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INCREMENTAL
COLLABORATIVE FILTERING
VIA EVOLUTIONARY CO-
CLUSTERING


AUTHORS / MOHAMMAD KHOSHNESHIN AND W. NICK STREET
SOURCE / RECSYS’10
AFFILIATION / UNIVERSITY OF IOWA
PRESENTER / ALLEN WU




                                                    1
OUTLINE
• Introduction
• Incremental CF
• Incremental evolutionary co-clustering
• Experimental Results
• Conclusion




                                           2
INTRODUCTION (1/3)
• Recommender system suggest items of interest to users.


• Collaborative filtering (CF) users rating information to recommend
  items based on similarity.
    •   The drawback: more appropriate for static settings.


• In real world data, the new users and items should be incorporated
  into model recommendations in an online manner.  The
  incremental CF can handle the need.




                                                                       3
INTRODUCTION (2/3)
• A few published approaches of the incremental CF:
    • Sarwar et al. proposed an online CF strategy using singular value
      decomposition, SVD.

    • Das et al. proposed a scalable online CF using MinHash
      clustering, PLSI and co-visitation counts.

    • In K-NN, similarity parameters such as correlation can be
      updated incrementally during online phase.

    • George and Merugu used Bregman co-clustering as a scalable
      incremental CF approach for dynamic settings. (ICDM’05)




                                                                          4
INTRODUCTION (3/3)
• This paper propose an incremental CF method that is both
  scalable and accurate.


• The main contribution of this paper:
   • An evolutionary Bregman co-clustering algorithm
   • An ensemble strategy to give better predictions.




                                                             5
INCREMENTAL CF
(1/3)
• In a CF problem, there are U users and V items.


• Users have provided a number of explicit ratings for items.
    •   rui is the rating of user u for item i.

• There are two phases in a CF algorithm:
    •   Offline phase: training based on known ratings
    •   Online phase: unknown ratings are estimated using the output of offline
        phase.

• In incremental CF, the data available during online phase is
  incorporated into future predictions.




                                                                                  6
BASELINE
ALGORITHM
• The simplest way to predict a rating is the global average r- of all
  ratings.
• However, some users tend to rate higher and some items are more
  popular. Including user bias and item bias in rating, the prediction is
  given by:


    •   r-u: the average ratings by user u.
    •   r-i: the average of ratings for item i.
    •   nu: the number of ratings for user u.
    •   ni: the number of ratings for item i.
    •   Snu,w and Sni, w are the support function for user u and item i.




                                                                            7
INCREMENTAL CF VIA CO-
CLUSTERING (ICDM’05) (1/2)
• Clustering refers to partitioning similar objects into groups, while co-
  clustering partitions two different kinds of objects simultaneously.


• As suggested in George’s paper, the prediction is as follows:


    • where k=(u) is the user cluster assigned to user u.
    • l=(i) is the item cluster assigned to item i.
    • r-kl is the average of ratings belonging to users in user cluster k
      and items in item cluster l.
    • (r-u-r-k) is the bias of user u.
    • (r-i-r-l) is the bias of item i.




                                                                             8
INCREMENTAL CF VIA CO-
CLUSTERING (ICDM’05) (2/2)
• George used the Bregman co-clustering algorithm, which has two
  phases, updating user clusters and updating item clusters, to produce
  the co-cluster results.


• In the online phase, the prediction is as follows:




• Incremental training is achieved by using new ratings to update the
  average parameters (r-kl, r-u, r-k, r-i, r-l).
• However, new users or items are not assigned to clusters during the
  online phase.




                                                                          9
INCREMENTAL EVOLUTIONARY
CO-CLUSTERING (1/4)

• If the support Sv,w (number of available ratings) for a user or items is
  low, the co-clustering approach will not provide good predictions for
  them.


• As a strategy, users and items with low support are removed from the
  training phase so that training is both more effective and efficient.


• The drawback of Eq. (3),
    • It incorporates (r-kl, r-k, r-l) from co-clustering solution that is not
      necessarily reliable. (r-k and r-l is close to r-)
    • Using only the block average r-kl for prediction ignores user and
      item bias which results in poor accuracy as well.




                                                                                 10
INCREMENTAL EVOLUTIONARY
CO-CLUSTERING (2/4)
•   The revised rating prediction with co-clustering residuals is model as



     •   Eq.(5) is come from the support function of Eq. (1) set to 1.
     •   The ui is the correction parameter for (1).
     •   For known rating, Eq. (5) can be rewritten as


             •    ui can be interpreted as the residual of the prediction via (1).

