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Running head: HUMAN BECOMING THEORY                1




                     Parse’s Theory of Human Becoming:

                           Theory Critique Essay

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HUMAN BECOMING THEORY                                                                                2


                               Parse’s Theory of Human Becoming:

                                       Theory Critique Essay

                                              Abstract

       Theories are a valuable aspect of the nursing profession, providing a sound basis for

practice and nursing care. One other theory that has become influential in the field of nursing is

Rosemarie Rizzo Parse’s Theory of Human Becoming. However, in order for a theory to be

accepted, it must pass a series of criteria and testing. In relation, this paper then involved an

exploration of a theory, specifically Parse’s Theory of Human Becoming.

       In terms of significance, Parse’s Theory of Human Becoming is significant in the sense

that it is able to address the issues of the society in terms of human need for independence,

autonomy, and participation with patient care. Parse’s Human Becoming theory is also internally

consistent, since it was able to be faithful to its definitions, especially of human becoming. The

theory was also able to clearly define its terms and concepts. However, in terms of structural

consistency, Parse’s theory may have its weaknesses. For parsimony, Parse’s Theory of Human

Becoming involves an alternative way of dealing with patient care by integrating the patient and

family’s own perceptions of their situation, it can be seen that the theory can get high marks in

terms of parsimony. In terms of testability, the theory provided little means by which it can be

measured or analyzed. For empirical adequacy, the theory’s empirical adequacy is something

that has been tried and tested in numerous researches. Finally, for pragmatic adequacy, the

Human Becoming theory is not really compatible with the Nursing Process, since the theory does

not seek to solve problems, but only to understand them.
HUMAN BECOMING THEORY                                                                                  3


                                Parse’s Theory of Human Becoming:

                                        Theory Critique Essay

                                            Introduction

        Theories are a valuable aspect of the nursing profession, providing a sound basis for

practice and nursing care. Numerous theories have served as the foundation theories of nursing,

such as Nightingale’s Environmental Theory. One other theory that has become influential in the

field of nursing is Rosemarie Rizzo Parse’s Theory of Human Becoming. However, in order for

a theory to be accepted, it must pass a series of criteria and testing. In relation, this paper will

then involve an exploration of a theory, specifically Parse’s Theory of Human Becoming. A

background or summary of the theory will be first presented, followed by the analysis of the

empiric basis of the theory in terms of significance, internal consistency, parsimony, testability,

empirical adequacy, and pragmatic adequacy, as recommended by Fawcett (2005).

                                     Background of the Theory

        Parse developed her theory of nursing by combining and synthesizing the different

concepts from existentialist-phenomenological thoughts and from Martha Rogers. By analyzing

the said concepts, she then provided nine major concepts that served as the main principles of the

theory of Human Becoming. These nine principles are actually assumptions about man and about

the process of becoming. The said nine principles are summarized below.

        “The Human Becoming Theory assumes the following about man: a) The human

        being is coexistent while con-constituting rhythmical patterns with the universe,

        b) The human being is open, freely choosing meaning in a situation, as well as

        bearing responsibility for made decisions, c) The human being is unitary, and

        continuously co-creating patterns of relaxing, and d) The human being is multi-
HUMAN BECOMING THEORY                                                                                 4


       dimensionally with the possibilities. [Moreover], The Human Becoming Theory

       assumes the following about becoming: a) Becoming is unitary with human-

       living-health, b) Becoming involves rhythmically con-constituting the human-

       universe process, c) Becoming is the human being’s patterns of relating value

       priorities, d) Becoming is an intersubjective process of transcending with the

       possibilities, and e) Becoming is the unitary human’s emerging” (Kozier, Erb,

       Berman, Snyder, Lake, et al., 2008, p.32).

       From these nine principles, three main themes can be observed or deduced. These themes

relate to, or can be summarized into: a) meaning, b) rhythmicity, and c) transcendence. Still, each

theme also leads to expands into another related theme. For example, according to George

(2010), “meaning” relates to the creation or learning of language, to valuing, and to imagining,

while rhythmicity relates to connecting-separating, enabling-limiting, and revealing-concealing.

