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The 5 Capabilities


                              The 5 capabilities:
Capacity building is an integral part of development and something each
development partner in the C4C consortium has experience with. It is also a process
that is continuous, non-linear and influenced by the organisation that it takes place in
and the world surrounding it. ECDPM (the European Centre for Development Policy
Management) has developed 5 core capabilities that, in interaction with each other,
lead to organisational capacity.

The C4C consortium uses these same capabilities as an underlying framework for
capacity building in our Social Innovation Process. The capabilities are used to help
analyse what capabilities we can build on and which capabilities are present for
effectively formulating and implementing ICT4D projects.

It is important to note that capacity development (and the capability approach as
such) is useful and is to be used at the level of the partner organisations, as well as
at Connect4Change level and at the level of schools, farmer organisations and health
institutions involved in our programmes.




                                          Capability to
                                           adapt and
                                           self-renew



     Capability to relate and to
                                                     Capability to carry out
         attract resources
                                                   technical, service delivery
            and support
                                                      and logistical tasks

                                   Capacity



                   Capability to commit
                       and engage               Capability to
                                              balance diversity
                                               and coherence
The capability to adapt and self-renew:



                                     Capability to
                                      adapt and
                                      self-renew



Capability to relate and to
                                                Capability to carry out
    attract resources
                                              technical, service delivery
       and support
                                                 and logistical tasks

                              Capacity



              Capability to commit
                  and engage               Capability to
                                         balance diversity
                                          and coherence




             An example from ……….
    on the capability to adapt and self-renew:
The capability to adapt and self-renew:

                Can you adjust when things change?
The capability to adapt and self renew is not only a key requisite for organisational
survival, it is also central to its ability to continue to be relevant, effective and
efficient within a changing environment and towards changing needs.

This capability is about the flexibility to adapt to changing circumstances. Combining
short term responsiveness with the ability to focus over the long-term on the
development of more complex capabilities such as slow, incremental, collective
learning is a difficult capacity challenge. Less effective organisations fail at one or
both of these tasks, or find it difficult to sustain both processes over a long period in
a context of shifting political trends and bureaucratic dynamics.

The capabilities associated with adaptation and change include:
• to improve individual and organisational learning;
• to foster internal dialogue;
• to reposition and reconfigure the organisation;
• to incorporate new ideas; and
• to map out a growth path.
The 5 Capabilities


                                           Capability to
                                            adapt and
                                            self-renew



      Capability to relate and to
                                                      Capability to carry out
          attract resources
                                                    technical, service delivery
             and support
                                                       and logistical tasks

                                    Capacity



                    Capability to commit
                        and engage               Capability to
                                               balance diversity
                                                and coherence




             An example from ……….
  on the capability to carry out technical, service
           delivery and logistical tasks:
The capability to carry out technical, service
           delivery and logistical tasks:

                    Do you show what you can do?
The capability to carry out technical service delivery and logistical tasks describes the
knowledge, expertise and experience required to carry out actions and achieve the
results aimed for. This includes technical and logistical skills, but also managerial
capacity such as programme analysis, financial management, project management,
and advocacy.

This core capability underlies the most common way of thinking about capacity
issues. The emphasis is on functional, instrumental ways of meeting a set of
objectives and fulfilling a mandate. The core capability to perform, deliver services or
achieve results is an obvious and crucial element of the capacity puzzle.

This includes the following capabilities:
• to deliver services;
• for strategic planning and management ;
• for financial management
The 5 Capabilities


                                              Capability to
                                               adapt and
                                               self-renew



         Capability to relate and to
                                                         Capability to carry out
             attract resources
                                                       technical, service delivery
                and support
                                                          and logistical tasks

                                       Capacity



                       Capability to commit
                           and engage               Capability to
                                                  balance diversity
                                                   and coherence




              An example from ……….
on the capability to balance diversity and coherence:
The capability to balance diversity and
                       coherence:

                  Is the system stable as a whole?
By ensuring availability of a broad variety of skills, perspectives and visions amongst
its members and divisions an organisation develops resilience and the flexibility to
react adequately to different situations. It is a prerequisite for continuous renewal
and innovation (see also the capability to self-renew!). However, diversity needs to
be balanced against coherence in order to avoid the risk of fragmentation and
disintegration.

Organisations also struggle to balance their different capabilities. If they pay too
much attention to the technical and the substantive, they begin to lose a sense of
themselves as human community. Too much attention to the ‘soft’ capabilities, and
they begin to lose the ability to deliver technical value and services. Thus all the
actors try to balance different aspects of their capacity and arrive at some sort of
coherence.

