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◆ Thermal Management: Enabling Enhanced
Functionality and Reduced Carbon Footprint
Domhnaill Hernon, Todd Salamon, Roger Kempers,
Shankar Krishnan, Alan Lyons, Marc Hodes, Paul Kolodner,
John Mullins, and Liam McGarry


Communications equipment providers are increasingly being required to
meet two often-conflicting targets in the design of their hardware, namely,
enhanced product functionality and reduced carbon footprint. Development
of enhanced thermal management technologies has the potential to
positively impact both functionality, by enabling higher processing density
on circuit boards, and carbon footprint, by reducing the energy needed to
maintain component operating temperatures within their prescribed limits.
In this paper we present an overview of the thermal management challenges
facing the communications industry today. We then highlight several
technologies being developed at Bell Labs that address these challenges,
including novel heat sink designs for enhancing heat transfer to air; liquid
cooling solutions that enable operation of extremely high heat density cabinets
and simultaneously reduce or eliminate the need for room-based air
conditioning systems; thermal interface materials with reduced thermal
resistance that allow components to operate at lower temperatures; vortex
generators that enhance local heat transfer; and thermoelectric module
assemblies that enable waste-heat recovery. © 2009 Alcatel-Lucent.




Introduction
     Telecommunication equipment providers face              information and communications technology (ICT)
considerable thermal challenges with the introduc-           industry that face thermal challenges [1]. Note that
tion of each new generation of equipment. In recent          the filled circles correspond to representative Alcatel-
years, thermal management has become one of the              Lucent products and are in line with trends for high-
main limiting factors in the design of a new system.         density communication products. High-density
This is mainly due to the ever-increasing demand for         communications equipment in telecommunications
more functionality, which inevitably results in              central offices is subject to standards such as the
increased packaging density and complexity and ther-         Network Equipment Building System (NEBS) in
mal (power) densities. Figure 1 illustrates the power        North America and European Telecommunication
dissipation trends per unit product footprint as a func-     Standards Institute (ETSI) that, for example, place
tion of time for different market segments in the            limits on acoustic noise emissions and require


Bell Labs Technical Journal 14(3), 7–20 (2009) © 2009 Alcatel-Lucent. Published by Wiley Periodicals, Inc. Published
online in Wiley InterScience (www.interscience.wiley.com) • DOI: 10.1002/bltj.20385
15 year reliability, which make designing thermal
management solutions challenging [10]. Extreme                                                                             Panel 1. Abbreviations, Acronyms, and Terms
density equipment and computer server equipment                                                                            3D—Three-dimensional
have higher thermal densities as per Figure 1; how-                                                                        CO—Central office
ever, they have less stringent acoustic noise limits [9]                                                                   CRAC—Computer room air conditioning
                                                                                                                           ETSI—European Telecommunication Standards
and reliability specifications (5 to 10 years).
                                                                                                                              Institute
    Energy costs and the potential for regulations                                                                         ICT—Information and communications
mandating carbon emission reductions are driving                                                                              technology
telecom service providers to seek new approaches for                                                                       NEBS—Network Equipment-Building System
reducing their energy usage. For example, the U.K.                                                                         R—Resistance
Climate Change Act seeks to reduce carbon dioxide                                                                          TEM—Thermoelectric module
                                                                                                                           TIM—Thermal interface material
emissions by at least 26 percent by 2020 and 80 per-
                                                                                                                           VG—Vortex generator
cent by 2050 relative to a 1990 baseline [8]. In the
context of the telecommunications industry, global
energy usage was 552 TWh in 2007 and accounted for
303 MtonsCO2e (equivalent to 63 1 gigawatt power                                                                       ment components [3]; therefore, innovative thermal
plants or €48.5B in electricity costs) and is expected to                                                              management solutions can play a substantial role in
increase at a 5 percent compounded annual growth                                                                       achieving energy and carbon emission reductions
rate under current business-as-usual conditions [4].                                                                   in telecom. However, developing such cost-effective,
Up to 50 percent of the total energy budget for a data                                                                 reliable, and energy-efficient approaches to thermal
center or central office can be for thermal manage-                                                                     management remains a technical challenge.




                                      10,000                                                                                                                                  eme Density
                                       8,000                                                                                                            Communication - Extr

                                       6,000
                                                                                                                                                                         Blade And Custom
                                                                                                                                                 Compute Servers - 1U,
    Heat Load Per Product Footprint




                                       4,000
                                                                                                                                                    n - High Density   RNC
                                                                                                                                        Communicatio                                      er
       (watts/equipment sq.ft.)




                                                                                                                                                         Compute Servers - 2U And Great
                                                                                                                                             MMAP
                                       2,000
                                                                                                                       UNITE                                                Storage Servers

                                       1,000                                              nsity
                                                                                      De
                                         800                                reme
                                                                   n   - Ext                                                                                      Workstations (Standalone)
                                         600                icatio
                                                  mun
                                               Com
                                        400                   rs
                                                        Serve
                                                   pute
                                               Com         ers
                                                       Serv
                                                   age                                                                                                                         Tape Storage
                                        200    Stor                                   )
                                                                               lone
                                                                        nda
                                                                s   (Sta
                                                         tion
                                                     ksta
                                        100    Wor
                                                             age
                                               Tape Stor
                                         60
                                           1992        1994                1996               1998      2000      2002       2004       2006       2008           2010       2012           2014
                                                                                                           Year Of Product Announcement

    MMAP—Multimedia Access Platform                                                       Reprinted with permission from ASHRAE Datacom Equipment Power Trends and Cooling
    RNC—Radio Network Controller                                                          Applications, Provisioning for Future Loads, 2005. Copyright American Society of Heating,
    UNITE—Multi service optical switch                                                    Refrigerating and Air-Conditioning Engineers, Inc., www.ashrae.org.



Figure 1.
Plot illustrating the power dissipation trends across a number of different industries.


8   Bell Labs Technical Journal                                     DOI: 10.1002/bltj
It is clear that enhanced thermal management         extend the limits of air cooling above those currently
solutions can have a positive impact on the function-      possible using conventional techniques.
ality and carbon footprint of a product. The following     Structured “3D” Heat Sinks for Enhanced Air Cooling
sections describe novel technologies that Bell Labs has        Parallel-fin heat sinks are ubiquitous in electron-
developed to enable future generations of equipment.       ics cooling; however, it is known that standard
Although this paper is focused on telecom equipment,       extruded aluminum parallel-fin heat sinks are
it is noted that the technologies are also applicable to   approaching their cooling limit for modern high-density
electronics cooling in general.                            telecom equipment. In order to provide adequate
                                                           cooling, the thermal designer must now employ sig-
Extending the Limits of Air-Cooling                        nificantly more expensive solutions, e.g., copper heat
     The limits of standard air-cooling technologies       sinks with embedded heat pipes in the base for
have been reached in the telecom environment. The          enhanced spreading. To extend the limits of air-cooling,
current method of reducing junction temperatures by        the Thermal Management Research Group at Bell
attaching a parallel-fin heat sink to the heat generat-     Labs has developed new methods to manufacture
ing component with a thermal interface material            complex “3D” heat sink designs, where “3D” refers
(TIM) and then passing air over the heat sink with         to the inherently three-dimensional nature of the
fans does not provide adequate cooling for the hottest     design.
components on a circuit pack in the most extreme               Using an investment casting approach enables
conditions. It is for these reasons that research into     complex heat sink designs to be fabricated as one
liquid cooling has gained significant interest in the       monolithic structure that would not be possible using
last decade. In order to delay the introduction of liq-    conventional manufacturing techniques. Examples
uid cooling into Alcatel-Lucent products (because of       are shown in Figure 2. The level of complexity of the
reliability and cost considerations) it was decided to     3D heat sinks can be seen in the metal foam heat sink
research a number of novel technologies that would         in Figure 2a and in the slotted honeycomb heat sink




               (a) Foam heat sink cast from silver          (b) Honeycomb heat sink with slots cast from copper


Figure 2.
Monolithic heat sink structures.


