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Deciding on the Sampling Strategy  决定抽样策略 Shanghai International Program for Development Evaluation Training Asia-Pacific Finance and Development Center 200 Panlong Road-Shanghai, October 14, 2008 Ray C. Rist
[object Object],[object Object],[object Object],[object Object],[object Object],Dadang Solihin Indonesia Delegation Shanghai International Program for Development Evaluation Training
Introduction     引言 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Introduction to Sampling 抽样简介
Sampling  抽样 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Sampling Concepts 抽样的概念
Concepts 概念 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
More Sampling Concepts 更多的抽样概念 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Random Sample 随机样本 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Types of Samples: Random and Non-Random   样本的类型:随机样本和   非随机样本
Types of Random Samples 随机样本的类型 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Simple Random Sample 简单随机样本 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Random Interval Sample 随机间隔样本 ,[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Stratified Random Sample 分层随机样本 ,[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Stratified Random Sample 分层随机样本 Total Population www.dadangsolihin.com 总体 sub-popula-tion 子总体   Sub-population 子总体   sub-population 子总体   simple random sample 简单随机样本 simple random sample   简单随机样本 simple random sample   简单随机样本
Random Cluster Sample 随机整群抽样 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Random Cluster Sample (Cont.) ,[object Object],[object Object],[object Object],www.dadangsolihin.com
Random Cluster Sample (Cont.) ,[object Object],[object Object],www.dadangsolihin.com
Multi-stage Random Sample 多阶段随机抽样 ,[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Combination Random Samples 合并随机样本 ,[object Object],[object Object],www.dadangsolihin.com
Drawback of Random  Cluster and Multi-stage Random Sampling   随机整群抽样以及多阶段随机抽样的缺陷 ,[object Object],[object Object],www.dadangsolihin.com
Summary of Random Sampling Process 随机抽样过程概述 Step Process 步骤 过程 1 Obtain a complete listing of the entire population 取得总体的完整列表 2 Assign each case a number 对总体内的所有个体进行编号 3 Randomly select the sample using a random numbers table 使用随机数表随机地抽取样本 4 When no numbered listing exists or is not practical to create: 当不存在一个经过编号的列表或在操作上很难形成这样一个列表,则: •   take a random start  随机地开始 •   select every n th  case  每隔 n 个个体选取一个作为样本
Non-Random Samples 非随机样本 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Types of Non-random Samples 非随机样本的种类 www.dadangsolihin.com whoever is easiest to contact or whatever is easiest to observe  最容易联系到的任何人,或最容易观察到的任何事 convenience 方便 set criteria to achieve a specific mix of participants 设定标准,来达到一个特定组合的参与者群体 purposeful (judgment) 目的明确 ask people who else you should interview 询问人们你还应该采访谁 Snowball 滚雪球效应
Forms of Purposeful Samples 有目的的样本的种类 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Bias and Non-random Sampling   偏差与非随机抽样 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Combinations: Random and  Non-Random   合并:随机样本和非随机样 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Possibility of Error 误差的概率 ,[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
How confident do you wish to be? 你希望要多大的置信度 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Confidence Standard 标准的置信水平 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Confidence Interval 置信区间  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Sample Size 样本容量 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Sample Sizes for Large Populations 较大总体的样本容量 271 752 1,691 6,765 90% 384 1,067 2,401 9,604 95% 666 1,848 4,144 16,576 99% 5% 3% 2% 1% Confidence Level 置信区间 Precision 精确度
Summary of Sampling Size 样本容量小结 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Where to Find a Sampling Statistician 到哪去找抽样统计师? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.dadangsolihin.com
Thank you! 谢谢!
[object Object],[object Object],[object Object],Dadang Solihin currently  is Director for  Regional D evelopment Performance Evaluation at  Indonesian National Development Planning Agency  (Bappenas). He  holds MA degree in Economics from University of Colorado, USA. His previous post is  Director for System and Reporting of Development Performance Evaluation at  Bappenas.  Dadang Solihin’s Profile www.dadangsolihin.com

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Deciding on the Sampling Strategy 决定抽样策略

  • 1. Deciding on the Sampling Strategy 决定抽样策略 Shanghai International Program for Development Evaluation Training Asia-Pacific Finance and Development Center 200 Panlong Road-Shanghai, October 14, 2008 Ray C. Rist
  • 2.
  • 3.
  • 5.
  • 7.
  • 8.
  • 9.
  • 10. Types of Samples: Random and Non-Random 样本的类型:随机样本和 非随机样本
  • 11.
  • 12.
  • 13.
  • 14.
  • 15. Stratified Random Sample 分层随机样本 Total Population www.dadangsolihin.com 总体 sub-popula-tion 子总体 Sub-population 子总体 sub-population 子总体 simple random sample 简单随机样本 simple random sample 简单随机样本 simple random sample 简单随机样本
  • 16.
  • 17.
  • 18.
  • 19.
  • 20.
  • 21.
  • 22. Summary of Random Sampling Process 随机抽样过程概述 Step Process 步骤 过程 1 Obtain a complete listing of the entire population 取得总体的完整列表 2 Assign each case a number 对总体内的所有个体进行编号 3 Randomly select the sample using a random numbers table 使用随机数表随机地抽取样本 4 When no numbered listing exists or is not practical to create: 当不存在一个经过编号的列表或在操作上很难形成这样一个列表,则: • take a random start 随机地开始 • select every n th case 每隔 n 个个体选取一个作为样本
  • 23.
  • 24. Types of Non-random Samples 非随机样本的种类 www.dadangsolihin.com whoever is easiest to contact or whatever is easiest to observe 最容易联系到的任何人,或最容易观察到的任何事 convenience 方便 set criteria to achieve a specific mix of participants 设定标准,来达到一个特定组合的参与者群体 purposeful (judgment) 目的明确 ask people who else you should interview 询问人们你还应该采访谁 Snowball 滚雪球效应
  • 25.
  • 26.
  • 27.
  • 28.
  • 29.
  • 30.
  • 31.
  • 32.
  • 33. Sample Sizes for Large Populations 较大总体的样本容量 271 752 1,691 6,765 90% 384 1,067 2,401 9,604 95% 666 1,848 4,144 16,576 99% 5% 3% 2% 1% Confidence Level 置信区间 Precision 精确度
  • 34.
  • 35.
  • 37.