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CONTENTS
Concepts
BCS Classification
IVIVC Approaches
Applications
Limitations
Dissolution as serrogate to immediate release
formulations
Dissolution as serrogate to extended release
formulations
Concepts and Introduction
In Vivo In Vitro correlation is defined as the
predictive mathematical model that describes the
relationship between an in vitro property (such as rate
and extent of dissolution) of a dosage form and in
vivo response (such as plasma drug concentration)
USP defines IVIVC as the establishment of a
relationship between a biological property produced
from a dosage form and a physiochemical property of
the same dosage form.
Applications of IVIVC
I. To ensure batch to batch consistency in the physiological
performance of a drug product by use of such in vitro
values
II. To serve as a tool in the development of a new dosage
form with desired in vivo performance
III.To assist in validating or setting dissolution
specifications i.e. the dissolutions specifications are
based on the performance of product in vivo
IV.It minimizes the number of bioequivalence studies
performed during the initial approval process and during
scaling up and post approval changes
V. It assists in validating dissolution specifications
VI. Biowaiver for minor formulation and process changes
Limitations of IVIVC
I. The IVIVC is limited to a certain drug product.
It can be used only on that particular
formulation
II. The IVIVC cannot be used on the products
with different release mechanisms
Quantitative In Vitro In Vivo Correlation
A. Correlation based on the plasma level data:
Parameters used for correlating in vitro dissolution with plasma data
In vitro dissolution parameters In vivo plasma drug parameters
Time for specific amount of drug to
dissolve
AUC, Cmax
Amount dissolved at a specific time
point
Fraction absorbed, absorption rate
constant Ka
Mean dissolution time Mean residence time, mean dissolution
time, mean absorption time
Parameter estimated after modelling the
dissolution process
Concentration at time t , amount
absorbed at time t
B. Correlations based on the urinary excretion
data: Parameters such as amount of drug excreted
unchanged in the urine, cumulative amount of drug
excreted as a function of time.
C. Correlation based on the pharmacological
response : an acute pharmacological effect such as LD50
in animals in related to any of the dissolution parameters.
Statistical moments theory: can be used to
determine the relationship such as mean
dissolution time vs. mean residence time.
In Vivo In Vitro Correlation levels
Level A :
It shows relationship between fraction absorbed and fraction dissolved.
No direct comparison is possible.
It is considered as a predictive model for relationship between the entire in
vitro and in vivo response.
There exists a linear correlation 1:1.
There is point to point relationship.
It is highest level of correlation and most preferred to achieve.
0
5
10
15
20
25
1 2 3 4
Fractionabsorbed
Fraction dissolved
Level A Correlation
Level B:
In this the mean in vitro dissolution time is compared with
mean in
vivo residence time or mean in vivo dissolution time.
It is based on statistical moment analysis.
It is not point to point correlation.
It is least used for regulatory purposes.
0
10
20
30
1 2 3 4
MRT(invivo)
MDT ( in vitro)
Level B Correlation
Level C Correlation:
It is single point correlation that is established in between
one dissolution parameter like t 50% and one of the
pharmacokinetic parameters like tmax, Cmax, AUC.
It is helpful in early stages of formulation .
0
5
10
15
20
25
1 2 3 4
AUC
MDT
Level C Correlation
Multiple level C Correlation:
It reflects the relationship between one or several
pharmacokinetic parameters of interest and amount
of drug dissolved at several time point of dissolution.
It is similar to Level A correlation.
Level D Correlation:
It is not considered useful for regulatory purpose.
Class Solubility Permeability Absorption
Pattern
Examples
1 High High Well absorbed Diltiazem,
Propanolol,
Metoprolol
2 Low High Variable Nifedipine,
Carbamazepin
e, Naproxen
3. High Low Variable Insulin,
Metformin,
Cimetidine
4. Low Low Poorly
absorbed
Taxol,
Chlorthiazide,
Furosemide
The Biopharmaceutics Classification System For Drugs
Drug properties that determine BCS classification
Drug property influencing absorption Corresponding parameter
Solubility: a drug with high solubility is
the one whose largest dosage strength is
soluble in 250 ml or less of water over a
pH range of 1-8
Dose number: It is the mass of drug
divided by an uptake volume of 250 ml
and the drug solubility
Dissolution rate: A drug product with
rapid dissolution is the one when ≥85% of
the labelled amount of drug substance
dissolves within 30 minutes using USP
apparatus 1 or 2 in more than 900 ml
volume buffer solution.
Dissolution number : It is the ratio of
mean residence time to mean dissolution
time
Permeability : A drug with high
permeability is the one having extent of
absorption greater than 90% of the
administered dose given that the drug is
stable in GIT
Absorption Number: it is ratio of MRT to
absorption time.