                                                                          DOI: 10.1002/bltj   Bell Labs Technical Journal   9
Flow inlet




                                             Flow exit
                      Temperature

                              354
                              348
                              343
                              337
                              331
                              325
                              319
                                                                                             y
                              314
                              308
                              302                                                     z
                                                                                                 x

                                                            Heated base



Figure 3.
Numerical simulation of the temperature distribution between the fins of a fin-foam heat sink.




in Figure 2b. The heat transfer of 3D heat sinks is         velocity upstream of the heat sink. The results in
enhanced by substantially increasing the heat transfer      Figure 4 show that, when compared to the parallel-fin
surface area and also by manipulating the airflow to         heat sink, significant performance gains are obtained
enhance mixing. Numerical and analytical studies            by employing the 3D heat sink architectures.
have been performed to understand the underlying
flow physics and heat transfer mechanisms, and              Vortex Generators to Enhance Parallel-Fin Heat Transfer
detailed experimental investigations have been under-           In the thermal design cycle there is a constant
taken that demonstrate the advantages of the new            compromise between using a low-cost solution that
heat sink designs.                                          may not supply adequate thermal margins and using
     In Figure 3, a plane cut through a fin-foam heat        an expensive solution that will work. Considering the
sink illustrates the temperature variation downstream       constraints that thermal designers face on perfor-
of the fine-scale foam ligaments based on numerical          mance and cost, we propose novel and inexpensive
calculations using FLUENT*. In Figure 4, experimen-         heat transfer enhancement solutions that can be
tal results compare a standard parallel-fin heat sink to     placed upstream of heat generating components or
three novel heat sink designs. The comparisons are          heat sinks anywhere on a circuit pack.
made using the thermal resistance (R) of the heat sink,         One solution that has proven useful is to place
which is defined as the ratio of the temperature differ-     vortex generators (VGs) upstream of the heat sink.
ence between the maximum temperature on the base            VGs produce unsteady flow, which augments mixing
of the heat sink and the (inlet) ambient air to the         and thins boundary layers, thereby leading to
power input into the heat sink. The velocity is the inlet   enhanced heat transfer. Figure 5 demonstrates that a



10   Bell Labs Technical Journal    DOI: 10.1002/bltj
4.5


                                               4                                                    Parallel plate
                                                                                                    Slotted hexagon
                                                                                                    Fin-foam
                                           3.5                                                      Schwartz


                                R ( C/W)       3


                                           2.5


                                               2


                                           1.5


                                               1
                                                   0              1           2             3                 4                  5
                                                                               Velocity (m/s)

                                3D—Three dimensional


Figure 4.
Experimental results for three different 3D heat sink designs.




                                           3

                                                                                                Heat sink


                                     2.5                                                    VG
                     R ( C/W)




                                                                                                                            Duct


                                           2

                                                                                                             Inflow

                                     1.5
                                               1                                   10                                      100
                                                                           Pressure drop (Pa)

                                                       No VG 10.3 W                      VG#1 AoA        21.5 L   50 mm
                                                       VG#2 AoA   21.5 L   50 mm         VG#3 AoA        21.5 L   50 mm

                    R—Thermal resistance
                    VG—Vortex generator


Figure 5.
Results showing a 10 percent reduction in the thermal resistance of a parallel-fin heat sink when a vortex
generator is placed upstream.



                                                                                                       DOI: 10.1002/bltj     Bell Labs Technical Journal   11
10 percent reduction in the thermal resistance of a                                                  surface roughness at a thermal interface between two
parallel-fin heat sink can be achieved by placing vor-                                                devices.
tex generators upstream of the heat sink in a fully                                                       A state-of-the-art test rig for measuring the ther-
ducted arrangement. The inset is a schematic of the                                                  mal resistance of TIMs-filled interfaces was designed
experimental setup. In Figure 5, the difference in VG                                                and built in order to quantify the performance of
types is the percentage of the duct height that                                                      these novel TIMs. The measurement sensitivity of the
they occupy: VG 1 occupies half of the duct height;                                                  TIMs test apparatus was evaluated using self-contact
VG 2 occupies three quarters of the duct height; and                                                 resistance tests and showed the ability to accurately
VG 3 occupies the full duct height [5].                                                              measure very low thermal contact resistances
                                                                                                     (6e-5 m2K/W) with better than 2 percent uncertainty
Micro-Textured Metal Thermal Interface Materials                                                     and low input power levels of 10 W. These baseline
     Another significant bottleneck in product design                                                 measurements showed a degree of precision and sen-
is the need for thermal interface materials that ther-                                               sitivity heretofore not achieved in previous test setups,
mally couple the heat load from a package to the heat                                                and clearly demonstrated the ability of the apparatus
sink attached to it, which, in turn, dissipates the                                                  to test even the thinnest, most conductive TIMs with
heat to the air. Commercially available TIMs have low                                                good confidence [6].
effective thermal conductivities, implying that they                                                      Figure 6 illustrates the performance comparison
have limited ability to transport heat. The goal of the                                              between commercially available graphite pads and
current TIMs research effort is to improve upon exist-                                               novel metallic micro-textured TIMs. Initial testing of
ing commercially available TIMs by creating micro-                                                   hollow cone arrays (shown in the inset) manufac-
textured metal structures that provide multiple,                                                     tured by electroplating onto printed wax patterns and
continuous, thermally conductive metallic paths that                                                 subsequently melting the wax away showed effective
plastically deform to accommodate imperfections and                                                  thermal conductivities in excess of 4.5 W/(m·K),




                                                                   6
                           Effective thermal conductivity (W/mK)




                                                                   5


                                                                   4


                                                                   3


                                                                   2


                                                                   1
                                                                                                                MMT-TIM
                                                                                                                Conventional graphite pad
                                                                   0
                                                                       0          0.5      1        1.5            2          2.5           3
                                                                                               Pressure (MPa)
                          MMT—Metal micro-textured
                          TIM—Thermal interface material


Figure 6.
Performance comparison between commercially available graphite pads and novel metallic micro-textured TIMs.



12   Bell Labs Technical Journal                                       DOI: 10.1002/bltj
3.00E-04


                                  2.50E-04
                                                                Supplier A - ALU test data

                                  2.00E-04                      Supplier B - ALU test data
                     RA (m2K/W)
                                                                Supplier A - Claimed performance
                                  1.50E-04


                                  1.00E-04


                                  5.00E-05


                                  0.00E+00
                                             0   0.5   1        1.5         2          2.5          3
                                                           Pressure (MPa)

                      ALU—Alcatel-Lucent
                      TIM—Thermal interface material


Figure 7.
Discrepancy between suppliers’ claimed TIM performance and measured performance.




which is comparable to best-in-class, commercially           This property is beneficial for protecting underlying
available TIMs, with greater than 60 percent com-            electronic components as it results in additional compli-
pression and over 1.5 mm compliance. Microscale ver-         ance without increased force. The simulations have also
sions of such millimeter-scale structures are in             shown that thermal contact between micro-textured
progress. The test apparatus has also been used to           TIM features, including thermal self contact, can be an
evaluate a number of commercially available TIMs             important mechanism for increasing the number of
and to compare them to manufacturer specifications            heat conduction paths through the TIM structure and
for thermal performance. Preliminary results, shown          thereby substantially reducing its overall thermal
in Figure 7, indicate that, depending upon the manu-         impedance.
facturer, there can be substantial discrepancies (up to
40 percent difference) between the manufacturer-             Extreme Thermal Density and Energy-Efficient
specified thermal performance and that measured by            Cooling Architectures
the test apparatus. This capability is immensely valu-           Efficient and reliable cooling of central offices and
able as it allows an independent evaluation of TIM           data centers is one of the key focus areas within the
thermal properties.                                          field of thermal management. This is due to the fact
     Modeling and simulation studies are providing           that a significant portion of the energy budget is
valuable insight into how feature shape affects              expended on cooling equipment. The considerable
mechanical and thermal performance. For example,             increase in global energy prices since the turn of the
certain structures exhibit the property that above a         millennium has compounded this problem and ele-
critical compression level the force required to fur-        vated the importance of novel and scalable thermal
ther compress the structure decreases substantially.         management solutions.