The core capability to balance diversity and coherence includes the following
capabilities:
• to communicate;
• to build connections;
• to manage diversity; and
• to manage paradox and tension.
The 5 Capabilities


                                       Capability to
                                        adapt and
                                        self-renew



  Capability to relate and to
                                                  Capability to carry out
      attract resources
                                                technical, service delivery
         and support
                                                   and logistical tasks

                                Capacity



                Capability to commit
                    and engage               Capability to
                                           balance diversity
                                            and coherence




        An example from ……….
on the capability to commit and engage:
The capability to commit and engage:

   Do you (all) know where you go and do you have the
                    drive to get there?
The capability to commit and engage describes the awareness of the organisation or
system of its place in the World and its capability to organise itself and to motivate
and engage its staff and members to work energetically towards common goals. The
organisation and its members are aware of its legitimacy, keep a clear focus and
have confidence to address challenges. They do it in time, over time and frequently,
despite the opposition or resistance or noncooperation of others.

This is a condition that goes beyond conventional notions of ownership. It has a lot to
do with attitude and self-perception. It is connected to deeper patterns of behaviours
that are partly structural, partly psychological, and usually deeply embedded. The
condition of ‘stuckness’ is the most obvious sign of the lack of this capability. Many
organisations get stuck in a ‘low commitment, low capacity, low performance’
equilibrium that is a classic trap of weakened systems. This capability is least
understood by external actors. Funders can relate to organisations that are
technically or organisationally ‘unable’ to do certain things, and are usually puzzled
and frustrated by actors that appear ‘unwilling’ to commit given the pressing needs
to be addressed.

ECDPM regards this core capability as the one that energises all the others. Actors
that developed it could overcome enormous constraints. When it was absent or
weakened, they produced little of value.

This core capability depends on a series of what we call skills or abilities, including:
• the ability to encourage mindfulness;
• the ability and willingness to persevere;
• the ability to aspire;
• the ability to embed conviction;
• the ability to take ownership; and
• the ability to be determined.
The 5 Capabilities


                                             Capability to
                                              adapt and
                                              self-renew



        Capability to relate and to
                                                        Capability to carry out
            attract resources
                                                      technical, service delivery
               and support
                                                         and logistical tasks

                                      Capacity



                      Capability to commit
                          and engage               Capability to
                                                 balance diversity
                                                  and coherence




             An example from ……….
on the capability to relate and to attract resources
                    and support:
The capability to relate and to attract resources
                   and support:
     When needed, are you able to mobilise assistance?


An organisation or system does not stand on its own and needs to be able to initiate
and maintain relationships with other organisations and individuals and need to be
able to attract support and resources for its continued existence. Through building of
coalitions and alliances one’s legitimacy and position can be consolidated and
effectiveness can be enhanced. This capability further relates to the ability of an
organisation to attract resources and finally describes its ability to influence its
environment through negotiation and advocacy. The capability deals with being able
to craft, manage and sustain key relationships.

It also has political aspects, as organisations frequently have to compete for power,
space, support and resources with a variety of other actors. If systems become
obsessed with their own survival and vested interests, they lose the capability to
innovate and experiment, and performance is quickly sacrificed.

It includes the following capabilities:
• to earn credibility and legitimacy;
• to buffer the organisation or system from intrusions;
• to earn the trust of others, such as donors and clients; and
• to combine political neutrality and assertive advocacy.

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The 5 capabilities handout cards

