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A stepwise approach to reference
levels
Louis Verchot, Arild Angelsen, Martin Herold, Arief Wijaya
A stepwise approach to FREL/FRLs
Criteria for comparing country circumstances
and strategies
Deforestation/degradation drivers for each continent
AMERICA
-2%

-4%

AFRICA

ASIA

-2%

-1%

-7%

-11%

Deforestation

-10%
-39%

-13%

-41%

-7%

-36%
-57%
-37%

-35%

4%
4%

8%

17%

Degradation

6%

26%

7%

20%

9%

67%

70%
62%

Deforestation driver

Forest degradation
driver

THINKING beyond the canopy
RLs using regression models
– Simple, easy to understand and test new variables

– But, data demanding
– Predicting deforestation in a period: Pt – Pt+1, based on
deforestation in the previous period Pt-1 – Pt and a set of
other factors (observed at time t).

– Using structure (coefficients) from the estimated
regression equation to predict deforestation in period Pt+1 –
Pt+2, based on observed values at time t+1
2000

2004 2005

Historical deforestation

2009

2010

Estimated/Predicted deforestation

Regression model

Predictive model, based on
structure from regression model

5
Step 1 case for 4 countries using FAO FRA data
Indonesia

3,500

Forest C stock (Mt)

Forest C stock (Mt)

Cameroon
3,000
2,500
2,000
1,500
1,000
500
0

18,000
16,000
14,000
12,000
10,000
8,000
6,000
4,000
2,000
0

1985 1990 1995 2000 2005 2010 2015 2020 2025

1985 1990 1995 2000 2005 2010 2015 2020 2025

Year

Year

Forest C stock (Mt)

Forest C stock (Mt)

Brazil

Vietnam

1,500
1,200
900
600
300

70,000
60,000
50,000
40,000

30,000
20,000
10,000
0

0
1985

80,000

1990

1995

2000

2005
Year

2010

2015

2020

2025

1985 1990 1995 2000 2005 2010 2015 2020 2025
Year
Step 2:
Brazil
Predict
deforestation
rates for legal
Amazon
2005- 2009

Category

Deforestation rate (2000-2004)
Trend variable
Deforestation dummy
Forest stock
Forest stock squared
Log per capita GDP
Agric GDP (%GDP)
Population density
Road denisty
R2
N

Regression coefficient

0.395
-0.136
-0.373
2.18
-1.8
-0.034
0.28
0.081
0.039

-0.145
-0.773
4.756
-3.826
-0.13
0.28
-0.81
0.076

0.831
3595

0.789
3595
Step 2:
Vietnam
Predict
deforestation
rates
2005- 2009

Category

Deforestation rate (2000-2004)
Trend variable
Deforestation dummy
Forest stock
Forest stock squared
Population density
Road denisty
R2
N

Regression coefficient

1.464
-0.006
-0.011
0.067
-0.189
-1.177
0.004

0.003
-0.031
0.260
-0.463
1.036
-0.001

0.515
301

0.052
301
Preliminary conclusions


Historical def. is key to predict future deforestation
– Coefficients below one
misleading



simple extrapolation can be

Some evidence of forest transition (FT) hypothesis
– Robustness of FT depends on the measure of forest stock
FT supported when forest stock is measured relative to total
land area, otherwise mixed results emerge





Other national circumstances have contradictory
effects
Contradictory relationships may be linked to data
quality and interrelations of econ. & institutions
differ
THINKING beyond the canopy
In-depth case study: Indonesia
definitions matter


FAO forest definition – minimum 10% crown
cover, minimum 0.5 ha and minimum height 5 m



Indonesia national forest definition – vegetation
cover dominated by intertwined tree crowns with
canopy cover of more than 60%



Indonesia – vegetation cover dominated by
trees, with canopy cover between 25 and 60% is
defined as bush



Natural forest definition – no plantations
THINKING beyond the canopy
Forest definitions affect estimates of deforestation

THINKING beyond the canopy
THINKING beyond the canopy
Assessment of national REL/RL for Indonesia
Cumulative Emission from
LUCF 2000 -2009
(in Gg CO2e)*

Source

Methods

3,140,033

FRA country report
(EF = 138 ton C/ha)

7,443,064

IPCC Guidelines 2006

3,468,150

Carbon Book keeping model
(RS + Field)

MOF (official)

1,760,000

Approach 1 + NFI
(Tier 1 or 2)

