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MECHANICAL ENGINEERING IN
 THE MEDIEVAL NEAR EAST
Birth of Mechanical Engineering in the
                East
.
Technology


Utilitarian   Fine
Utilitarian Technology
Utilitarian Technology
Utility technology was brought about as an
answer to the basic necessities of man
    • supplying irrigation at fields
    • processing crops into food
    • fulling of cloth
    • crushing of metallic ores
    • paper making
    • pulping of sugarcane
Water Raising/Lifting Methods
       and Machines
Shaduf




         Water Rising/Lifting Methods and Machines
Screw/Water Snail
Screw                         Water Snail




            Water Rising/Lifting Methods and
                       Machines
Higher Lift - Noria




                      Water Rising/Lifting Methods and Machines
Most widespread: Saqiya




                 Water Rising/Lifting Methods and Machines
Spiral Scoop Wheel




                 Water Rising/Lifting Methods and Machines
Twin Cylinder: Water Driven Pump




                 Water Rising/Lifting Methods and Machines
Water Wheel
Horizontal Wheel
Vertical Wheel
Undershot        Overshot
Wind Mills
Fine Technology
Fine Technology
Fine Technology were derived from the use of
delicate mechanisms and controls.
    • astronomical observations
    • observation and computation.
    • amusement and aesthetic pleasure to
      the members of courtly circles.
Arabic Treatises about Fine
        Technology
The Book of Ingenious Devices by Banu
                Musa
The Book of Ingenious
Mechanical Devices
by Al- Jhazari
Automata
Water Clocks and Flow Regulators
Closed-Loop System
Candle Clocks
Fountain
Musical Automata
Concepts introduced by Al Jhazari
• the lamination of timber to minimize warping
• the static balancing of wheels
• the use of wooden templates (a kind of
  pattern)
Concepts introduced by Al Jhazari
• use of paper models to establish designs
  the calibration of orifices
• ginding of the seats and plugs of valves
  together with emery powder to obtain a
  watertight fit
• casting of metals in closed mold boxes with
  sand.
Mechanical Engineering of the
     East to the West
It seems probable that some elements of the
rich vein of Islamic mechanical engineering
were transmitted to Europe.
The most likely
location for the
transfer of
information was
Iberia during the long
years in which
Christians and
Muslims coexisted.

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Mechanical engineering in the medieval near east

