase IBM providing internet-accessible reference implementation of IHE infrastructure profiles (HIE) for ISV testing/demonstration for past 2+ years. 63 National Health Record – Standard Solution © 2006 IBM Corporation
  • 64. IHE Connectathon Test Partners (part 1 of 2) Audit Repository Doc Registry Doc Repository openEMR/OHF Accenture x x Acuo x x Agfa x x x x Alert x x x Allscripts x x x x Ashvins x Axolotl x Bell Canada x x Blueware x x x x Canon x CapMed x x x x Caribel Cegedim x x Cerner x x CGI x CompassCare x x Convergence x CPSI x x DataProcessing x x x Dianoema x Dictaphone x x Eclipsys x x EDL x x Epic x x Esel x x x Etiam x x Forcare x x x x GE Clinisoft, RIS x Clinisoft, Muse, RIS x HIPAAT x x HXTI x x IcoServe x x x ICW x Infinitt x x Initiate x x Intersystems x x Kodak x x x x 64 National Health Record – Standard Solution © 2006 IBM Corporation
  • 65. IHE Connectathon Test Partners (part 2 of 2) Audit Repository Doc Registry Doc Repository openEMR/OHF McKesson x x Medasys x x x MedCommons x x x MediNotes x x x Mediware x x MedQuist Medos x MIE x Misys x x x Moreau-Labbeer x NDMA x x NextGen x x x NIST x Obrieng x Philips x PracticePartner x x x Quadramed x Quovadx x x x Rogan x RVC x Santeos x x x Sectra Siemens x x x x Sillage x x Smwaidr2i x x SoftMedical x x x Solinfo x x x Sovera x x SQLI x x x SRDC x x x Synapsis x x x Tiani-Spirit x x x x Visus Total Vendors Tested 47 38 39 25 65 National Health Record – Standard Solution © 2006 IBM Corporation
  • 66. NHIN Architecture Prototype Project Vision A nation-wide standards based network that will allow connectivity of existing and future systems for providers and affiliated stakeholders ONC Objectives IBM Approach Develop and evaluate prototypes for an interoperable NHIN architecture Maximize existing resources & systems - Maximize existing resources to achieve - Maximize existing resources to achieve widespread interoperability among health care SW applications, (e.g. EHRs) widespread interoperability among health care SW applications, (e.g. EHRs) Spur technical innovation for nationwide sharing of health information Be community centric - In patient care and public health settings - In patient care and public health settings Achieve interoperability between SW applications and networks Be interoperable between software - Communicate and exchange information in an applications and networks accurate, effective, useful, manner - Communicate and exchange information Promote collaboration between HHS health IT in an accurate, effective, useful, manner contractors - Develop Compliance Certification process Be security & privacy compliant - Develop Standards Harmonization process - Develop Privacy and Security solutions for - Develop Compliance Certification process interoperable health information exchange - Develop Standards Harmonization process - Develop Privacy and Security solutions for interoperable health information exchange 66 National Health Record – Standard Solution © 2006 IBM Corporation
  • 67. IBM Healthcare Marketplace Partners Each vendor must demonstrate information exchange within and between three distinct community healthcare markets Mid-Hudson Valley, NY (THINC) – Taconic Healthcare Information Network and Community (THINC) THINC – Mid-Hudson Valley: evolving RHIO with shared data at HealthVision hub – 2,300 physicians supporting 700,000 patients Research Triangle, NC (NCHICA) – Competitive, high-tech urban environment Rockingham County, NC – Hospitals: Duke, WakeMed, UNC, Rex (UNC Health) Danville, VA (NCHICA) – Practices, Public Health, Pharmacies Rockingham County, NC and Danville, VA (NCHICA) – Rural environment with NC and VA patients – Hospitals: Morehead Memorial, Annie Penn (Moses Cone Health System) Research Triangle, – Practices, Public Health, Pharmacies NC (NCHICA) 67 National Health Record – Standard Solution © 2006 IBM Corporation
  • 68. IBM NHIN Phase 1 Participants THINC Mid Hudson Valley Research Triangle Rockingham County, NC Kingston Hospital Pinehurst, NC Danville, VA St. Francis Hospital Duke University Health Morehead Memorial Hospital Vassar Brothers System Eden Internal Medicine Healthcare Medical Center Durham Medical Center Pulmonary, Allergy and Asthma Providers Physician Practices FirstHealth of the Carolinas Clinic of Danville Hudson Valley Primary Care Moore Free Care Clinic Moses Cone Health System Bridge Street Family Medicine Pinehurst Medical Family Tree OB/GYN Springside Medical Associates Pinehurst Surgical Moses Cone Internal Medicine Rabi Sinha, MD Southern Pines Women’s Center Residency Program Hudson River Community Health CapMed (PHR) Possibility Forge (openEMR) Medical Application Allscripts (Touchworks 11™) Vendors McKesson (Horizon WP Physician Portal™) GE Centricity MediTech Medical Service Spectrum Lab Lab Corp Providers SureScripts® Custom Patient Registration, Provider Registration, and Provider Notification Services Custom Security Services Core Services Initiate Identity Hub™ Software IBM Healthcare Collaborative Network IBM Heath Information Exchange (XDS Repository & Registry, FQS, OHF Bridge, ARR) Infrastructure IBM Tivoli IBM WebSphere® DataPower IHE Integration Profiles (ATNA, XDS, PIX, PDQ, XDS MS) Standards HL7 / ASTM (CDA / CCD) SAML, SSL/TLS, X509, Web Services Security (SAML / SOAP / Trust Language) 68 National Health Record – Standard Solution © 2006 IBM Corporation
  • 69. XDS Projects – Worldwide Netherlands Lower Austria Italy Hilversum (Conto Corrente Salute) UK CfH Leeuwarden (Radiology WF) Amsterdam France Denmark (Funen) Italy (Veneto) Quebec, Toronto, DMP Spain (Aragon) Alberta, British Columbia Austria Canada Infoway VITL-Vermont Boston Medical Center - MA Philadelphia HIE CPHIC – Pennsylvania CareSpark – TN & VA South Africa CHINA-Shanghai Malaysia CHINA-MoH JAPAN-Nagoya THINC- New York Imaging Info Sharing Lab results sharing Imaging Info Sharing NCHICA – N. Carolina 69 National Health Record – Standard Solution © 2006 IBM Corporation
  • 70. ‫תודה‬ Hebrew (Toda) Grazie Italian Thai Traditional Chinese Obrigado Merci Brazilian Portuguese French Russian Gracias Spanish Danke Arabic German Simplified Chinese Japanese 70 National Health Record – Standard Solution © 2006 IBM Corporation