MOF + Saatchi (CIFOR)

1,811,396

Approach 1 + Global EF
(Tier 1 or 2)

FAOStat
MoE - Second National
Communication to UNFCCC
Winrock International
(Harris, 2012)

* does not include

peat emissions and peat fire
Comparison of national deforestation estimates
Validation of deforestation maps of Indonesia

Source: Wijaya, et.al, (In prep)
Validation of deforestation maps
1000

Annual Deforestation (x 1000 ha)

900
800
700
600
500
400
300

200
100
0

Indonesia MOFOR

Indonesia Hansen

Indonesia JRC

Indonesia Mean
Previous deforestation rates are good
predictors of future rates
Using deforestation rates in 2003 to 2006 to predict deforestation in 2006 to 2009

National

Bali

Java

Kalimantan

Maluku
& Papua

Log his
def.

0.942

0.781

1.270

1.059

1.187

0.563

1.032

R2

0.574

0.517

0.187

0.869

0.848

0.589

0.524

372

32

114

43

25

47

111

Num. of
obs

Sulawesi Sumatera
Including socioeconomic factors
improves the regressions
National
0.289
10.121

Bali
0.507
-2.019

Java
0.532
27.345

Kalimantan
0.277
23.192

Maluku &
Papua
0.662
1.166

-8.829

2.342

-43.279

-19.797

6.328

-8.653

-19.510

1.432

0.456

-0.255

-0.038

0.381

-1.136

1.688

0.033

0.015

-0.027

0.032

0.002

0.004

0.069

Log Pop. den.

-0.357

0.291

0.145

0.089

-0.738

-0.404

-0.853

Road density

-2.816

-4.355

0.000

0.494

5.134

6.912

1.089

R-square
Num. of obs

0.777
371

0.665
32

0.549
114

0.980
43

0.965
25

0.707
47

0.858
110

Log his def.
Forest stock
Forest stock sq
Log District
GDP per
capita
Agric. GDP

Sulawesi
0.299
14.658

Sumatera
0.116
18.523
Observations so far…


Forest definition matters

 Selection of minimum mapping unit is important to
determine the smallest units of deforested areas



Different satellite image classification methods
may result in different estimate



There are several useful approaches to
integrating drivers of deforestation and forest
degradation into assessments of RELs
Thank you

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A stepwise approach to reference levels