                                                                            DOI: 10.1002/bltj   Bell Labs Technical Journal   13
Ceiling                                                       Ceiling                                      Liquid
                                                                                                                    cooled
                                                                                                                    electronics


                                                                                                     Pump

         Liquid                                                        Liquid
                                                                                       Liquid-to-liquid
         supply                                                        supply
                                                                                       heat exchanger
                              Rack


                                       Rack


                                               Rack


                                                         Rack
                   CRAC




                                                                CRAC
                                                                                                                          Floor tiles


     Floor tiles                                                       Floor tiles
                                                                                           Chilled water supply and return Floor
                                                                                                                            slab
      Floor slab                                                       Floor slab

                          From: Dispersing waste heat into                               To: Transferring waste heat into a liquid
                                  central office air                                        coolant and piping outside the CO

                    (a) Current central office and data center                               (b) Bell Labs novel central office
                             air-cooled architecture                                            liquid-cooling architecture

      CRAC—Computer room air conditioner
      CO—Central office


Figure 8.
Typical telecom central office architecture and Bell Labs novel central office liquid-cooling architecture.



    Discussed in the following two sections are novel                             low heat-carrying capacity of air compared to
thermal architectures that Bell Labs has developed                                liquid.
to reduce the impact on the environment and also                             4. In some cabinet configurations, heated air out-
reduce the operating costs for our customers.                                     put from a lower shelf is fed directly into the adja-
                                                                                  cent upper shelf, making cooling of shelves
Central Office Cooling Architectures                                               farther downstream of the cool air input progres-
     Figure 8 provides schematics of both a conven-                               sively more challenging.
tional central office (CO) architecture and Bell Labs’                             Bell Labs is developing a liquid-cooled architec-
novel CO liquid cooling architecture. The typical archi-                     ture, as illustrated in Figure 8b, wherein the need for
tecture of a CO is shown in Figure 8a. In this system,                       hot and cold aisles and raised floors is removed. The
cold air from a computer room air conditioning                               basic principle behind this architecture is to place
(CRAC) unit is ejected into cold aisles situated between                     finned heat pipes between each shelf within a cabinet,
rows of equipment sitting on a raised floor. The cold air                     as shown in Figure 9. The finned heat pipes are con-
is passed through the cabinet, picking up heat from                          nected to building chilled water on the outside of the
the hot components, and is then expelled to a hot                            cabinet, which provides cooling. The heat pipes have
aisle. This architecture has several shortcomings:                           very high effective thermal conductivities and they
1. Cooling density is limited by the amount of air                           can therefore efficiently transport heat from the hot
     that can be circulated within acoustic limits.                          air inside the cabinet to the building chilled water
2. Due to complex flow patterns, hot air can become                           supply on the outside. An illustration of this is shown
     entrained into the cold aisle, thereby reducing                         in Figure 9a. Advantages of this architecture are
     cooling capacity.                                                       accommodation of extreme thermal densities via
3. Moving large quantities of air within the CO                              liquid cooling and improved energy efficiency by
     and CRAC unit is very expensive due to the                              bringing coolant directly to the cabinet and eliminating


14   Bell Labs Technical Journal     DOI: 10.1002/bltj
Water



                                         Fins


               Heat
               pipe




                 Outside                     Inside
                 cabinet                    cabinet

                                    Hot air from upstream
                                    electronics components

                      (a) Schematic of the internal structure of       (b) New large-scale heated wind tunnel
                            the finned heat pipe assembly                used to validate the efficacy of the
                                                                              finned heat pipe design


Figure 9.
Finned heat pipe architecture.




room-level CRAC units. Another advantage is that                   shown a 30ºC heat-sink temperature drop at 20 W
the heat pipes ensure almost constant inlet air tem-               power input and velocity of 2 m/s [7]. This corre-
perature at each shelf, thereby ensuring greater relia-            sponds to a 56 percent decrease in the thermal resis-
bility of downstream components. In order to                       tance of the fluid-cooled heat sink assembly when
accurately validate the performance of this new cool-              compared to the same heat sink cooled using
ing architecture, a large-scale heated wind tunnel                 only air [7].
facility (see Figure 9b) was manufactured.                         Energy Harvesting Using Thermoelectric Module
Enhanced Air-Cooling Using Mist                                    and Vapor Chamber Solutions
    Air is limited in its heat-carrying capacity. It is                 Immense quantities of heat are generated in cen-
well known that liquids have a much higher heat-                   tral offices and data centers, with typical magnitudes
carrying capacity when compared to gases owing to                  of the order of hundreds of kW. However, energy
the fact that liquids have significantly larger specific             from this waste heat is not used. One solution to this
heat (two to three orders of magnitude larger on a                 problem is to harvest or scavenge waste heat from the
volumetric basis) and have the ability to undergo                  equipment via thermoelectric modules (TEMs) that
a phase change, e.g., evaporate. However, introducing              convert heat directly to electricity via the thermo-
liquid near electronics poses serious reliability issues.          electric effect.
    Our solution is to introduce dielectric liquid                      This research program will improve the perfor-
droplets into the airflow within our cabinets (shown                mance of standard TEMs by the following two methods:
schematically in Figure 10 and detailed in [2]). Using             1) by using non-silicon-based power amplifiers (such
this approach, we have calculated an enhancement                   as gallium nitride) that operate at much higher tem-
of 7X more heat dissipation with a possible reduction              peratures and that significantly increase the thermo-
in energy consumption. Initial experiments have                    dynamic efficiency of a TEM operating in generation


                                                                                DOI: 10.1002/bltj   Bell Labs Technical Journal   15
Mist from collectors
                                                                   Pumped to atomizer




                                                              Mist condenses on
                                                            heat pipes and falls by
                                                             gravity into collector
                                                                                              Pump




                            Hot components

                                                                                          Atomizer


                                                          Large droplets of mist from
                                                       atomizer directed into circuit packs


Figure 10.
Schematic illustrating the mist cooling solution.


mode and 2) by coupling the TEMs to very effective                and at low cost thus pose severe challenges to the ther-
heat-spreading devices such as vapor chambers that                mal engineer. Bell Labs’ Thermal Management
spread the heat over large surface area arrays of TEMs            Research Group has developed a suite of novel thermal
to further increase efficiency. It is the goal of this             management technologies that impact Alcatel-Lucent
research project to use this approach to recover
upward of 10 percent of the energy used to power our
equipment in certain applications. Figure 11 illus-
                                                                                   Die               Die
trates a simplified schematic of the technology.                                                                  Electricity
                                                                     Hot
                                                                                      Vapor chamber              generated
                                                                                                             V
Conclusions                                                                                                       by TEM

     It is now clear that thermal management of next-
                                                                                 Thermoelectric module
generation telecommunications hardware is one of
the key limiting factors in realizing increased product
functionality. At the same time, environmental con-
siderations and associated regulation will likely place                                                    Heat sink
constraints on carbon emissions, which will have a
                                                                    Cold
direct impact on equipment power consumption,
owing to the fact that up to 50 percent of the total                TEM—Thermoelectric module
energy budget for a data center or central office can be
for the thermal management component. The goals of
                                                                  Figure 11.
achieving significant power reductions while also pro-             Illustration of TEM and vapor chamber waste heat
viding greater functionality, reduced form factor,                recovery system.