On the other hand, transcendence relates to transforming, originating, and powering. Each of the

main themes come with different processes and mechanisms for nursing care.

       In terms of application or significance, Parse’s theory of Human Becoming assists the

nurse in focusing on the quality of life of the patient by presenting an alternative to the

traditional pharmacological approach of modern medicine, and to the bio-psycho-social-spiritual

approach of other models and theories of nursing. In addition, this theory makes it possible for

the nurse to assess the patient in such a way that the patient participates in the whole process by

being the one to rate his/her quality of life from his/her own perspective. First termed as “Man-

living-health Theory” in 1981, the Human Becoming theory also involves the Totality Paradigm,

wherein man is viewed as a result of the interaction of different spiritual, sociological,

psychological, biological, and other factors (Parse, 1992).
HUMAN BECOMING THEORY                                                                                     5


                               Analysis of Empiric Basis of Theory

Significance

       According to Fawcett (2005), significance involves the degree by which the theory has a

vital use or contribution to the field it belongs to. Significance can be divided into two: social

significance and theoretical significance. A theory is socially significant if it is able to address or

solve a problem that is of interest to society. On the other hand, a theory is theoretically

significant if it is able to address a phenomenon that is of interest to the discipline it is supposed

to cover. The theory achieves such by filling or extending gaps in a pre-existing theory regarding

a phenomenon or subject.

       For Parse’s Theory of Human Becoming, significance can be seen in the fact that it is

able to address the issues of the society in terms of human need for independence, autonomy, and

participation with patient care. Indeed, in the study by (Duteau, 2010), the Human Becoming

theory was revealed to be a valuable guide for the practitioner to understand the actual

experiences of the patient and his significant others. It was also an invaluable tool in helping the

patient and the family to transcend their personal concepts of pain and loss. In addition, the said

theory is also significant theoretically because it was able to address the gaps in Martha Roger’s

Theory on the Unitary Human Being.

Internal Consistency

       As discussed by Fawcett (2005), internal consistency involves the clarity as well as the

consistency of the provisions of the theory. Three main concepts fall under this criteria, namely,

structural consistency, semantic consistency, and semantic clarity. A theory is said to be

structurally consistent when its concepts are measured accurately, when there are no violations of

inductive or deductive reasoning, when there are no redundancies in the theory, and when the
HUMAN BECOMING THEORY                                                                                    6


linkages among the different concepts are accurate as well. In addition, a theory is said to be

semantically consistent when it consistently uses the same terms and the same definitions for a

concept all throughout the discussion of the theory. More importantly, a theory is considered to

be semantically clear when all its significant concepts and ideas are clearly defined, both

operationally and theoretically.

       For Parse’s Human Becoming theory, internal consistency is something that can be

observed, although later revisions on the theory may need further discussions. In terms of

semantic clarity and consistency, the theory was able to be faithful to its definitions, especially of

human becoming. The theory was also able to clearly define its terms and concepts. However, in

terms of structural consistency, Parse’s theory may have its weaknesses. Indeed, although the

theory had no violations of inductive or deductive reasoning and it had but little redundancies in

the theory, it was not able to provide a clear way by which its concepts can be measured

accurately. Also, some of the linkages in the different concepts of the theory were not accurately

related to one another.

Parsimony

       Another significant criterion for analyzing a theory is Parsimony. Fawcett (2005)

discussed that Parsimony involves the simplest structure that can explain completely the

phenomenon the theory is concerned about. It also involves the simplest theory that accounts for

the most known observation. Since Parse’s Theory of Human Becoming involves an alternative

way of dealing with patient care by integrating the patient and family’s own perceptions of their

situation, it can be seen that the theory can get high marks in terms of parsimony. It is a rather

simple theory, and Parse’s summarization of the nine concepts of human becoming made it

easier to understand. However, what made the theory somehow complicated are the terms chosen
HUMAN BECOMING THEORY                                                                                  7


by Parse to describe the different principles. This is especially in view of the fact that most

nursing practitioners prefer hard facts ad science especially over terms like spirituality and the

Universe. Nonetheless, the theory is able to simply explain the concept of patient need and care.

