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Response to Mid-Term Evaluation
Swaziland Agricultural Development Programme
                    (SADP)




                     Julien de Meyer, Agricultural Research Officer (OEKR)
                Based on the research for an M. Sc thesis by Shen Yueming
Outline
1. Background
2. What are SADP issues and challenges? What
   actions have been taken?
3. Results from a stakeholders survey
4. Lessons learnt
Background

• The 14 Million Euro Swaziland Agriculture Development
  Programme (SADP) is funded by the EU and FAO
• Implementation period of 5 years: Jan. 2009 (signature) – Dec.
  2013 (Effectively, activities on the ground only started when
  the full team was mobilized in October 2009)
• Mid-Term Evaluation (MTE) in June 2011.
• MTE noted issues in the design and implementation of SADP
  and made 16 recommendations for improvement.
What are SADP issues and
       challenges?
What actions have been taken?
General Design


                 Management &
                   Operation

                                Delivery
EU-funding


FAO – technical advisory                MEPD – representing Government
                                                   PS—PSC


 FAOR Mozambique –                          MOA – implementing
   budget holding                                PS—PTC

           TAT                                                               Other
           CTA                 NPD                MOA
                                                   MOA                     ministries,
                                                                 Heads     NGOs and
                                                                of Dept.
                                                                             stake-
                                                                            holders
    Technical advisors                           Focal Points




    Production             Research & Service        Marketing
Issues – General Design
1. Rapid design: Resulted in issues of buy-in & and lack of shared
    vision between MOA and SADP
2. Ambitious: Large program with very diverse activities – Policy,
    Institutions strengthening, Individual capacities and
    infrastructure.
3. Wrong assumptions: Nationally executed project
    overestimated institutional capacity and execution capability
    in MOA
4. Institutional arrangement: Lack of clear definition of
    leadership, responsibilities and lines of reporting and
    communication (lead to Management issues)
Issues – Management & Operation
•   Tri-partite leadership
                                            FAOR Mozambique –           MOA – implementing
•   SADP compete with priorities in daily                                    PS—PTC
                                              budget holding
    work of MOA staff
•   Focal points report to Heads of
    Departments not involved in SADP
                                                    TAT
•   Misunderstanding of FAO advisory
    roles and performance issues.
                                                     CTA          NPD         MOA
•   Institutional issues exacerbated by                                                     Heads
    practical shortcomings:                                                                  of
                                                                                            Dept.
      -   Leadership issues
      - Inadequate team building
      - Lack of experience in FAO
          operation procedures               Technical advisors              Focal Points
      - Technical support service need
          underestimated
      - Capacity constraints within MOA
Issues - Delivery
• Significantly delayed, just over 30% of SADP funds have been spent
  and capital intensive activities (Dams, Investment Fund) are in final
  planning stage
• Low delivery rate is a consequence of inception delay and worsened
  by management and operation issues.
• Difficult to accelerate delivery due to original design issues –
  governance, focus and coherence
• The MTE indicated a tray of pending areas which needed urgent
  catching-up and advised criteria for prioritization
• Quality of service providers
Actions - General Design
• Prioritisation: 2011-2013 Operational Plan & 2011-2012 Fast Track Plan
  and development of Procurement Plan
• Optimise Institutional Set-up : The SADP institutional arrangement
  rationalized, new institutional set up designed and approved by the
  Steering Committee
    –   Development of a National Implementation Team (NIT)
    –   Position of NPD redefined and creation of a "two-legged system"
    –   Establishment of an Operations Officer (P3) position
    –   HODs roles in SADP redefined
    – Redefine and simplify indicators for program activities
• No full redesign: All elements of redesign implemented
EU-funding


                     FAO – technical advisory                    MEPD – representing
                                                                    Government
                                                                      PS—PSC

                     FAOR Zimbabwe (SFS) –                       MOA – implementing
                        budget holding                                PS—PTC

                                 TAT                                     NIT
FAO Technical Task




                                                                                                 Other ministries,
                                                                                                 NGOs and stake-
                                 CTA                                     NPD
                                                                                       Heads




                                                                                                     holders
      Force




                     Operation                                                        of Dept.
                      Officer

                         Technical advisors                            Focal Points




                         Production             Research & Service         Marketing
Actions - Management & Operation
•   SADP support and leadership structure: Change of leadership and role of
    advisers redefined and enhanced
•   Operations: Standard Operating Procedures, Specific training on FAO
    operations, delegation of authority to the CTA and Operations and Budgeting
    monitoring system adopted
•   FAO technical backstopping: Frequent missions with reporting and
    recommendations provided in country at the end of each mission, regular
    meeting of the Task force
•   Programme staff Performance: Revised ToRs for most positions, allowance
    provided for field activities, Team building and brainstorming workshops
•   Change Perception: Communication and Visibility Plan developed and
    implemented; changing negative perception about the project
Actions - Delivery
•   Prioritizing process finalized with 35 priority outputs for SADP rationalized according
    to three categories: (i) Service deliveryinstitution, (ii) Nutrition, production and
    marketing and (iii) Infrastructure