  • 1. The 5 Capabilities The 5 capabilities: Capacity building is an integral part of development and something each development partner in the C4C consortium has experience with. It is also a process that is continuous, non-linear and influenced by the organisation that it takes place in and the world surrounding it. ECDPM (the European Centre for Development Policy Management) has developed 5 core capabilities that, in interaction with each other, lead to organisational capacity. The C4C consortium uses these same capabilities as an underlying framework for capacity building in our Social Innovation Process. The capabilities are used to help analyse what capabilities we can build on and which capabilities are present for effectively formulating and implementing ICT4D projects. It is important to note that capacity development (and the capability approach as such) is useful and is to be used at the level of the partner organisations, as well as at Connect4Change level and at the level of schools, farmer organisations and health institutions involved in our programmes. Capability to adapt and self-renew Capability to relate and to Capability to carry out attract resources technical, service delivery and support and logistical tasks Capacity Capability to commit and engage Capability to balance diversity and coherence
  • 2. The capability to adapt and self-renew: Capability to adapt and self-renew Capability to relate and to Capability to carry out attract resources technical, service delivery and support and logistical tasks Capacity Capability to commit and engage Capability to balance diversity and coherence An example from ………. on the capability to adapt and self-renew:
  • 3. The capability to adapt and self-renew: Can you adjust when things change? The capability to adapt and self renew is not only a key requisite for organisational survival, it is also central to its ability to continue to be relevant, effective and efficient within a changing environment and towards changing needs. This capability is about the flexibility to adapt to changing circumstances. Combining short term responsiveness with the ability to focus over the long-term on the development of more complex capabilities such as slow, incremental, collective learning is a difficult capacity challenge. Less effective organisations fail at one or both of these tasks, or find it difficult to sustain both processes over a long period in a context of shifting political trends and bureaucratic dynamics. The capabilities associated with adaptation and change include: • to improve individual and organisational learning; • to foster internal dialogue; • to reposition and reconfigure the organisation; • to incorporate new ideas; and • to map out a growth path.
  • 4. The 5 Capabilities Capability to adapt and self-renew Capability to relate and to Capability to carry out attract resources technical, service delivery and support and logistical tasks Capacity Capability to commit and engage Capability to balance diversity and coherence An example from ………. on the capability to carry out technical, service delivery and logistical tasks:
  • 5. The capability to carry out technical, service delivery and logistical tasks: Do you show what you can do? The capability to carry out technical service delivery and logistical tasks describes the knowledge, expertise and experience required to carry out actions and achieve the results aimed for. This includes technical and logistical skills, but also managerial capacity such as programme analysis, financial management, project management, and advocacy. This core capability underlies the most common way of thinking about capacity issues. The emphasis is on functional, instrumental ways of meeting a set of objectives and fulfilling a mandate. The core capability to perform, deliver services or achieve results is an obvious and crucial element of the capacity puzzle. This includes the following capabilities: • to deliver services; • for strategic planning and management ; • for financial management
  • 6. The 5 Capabilities Capability to adapt and self-renew Capability to relate and to Capability to carry out attract resources technical, service delivery and support and logistical tasks Capacity Capability to commit and engage Capability to balance diversity and coherence An example from ………. on the capability to balance diversity and coherence:
  • 7. The capability to balance diversity and coherence: Is the system stable as a whole? By ensuring availability of a broad variety of skills, perspectives and visions amongst its members and divisions an organisation develops resilience and the flexibility to react adequately to different situations. It is a prerequisite for continuous renewal and innovation (see also the capability to self-renew!). However, diversity needs to be balanced against coherence in order to avoid the risk of fragmentation and disintegration. Organisations also struggle to balance their different capabilities. If they pay too much attention to the technical and the substantive, they begin to lose a sense of themselves as human community. Too much attention to the ‘soft’ capabilities, and they begin to lose the ability to deliver technical value and services. Thus all the actors try to balance different aspects of their capacity and arrive at some sort of coherence. The core capability to balance diversity and coherence includes the following capabilities: • to communicate; • to build connections; • to manage diversity; and • to manage paradox and tension.
  • 8. The 5 Capabilities Capability to adapt and self-renew Capability to relate and to Capability to carry out attract resources technical, service delivery and support and logistical tasks Capacity Capability to commit and engage Capability to balance diversity and coherence An example from ………. on the capability to commit and engage:
  • 9. The capability to commit and engage: Do you (all) know where you go and do you have the drive to get there? The capability to commit and engage describes the awareness of the organisation or system of its place in the World and its capability to organise itself and to motivate and engage its staff and members to work energetically towards common goals. The organisation and its members are aware of its legitimacy, keep a clear focus and have confidence to address challenges. They do it in time, over time and frequently, despite the opposition or resistance or noncooperation of others. This is a condition that goes beyond conventional notions of ownership. It has a lot to do with attitude and self-perception. It is connected to deeper patterns of behaviours that are partly structural, partly psychological, and usually deeply embedded. The condition of ‘stuckness’ is the most obvious sign of the lack of this capability. Many organisations get stuck in a ‘low commitment, low capacity, low performance’ equilibrium that is a classic trap of weakened systems. This capability is least understood by external actors. Funders can relate to organisations that are technically or organisationally ‘unable’ to do certain things, and are usually puzzled and frustrated by actors that appear ‘unwilling’ to commit given the pressing needs to be addressed. ECDPM regards this core capability as the one that energises all the others. Actors that developed it could overcome enormous constraints. When it was absent or weakened, they produced little of value. This core capability depends on a series of what we call skills or abilities, including: • the ability to encourage mindfulness; • the ability and willingness to persevere; • the ability to aspire; • the ability to embed conviction; • the ability to take ownership; and • the ability to be determined.
  • 10. The 5 Capabilities Capability to adapt and self-renew Capability to relate and to Capability to carry out attract resources technical, service delivery and support and logistical tasks Capacity Capability to commit and engage Capability to balance diversity and coherence An example from ………. on the capability to relate and to attract resources and support:
  • 11. The capability to relate and to attract resources and support: When needed, are you able to mobilise assistance? An organisation or system does not stand on its own and needs to be able to initiate and maintain relationships with other organisations and individuals and need to be able to attract support and resources for its continued existence. Through building of coalitions and alliances one’s legitimacy and position can be consolidated and effectiveness can be enhanced. This capability further relates to the ability of an organisation to attract resources and finally describes its ability to influence its environment through negotiation and advocacy. The capability deals with being able to craft, manage and sustain key relationships. It also has political aspects, as organisations frequently have to compete for power, space, support and resources with a variety of other actors. If systems become obsessed with their own survival and vested interests, they lose the capability to innovate and experiment, and performance is quickly sacrificed. It includes the following capabilities: • to earn credibility and legitimacy; • to buffer the organisation or system from intrusions; • to earn the trust of others, such as donors and clients; and • to combine political neutrality and assertive advocacy.