Testability

       According to Fawcett (2005), testability is a criterion for analyzing theories, and it

involves the degree by which propositions and concepts of the theory can be empirically tested.

A theory is considered testable if it can be observed and measured empirically, or if its

provisions and propositions can be quantified or measured, and if the hypothesis it promotes can

be falsified. For Parse’s Human Becoming Theory, its original version provided little means by

which it can be measured or analyzed. However, later versions of the theory have allowed for a

more empirical observation of its application in the field of practice. This is especially true when

Parse introduced an aspect of the theory that guided not only nursing practice but also nursing

research. The theory provided different aspects and parameters in which it can be measured, such

as meaning, rhythmicity and transcendence, as well as illimitability, paradox, and freedom.

Empirical Adequacy

       Fawcett (2005) stated that empirical adequacy is a criterion that requires that the theory

should be congruent with empirical evidences derived from research. In research, if the results of

scientific studies do not meet the hypothesis of the theory, then it goes to follow that the said

hypothesis is false. Conversely, if the results of empirical studies agree with the hypotheses of

the theory, then it can be said that the hypothesis of the study is to be accepted. More

importantly, in addressing this criterion, it should be questioned whether the theory has actually

been applied in research, and whether the results agree with the hypothesis of the theory. It

should also be assessed if there is a body of research that indicates empirical adequacy.
HUMAN BECOMING THEORY                                                                                 8


       For the case of Parse’s Theory of Human Becoming, empirical adequacy is something

that has been tried and tested in numerous researches. Different phenomenological and

qualitative studies have proven the applicability on nursing care and research of the concepts

provided by the theory. However, a great issue with the theory is that it does not provide actual

solutions to a specific problem. Although the theory provides an alternative method of nursing

care where it is the patient who makes the decision, no actual interventions or solutions are

provided. It is for this reason that although the theory may seem empirically adequate, the studies

that do utilized the Human Becoming Theory have numerous limitations and do not really use

the theory as an intervention but rather, more of an approach for analyzing facts and data.

Pragmatic Adequacy

       Pragmatic adequacy, on the other hand, involves the actual applicability of the theory and

its principles. Unlike empirical adequacy which asks for the support of research on the theory,

pragmatic adequacy asks for the application of the theory in the field. In assessing a theory’s

pragmatic adequacy, Fawcett (2005) discussed that a question should be asked as to how the

theory can be actually applied in nursing practice.

       Parse’s Theory of Human Becoming provides a valuable way of dealing with patients in

such a way that the patient becomes an active participant in the care planning process, and not

just a recipient. However, George (2010) mentioned that in terms of practice, the human

Becoming theory is not really compatible with the Nursing Process, since the theory does not

seek to solve problems, but only to understand them. In a way, this can be beneficial for the

patient since the theory removes the paternalistic approach of the traditional Nursing Process.

However, it can become a complication for the nurse since she would not have a solid direction

or plan for the actual care of the patient, and nursing care can then be compromised.
HUMAN BECOMING THEORY                                                                            9


                                          Bibliography

Duteau, J. (2010). Understanding the lived experience of loss and grieving in persons with end

       stage renal disease: A humanbecoming approach. The CANNT (Canadian Association of

       Nephrology Nurses and Technologists) Journal , 20 (2), 18-22.

Fawcett, J. (2005). Criteria for Evaluation of Nursing Theory. Nurs Sci Q , 18, 13.

George, J. B. (2010). Nursing Theories. New York: Pearson Education, Inc.,.

Kozier, B., Erb, G. L., Berman, A., Snyder, S., Lake, R., & et al., .. (2008). Fundamentals of

       nursing : concepts, process and practice. Harlow: Pearson Education.