BCS for immediate release drug products and IVIVC
expectations.
Class Solubility Permeability IVIVC
Expectations
Possibility of
predicting
IVIVC from
dissolution
data
1 High High IVIVC
expected
Yes
2 Low High IVIVC
expected
Yes
3 High Low IVIVC not
expected
No
4 Low Low IVIVC not
expected
No
BCS for extended release drug products and IVIVC expectations
Class Solubility Permeability IVIVC
Expectations
1a High and site
independent
High and site
independent
IVIVC Level A
expected
1b High and site
independent
Dependent on site
and narrow
absorption window
IVIVC Level C
expected
2a Low and site
independent
High and site
independent
IVIVC Level A
expected
2b Low and site
independent
Dependent on site
and narrow
absorption window
IVIVC not expected
Va Variable Variable IVIVC not expected
Vb Variable Variable IVIVC Level A
expected
BCS based Biowaiver to in vivo
studies
In biowaivers the in vivo bioavailability and bioequivalence studies
need not to be conducted for drug products under following
circumstances:
1. Rapid and similar dissolution
2. High solubility
3. High permeability
4. Wide therapeutic window
5. Excipients used in dosage form are same as those present in
approved drug product.
Dissolution
As per IVIVC perspective dissolution is proposed to be a serrogate of drug
bioavailability. Generally following types of apparatus are being used for conducting
the dissolution studies.
1. Rotating basket apparatus
2. Rotating paddle type apparatus
3. Reciprocating cylinder apparatus
4. Flow through cell apparatus
5. Paddle over disc apparatus
6. Cylinder apparatus
7. Reciprocating disc apparatus
 The conditions such as the stirring speed, choice of apparatus, pH of medium, and
temperature of medium are important for conducting dissolution profile.
 Dissolution medium used are: water, simulated gastric fluid (pH1.2), intestinal fluid
(pH 6.8, 7.4)buffers with pH range of 4.5 to 7.5
 Water and simulated gastric fluids are used for class 1 drugs
 The normal test duration for immediate release is 15 to 60 minutes with a single
time point.
Compendial dissolution apparatus types and their
applications
Apparatus Name Drug formulation tested
Apparatus 1 Rotating basket apparatus Conventional tablets,
chewable tablets, CR
Formulations
Apparatus 2 Rotating paddle FDT, Chewable tablets,
capsules, CR Formulations
Apparatus 3 Reciprocating cylinder CR Formulations,
chewable tablets
Apparatus 4 Flow through cell Implants, poorly soluble
drugs, powders
Apparatus 5 Paddle over disc Transdermal formulations
Apparatus 6 cylinder Transdermal formulations
Apparatus 7 Reciprocating disc CR Formulations
Dissolution acceptance criteria
Q is considered as the acceptance criteria for dissolution which is defined as percentage
of drug content dissolved in a given time period.
Method of comparison of dissolution profile:
Dissolution can be determined by calculating difference factor f1 and similarity factor
f2
F1=∑(Rt-Tt)*100/∑Rt
F2= 50log [(1+1/n∑(Rt-Tt)(Rt-Tt)]-0.5*100
where n= number of dissolution time points
Rt = dissolution value of reference product
Tt= dissolution value of test drug
Comparison of dissolution profile:
Difference factor f1 Similarity factor f2 Inference
0 100 Dissolution profiles are
identical
≤15 >50 Similarity or equivalence of
two profiles
The evaluation of dissolution profiles
is based on following conditions:
•Minimum 3 dissolution points are measured
•Number of drug products tested for dissolution is 12
•Not more than one mean value of more than 85%
dissolved for each product
•S.D should not be more than 10%
Dissolution methology for immediate
release products based on BCS
BCS Class Dissolution methodology
1 Single point if NLT 85% Q in 15
minutes
Multiple point if Q is less than in 15
minutes
2 Multiple point
3 Same as class 1
4 Same as class 2
Stage Number of dosage units
tested
Acceptance criteria
S1 6 No dosage unit is less than
Q+5%
S2 6 Average of the twelve
dosage units (S1+S2) > Q%
and no dosage unit is less
than Q-15%
S3 12 Average of 24 dosage units
(S1+S2+S3)> Q% and not
more than 2 dosage units are
less than Q-15% and no
dosage unit is less than Q-
25%
Dissolution Acceptance Criteria
Dissolution acceptance criteria for extended
release
Level Number tested Acceptance criteria
S1 6 No individual value
exceeds 10% dissolved
S2 6 Average of the twelve
dosage units (S1+S2) is not
more than 10% dissolved
and no individual unit is
greater than 25%dissolved
S3 12 Average of 24 dosage units
(S1+S2+S3) ) is not more
than 10% dissolved and no
individual unit is greater
than 25%dissolved
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In vivo in vitro correlation - copy

  • 2. CONTENTS Concepts BCS Classification IVIVC Approaches Applications Limitations Dissolution as serrogate to immediate release formulations Dissolution as serrogate to extended release formulations
  • 3. Concepts and Introduction In Vivo In Vitro correlation is defined as the predictive mathematical model that describes the relationship between an in vitro property (such as rate and extent of dissolution) of a dosage form and in vivo response (such as plasma drug concentration) USP defines IVIVC as the establishment of a relationship between a biological property produced from a dosage form and a physiochemical property of the same dosage form.