16   Bell Labs Technical Journal   DOI: 10.1002/bltj
equipment from the component to the central office              Thermal Interface Material Tester,” Proc. 11th
level, and use different cooling solutions, such as 3D         Intersociety Conf. on Thermal and
heat sinks, vortex generators, microtextured metal             Thermomechanical Phenomena in Electronic
                                                               Syst. (ITherm '08) (Orlando, FL, 2008),
thermal interface materials, novel liquid-based cooling
                                                               pp. 221–226.
architectures, and energy harvesting solutions that       [7] N. Kumari, P. Kolodner, A. M. Lyons, T. R. S.
recover waste heat. Enhanced thermal management                Salamon, M. S. Hodes, V. Bahadur, and S. V.
will enable increased functionality and reduced car-           Garimella, “Numerical Analysis of Mist-Cooled
bon footprint, and thereby become one of the key               High Power Components in Cabinets,” Proc.
market differentiators for telecom equipment                   ASME/Pacific Rim Tech. Conf. and Exhibition on
                                                               Packaging and Integration of Electronic and
providers.
                                                               Photonic Syst., MEMS, and NEMS (InterPACK
Acknowledgements                                               '09) (San Francisco, CA, 2009).
    The authors would like to acknowledge the con-        [8] United Kingdom, Department for Environment,
                                                               Food and Rural Affairs (DEFRA), “Climate
tinued financial support from the Irish Development
                                                               Change Act 2008,” Chap. 27, 2008,
Agency (IDA). The authors also acknowledge the con-              http://www.defra.gov.uk/environment/climat
tributions from Vaibhav Bahadur and Niru Kumari.               echange/uk/legislation .
                                                          [9] United States Department of Labor,
*Trademark                                                     Occupational Safety and Health Administration
FLUENT is a registered trademark of Ansys, Inc.
                                                               (OSHA), “Occupational Noise Exposure,”
References                                                     1910.95, Standards 29 CFR, 1981.
[1] American Society of Heating, Refrigerating and        [10] Verizon Laboratories, “Guidelines for Physical
     Air-Conditioning Engineers, ASHRAE                        Design: Next Generation Network Equipment,”
     Handbook—Fundamentals, ASHRAE, Atlanta,                   SIT.NEBS.TM.NPI.2004.018, Aug. 26, 2004.
     GA, 2005.
[2] V. Bahadur, M. Hodes, A. Lyons, S. Krishnan,
     and S. V. Garimella, “Enhanced Cooling in a          (Manuscript approved May 2009)
     Sealed Cabinet Using an Evaporating-
     Condensing Dielectric Mist,” Proc. 11th Inter-       DOMHNAILL HERNON is a member of technical staff in
     society Conf. on Thermal and Thermomechani-                      the Thermal Management Research Group
     cal Phenomena in Electronic Syst. (ITherm ‘08)                   at Alcatel-Lucent Bell Labs in
     (Orlando, FL, 2008), pp. 1191–1198.                              Blanchardstown, Ireland. He earned a B.Eng.
[3] R. Brown, E. Masanet, B. Nordman, B. Tschudi,                     in aeronautical engineering and received his
     A. Shehabi, J. Stanley, J. Koomey, D. Sartor,                    Ph.D.titled “Experimental Investigation into
     P. Chan, J. Loper, S. Capana, B. Hedman,             the Routes to Bypass Transition,” from the University of
     R. Duff, E. Haines, D. Sass, and A. Fanara,          Limerick. He joined the thermal management research
     Report to Congress on Server and Data Center         group at Bell Labs Ireland in 2006. His current research
     Energy Efficiency—Public Law 109-431,                 focus is on projects that extend the current limits of air-
     Lawrence Berkeley National Laboratory, LBNL-         cooling, and additional research interests include high-
     363E, Aug. 2007.                                     fidelity measurements in the complex flow field
[4] Climate Group, Smart2020: Enabling the Low            downstream of vortex generators, and intelligent
     Carbon Economy in the Information Age,               airflow system design. He has authored 12 technical
     Global eSustainability Initiative (GeSI), 2008,      papers and has eight patents pending.
        http://www.smart2020.org .
[5] D. Hernon, “Effect of Upstream Vortex                 TODD SALAMON is a member of technical staff in the
     Generators on a Longitudinally-Finned Heat                        Physical Technologies Research Domain at
     Sink,” Proc. 11th Intersociety Conf. on Thermal                   Alcatel-Lucent Bell Labs in Murray Hill, New
     and Thermomechanical Phenomena in                                 Jersey. He holds B.S. degrees in chemistry
     Electronic Syst. (ITherm ‘08) (Orlando, FL,                       and chemical engineering from the
     2008), pp. 480–488.                                               University of Connecticut, Storrs, and a
[6] R. Kempers, P. Kolodner, A. Lyons, and A. J.          Ph.D. in chemical engineering from the Massachusetts
     Robinson, “Development of a High-Accuracy            Institute of Technology. Since coming to Bell Labs,



                                                                        DOI: 10.1002/bltj   Bell Labs Technical Journal   17
he has worked on applying modeling and simulation to       the program is to transfer heat more efficiently,
gain a more fundamental understanding of                   enabling higher computing densities while reducing the
microfluidics, electronics cooling, transport phenomena     amount of energy required. He forged collaborative
in optical fiber manufacturing, design of photonic          research projects with Irish universities and Bell Labs in
crystal fibers, and Raman and erbium amplifier               Murray Hill while building relationships with business
dynamics and control in optically transparent networks.    units across Europe. He is currently a professor at the
He has authored over 30 publications and conference        College of Staten Island and the Graduate Center at the
presentations and holds four U.S. patents.                 City University of New York (CUNY). He was awarded a
                                                           NYSTAR Faculty Development Program award, and is
ROGER KEMPERS is a member of technical staff at            also the co-director of the Center for Engineered
            Alcatel-Lucent Bell Labs in Blanchardstown,    Polymer Materials, a NYSTAR-funded CART program.
            Ireland. He earned a B.Eng. and an M.A.Sc.     Dr. Lyons has published over 30 refereed articles in
            in mechanical engineering from McMaster        journals, books, and encyclopedias and has been
            University in Hamilton, Ontario, Canada.       awarded 17 patents with over 24 patent applications
            Prior to joining Alcatel-Lucent, he was        pending. He was co-leader of the photonics strand
employed at McMaster’s Thermal Management                  and thermal management sub-strand of the Center for
Research Laboratory, where his work was focused            Telecommunications Value Chain Research (CTVR) a
primarily on performance modeling and testing of           multi-disciplinary group of Irish university researchers
wicked heat pipes and nucleate boiling in capillary        from 2005 to 2008, and a member of International
structures. He is currently pursuing a Ph.D. in            Electronics Manufacturing Initiative (iNEMI), Thermal
mechanical engineering at Trinity College Dublin.          Management Roadmap Committee.
Recent research activities include the development,
modeling and characterization of advanced thermal          MARC HODES is currently a member of the faculty at
interface materials. He has authored 11 peer-reviewed                   the Tufts University Mechanical Engineering
publications and has three patents pending.                             Department in Boston, Massachusetts. He
                                                                        held a succession of appointments over a
SHANKAR KRISHNAN is a staff engineer at Battelle/                       10-year period at Bell Labs in Murray Hill,
            Pacific Northwest National Laboratory                        New Jersey, prior to his appointment at
            (PNNL). He received his Ph.D. and M.S.M.E.     Tufts. He holds a Ph.D. in mechanical engineering with
            from Purdue University, West Lafayette,        a chemical engineering minor from the Massachusetts
            Indiana, and B.E. from the PSG College of      Institute of Technology. Current research interests
            Technology, India. His current research work   include reduced power consumption precision
is on thermal energy conversion and heat exchange          temperature using thermoelectric module-variable
technologies. Prior to joining PNNL, he was a              conductance heat pipe assemblies, energy scavenging
postdoctoral member of technical staff at Alcatel-         from waste heat using thermoelectric power
Lucent Bell Labs Ireland, where he worked on thermal       generators, and the theory and applications of
management technologies. He has co-authored over           superhydrophobic nanostructured surfaces.
25 technical papers, two book chapters, and seven
pending patents.                                           PAUL KOLODNER is a distinguished member of
                                                                       technical staff in the Alcatel-Lucent Bell
ALAN LYONS was a distinguished member of technical                     Labs Microsystems and Nanotechnology
           staff at Alcatel-Lucent Bell Labs when this                 Research Department in Murray Hill, New
           paper was written. Over his 28-year career                  Jersey. He received the A.B. degree in
           as a Bell Labs researcher, he developed new                 physics from Princeton University, and the
           materials and novel manufacturing               A.M. and Ph.D. degrees in physics from Harvard
           technologies for electronic systems. He         University. His Ph.D. work was on suprathermal
conducted research into polymer composite materials        electron emission produced by laser-induced
including precursors to carbon, conductive adhesives,      breakdown of fast shockfronts. He has worked at Bell
metal-polymer nanocomposites, and materials for high       Labs since 1980 on a variety of experimental problems
frequency signal transmission. Dr. Lyons was a founding    including the use of rare-earth-chelate films for high-
member of Bell Labs Ireland, where he initiated the        resolution fluorescent thermal imaging, convective
thermal management research program. The goal of           pattern formation, protein photobiology, precision