Parse, R. R. (1992). Human Becoming: Parse's Theory of Nursing. Nurs Sci Q , 5 (1), 35-42.

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  • 1. Running head: HUMAN BECOMING THEORY 1 Parse’s Theory of Human Becoming: Theory Critique Essay (Student’s Name) (Course Code/Number) (Name of Professor) (Date of Submission)
  • 2. HUMAN BECOMING THEORY 2 Parse’s Theory of Human Becoming: Theory Critique Essay Abstract Theories are a valuable aspect of the nursing profession, providing a sound basis for practice and nursing care. One other theory that has become influential in the field of nursing is Rosemarie Rizzo Parse’s Theory of Human Becoming. However, in order for a theory to be accepted, it must pass a series of criteria and testing. In relation, this paper then involved an exploration of a theory, specifically Parse’s Theory of Human Becoming. In terms of significance, Parse’s Theory of Human Becoming is significant in the sense that it is able to address the issues of the society in terms of human need for independence, autonomy, and participation with patient care. Parse’s Human Becoming theory is also internally consistent, since it was able to be faithful to its definitions, especially of human becoming. The theory was also able to clearly define its terms and concepts. However, in terms of structural consistency, Parse’s theory may have its weaknesses. For parsimony, Parse’s Theory of Human Becoming involves an alternative way of dealing with patient care by integrating the patient and family’s own perceptions of their situation, it can be seen that the theory can get high marks in terms of parsimony. In terms of testability, the theory provided little means by which it can be measured or analyzed. For empirical adequacy, the theory’s empirical adequacy is something that has been tried and tested in numerous researches. Finally, for pragmatic adequacy, the Human Becoming theory is not really compatible with the Nursing Process, since the theory does not seek to solve problems, but only to understand them.
  • 3. HUMAN BECOMING THEORY 3 Parse’s Theory of Human Becoming: Theory Critique Essay Introduction Theories are a valuable aspect of the nursing profession, providing a sound basis for practice and nursing care. Numerous theories have served as the foundation theories of nursing, such as Nightingale’s Environmental Theory. One other theory that has become influential in the field of nursing is Rosemarie Rizzo Parse’s Theory of Human Becoming. However, in order for a theory to be accepted, it must pass a series of criteria and testing. In relation, this paper will then involve an exploration of a theory, specifically Parse’s Theory of Human Becoming. A background or summary of the theory will be first presented, followed by the analysis of the empiric basis of the theory in terms of significance, internal consistency, parsimony, testability, empirical adequacy, and pragmatic adequacy, as recommended by Fawcett (2005). Background of the Theory Parse developed her theory of nursing by combining and synthesizing the different concepts from existentialist-phenomenological thoughts and from Martha Rogers. By analyzing the said concepts, she then provided nine major concepts that served as the main principles of the theory of Human Becoming. These nine principles are actually assumptions about man and about the process of becoming. The said nine principles are summarized below. “The Human Becoming Theory assumes the following about man: a) The human being is coexistent while con-constituting rhythmical patterns with the universe, b) The human being is open, freely choosing meaning in a situation, as well as bearing responsibility for made decisions, c) The human being is unitary, and continuously co-creating patterns of relaxing, and d) The human being is multi-
  • 4. HUMAN BECOMING THEORY 4 dimensionally with the possibilities. [Moreover], The Human Becoming Theory assumes the following about becoming: a) Becoming is unitary with human- living-health, b) Becoming involves rhythmically con-constituting the human- universe process, c) Becoming is the human being’s patterns of relating value priorities, d) Becoming is an intersubjective process of transcending with the possibilities, and e) Becoming is the unitary human’s emerging” (Kozier, Erb, Berman, Snyder, Lake, et al., 2008, p.32). From these nine principles, three main themes can be observed or deduced. These themes relate to, or can be summarized into: a) meaning, b) rhythmicity, and c) transcendence. Still, each theme also leads to expands into another related theme. For example, according to George (2010), “meaning” relates to the creation or learning of language, to valuing, and to imagining, while rhythmicity relates to connecting-separating, enabling-limiting, and