•   Accelerated progress on pending activities not limited on those highlighted in MTE and
    in the movie, the CTA will present further on this issue:
      – Partners contracted;
      – Demonstration plots, Food and Nutrition Gardens;
      – Policies and Strategies developed in Research, Extension and Farmers
         Organization;
      – Infrastructure work
Stakeholders perceptions
Results from surveys show stakeholders generally think the actions are good, but
not yet good enough

In general, most people feel SADP somewhat back onto the right track.


      12                                                          •   Acknowledged noticeable
      10                                                              improvements in certain areas,
                                                                      including:
       8                                                              - Technical backstopping by FAO
       6                                                              (66% very/extremely well );
                                                                      - Coordination/collaboration
       4                                                              between FAO’s TAT and MOA’s
       2                                                              NIT;
                                                                      - Working efficiency within the
       0                                                              SADP team;
                        On right track?

     Extremely   Very    Moderately       Slightly   Not at all
Current challenges and areas for future improvement
                                                    EU-funding



   Lengthy                                                                                                     Shared Vision
                         FAO – technical advisory                   MEPD – representing Government
administrative                                                                 PS—PSC


  processes
                          FAOR Mozambique –                              MOA – implementing
                            budget holding                                    PS—PTC


  Operation                          TAT                                        NIT
                                                                                                                Efficiency of
                                                                                                     Othe
   support                           CTA                                         ASP
                                                                                                        r
                                                                                                     minis    implementation
                                                                                             Heads   tries,
                                                                                              of     NGO
                         Operatio                                                            Dept.   s and
                         n Officer
                                                                                                     stake
 Teamwork                                                                                            hold
                                                                                                      ers     Motivation and
Teambuilding                  Technical advisors                              Focal Points                     Commitment



Quality of local
  supplies
                              Production            Research & Service             Marketing
                                                                                                                 Capacity
What did we learn?
• Corrective actions are most efficient if they are part of a self-motivated
  learning process, not only as a response to an evaluation.


• Simple organizational structure and concrete implementation pathways
  are better than over engineered design and complex organizational
  setups.


• Correctional actions are short-term in nature , but they need to
  contribute to develop capacity for a Comprehensive Agricultural
  Development Program in Swaziland as set up in CAADP pillar IV.
Lessons from the programme…

• Allow enough time and funding for the design process to ensure common
  understanding
• Include flexibility in implementation
• When policy reform is planned then proven commitment by government
  prior to inception is essential
• Strike the right balance between capacity development and delivery
• Build a program with logical linkage across different components – avoid
  wish list of mini projects.
• Simple institutional arrangement respecting existing hierarchy
• Key position filled by people with institutional experience
• Priorities...
Thank you!

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Response to Mid-Term Evaluation - Swaziland Agricultural Development Programme