18   Bell Labs Technical Journal   DOI: 10.1002/bltj
microlens array characterization, and applications of
superhydrophobic surfaces in drag reduction and
thermal management. Dr. Kolodner has written or
co-authored approximately 80 published papers and
has 27 issued or pending patents.


JOHN MULLINS is a support engineer in the Alcatel-
           Lucent Bell Labs Thermal Management
           Group in Blanchardstown, Ireland. He holds
           a B.Mech.Eng. from the National University
           of Ireland, Galway. Mr. Mullins’s current
           projects include computer-aided design and
computer-aided manufacturing (CAD/CAM) support for
3D heat sinks, wind tunnel testing, and microwave
antenna design.


LIAM McGARRY is a support engineer in the Alcatel-
            Lucent Bell Labs Thermal Management
            Group in Blanchardstown, Ireland. He holds
            a B.Eng. in electronic and electrical
            engineering from the Dublin Institute of
            Technology (DIT), and began his career with
a succession of appointments within Lucent
Technologies before joining its Bell Labs Research
group. Mr. McGarry’s current projects include central
office cooling at cabinet level, wind tunnel design and
testing, and flow visualization using water tunnels. ◆




                                                          DOI: 10.1002/bltj   Bell Labs Technical Journal   19

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Thermal Management Enabling Enhanced