•   For implementing co-clustering, it is enough to work with the following objective
    function.



     •   Where wui is 1 if rating rui exists in training data and otherwise is 0.
     •   (u)(i): the block average of residuals for user cluster (u) and item cluster (i).




                                                                                                  11
INCREMENTAL EVOLUTIONARY
CO-CLUSTERING (3/4)
•   The prediction strategy of old user - old item,


•   and otherwise


•   The ensembles are used to improve the accuracy of a method using a group
    of predictors, while increasing the running time linearly with the number of
    ensemble elements.
•   Let p denote a co-clustering solution and P be the number of co-clustering
    solutions we use in the model. We can predict with



     •   zulp is the average error of prediction for user u and item cluster l in p.
     •   zikp is the average error of prediction for item i and user cluster k in p.




                                                                                       12
INCREMENTAL EVOLUTIONARY
CO-CLUSTERING (4/4)

•   In this paper, it is trivial to find an appropriate cluster for a new user or new
    item.
•   Let u be a new user who has provided some ratings.
•   If a sufficient number of rated items exits in the current co-clustering
    solution (sub-matrix), then the new user’s cluster can be found using


     •   nuh is the number of times user u has rated the items belonging to item
         cluster h during the online phase.
     •   -uh is the average of residuals for those ratings.
     •   g: user cluster
     •   A similar procedure finds the cluster of a new item.




                                                                                        13
INCREMENTAL TRAINING
ALGORITHM
•   numberIn() is the number of
    ratings a user u (item i) has in
    the co-clustering solution
    which is defined by hnuh
    (gnig).
         Trust the information
         for incorporating new
         user or new item.

•   The new users and items will
    not receive any prediction,
    those are predicted by Eq. (1).




                                       14
EVOLUTIONARY ALGORITHM               A group of co-clustering solutions is
                                     randomly generated and locally
•   A population-based search        optimized via Bregman co-clustering.
    approach
•   Goal: find better solutions by
    combining the current
    solutions.


•   Every evolutionary algorithm
    has three main step
      •   Selection
      •   Crossover
      •   Replacement




     Worst solution




                                                                         15
CROSSOVER
ALGORITHM
•   Let X be a NK assignment
    matrix
      •   An element x=(u, k) is 1, if object
          u is assigned to cluster k and 0
          otherwise.


•   qr is the intersection between
    cluster q and cluster r.


•   (k) is the largest intersection.




                                                16
ILLUSTRATION
 EXAMPLE
       p=1                  p=2                           (1, 1) l1      l2   (2, 2) l1   l1
   5          4         0         0                           k2 5          4       k1 0       0
   1          2         3         4                           k1 1         2        k2 3      4
   3          1         0         1       Bregman             k2 3         1        k2 0      1
   0          0         1         1       co-clustering
                                                          (3, 3) l1      l1   (3, 3) l1   l2
   5          4         3         2                           k1 0          0       k1 1       1
   2          1         2         1                           k2 5         4        k2 3      2
       p=3              p=4                                   k2 2         1        k2 2      1

1X1 k            k2        2X2 k1          k2                          k1 k2 k3
          1
  u1 0              1             u1 1          0     crossover         u1 0 0 1
  u2 1             0              u2 0          1                       u2 0 0 1
  u3 0             1              u3 0          1                       u3 0 1 0

                  (k) k1         k2




                                                                                                   17
                  u3        1         0
EXPERIMENTAL
RESULTS (1/3)
• The experiment dataset: Movielens dataset consisting of 100,000 ratings
    (1-5) by 943 users on 1682 movies.


•   Evaluation metrics: Mean Absolute Error (MAE)


•   Comparison methods:
     •   Baseline
     •   COCL: George, ICDM’05
     •   ECOCL: Evolutionary co-clustering without ensembles
     •   ECOCLE: Evolutionary co-clustering with ensembles.
     •   IKNN: Incremental KNN method.
     •   SVD




                                                                            18
EXPERIMENTAL
RESULTS (2/3)
•   The experiment use the 5-fold
    cv. to get average MAE.


•   The incremental training based
    on three different strategies.


•   “20%-80%”: 20% of data was
    used for offline training, 80%
    for incremental training.




                                     19
EXPERIMENTAL
RESULTS (3/3)
•   The offline phase of ECOCLE
    needs more time due to the
    evolutionary algorithm.


•   Online time is the sum of both
    incremental training and
    prediction.


•   ECOCL and IKNN have
    similar online speeds, while
    the accuracy for ECOCLE is
    much higher.