  • 1. Response to Mid-Term Evaluation Swaziland Agricultural Development Programme (SADP) Julien de Meyer, Agricultural Research Officer (OEKR) Based on the research for an M. Sc thesis by Shen Yueming
  • 2. Outline 1. Background 2. What are SADP issues and challenges? What actions have been taken? 3. Results from a stakeholders survey 4. Lessons learnt
  • 3. Background • The 14 Million Euro Swaziland Agriculture Development Programme (SADP) is funded by the EU and FAO • Implementation period of 5 years: Jan. 2009 (signature) – Dec. 2013 (Effectively, activities on the ground only started when the full team was mobilized in October 2009) • Mid-Term Evaluation (MTE) in June 2011. • MTE noted issues in the design and implementation of SADP and made 16 recommendations for improvement.
  • 4. What are SADP issues and challenges? What actions have been taken? General Design Management & Operation Delivery
  • 5. EU-funding FAO – technical advisory MEPD – representing Government PS—PSC FAOR Mozambique – MOA – implementing budget holding PS—PTC TAT Other CTA NPD MOA MOA ministries, Heads NGOs and of Dept. stake- holders Technical advisors Focal Points Production Research & Service Marketing
  • 6. Issues – General Design 1. Rapid design: Resulted in issues of buy-in & and lack of shared vision between MOA and SADP 2. Ambitious: Large program with very diverse activities – Policy, Institutions strengthening, Individual capacities and infrastructure. 3. Wrong assumptions: Nationally executed project overestimated institutional capacity and execution capability in MOA 4. Institutional arrangement: Lack of clear definition of leadership, responsibilities and lines of reporting and communication (lead to Management issues)
  • 7. Issues – Management & Operation • Tri-partite leadership FAOR Mozambique – MOA – implementing • SADP compete with priorities in daily PS—PTC budget holding work of MOA staff • Focal points report to Heads of Departments not involved in SADP TAT • Misunderstanding of FAO advisory roles and performance issues. CTA NPD MOA • Institutional issues exacerbated by Heads practical shortcomings: of Dept. - Leadership issues - Inadequate team building - Lack of experience in FAO operation procedures Technical advisors Focal Points - Technical support service need underestimated - Capacity constraints within MOA
  • 8. Issues - Delivery • Significantly delayed, just over 30% of SADP funds have been spent and capital intensive activities (Dams, Investment Fund) are in final planning stage • Low delivery rate is a consequence of inception delay and worsened by management and operation issues. • Difficult to accelerate delivery due to original design issues – governance, focus and coherence • The MTE indicated a tray of pending areas which needed urgent catching-up and advised criteria for prioritization • Quality of service providers
  • 9. Actions - General Design • Prioritisation: 2011-2013 Operational Plan & 2011-2012 Fast Track Plan and development of Procurement Plan • Optimise Institutional Set-up : The SADP institutional arrangement rationalized, new institutional set up designed and approved by the Steering Committee – Development of a National Implementation Team (NIT) – Position of NPD redefined and creation of a "two-legged system" – Establishment of an Operations Officer (P3) position – HODs roles in SADP redefined – Redefine and simplify indicators for program activities • No full redesign: All elements of redesign implemented
  • 10. EU-funding FAO – technical advisory MEPD – representing Government PS—PSC FAOR Zimbabwe (SFS) – MOA – implementing budget holding PS—PTC TAT NIT FAO Technical Task Other ministries, NGOs and stake- CTA NPD Heads holders Force Operation of Dept. Officer Technical advisors Focal Points Production Research & Service Marketing
  • 11. Actions - Management & Operation • SADP support and leadership structure: Change of leadership and role of advisers redefined and enhanced • Operations: Standard Operating Procedures, Specific training on FAO operations, delegation of authority to the CTA and Operations and Budgeting monitoring system adopted • FAO technical backstopping: Frequent missions with reporting and recommendations provided in country at the end of each mission, regular meeting of the Task force • Programme staff Performance: Revised ToRs for most positions, allowance provided for field activities, Team building and brainstorming workshops • Change Perception: Communication and Visibility Plan developed and implemented; changing negative perception about the project
  • 12. Actions - Delivery • Prioritizing process finalized with 35 priority outputs for SADP rationalized according to three categories: (i) Service deliveryinstitution, (ii) Nutrition, production and marketing and (iii) Infrastructure • Accelerated progress on pending activities not limited on those highlighted in MTE and in the movie, the CTA will present further on this issue: – Partners contracted; – Demonstration plots, Food and Nutrition Gardens; – Policies and Strategies developed in Research, Extension and Farmers Organization; – Infrastructure work
  • 14. Results from surveys show stakeholders generally think the actions are good, but not yet good enough In general, most people feel SADP somewhat back onto the right track. 12 • Acknowledged noticeable 10 improvements in certain areas, including: 8 - Technical backstopping by FAO 6 (66% very/extremely well ); - Coordination/collaboration 4 between FAO’s TAT and MOA’s 2 NIT; - Working efficiency within the 0 SADP team; On right track? Extremely Very Moderately Slightly Not at all
  • 15. Current challenges and areas for future improvement EU-funding Lengthy Shared Vision FAO – technical advisory MEPD – representing Government administrative PS—PSC processes FAOR Mozambique – MOA – implementing budget holding PS—PTC Operation TAT NIT Efficiency of Othe support CTA ASP r minis implementation Heads tries, of NGO Operatio Dept. s and n Officer stake Teamwork hold ers Motivation and Teambuilding Technical advisors Focal Points Commitment Quality of local supplies Production Research & Service Marketing Capacity
  • 16. What did we learn?
  • 17. • Corrective actions are most efficient if they are part of a self-motivated learning process, not only as a response to an evaluation. • Simple organizational structure and concrete implementation pathways are better than over engineered design and complex organizational setups. • Correctional actions are short-term in nature , but they need to contribute to develop capacity for a Comprehensive Agricultural Development Program in Swaziland as set up in CAADP pillar IV.
  • 18. Lessons from the programme… • Allow enough time and funding for the design process to ensure common understanding • Include flexibility in implementation • When policy reform is planned then proven commitment by government prior to inception is essential • Strike the right balance between capacity development and delivery • Build a program with logical linkage across different components – avoid wish list of mini projects. • Simple institutional arrangement respecting existing hierarchy • Key position filled by people with institutional experience • Priorities...