  • 1. ◆ Thermal Management: Enabling Enhanced Functionality and Reduced Carbon Footprint Domhnaill Hernon, Todd Salamon, Roger Kempers, Shankar Krishnan, Alan Lyons, Marc Hodes, Paul Kolodner, John Mullins, and Liam McGarry Communications equipment providers are increasingly being required to meet two often-conflicting targets in the design of their hardware, namely, enhanced product functionality and reduced carbon footprint. Development of enhanced thermal management technologies has the potential to positively impact both functionality, by enabling higher processing density on circuit boards, and carbon footprint, by reducing the energy needed to maintain component operating temperatures within their prescribed limits. In this paper we present an overview of the thermal management challenges facing the communications industry today. We then highlight several technologies being developed at Bell Labs that address these challenges, including novel heat sink designs for enhancing heat transfer to air; liquid cooling solutions that enable operation of extremely high heat density cabinets and simultaneously reduce or eliminate the need for room-based air conditioning systems; thermal interface materials with reduced thermal resistance that allow components to operate at lower temperatures; vortex generators that enhance local heat transfer; and thermoelectric module assemblies that enable waste-heat recovery. © 2009 Alcatel-Lucent. Introduction Telecommunication equipment providers face information and communications technology (ICT) considerable thermal challenges with the introduc- industry that face thermal challenges [1]. Note that tion of each new generation of equipment. In recent the filled circles correspond to representative Alcatel- years, thermal management has become one of the Lucent products and are in line with trends for high- main limiting factors in the design of a new system. density communication products. High-density This is mainly due to the ever-increasing demand for communications equipment in telecommunications more functionality, which inevitably results in central offices is subject to standards such as the increased packaging density and complexity and ther- Network Equipment Building System (NEBS) in mal (power) densities. Figure 1 illustrates the power North America and European Telecommunication dissipation trends per unit product footprint as a func- Standards Institute (ETSI) that, for example, place tion of time for different market segments in the limits on acoustic noise emissions and require Bell Labs Technical Journal 14(3), 7–20 (2009) © 2009 Alcatel-Lucent. Published by Wiley Periodicals, Inc. Published online in Wiley InterScience (www.interscience.wiley.com) • DOI: 10.1002/bltj.20385
  • 2. 15 year reliability, which make designing thermal management solutions challenging [10]. Extreme Panel 1. Abbreviations, Acronyms, and Terms density equipment and computer server equipment 3D—Three-dimensional have higher thermal densities as per Figure 1; how- CO—Central office ever, they have less stringent acoustic noise limits [9] CRAC—Computer room air conditioning ETSI—European Telecommunication Standards and reliability specifications (5 to 10 years). Institute Energy costs and the potential for regulations ICT—Information and communications mandating carbon emission reductions are driving technology telecom service providers to seek new approaches for NEBS—Network Equipment-Building System reducing their energy usage. For example, the U.K. R—Resistance Climate Change Act seeks to reduce carbon dioxide TEM—Thermoelectric module TIM—Thermal interface material emissions by at least 26 percent by 2020 and 80 per- VG—Vortex generator cent by 2050 relative to a 1990 baseline [8]. In the context of the telecommunications industry, global energy usage was 552 TWh in 2007 and accounted for 303 MtonsCO2e (equivalent to 63 1 gigawatt power ment components [3]; therefore, innovative thermal plants or €48.5B in electricity costs) and is expected to management solutions can play a substantial role in increase at a 5 percent compounded annual growth achieving energy and carbon emission reductions rate under current business-as-usual conditions [4]. in telecom. However, developing such cost-effective, Up to 50 percent of the total energy budget for a data reliable, and energy-efficient approaches to thermal center or central office can be for thermal manage- management remains a technical challenge. 10,000 eme Density 8,000 Communication - Extr 6,000 Blade And Custom Compute Servers - 1U, Heat Load Per Product Footprint 4,000 n - High Density RNC Communicatio er (watts/equipment sq.ft.) Compute Servers - 2U And Great MMAP 2,000 UNITE Storage Servers 1,000 nsity De 800 reme n - Ext Workstations (Standalone) 600 icatio mun Com 400 rs Serve pute Com ers Serv age Tape Storage 200 Stor ) lone nda s (Sta tion ksta 100 Wor age Tape Stor 60 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014 Year Of Product Announcement MMAP—Multimedia Access Platform Reprinted with permission from ASHRAE Datacom Equipment Power Trends and Cooling RNC—Radio Network Controller Applications, Provisioning for Future Loads, 2005. Copyright American Society of Heating, UNITE—Multi service optical switch Refrigerating and Air-Conditioning Engineers, Inc., www.ashrae.org. Figure 1. Plot illustrating the power dissipation trends across a number of different industries. 8 Bell Labs Technical Journal DOI: 10.1002/bltj
  • 3. It is clear that enhanced thermal management extend the limits of air cooling above those currently solutions can have a positive impact on the function- possible using conventional techniques. ality and carbon footprint of a product. The following Structured “3D” Heat Sinks for Enhanced Air Cooling sections describe novel technologies that Bell Labs has Parallel-fin heat sinks are ubiquitous in electron- developed to enable future generations of equipment. ics cooling; however, it is known that standard Although this paper is focused on telecom equipment, extruded aluminum parallel-fin heat sinks are it is noted that the technologies are also applicable to approaching their cooling limit for modern high-density electronics cooling in general. telecom equipment. In order to provide adequate cooling, the thermal designer must now employ sig- Extending the Limits of Air-Cooling nificantly more expensive solutions, e.g., copper heat The limits of standard air-cooling technologies sinks with embedded heat pipes in the base for have been reached in the telecom environment. The enhanced spreading. To extend the limits of air-cooling, current method of reducing junction temperatures by the Thermal Management Research Group at Bell attaching a parallel-fin heat sink to the heat generat- Labs has developed new methods to manufacture ing component with a thermal interface material complex “3D” heat sink designs, where “3D” refers (TIM) and then passing air over the heat sink with to the inherently three-dimensional nature of the fans does not provide adequate cooling for the hottest design. components on a circuit pack in the most extreme Using an investment casting approach enables conditions. It is for these reasons that research into complex heat sink designs to be fabricated as one liquid cooling has gained significant interest in the monolithic structure that would not be possible using last decade. In order to delay the introduction of liq- conventional manufacturing techniques. Examples uid cooling into Alcatel-Lucent products (because of are shown in Figure 2. The level of complexity of the reliability and cost considerations) it was decided to 3D heat sinks can be seen in the metal foam heat sink research a number of novel technologies that would in Figure 2a and in the slotted honeycomb heat sink (a) Foam heat sink cast from silver (b) Honeycomb heat sink with slots cast from copper Figure 2. Monolithic heat sink structures. DOI: 10.1002/bltj Bell Labs Technical Journal 9
  • 4. Flow inlet Flow exit Temperature 354 348 343 337 331 325 319 y 314 308 302 z x Heated base Figure 3. Numerical simulation of the temperature distribution between the fins of a fin-foam heat sink. in Figure 2b. The heat transfer of 3D heat sinks is velocity upstream of the heat sink. The results in enhanced by substantially increasing the heat transfer Figure 4 show that, when compared to the parallel-fin surface area and also by manipulating the airflow to heat sink, significant performance gains are obtained enhance mixing. Numerical and analytical studies by employing the 3D heat sink architectures. have been performed to understand the underlying flow physics and heat transfer mechanisms, and Vortex Generators to Enhance Parallel-Fin Heat Transfer detailed experimental investigations have been under- In the thermal design cycle there is a constant taken that demonstrate the advantages of the new compromise between using a low-cost solution that heat sink designs. may not supply adequate thermal margins and using In Figure 3, a plane cut through a fin-foam heat an expensive solution that will work. Considering the sink illustrates the temperature variation downstream constraints that thermal designers face on perfor- of the fine-scale foam ligaments based on numerical mance and cost, we propose novel and inexpensive calculations using FLUENT*. In Figure 4, experimen- heat transfer enhancement solutions that can be tal results compare a standard parallel-fin heat sink to placed upstream of heat generating components or three novel heat sink designs. The comparisons are heat sinks anywhere on a circuit pack. made using the thermal resistance (R) of the heat sink, One solution that has proven useful is to place which is defined as the ratio of the temperature differ- vortex generators (VGs) upstream of the heat sink. ence between the maximum temperature on the base VGs produce unsteady flow, which augments mixing of the heat sink and the (inlet) ambient air to the and thins boundary layers, thereby leading to power input into the heat sink. The velocity is the inlet enhanced heat transfer. Figure 5 demonstrates that a 10 Bell Labs Technical Journal DOI: 10.1002/bltj
  • 5. 4.5 4 Parallel plate Slotted hexagon Fin-foam 3.5 Schwartz R ( C/W) 3 2.5 2 1.5 1 0 1 2 3 4 5 Velocity (m/s) 3D—Three dimensional Figure 4. Experimental results for three different 3D heat sink designs. 3 Heat sink 2.5 VG R ( C/W) Duct 2 Inflow 1.5 1 10 100 Pressure drop (Pa) No VG 10.3 W VG#1 AoA 21.5 L 50 mm VG#2 AoA 21.5 L 50 mm VG#3 AoA 21.5 L 50 mm R—Thermal resistance VG—Vortex generator Figure 5. Results showing a 10 percent reduction in the thermal resistance of a parallel-fin heat sink when a vortex generator is placed upstream. DOI: 10.1002/bltj Bell Labs Technical Journal 11