                                     20
CONCLUSION
•   Online CF methods that can incorporate new data in real time are
    advantageous in many practical situations.


•   However, this problem has not been adequately addressed.


•   This paper extended the idea of CF via co-clustering to satisfy this need.


•   The empirical results showed the proposed ECOCLE avchived very good
    accuracy compared to other incremental methods.


•   Training time was comparatively slow, but still manageable.




                                                                                 21
THANK YOU
FOR LISTENING!

Q & A




                 22

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Incremental collaborative filtering via evolutionary co clustering

  • 1. INCREMENTAL COLLABORATIVE FILTERING VIA EVOLUTIONARY CO- CLUSTERING AUTHORS / MOHAMMAD KHOSHNESHIN AND W. NICK STREET SOURCE / RECSYS’10 AFFILIATION / UNIVERSITY OF IOWA PRESENTER / ALLEN WU 1
  • 2. OUTLINE • Introduction • Incremental CF • Incremental evolutionary co-clustering • Experimental Results • Conclusion 2
  • 3. INTRODUCTION (1/3) • Recommender system suggest items of interest to users. • Collaborative filtering (CF) users rating information to recommend items based on similarity. • The drawback: more appropriate for static settings. • In real world data, the new users and items should be incorporated into model recommendations in an online manner.  The incremental CF can handle the need. 3
  • 4. INTRODUCTION (2/3) • A few published approaches of the incremental CF: • Sarwar et al. proposed an online CF strategy using singular value decomposition, SVD. • Das et al. proposed a scalable online CF using MinHash clustering, PLSI and co-visitation counts. • In K-NN, similarity parameters such as correlation can be updated incrementally during online phase. • George and Merugu used Bregman co-clustering as a scalable incremental CF approach for dynamic settings. (ICDM’05) 4
  • 5. INTRODUCTION (3/3) • This paper propose an incremental CF method that is both scalable and accurate. • The main contribution of this paper: • An evolutionary Bregman co-clustering algorithm • An ensemble strategy to give better predictions. 5
  • 6. INCREMENTAL CF (1/3) • In a CF problem, there are U users and V items. • Users have provided a number of explicit ratings for items. • rui is the rating of user u for item i. • There are two phases in a CF algorithm: • Offline phase: training based on known ratings • Online phase: unknown ratings are estimated using the output of offline phase. • In incremental CF, the data available during online phase is incorporated into future predictions. 6
  • 7. BASELINE ALGORITHM • The simplest way to predict a rating is the global average r- of all ratings. • However, some users tend to rate higher and some items are more popular. Including user bias and item bias in rating, the prediction is given by: • r-u: the average ratings by user u. • r-i: the average of ratings for item i. • nu: the number of ratings for user u. • ni: the number of ratings for item i. • Snu,w and Sni, w are the support function for user u and item i. 7
  • 8. INCREMENTAL CF VIA CO- CLUSTERING (ICDM’05) (1/2) • Clustering refers to partitioning similar objects into groups, while co- clustering partitions two different kinds of objects simultaneously. • As suggested in George’s paper, the prediction is as follows: • where k=(u) is the user cluster assigned to user u. • l=(i) is the item cluster assigned to item i. • r-kl is the average of ratings belonging to users in user cluster k and items in item cluster l. • (r-u-r-k) is the bias of user u. • (r-i-r-l) is the bias of item i. 8
  • 9. INCREMENTAL CF VIA CO- CLUSTERING (ICDM’05) (2/2) • George used the Bregman co-clustering algorithm, which has two phases, updating user clusters and updating item clusters, to produce the co-cluster results. • In the online phase, the prediction is as follows: • Incremental training is achieved by using new ratings to update the average parameters (r-kl, r-u, r-k, r-i, r-l). • However, new users or items are not assigned to clusters during the online phase. 9
  • 10. INCREMENTAL EVOLUTIONARY CO-CLUSTERING (1/4) • If the support Sv,w (number of available ratings) for a user or items is low, the co-clustering approach will not provide good predictions for them. • As a strategy, users and items with low support are removed from the training phase so that training is both more effective and efficient. • The drawback of Eq. (3), • It incorporates (r-kl, r-k, r-l) from co-clustering solution that is not necessarily reliable. (r-k and r-l is close to r-) • Using only the block average r-kl for prediction ignores user and item bias which results in poor accuracy as well. 10