revealing-concealing. On the other hand, transcendence relates to transforming, originating, and powering. Each of the main themes come with different processes and mechanisms for nursing care. In terms of application or significance, Parse’s theory of Human Becoming assists the nurse in focusing on the quality of life of the patient by presenting an alternative to the traditional pharmacological approach of modern medicine, and to the bio-psycho-social-spiritual approach of other models and theories of nursing. In addition, this theory makes it possible for the nurse to assess the patient in such a way that the patient participates in the whole process by being the one to rate his/her quality of life from his/her own perspective. First termed as “Man- living-health Theory” in 1981, the Human Becoming theory also involves the Totality Paradigm, wherein man is viewed as a result of the interaction of different spiritual, sociological, psychological, biological, and other factors (Parse, 1992).
  • 5. HUMAN BECOMING THEORY 5 Analysis of Empiric Basis of Theory Significance According to Fawcett (2005), significance involves the degree by which the theory has a vital use or contribution to the field it belongs to. Significance can be divided into two: social significance and theoretical significance. A theory is socially significant if it is able to address or solve a problem that is of interest to society. On the other hand, a theory is theoretically significant if it is able to address a phenomenon that is of interest to the discipline it is supposed to cover. The theory achieves such by filling or extending gaps in a pre-existing theory regarding a phenomenon or subject. For Parse’s Theory of Human Becoming, significance can be seen in the fact that it is able to address the issues of the society in terms of human need for independence, autonomy, and participation with patient care. Indeed, in the study by (Duteau, 2010), the Human Becoming theory was revealed to be a valuable guide for the practitioner to understand the actual experiences of the patient and his significant others. It was also an invaluable tool in helping the patient and the family to transcend their personal concepts of pain and loss. In addition, the said theory is also significant theoretically because it was able to address the gaps in Martha Roger’s Theory on the Unitary Human Being. Internal Consistency As discussed by Fawcett (2005), internal consistency involves the clarity as well as the consistency of the provisions of the theory. Three main concepts fall under this criteria, namely, structural consistency, semantic consistency, and semantic clarity. A theory is said to be structurally consistent when its concepts are measured accurately, when there are no violations of inductive or deductive reasoning, when there are no redundancies in the theory, and when the
  • 6. HUMAN BECOMING THEORY 6 linkages among the different concepts are accurate as well. In addition, a theory is said to be semantically consistent when it consistently uses the same terms and the same definitions for a concept all throughout the discussion of the theory. More importantly, a theory is considered to be semantically clear when all its significant concepts and ideas are clearly defined, both operationally and theoretically. For Parse’s Human Becoming theory, internal consistency is something that can be observed, although later revisions on the theory may need further discussions. In terms of semantic clarity and consistency, the theory was able to be faithful to its definitions, especially of human becoming. The theory was also able to clearly define its terms and concepts. However, in terms of structural consistency, Parse’s theory may have its weaknesses. Indeed, although the theory had no violations of inductive or deductive reasoning and it had but little redundancies in the theory, it was not able to provide a clear way by which its concepts can be measured accurately. Also, some of the linkages in the different concepts of the theory were not accurately related to one another. Parsimony Another significant criterion for analyzing a theory is Parsimony. Fawcett (2005) discussed that Parsimony involves the simplest structure that can explain completely the phenomenon the theory is concerned about. It also involves the simplest theory that accounts for the most known observation. Since Parse’s Theory of Human Becoming involves an alternative way of dealing with patient care by integrating the patient and family’s own perceptions of their situation, it can be seen that the theory can get high marks in terms of parsimony. It is a rather simple theory, and Parse’s summarization of the nine concepts of human becoming made it easier to understand. However, what made the theory somehow complicated are the terms chosen