  • 4. Applications of IVIVC I. To ensure batch to batch consistency in the physiological performance of a drug product by use of such in vitro values II. To serve as a tool in the development of a new dosage form with desired in vivo performance III.To assist in validating or setting dissolution specifications i.e. the dissolutions specifications are based on the performance of product in vivo IV.It minimizes the number of bioequivalence studies performed during the initial approval process and during scaling up and post approval changes V. It assists in validating dissolution specifications VI. Biowaiver for minor formulation and process changes
  • 5. Limitations of IVIVC I. The IVIVC is limited to a certain drug product. It can be used only on that particular formulation II. The IVIVC cannot be used on the products with different release mechanisms
  • 6. Quantitative In Vitro In Vivo Correlation A. Correlation based on the plasma level data: Parameters used for correlating in vitro dissolution with plasma data In vitro dissolution parameters In vivo plasma drug parameters Time for specific amount of drug to dissolve AUC, Cmax Amount dissolved at a specific time point Fraction absorbed, absorption rate constant Ka Mean dissolution time Mean residence time, mean dissolution time, mean absorption time Parameter estimated after modelling the dissolution process Concentration at time t , amount absorbed at time t
  • 7. B. Correlations based on the urinary excretion data: Parameters such as amount of drug excreted unchanged in the urine, cumulative amount of drug excreted as a function of time. C. Correlation based on the pharmacological response : an acute pharmacological effect such as LD50 in animals in related to any of the dissolution parameters. Statistical moments theory: can be used to determine the relationship such as mean dissolution time vs. mean residence time.
  • 8. In Vivo In Vitro Correlation levels Level A : It shows relationship between fraction absorbed and fraction dissolved. No direct comparison is possible. It is considered as a predictive model for relationship between the entire in vitro and in vivo response. There exists a linear correlation 1:1. There is point to point relationship. It is highest level of correlation and most preferred to achieve. 0 5 10 15 20 25 1 2 3 4 Fractionabsorbed Fraction dissolved Level A Correlation
  • 9. Level B: In this the mean in vitro dissolution time is compared with mean in vivo residence time or mean in vivo dissolution time. It is based on statistical moment analysis. It is not point to point correlation. It is least used for regulatory purposes. 0 10 20 30 1 2 3 4 MRT(invivo) MDT ( in vitro) Level B Correlation
  • 10. Level C Correlation: It is single point correlation that is established in between one dissolution parameter like t 50% and one of the pharmacokinetic parameters like tmax, Cmax, AUC. It is helpful in early stages of formulation . 0 5 10 15 20 25 1 2 3 4 AUC MDT Level C Correlation
  • 11. Multiple level C Correlation: It reflects the relationship between one or several pharmacokinetic parameters of interest and amount of drug dissolved at several time point of dissolution. It is similar to Level A correlation. Level D Correlation: It is not considered useful for regulatory purpose.
  • 12. Class Solubility Permeability Absorption Pattern Examples 1 High High Well absorbed Diltiazem, Propanolol, Metoprolol 2 Low High Variable Nifedipine, Carbamazepin e, Naproxen 3. High Low Variable Insulin, Metformin, Cimetidine 4. Low Low Poorly absorbed Taxol, Chlorthiazide, Furosemide The Biopharmaceutics Classification System For Drugs
  • 13. Drug properties that determine BCS classification Drug property influencing absorption Corresponding parameter Solubility: a drug with high solubility is the one whose largest dosage strength is soluble in 250 ml or less of water over a pH range of 1-8 Dose number: It is the mass of drug divided by an uptake volume of 250 ml and the drug solubility Dissolution rate: A drug product with rapid dissolution is the one when ≥85% of the labelled amount of drug substance dissolves within 30 minutes using USP apparatus 1 or 2 in more than 900 ml volume buffer solution. Dissolution number : It is the ratio of mean residence time to mean dissolution time Permeability : A drug with high permeability is the one having extent of absorption greater than 90% of the administered dose given that the drug is stable in GIT Absorption Number: it is ratio of MRT to absorption time.