  • 11. INCREMENTAL EVOLUTIONARY CO-CLUSTERING (2/4) • The revised rating prediction with co-clustering residuals is model as • Eq.(5) is come from the support function of Eq. (1) set to 1. • The ui is the correction parameter for (1). • For known rating, Eq. (5) can be rewritten as • ui can be interpreted as the residual of the prediction via (1). • For implementing co-clustering, it is enough to work with the following objective function. • Where wui is 1 if rating rui exists in training data and otherwise is 0. • (u)(i): the block average of residuals for user cluster (u) and item cluster (i). 11
  • 12. INCREMENTAL EVOLUTIONARY CO-CLUSTERING (3/4) • The prediction strategy of old user - old item, • and otherwise • The ensembles are used to improve the accuracy of a method using a group of predictors, while increasing the running time linearly with the number of ensemble elements. • Let p denote a co-clustering solution and P be the number of co-clustering solutions we use in the model. We can predict with • zulp is the average error of prediction for user u and item cluster l in p. • zikp is the average error of prediction for item i and user cluster k in p. 12
  • 13. INCREMENTAL EVOLUTIONARY CO-CLUSTERING (4/4) • In this paper, it is trivial to find an appropriate cluster for a new user or new item. • Let u be a new user who has provided some ratings. • If a sufficient number of rated items exits in the current co-clustering solution (sub-matrix), then the new user’s cluster can be found using • nuh is the number of times user u has rated the items belonging to item cluster h during the online phase. • -uh is the average of residuals for those ratings. • g: user cluster • A similar procedure finds the cluster of a new item. 13
  • 14. INCREMENTAL TRAINING ALGORITHM • numberIn() is the number of ratings a user u (item i) has in the co-clustering solution which is defined by hnuh (gnig). Trust the information for incorporating new user or new item. • The new users and items will not receive any prediction, those are predicted by Eq. (1). 14
  • 15. EVOLUTIONARY ALGORITHM A group of co-clustering solutions is randomly generated and locally • A population-based search optimized via Bregman co-clustering. approach • Goal: find better solutions by combining the current solutions. • Every evolutionary algorithm has three main step • Selection • Crossover • Replacement Worst solution 15
  • 16. CROSSOVER ALGORITHM • Let X be a NK assignment matrix • An element x=(u, k) is 1, if object u is assigned to cluster k and 0 otherwise. • qr is the intersection between cluster q and cluster r. • (k) is the largest intersection. 16
  • 17. ILLUSTRATION EXAMPLE p=1 p=2 (1, 1) l1 l2 (2, 2) l1 l1 5 4 0 0 k2 5 4 k1 0 0 1 2 3 4 k1 1 2 k2 3 4 3 1 0 1 Bregman k2 3 1 k2 0 1 0 0 1 1 co-clustering (3, 3) l1 l1 (3, 3) l1 l2 5 4 3 2 k1 0 0 k1 1 1 2 1 2 1 k2 5 4 k2 3 2 p=3 p=4 k2 2 1 k2 2 1 1X1 k k2 2X2 k1 k2 k1 k2 k3 1 u1 0 1 u1 1 0 crossover u1 0 0 1 u2 1 0 u2 0 1 u2 0 0 1 u3 0 1 u3 0 1 u3 0 1 0 (k) k1 k2 17 u3 1 0
  • 18. EXPERIMENTAL RESULTS (1/3) • The experiment dataset: Movielens dataset consisting of 100,000 ratings (1-5) by 943 users on 1682 movies. • Evaluation metrics: Mean Absolute Error (MAE) • Comparison methods: • Baseline • COCL: George, ICDM’05 • ECOCL: Evolutionary co-clustering without ensembles • ECOCLE: Evolutionary co-clustering with ensembles. • IKNN: Incremental KNN method. • SVD 18
  • 19. EXPERIMENTAL RESULTS (2/3) • The experiment use the 5-fold cv. to get average MAE. • The incremental training based on three different strategies. • “20%-80%”: 20% of data was used for offline training, 80% for incremental training. 19
  • 20. EXPERIMENTAL RESULTS (3/3) • The offline phase of ECOCLE needs more time due to the evolutionary algorithm. • Online time is the sum of both incremental training and prediction. • ECOCL and IKNN have similar online speeds, while the accuracy for ECOCLE is much higher. 20
  • 21. CONCLUSION • Online CF methods that can incorporate new data in real time are advantageous in many practical situations. • However, this problem has not been adequately addressed. • This paper extended the idea of CF via co-clustering to satisfy this need. • The empirical results showed the proposed ECOCLE avchived very good accuracy compared to other incremental methods. • Training time was comparatively slow, but still manageable. 21