  • 7. HUMAN BECOMING THEORY 7 by Parse to describe the different principles. This is especially in view of the fact that most nursing practitioners prefer hard facts ad science especially over terms like spirituality and the Universe. Nonetheless, the theory is able to simply explain the concept of patient need and care. Testability According to Fawcett (2005), testability is a criterion for analyzing theories, and it involves the degree by which propositions and concepts of the theory can be empirically tested. A theory is considered testable if it can be observed and measured empirically, or if its provisions and propositions can be quantified or measured, and if the hypothesis it promotes can be falsified. For Parse’s Human Becoming Theory, its original version provided little means by which it can be measured or analyzed. However, later versions of the theory have allowed for a more empirical observation of its application in the field of practice. This is especially true when Parse introduced an aspect of the theory that guided not only nursing practice but also nursing research. The theory provided different aspects and parameters in which it can be measured, such as meaning, rhythmicity and transcendence, as well as illimitability, paradox, and freedom. Empirical Adequacy Fawcett (2005) stated that empirical adequacy is a criterion that requires that the theory should be congruent with empirical evidences derived from research. In research, if the results of scientific studies do not meet the hypothesis of the theory, then it goes to follow that the said hypothesis is false. Conversely, if the results of empirical studies agree with the hypotheses of the theory, then it can be said that the hypothesis of the study is to be accepted. More importantly, in addressing this criterion, it should be questioned whether the theory has actually been applied in research, and whether the results agree with the hypothesis of the theory. It should also be assessed if there is a body of research that indicates empirical adequacy.
  • 8. HUMAN BECOMING THEORY 8 For the case of Parse’s Theory of Human Becoming, empirical adequacy is something that has been tried and tested in numerous researches. Different phenomenological and qualitative studies have proven the applicability on nursing care and research of the concepts provided by the theory. However, a great issue with the theory is that it does not provide actual solutions to a specific problem. Although the theory provides an alternative method of nursing care where it is the patient who makes the decision, no actual interventions or solutions are provided. It is for this reason that although the theory may seem empirically adequate, the studies that do utilized the Human Becoming Theory have numerous limitations and do not really use the theory as an intervention but rather, more of an approach for analyzing facts and data. Pragmatic Adequacy Pragmatic adequacy, on the other hand, involves the actual applicability of the theory and its principles. Unlike empirical adequacy which asks for the support of research on the theory, pragmatic adequacy asks for the application of the theory in the field. In assessing a theory’s pragmatic adequacy, Fawcett (2005) discussed that a question should be asked as to how the theory can be actually applied in nursing practice. Parse’s Theory of Human Becoming provides a valuable way of dealing with patients in such a way that the patient becomes an active participant in the care planning process, and not just a recipient. However, George (2010) mentioned that in terms of practice, the human Becoming theory is not really compatible with the Nursing Process, since the theory does not seek to solve problems, but only to understand them. In a way, this can be beneficial for the patient since the theory removes the paternalistic approach of the traditional Nursing Process. However, it can become a complication for the nurse since she would not have a solid direction or plan for the actual care of the patient, and nursing care can then be compromised.
  • 9. HUMAN BECOMING THEORY 9 Bibliography Duteau, J. (2010). Understanding the lived experience of loss and grieving in persons with end stage renal disease: A humanbecoming approach. The CANNT (Canadian Association of Nephrology Nurses and Technologists) Journal , 20 (2), 18-22. Fawcett, J. (2005). Criteria for Evaluation of Nursing Theory. Nurs Sci Q , 18, 13. George, J. B. (2010). Nursing Theories. New York: Pearson Education, Inc.,. Kozier, B., Erb, G. L., Berman, A., Snyder, S., Lake, R., & et al., .. (2008). Fundamentals of nursing : concepts, process and practice. Harlow: Pearson Education. Parse, R. R. (1992). Human Becoming: Parse's Theory of Nursing. Nurs Sci Q , 5 (1), 35-42.