  • 6. 10 percent reduction in the thermal resistance of a surface roughness at a thermal interface between two parallel-fin heat sink can be achieved by placing vor- devices. tex generators upstream of the heat sink in a fully A state-of-the-art test rig for measuring the ther- ducted arrangement. The inset is a schematic of the mal resistance of TIMs-filled interfaces was designed experimental setup. In Figure 5, the difference in VG and built in order to quantify the performance of types is the percentage of the duct height that these novel TIMs. The measurement sensitivity of the they occupy: VG 1 occupies half of the duct height; TIMs test apparatus was evaluated using self-contact VG 2 occupies three quarters of the duct height; and resistance tests and showed the ability to accurately VG 3 occupies the full duct height [5]. measure very low thermal contact resistances (6e-5 m2K/W) with better than 2 percent uncertainty Micro-Textured Metal Thermal Interface Materials and low input power levels of 10 W. These baseline Another significant bottleneck in product design measurements showed a degree of precision and sen- is the need for thermal interface materials that ther- sitivity heretofore not achieved in previous test setups, mally couple the heat load from a package to the heat and clearly demonstrated the ability of the apparatus sink attached to it, which, in turn, dissipates the to test even the thinnest, most conductive TIMs with heat to the air. Commercially available TIMs have low good confidence [6]. effective thermal conductivities, implying that they Figure 6 illustrates the performance comparison have limited ability to transport heat. The goal of the between commercially available graphite pads and current TIMs research effort is to improve upon exist- novel metallic micro-textured TIMs. Initial testing of ing commercially available TIMs by creating micro- hollow cone arrays (shown in the inset) manufac- textured metal structures that provide multiple, tured by electroplating onto printed wax patterns and continuous, thermally conductive metallic paths that subsequently melting the wax away showed effective plastically deform to accommodate imperfections and thermal conductivities in excess of 4.5 W/(m·K), 6 Effective thermal conductivity (W/mK) 5 4 3 2 1 MMT-TIM Conventional graphite pad 0 0 0.5 1 1.5 2 2.5 3 Pressure (MPa) MMT—Metal micro-textured TIM—Thermal interface material Figure 6. Performance comparison between commercially available graphite pads and novel metallic micro-textured TIMs. 12 Bell Labs Technical Journal DOI: 10.1002/bltj
  • 7. 3.00E-04 2.50E-04 Supplier A - ALU test data 2.00E-04 Supplier B - ALU test data RA (m2K/W) Supplier A - Claimed performance 1.50E-04 1.00E-04 5.00E-05 0.00E+00 0 0.5 1 1.5 2 2.5 3 Pressure (MPa) ALU—Alcatel-Lucent TIM—Thermal interface material Figure 7. Discrepancy between suppliers’ claimed TIM performance and measured performance. which is comparable to best-in-class, commercially This property is beneficial for protecting underlying available TIMs, with greater than 60 percent com- electronic components as it results in additional compli- pression and over 1.5 mm compliance. Microscale ver- ance without increased force. The simulations have also sions of such millimeter-scale structures are in shown that thermal contact between micro-textured progress. The test apparatus has also been used to TIM features, including thermal self contact, can be an evaluate a number of commercially available TIMs important mechanism for increasing the number of and to compare them to manufacturer specifications heat conduction paths through the TIM structure and for thermal performance. Preliminary results, shown thereby substantially reducing its overall thermal in Figure 7, indicate that, depending upon the manu- impedance. facturer, there can be substantial discrepancies (up to 40 percent difference) between the manufacturer- Extreme Thermal Density and Energy-Efficient specified thermal performance and that measured by Cooling Architectures the test apparatus. This capability is immensely valu- Efficient and reliable cooling of central offices and able as it allows an independent evaluation of TIM data centers is one of the key focus areas within the thermal properties. field of thermal management. This is due to the fact Modeling and simulation studies are providing that a significant portion of the energy budget is valuable insight into how feature shape affects expended on cooling equipment. The considerable mechanical and thermal performance. For example, increase in global energy prices since the turn of the certain structures exhibit the property that above a millennium has compounded this problem and ele- critical compression level the force required to fur- vated the importance of novel and scalable thermal ther compress the structure decreases substantially. management solutions. DOI: 10.1002/bltj Bell Labs Technical Journal 13
  • 8. Ceiling Ceiling Liquid cooled electronics Pump Liquid Liquid Liquid-to-liquid supply supply heat exchanger Rack Rack Rack Rack CRAC CRAC Floor tiles Floor tiles Floor tiles Chilled water supply and return Floor slab Floor slab Floor slab From: Dispersing waste heat into To: Transferring waste heat into a liquid central office air coolant and piping outside the CO (a) Current central office and data center (b) Bell Labs novel central office air-cooled architecture liquid-cooling architecture CRAC—Computer room air conditioner CO—Central office Figure 8. Typical telecom central office architecture and Bell Labs novel central office liquid-cooling architecture. Discussed in the following two sections are novel low heat-carrying capacity of air compared to thermal architectures that Bell Labs has developed liquid. to reduce the impact on the environment and also 4. In some cabinet configurations, heated air out- reduce the operating costs for our customers. put from a lower shelf is fed directly into the adja- cent upper shelf, making cooling of shelves Central Office Cooling Architectures farther downstream of the cool air input progres- Figure 8 provides schematics of both a conven- sively more challenging. tional central office (CO) architecture and Bell Labs’ Bell Labs is developing a liquid-cooled architec- novel CO liquid cooling architecture. The typical archi- ture, as illustrated in Figure 8b, wherein the need for tecture of a CO is shown in Figure 8a. In this system, hot and cold aisles and raised floors is removed. The cold air from a computer room air conditioning basic principle behind this architecture is to place (CRAC) unit is ejected into cold aisles situated between finned heat pipes between each shelf within a cabinet, rows of equipment sitting on a raised floor. The cold air as shown in Figure 9. The finned heat pipes are con- is passed through the cabinet, picking up heat from nected to building chilled water on the outside of the the hot components, and is then expelled to a hot cabinet, which provides cooling. The heat pipes have aisle. This architecture has several shortcomings: very high effective thermal conductivities and they 1. Cooling density is limited by the amount of air can therefore efficiently transport heat from the hot that can be circulated within acoustic limits. air inside the cabinet to the building chilled water 2. Due to complex flow patterns, hot air can become supply on the outside. An illustration of this is shown entrained into the cold aisle, thereby reducing in Figure 9a. Advantages of this architecture are cooling capacity. accommodation of extreme thermal densities via 3. Moving large quantities of air within the CO liquid cooling and improved energy efficiency by and CRAC unit is very expensive due to the bringing coolant directly to the cabinet and eliminating 14 Bell Labs Technical Journal DOI: 10.1002/bltj
  • 9. Water Fins Heat pipe Outside Inside cabinet cabinet Hot air from upstream electronics components (a) Schematic of the internal structure of (b) New large-scale heated wind tunnel the finned heat pipe assembly used to validate the efficacy of the finned heat pipe design Figure 9. Finned heat pipe architecture. room-level CRAC units. Another advantage is that shown a 30ºC heat-sink temperature drop at 20 W the heat pipes ensure almost constant inlet air tem- power input and velocity of 2 m/s [7]. This corre- perature at each shelf, thereby ensuring greater relia- sponds to a 56 percent decrease in the thermal resis- bility of downstream components. In order to tance of the fluid-cooled heat sink assembly when accurately validate the performance of this new cool- compared to the same heat sink cooled using ing architecture, a large-scale heated wind tunnel only air [7]. facility (see Figure 9b) was manufactured. Energy Harvesting Using Thermoelectric Module Enhanced Air-Cooling Using Mist and Vapor Chamber Solutions Air is limited in its heat-carrying capacity. It is Immense quantities of heat are generated in cen- well known that liquids have a much higher heat- tral offices and data centers, with typical magnitudes carrying capacity when compared to gases owing to of the order of hundreds of kW. However, energy the fact that liquids have significantly larger specific from this waste heat is not used. One solution to this heat (two to three orders of magnitude larger on a problem is to harvest or scavenge waste heat from the volumetric basis) and have the ability to undergo equipment via thermoelectric modules (TEMs) that a phase change, e.g., evaporate. However, introducing convert heat directly to electricity via the thermo- liquid near electronics poses serious reliability issues. electric effect. Our solution is to introduce dielectric liquid This research program will improve the perfor- droplets into the airflow within our cabinets (shown mance of standard TEMs by the following two methods: schematically in Figure 10 and detailed in [2]). Using 1) by using non-silicon-based power amplifiers (such this approach, we have calculated an enhancement as gallium nitride) that operate at much higher tem- of 7X more heat dissipation with a possible reduction peratures and that significantly increase the thermo- in energy consumption. Initial experiments have dynamic efficiency of a TEM operating in generation DOI: 10.1002/bltj Bell Labs Technical Journal 15
