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NIH SBIR/STTR Grant Review:
  A reviewer’s perspective.

      Dale Christensen, Ph.D.
          President & CSO
Core Criteria for Review

   The core criteria:
     – Significance
     – Innovation
     – Investigators
     – Approach
     – Environment
How are grants scored???
Significance
The evaluation of significance assumes that the “aims of the
project are achieved” and/or will be “successfully completed.”
   – Reviewers evaluate the significance of the project within the context
     of a field. For example, autism is a significant field of study but not all
     studies of autism are significant.
   – Research field may vary widely, so it would be helpful if reviewers
     identify in their reviews the research field within which the project
     addresses an important problem or critical barrier to progress.
   – The research field may be focused on a specific basic research area
     (enzymology) or a specific disease (e.g., autism), or may be more
     broadly defined to cut across many health issues (e.g., language
     training, psychology).
Approach: The Key Criteria
• Is there a clear hypothesis being tested?
• Will the proposed experiments give meaningful
  results?
  – Are appropriate controls included?
  – Are the sample numbers sufficient to allow for
    statistical significance?
• Do the proposed experiments advance the
  development of a product?
• Are the experiments likely to be completed in
  the proposed timeline of the grant?
Overall Impact Score
Guidance: Reviewers will provide an overall impact
score to reflect their assessment of the likelihood for
the project to exert a sustained, powerful influence on
the research field(s) involved, in consideration of the
following five core review criteria, and additional
review criteria (as applicable for the project proposed).


  Will most often parallel the Approach Score

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NIH SBIT/STTR Grant Review (Grants Workshop), presented by Dale Christensen

  • 1. NIH SBIR/STTR Grant Review: A reviewer’s perspective. Dale Christensen, Ph.D. President & CSO
  • 2. Core Criteria for Review The core criteria: – Significance – Innovation – Investigators – Approach – Environment
  • 3. How are grants scored???
  • 4. Significance The evaluation of significance assumes that the “aims of the project are achieved” and/or will be “successfully completed.” – Reviewers evaluate the significance of the project within the context of a field. For example, autism is a significant field of study but not all studies of autism are significant. – Research field may vary widely, so it would be helpful if reviewers identify in their reviews the research field within which the project addresses an important problem or critical barrier to progress. – The research field may be focused on a specific basic research area (enzymology) or a specific disease (e.g., autism), or may be more broadly defined to cut across many health issues (e.g., language training, psychology).
  • 5. Approach: The Key Criteria • Is there a clear hypothesis being tested? • Will the proposed experiments give meaningful results? – Are appropriate controls included? – Are the sample numbers sufficient to allow for statistical significance? • Do the proposed experiments advance the development of a product? • Are the experiments likely to be completed in the proposed timeline of the grant?
  • 6. Overall Impact Score Guidance: Reviewers will provide an overall impact score to reflect their assessment of the likelihood for the project to exert a sustained, powerful influence on the research field(s) involved, in consideration of the following five core review criteria, and additional review criteria (as applicable for the project proposed). Will most often parallel the Approach Score