  • 1. A stepwise approach to reference levels Louis Verchot, Arild Angelsen, Martin Herold, Arief Wijaya
  • 2. A stepwise approach to FREL/FRLs
  • 3. Criteria for comparing country circumstances and strategies
  • 4. Deforestation/degradation drivers for each continent AMERICA -2% -4% AFRICA ASIA -2% -1% -7% -11% Deforestation -10% -39% -13% -41% -7% -36% -57% -37% -35% 4% 4% 8% 17% Degradation 6% 26% 7% 20% 9% 67% 70% 62% Deforestation driver Forest degradation driver THINKING beyond the canopy
  • 5. RLs using regression models – Simple, easy to understand and test new variables – But, data demanding – Predicting deforestation in a period: Pt – Pt+1, based on deforestation in the previous period Pt-1 – Pt and a set of other factors (observed at time t). – Using structure (coefficients) from the estimated regression equation to predict deforestation in period Pt+1 – Pt+2, based on observed values at time t+1 2000 2004 2005 Historical deforestation 2009 2010 Estimated/Predicted deforestation Regression model Predictive model, based on structure from regression model 5
  • 6. Step 1 case for 4 countries using FAO FRA data Indonesia 3,500 Forest C stock (Mt) Forest C stock (Mt) Cameroon 3,000 2,500 2,000 1,500 1,000 500 0 18,000 16,000 14,000 12,000 10,000 8,000 6,000 4,000 2,000 0 1985 1990 1995 2000 2005 2010 2015 2020 2025 1985 1990 1995 2000 2005 2010 2015 2020 2025 Year Year Forest C stock (Mt) Forest C stock (Mt) Brazil Vietnam 1,500 1,200 900 600 300 70,000 60,000 50,000 40,000 30,000 20,000 10,000 0 0 1985 80,000 1990 1995 2000 2005 Year 2010 2015 2020 2025 1985 1990 1995 2000 2005 2010 2015 2020 2025 Year
  • 7. Step 2: Brazil Predict deforestation rates for legal Amazon 2005- 2009 Category Deforestation rate (2000-2004) Trend variable Deforestation dummy Forest stock Forest stock squared Log per capita GDP Agric GDP (%GDP) Population density Road denisty R2 N Regression coefficient 0.395 -0.136 -0.373 2.18 -1.8 -0.034 0.28 0.081 0.039 -0.145 -0.773 4.756 -3.826 -0.13 0.28 -0.81 0.076 0.831 3595 0.789 3595
  • 8. Step 2: Vietnam Predict deforestation rates 2005- 2009 Category Deforestation rate (2000-2004) Trend variable Deforestation dummy Forest stock Forest stock squared Population density Road denisty R2 N Regression coefficient 1.464 -0.006 -0.011 0.067 -0.189 -1.177 0.004 0.003 -0.031 0.260 -0.463 1.036 -0.001 0.515 301 0.052 301
  • 9. Preliminary conclusions  Historical def. is key to predict future deforestation – Coefficients below one misleading  simple extrapolation can be Some evidence of forest transition (FT) hypothesis – Robustness of FT depends on the measure of forest stock FT supported when forest stock is measured relative to total land area, otherwise mixed results emerge   Other national circumstances have contradictory effects Contradictory relationships may be linked to data quality and interrelations of econ. & institutions differ THINKING beyond the canopy
  • 10. In-depth case study: Indonesia definitions matter  FAO forest definition – minimum 10% crown cover, minimum 0.5 ha and minimum height 5 m  Indonesia national forest definition – vegetation cover dominated by intertwined tree crowns with canopy cover of more than 60%  Indonesia – vegetation cover dominated by trees, with canopy cover between 25 and 60% is defined as bush  Natural forest definition – no plantations THINKING beyond the canopy
  • 11. Forest definitions affect estimates of deforestation THINKING beyond the canopy
  • 13. Assessment of national REL/RL for Indonesia Cumulative Emission from LUCF 2000 -2009 (in Gg CO2e)* Source Methods 3,140,033 FRA country report (EF = 138 ton C/ha) 7,443,064 IPCC Guidelines 2006 3,468,150 Carbon Book keeping model (RS + Field) MOF (official) 1,760,000 Approach 1 + NFI (Tier 1 or 2) MOF + Saatchi (CIFOR) 1,811,396 Approach 1 + Global EF (Tier 1 or 2) FAOStat MoE - Second National Communication to UNFCCC Winrock International (Harris, 2012) * does not include peat emissions and peat fire
  • 14. Comparison of national deforestation estimates
  • 15. Validation of deforestation maps of Indonesia Source: Wijaya, et.al, (In prep)
  • 16. Validation of deforestation maps 1000 Annual Deforestation (x 1000 ha) 900 800 700 600 500 400 300 200 100 0 Indonesia MOFOR Indonesia Hansen Indonesia JRC Indonesia Mean
  • 17. Previous deforestation rates are good predictors of future rates Using deforestation rates in 2003 to 2006 to predict deforestation in 2006 to 2009 National Bali Java Kalimantan Maluku & Papua Log his def. 0.942 0.781 1.270 1.059 1.187 0.563 1.032 R2 0.574 0.517 0.187 0.869 0.848 0.589 0.524 372 32 114 43 25 47 111 Num. of obs Sulawesi Sumatera
  • 18. Including socioeconomic factors improves the regressions National 0.289 10.121 Bali 0.507 -2.019 Java 0.532 27.345 Kalimantan 0.277 23.192 Maluku & Papua 0.662 1.166 -8.829 2.342 -43.279 -19.797 6.328 -8.653 -19.510 1.432 0.456 -0.255 -0.038 0.381 -1.136 1.688 0.033 0.015 -0.027 0.032 0.002 0.004 0.069 Log Pop. den. -0.357 0.291 0.145 0.089 -0.738 -0.404 -0.853 Road density -2.816 -4.355 0.000 0.494 5.134 6.912 1.089 R-square Num. of obs 0.777 371 0.665 32 0.549 114 0.980 43 0.965 25 0.707 47 0.858 110 Log his def. Forest stock Forest stock sq Log District GDP per capita Agric. GDP Sulawesi 0.299 14.658 Sumatera 0.116 18.523
  • 19.
  • 20. Observations so far…  Forest definition matters  Selection of minimum mapping unit is important to determine the smallest units of deforested areas  Different satellite image classification methods may result in different estimate  There are several useful approaches to integrating drivers of deforestation and forest degradation into assessments of RELs