  • 14. BCS for immediate release drug products and IVIVC expectations. Class Solubility Permeability IVIVC Expectations Possibility of predicting IVIVC from dissolution data 1 High High IVIVC expected Yes 2 Low High IVIVC expected Yes 3 High Low IVIVC not expected No 4 Low Low IVIVC not expected No
  • 15. BCS for extended release drug products and IVIVC expectations Class Solubility Permeability IVIVC Expectations 1a High and site independent High and site independent IVIVC Level A expected 1b High and site independent Dependent on site and narrow absorption window IVIVC Level C expected 2a Low and site independent High and site independent IVIVC Level A expected 2b Low and site independent Dependent on site and narrow absorption window IVIVC not expected Va Variable Variable IVIVC not expected Vb Variable Variable IVIVC Level A expected
  • 16. BCS based Biowaiver to in vivo studies In biowaivers the in vivo bioavailability and bioequivalence studies need not to be conducted for drug products under following circumstances: 1. Rapid and similar dissolution 2. High solubility 3. High permeability 4. Wide therapeutic window 5. Excipients used in dosage form are same as those present in approved drug product.
  • 17. Dissolution As per IVIVC perspective dissolution is proposed to be a serrogate of drug bioavailability. Generally following types of apparatus are being used for conducting the dissolution studies. 1. Rotating basket apparatus 2. Rotating paddle type apparatus 3. Reciprocating cylinder apparatus 4. Flow through cell apparatus 5. Paddle over disc apparatus 6. Cylinder apparatus 7. Reciprocating disc apparatus  The conditions such as the stirring speed, choice of apparatus, pH of medium, and temperature of medium are important for conducting dissolution profile.  Dissolution medium used are: water, simulated gastric fluid (pH1.2), intestinal fluid (pH 6.8, 7.4)buffers with pH range of 4.5 to 7.5  Water and simulated gastric fluids are used for class 1 drugs  The normal test duration for immediate release is 15 to 60 minutes with a single time point.
  • 18.
  • 19. Compendial dissolution apparatus types and their applications Apparatus Name Drug formulation tested Apparatus 1 Rotating basket apparatus Conventional tablets, chewable tablets, CR Formulations Apparatus 2 Rotating paddle FDT, Chewable tablets, capsules, CR Formulations Apparatus 3 Reciprocating cylinder CR Formulations, chewable tablets Apparatus 4 Flow through cell Implants, poorly soluble drugs, powders Apparatus 5 Paddle over disc Transdermal formulations Apparatus 6 cylinder Transdermal formulations Apparatus 7 Reciprocating disc CR Formulations
  • 20. Dissolution acceptance criteria Q is considered as the acceptance criteria for dissolution which is defined as percentage of drug content dissolved in a given time period. Method of comparison of dissolution profile: Dissolution can be determined by calculating difference factor f1 and similarity factor f2 F1=∑(Rt-Tt)*100/∑Rt F2= 50log [(1+1/n∑(Rt-Tt)(Rt-Tt)]-0.5*100 where n= number of dissolution time points Rt = dissolution value of reference product Tt= dissolution value of test drug Comparison of dissolution profile: Difference factor f1 Similarity factor f2 Inference 0 100 Dissolution profiles are identical ≤15 >50 Similarity or equivalence of two profiles
  • 21. The evaluation of dissolution profiles is based on following conditions: •Minimum 3 dissolution points are measured •Number of drug products tested for dissolution is 12 •Not more than one mean value of more than 85% dissolved for each product •S.D should not be more than 10%
  • 22. Dissolution methology for immediate release products based on BCS BCS Class Dissolution methodology 1 Single point if NLT 85% Q in 15 minutes Multiple point if Q is less than in 15 minutes 2 Multiple point 3 Same as class 1 4 Same as class 2
  • 23. Stage Number of dosage units tested Acceptance criteria S1 6 No dosage unit is less than Q+5% S2 6 Average of the twelve dosage units (S1+S2) > Q% and no dosage unit is less than Q-15% S3 12 Average of 24 dosage units (S1+S2+S3)> Q% and not more than 2 dosage units are less than Q-15% and no dosage unit is less than Q- 25% Dissolution Acceptance Criteria
  • 24. Dissolution acceptance criteria for extended release Level Number tested Acceptance criteria S1 6 No individual value exceeds 10% dissolved S2 6 Average of the twelve dosage units (S1+S2) is not more than 10% dissolved and no individual unit is greater than 25%dissolved S3 12 Average of 24 dosage units (S1+S2+S3) ) is not more than 10% dissolved and no individual unit is greater than 25%dissolved