Editor's Notes

  1. According to the Western people, all of their developments can be attributed only to internal factors. It seems that they have forgotten the contributions done by the east.
  2. The types of technology in the East can be divided into two broad parts, the Utility Technology and the Fine Technology.
  3. Based on the name itself, Utility technology was brought about as an answer to the basic necessities of man. This involved the technology for supplying irrigation at fields, processing crops into food, fulling of cloth, crushing of metallic ores, paper making and pulping of sugarcane.
  4. Water raising was the primary concern of the people. They needed to get large amount of water which on the ground for their daily needs and good production.
  5. The most ancient machine used was the shaduf, a counterweighted lever from which a bucket is suspended into a well or stream. It appears in illustrations from as early as 2500 B.C.
  6. Another traditional water-raising machines is the screw, or water snail, It consists of a helical wooden blade rotating within a barrel like wooden cylinder, a design that could not push water up inclines greater than about 30 degrees, although 20 degrees was more common.
  7. Higher lift was achieved by the noria, a large wheel driven by the velocity of the current. On the outer rim a series of compartments are fitted in between a series of paddles that dip into the water and provide the propulsive power. The water is scooped up by the compartments, or pots, and is discharged into a head tank or an aqueduct at the top of the wheel. Noria is self-acting, and its operation thus requires the presence of neither man nor beast. It is, however, expensive to build and maintain.
  8. The saqiya is the most widespread and useful of all the water-rising machines that medieval Islam inherited and improved. It is a chain of pots driven by one or two animals by means of a pair of gears. The animals push a drawbar through a circle, turning an axle whose pinion meshes with a vertical gear. The gear carries a bearing for the chain of pots, or pot garland--two ropes between which earthenware pots are suspended. It was used for small amounts of water from comparatively deep wells. In order to raise large quantities of water relatively small distances.
  9. a spiral scoop wheel, which raises water to the ground level with a high degree of efficiency.
  10. The invention containing the most features of relevance for the development of mechanical design, however, was intended as a practical machine for high-lift duties: a twin-cylinder, water-driven pump. A stream turned a paddle wheel connected to a gear wheel meshing with a horizontal gear wheel, which was installed above a sump that drained into the stream. The horizontal wheel contained a slot into which a vertical pin fitted near the perimeter of the wheel. The turning wheel moved two connecting rods back and forth, thus driving opposing pistons made of copper disks spaced about six centimeters apart, the gap being packed with hemp. The pistons entered copper cylinders, each one having a suction and delivery pipe. One piston began its suction stroke while the other began its delivery stroke. This machine is remarkable for three reasons: it incorporates an effective means of converting rotary into reciprocating motion, it makes use of the double-acting principle and it is the first pump known to have had true suction pipes.
  11. Waterwheels were created in order to produce water power. The waterwheels made during those times can either be a horizontal or a vertical wheel.
  12. A horizontal wheel: has vanes protruding from a wooden rotor, onto which a jet of water is directed.
  13. The vertical wheel can either be an undershot or overshot. The former is a paddle wheel that turns under the impulse of the current. The overshot wheel receives water from above, often from specially constructed channels; it thus adds the impetus of gravity to that of the current. Several methods were also used to solve problems concerning undershot wheels.
  14. In places where water was scarce the use of wind mills were used as substitutes. The mills were supported on substructures built for the purpose or on the towers of castles or the tops of hills. They consisted of an upper chamber for the millstones and a lower one for the rotor.
  15. Fine Technology on the other hand were derive from the use of delicate mechanisms and controls.
  16. The first one was written by the Banu Musa, three brothers who were patrons of scholars and translators as well as eminent scientists and engineers in their own right. They wrote The Book of Ingenious Devices. It contains descriptions, each with an illustration, of 100 devices, some 80 of which are trick vessels of various kinds.
  17. There are also fountains that change shape at intervals, a "hurricane" lamp, self-trimming and self-feeding lamps, a gas mask for use in polluted wells and a grab for recovering objects from the beds of streams. This last is of exactly the same construction as a modern clamshell grab. The trick vessels have a variety of different effects. For example, a single outlet pipe in a vessel might pour out first wine, then water and finally a mixture of the two. Although it cannot be claimed that the results are important, the means by which they were obtained are of great significance for the history of engineering. The Banu Musa were masters in the exploitation of small variations in aerostatic and hydrostalic pressures and in using conical valves as "in-line" components in flow systems, the first known use of conical valves as automatic controllers.
  18. The second major treatise to have come down to modern times was written by al-JazariThe Book of Knowledge of Ingenious Mechanical Devices, which was completed in DiyarBakr in Upper Mesopotamia in 1206. Several of al-Jazari's machines have been reconstructed by modern craftsmen working from his specifications, which provided far more detail than was customary in the days before patent law was invented. Such openness has rarely been encountered until recent times.
  19. Al-Jazari's clocks all employed automata to mark the passage of the hours. Clearly, some means of maintaining a constant outflow from the reservoir was needed and was indeed achieved in a most remarkable way. A pipe made of cast bronze led out from the bottom of the reservoir. It was provided with a tap, and its end was bent down at right angles and formed into the seat of a conical valve. Directly below this outlet sat a small cylindrical vessel in which there bobbed a float with the valve plug on its upper surface. This clock did not record equal hours of 60 minutes each, but temporal hours, that is to say, the hours of daylight or darkness were divided by 12 to give hours that varied with the seasons.
  20. This measurement required another piece of equipment: the pipe from the float chamber leading into a flow regulator, a device that allowed the orifice to be turned through a complete circle and thus to vary the static head below the surface of the water in the reservoir. Previous flow regulators had all been inaccurate, but al-Jazari describes how he calibrated the instrument accurately by painstaking trial-and-error methods.
  21. Another type of clock, which may have been al-Jazari's own invention, incorporates a closed-loop system: the clock worked as long as it was kept loaded with metal balls with which to strike a gong.
  22. Al-Jazari also describes candle clocks. Each design specified a large candle of uniform cross section and known weight (they even laid down the weight of the wick). The candle was installed inside a metal sheath, to which a cap was fitted. The cap was made absolutely flat by turning it on a lathe; it had a hole in its center, around which, on the upper side, was an indentation.The candle, whose rate of burning was known.
  23. Other chapters of al-Jazari's work describe fountains and musical automata, which are of interest mainly because in them the flow of water alternated from one large tank to another at hourly or half-hourly intervals. Several ingenious devices for hydraulic switching were used to achieve this operation. Mechanical controls are also described in chapters dealing with a potpourri of devices, including a large metal door, a combination lock and a lock with four bolts.
  24. We see for the first time in al-Jazari's work several concepts important for both design and construction: the lamination of timber to minimize warping, the static balancing of wheels, the use of wooden templates (a kind of pattern), the use of paper models to establish designs, the calibration of orifices, the ginding of the seats and plugs of valves together with emery powder to obtain a watertight fit, and the casting of metals in closed mold boxes with sand.
  25. Indeed, there may be instances of ideas being inherited directly from the Greco-Roman tradition into medieval Europe. Nor can we rule out cases of reinvention. When allowances have been made, however, it seems probable that some elements of the rich vein of Islamic mechanical engineering were transmitted to Europe.
  26. Any such technological borrowing would probably have been mediated by contacts between craftsmen, the inspection of existing machines working or in disrepair and by the reports of travelers. The most likely location for the transfer of information was Iberia during the long years in which Christians and Muslims coexisted.