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SEBI – ROLE AND FUNCTIONS K.K.Jindal
Why do we need a regulatory body for Investor protection in India? ,[object Object],[object Object],[object Object]
Mission of SEBI ,[object Object],[object Object],[object Object],[object Object],[object Object]
 
FUNCTIONS OF SEBI   ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
FUNCTIONS OF SEBI ,[object Object],[object Object],Portfolio Managers Sub- Brokers Underwriters Stock brokers Merchant Bankers Secondary Market Primary Market
FUNCTIONS OF SEBI ,[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
FUNCTIONS OF SEBI ,[object Object],[object Object],[object Object],[object Object]
FUNCTIONS OF SEBI ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
FUNCTIONS OF SEBI ,[object Object],[object Object],[object Object],[object Object],[object Object]
VETTING BY SEBI ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Broker’s Code ,[object Object],[object Object],[object Object],[object Object]
Search And Seizure   ,[object Object],[object Object],[object Object]
Corporate Governance ,[object Object],[object Object],[object Object]
Delisting   ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Public Issues ,[object Object],[object Object],[object Object],[object Object],[object Object]
Initial Public Offer     ,[object Object],[object Object],[object Object],[object Object],[object Object]
Initial Public Offer   ,[object Object],[object Object],[object Object],[object Object]
RECOMMENDATIONS ON CORPORATE GOVERNANCE ,[object Object],[object Object],[object Object],[object Object],[object Object]
Evaluation Of SEBI’ s Performance ,[object Object],[object Object],[object Object],[object Object]
Inability To Utilize The Existing Powers Effectively   ,[object Object],[object Object],[object Object],[object Object]
Quality Of Decisions ,[object Object],[object Object],[object Object]
Price Manipulation — No Dent :   ,[object Object],[object Object],[object Object],[object Object]
Failures
Change In Market ,[object Object],[object Object],[object Object]
Takeover Code Failures   ,[object Object],[object Object],[object Object]
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