  • 10. Mist from collectors Pumped to atomizer Mist condenses on heat pipes and falls by gravity into collector Pump Hot components Atomizer Large droplets of mist from atomizer directed into circuit packs Figure 10. Schematic illustrating the mist cooling solution. mode and 2) by coupling the TEMs to very effective and at low cost thus pose severe challenges to the ther- heat-spreading devices such as vapor chambers that mal engineer. Bell Labs’ Thermal Management spread the heat over large surface area arrays of TEMs Research Group has developed a suite of novel thermal to further increase efficiency. It is the goal of this management technologies that impact Alcatel-Lucent research project to use this approach to recover upward of 10 percent of the energy used to power our equipment in certain applications. Figure 11 illus- Die Die trates a simplified schematic of the technology. Electricity Hot Vapor chamber generated V Conclusions by TEM It is now clear that thermal management of next- Thermoelectric module generation telecommunications hardware is one of the key limiting factors in realizing increased product functionality. At the same time, environmental con- siderations and associated regulation will likely place Heat sink constraints on carbon emissions, which will have a Cold direct impact on equipment power consumption, owing to the fact that up to 50 percent of the total TEM—Thermoelectric module energy budget for a data center or central office can be for the thermal management component. The goals of Figure 11. achieving significant power reductions while also pro- Illustration of TEM and vapor chamber waste heat viding greater functionality, reduced form factor, recovery system. 16 Bell Labs Technical Journal DOI: 10.1002/bltj
  • 11. equipment from the component to the central office Thermal Interface Material Tester,” Proc. 11th level, and use different cooling solutions, such as 3D Intersociety Conf. on Thermal and heat sinks, vortex generators, microtextured metal Thermomechanical Phenomena in Electronic Syst. (ITherm '08) (Orlando, FL, 2008), thermal interface materials, novel liquid-based cooling pp. 221–226. architectures, and energy harvesting solutions that [7] N. Kumari, P. Kolodner, A. M. Lyons, T. R. S. recover waste heat. Enhanced thermal management Salamon, M. S. Hodes, V. Bahadur, and S. V. will enable increased functionality and reduced car- Garimella, “Numerical Analysis of Mist-Cooled bon footprint, and thereby become one of the key High Power Components in Cabinets,” Proc. market differentiators for telecom equipment ASME/Pacific Rim Tech. Conf. and Exhibition on Packaging and Integration of Electronic and providers. Photonic Syst., MEMS, and NEMS (InterPACK Acknowledgements '09) (San Francisco, CA, 2009). The authors would like to acknowledge the con- [8] United Kingdom, Department for Environment, Food and Rural Affairs (DEFRA), “Climate tinued financial support from the Irish Development Change Act 2008,” Chap. 27, 2008, Agency (IDA). The authors also acknowledge the con- http://www.defra.gov.uk/environment/climat tributions from Vaibhav Bahadur and Niru Kumari. echange/uk/legislation . [9] United States Department of Labor, *Trademark Occupational Safety and Health Administration FLUENT is a registered trademark of Ansys, Inc. (OSHA), “Occupational Noise Exposure,” References 1910.95, Standards 29 CFR, 1981. [1] American Society of Heating, Refrigerating and [10] Verizon Laboratories, “Guidelines for Physical Air-Conditioning Engineers, ASHRAE Design: Next Generation Network Equipment,” Handbook—Fundamentals, ASHRAE, Atlanta, SIT.NEBS.TM.NPI.2004.018, Aug. 26, 2004. GA, 2005. [2] V. Bahadur, M. Hodes, A. Lyons, S. Krishnan, and S. V. Garimella, “Enhanced Cooling in a (Manuscript approved May 2009) Sealed Cabinet Using an Evaporating- Condensing Dielectric Mist,” Proc. 11th Inter- DOMHNAILL HERNON is a member of technical staff in society Conf. on Thermal and Thermomechani- the Thermal Management Research Group cal Phenomena in Electronic Syst. (ITherm ‘08) at Alcatel-Lucent Bell Labs in (Orlando, FL, 2008), pp. 1191–1198. Blanchardstown, Ireland. He earned a B.Eng. [3] R. Brown, E. Masanet, B. Nordman, B. Tschudi, in aeronautical engineering and received his A. Shehabi, J. Stanley, J. Koomey, D. Sartor, Ph.D.titled “Experimental Investigation into P. Chan, J. Loper, S. Capana, B. Hedman, the Routes to Bypass Transition,” from the University of R. Duff, E. Haines, D. Sass, and A. Fanara, Limerick. He joined the thermal management research Report to Congress on Server and Data Center group at Bell Labs Ireland in 2006. His current research Energy Efficiency—Public Law 109-431, focus is on projects that extend the current limits of air- Lawrence Berkeley National Laboratory, LBNL- cooling, and additional research interests include high- 363E, Aug. 2007. fidelity measurements in the complex flow field [4] Climate Group, Smart2020: Enabling the Low downstream of vortex generators, and intelligent Carbon Economy in the Information Age, airflow system design. He has authored 12 technical Global eSustainability Initiative (GeSI), 2008, papers and has eight patents pending. http://www.smart2020.org . [5] D. Hernon, “Effect of Upstream Vortex TODD SALAMON is a member of technical staff in the Generators on a Longitudinally-Finned Heat Physical Technologies Research Domain at Sink,” Proc. 11th Intersociety Conf. on Thermal Alcatel-Lucent Bell Labs in Murray Hill, New and Thermomechanical Phenomena in Jersey. He holds B.S. degrees in chemistry Electronic Syst. (ITherm ‘08) (Orlando, FL, and chemical engineering from the 2008), pp. 480–488. University of Connecticut, Storrs, and a [6] R. Kempers, P. Kolodner, A. Lyons, and A. J. Ph.D. in chemical engineering from the Massachusetts Robinson, “Development of a High-Accuracy Institute of Technology. Since coming to Bell Labs, DOI: 10.1002/bltj Bell Labs Technical Journal 17
  • 12. he has worked on applying modeling and simulation to the program is to transfer heat more efficiently, gain a more fundamental understanding of enabling higher computing densities while reducing the microfluidics, electronics cooling, transport phenomena amount of energy required. He forged collaborative in optical fiber manufacturing, design of photonic research projects with Irish universities and Bell Labs in crystal fibers, and Raman and erbium amplifier Murray Hill while building relationships with business dynamics and control in optically transparent networks. units across Europe. He is currently a professor at the He has authored over 30 publications and conference College of Staten Island and the Graduate Center at the presentations and holds four U.S. patents. City University of New York (CUNY). He was awarded a NYSTAR Faculty Development Program award, and is ROGER KEMPERS is a member of technical staff at also the co-director of the Center for Engineered Alcatel-Lucent Bell Labs in Blanchardstown, Polymer Materials, a NYSTAR-funded CART program. Ireland. He earned a B.Eng. and an M.A.Sc. Dr. Lyons has published over 30 refereed articles in in mechanical engineering from McMaster journals, books, and encyclopedias and has been University in Hamilton, Ontario, Canada. awarded 17 patents with over 24 patent applications Prior to joining Alcatel-Lucent, he was pending. He was co-leader of the photonics strand employed at McMaster’s Thermal Management and thermal management sub-strand of the Center for Research Laboratory, where his work was focused Telecommunications Value Chain Research (CTVR) a primarily on performance modeling and testing of multi-disciplinary group of Irish university researchers wicked heat pipes and nucleate boiling in capillary from 2005 to 2008, and a member of International structures. He is currently pursuing a Ph.D. in Electronics Manufacturing Initiative (iNEMI), Thermal mechanical engineering at Trinity College Dublin. Management Roadmap Committee. Recent research activities include the development, modeling and characterization of advanced thermal MARC HODES is currently a member of the faculty at interface materials. He has authored 11 peer-reviewed the Tufts University Mechanical Engineering publications and has three patents pending. Department in Boston, Massachusetts. He held a succession of appointments over a SHANKAR KRISHNAN is a staff engineer at Battelle/ 10-year period at Bell Labs in Murray Hill, Pacific Northwest National Laboratory New Jersey, prior to his appointment at (PNNL). He received his Ph.D. and M.S.M.E. Tufts. He holds a Ph.D. in mechanical engineering with from Purdue University, West Lafayette, a chemical engineering minor from the Massachusetts Indiana, and B.E. from the PSG College of Institute of Technology. Current research interests Technology, India. His current research work include reduced power consumption precision is on thermal energy conversion and heat exchange temperature using thermoelectric module-variable technologies. Prior to joining PNNL, he was a conductance heat pipe assemblies, energy scavenging postdoctoral member of technical staff at Alcatel- from waste heat using thermoelectric power Lucent Bell Labs Ireland, where he worked on thermal generators, and the theory and applications of management technologies. He has co-authored over superhydrophobic nanostructured surfaces. 25 technical papers, two book chapters, and seven pending patents. PAUL KOLODNER is a distinguished member of technical staff in the Alcatel-Lucent Bell ALAN LYONS was a distinguished member of technical Labs Microsystems and Nanotechnology staff at Alcatel-Lucent Bell Labs when this Research Department in Murray Hill, New paper was written. Over his 28-year career Jersey. He received the A.B. degree in as a Bell Labs researcher, he developed new physics from Princeton University, and the materials and novel manufacturing A.M. and Ph.D. degrees in physics from Harvard technologies for electronic systems. He University. His Ph.D. work was on suprathermal conducted research into polymer composite materials electron emission produced by laser-induced including precursors to carbon, conductive adhesives, breakdown of fast shockfronts. He has worked at Bell metal-polymer nanocomposites, and materials for high Labs since 1980 on a variety of experimental problems frequency signal transmission. Dr. Lyons was a founding including the use of rare-earth-chelate films for high- member of Bell Labs Ireland, where he initiated the resolution fluorescent thermal imaging, convective thermal management research program. The goal of pattern formation, protein photobiology, precision 18 Bell Labs Technical Journal DOI: 10.1002/bltj
  • 13. microlens array characterization, and applications of superhydrophobic surfaces in drag reduction and thermal management. Dr. Kolodner has written or co-authored approximately 80 published papers and has 27 issued or pending patents. JOHN MULLINS is a support engineer in the Alcatel- Lucent Bell Labs Thermal Management Group in Blanchardstown, Ireland. He holds a B.Mech.Eng. from the National University of Ireland, Galway. Mr. Mullins’s current projects include computer-aided design and computer-aided manufacturing (CAD/CAM) support for 3D heat sinks, wind tunnel testing, and microwave antenna design. LIAM McGARRY is a support engineer in the Alcatel- Lucent Bell Labs Thermal Management Group in Blanchardstown, Ireland. He holds a B.Eng. in electronic and electrical engineering from the Dublin Institute of Technology (DIT), and began his career with a succession of appointments within Lucent Technologies before joining its Bell Labs Research group. Mr. McGarry’s current projects include central office cooling at cabinet level, wind tunnel design and testing, and flow visualization using water tunnels. ◆ DOI: 10.1002/bltj Bell Labs Technical Journal 19