2. HOW TO WRITE A RESEARCH
PROPOSAL FOR
OBSERVATIONAL STUDIES?
Mona Al-Dabbagh, MD, MHSc
RSS 2012
3. Objective
To illustrate a guide to writing a research
proposal, outlining the important elements of a
research proposal for observational studies.
4. What is a research proposal?
A detailed plan of action for scientific inquiry
what the researcher intends to do, how, why,
where, and when
Dr. A. Attar
5. Why a research proposal?
An important documentation of your approach to the
research question/objectives
Demonstrate scholarly abilities
A reference document during execution and also writing
up the results of the study
Needed document for research committees and funding
agencies approval
Dr. A. Attar
6. „Title‟
Example:
Does shisha smoking cause lung
cancer? A prospective
Multicentre, observational study
7. Elements of research proposal
1. WHY?
Introduction and rationale
Literature review of previous studies on the topic
Burden of illness
Biological rationale of intervention/exposure
Statement of the problem and its importance to
public health
What is the purpose of the study? (research
question)
8. What is the question?
The primary question should be the one the
investigator is most interested in answering and
which is capable of being answered.
It is the question upon which sample size is
calculated
Needs special attention to the statistical power
(sensitivity) ability to show a difference when it
truly is present
May be formed in the form of testing a hypothesis
9. Cont. What is the question?
Secondary questions could be of two types:
1. The response variable is different from that of the
primary question:
Example:
Primary question: whether mortality from any cause
is altered by the intervention?
Secondary question:
Cause-specific mortality rate?
Age specific mortality rate?
10. Cont. What is the question?
2. Subgroup hypothesis
Example:
A study of cancer therapy looking specifically at
the stage of disease
Subgroup hypotheses should be:
Specified before the data are collected
Based on reasonable expectations
Limited in number
11. Elements of research proposal
1. WHY?
Study Objectives
Primary objective
(sample size depends on this)
Secondary objectives
Hypothesis
12. Example of Introduction
1. The Intro begins Lung cancer is the leading cause of cancer death, and
broadly….. is associated with low 5 year survival rates if
diagnosis late. In 2005, the age-standardised
incidence rate of female lung cancer in France was
12.6, with a 5.1% annual increase [1]. While
incidence is still higher among men,……….……
burden of the diseases
2a. More specific…. Early epidemiologic studies demonstrated that
cigarette smoking is a major cause of lung cancer.
Tobacco smoking using the traditional forms of
tobacco (waterpipe , arguileh, hookah and shisha) is
an older form of tobacco consumption in the eastern
Mediterranean region [2]….……..rationale of
exposure
13. Example of Introduction
2b. Even more so.... Data from low quality studies showed that
waterpipe tobacco smoking is possibly associated
with a number of deleterious health outcomes
including lung cancer [3] …….. ….cite
landmark research/reviews here to
make key points
However, there is paucity of high-quality studies to
identify the strength of association between shisha
smoking and risk for developing lung cancer
.........cite research gap/need for
study ….. problem
statement/importance of issue
14. Example of Introduction
3. Until you introduce In this study, we examine the association between
your study….. shisha smoking and lung cancer in a large prospective
study……..include study’s unique
contribution
here/objectives/research question
15. Example of Objectives
Primary objective: To examine the association
between Shisha (or equivalents) smoking and risk of
developing lung cancer
Secondary objectives:
To estimate the magnitude of association relative to
intensity, total duration of Shisha /equivalents
smoking, times-week; after adjusting for all potential
confounders.
To estimate the magnitude of association relative to the
type of smoke used; after adjusting for all potential
confounders.
16. Example of Hypothesis
We hypothesize that shisha smoking is associated
with increased risk of developing lung cancer.
OR
We hypothesize that the risk of lung cancer
increases with increased intensity (or duration) of
shisha/equivalents smoking.
17. Methods
“The methods or procedures section is really the
heart of the research proposal. The activities
should be described with as much detail as
possible, and the continuity between them
should be apparent”
(Wiersma, 1995, p. 409).
18. Methods
HOW?
1. Study Design
“Describe the research methods that could be used for the best
achievement of the study objectives and testing your
hypothesis”
Study area
Type of study
Design architecture (flow-chart)
Instruments for data collection (questionnaire, observation
recording form, etc.) Include in appendix
Endpoint (in prospective studies)
Outline of study procedure (in observational studies)
19. Outline of study procedure Template
Example
Activity Time
Visit 1 Visit 2 Visit 3 Visit 4 Visit 5
Consent
Blood test X
CT chest
Pulmonary function
20. Methods
HOW?
2. Participant Selection (sampling)
“Mention the sampling technique that will be used in order to
obtain a representative sample for your target population”
Recruitment and Enrolment (multicentre, single centre....etc)
Study population (including sampling technique)
Study participants
Case definition
Inclusion/Exclusion Criteria for cases
Inclusion/Exclusion Criteria for controls
21. Sampling
Study population: a subset of general
population defined by the eligibility criteria.
Sample: the group of participants actually
studied in the study, and who are selected
from the general population
22. How Sampling Works…
Imagine a well known
picture
Since a picture is made
up of points of colour
(pixels), we will sample
the points of colour at
different rates.
1%
Dr. Mieke Koehoorn, UBC
26. The way we sample is reflected and corrected by
how we weight the data in the end.
Dr. Mieke Koehoorn, UBC
27. Inclusion criteria
Participant should have the benefit form the intervention or
at high risk from exposure
Choose people in whom there is high likelihood to detect
the hypothesized results of the intervention/ exposure
Weigh the risks/ benefits of the exposure (ethical
considerations).
People at high risk of developing conditions that may
preclude the ascertainment of the event of interest should
be excluded.
Include people who are likely to be compliant.
28. Methods
WHAT?
Conduct of Study
What is the exposure
What is/are the outcome(s)
Detailed study procedure
What variables are to be measured
29. Methods
WHAT?
Evaluation of the outcomes
Tools (lab, radiology,.......etc)
Management of Patient Care (in prospective studies)
Protocol deviation and subject withdrawal (in
prospective studies)
30. Methods
HOW MANY?
Biostatistical Considerations and Data analysis
Sample Size Determination and pow
Outcome Analysis (statistical tests used)
Statistical package(s) used
Interim analysis (in prospective studies)
31. Work plan
Timelines
starting time
duration of the study
duration for each participant
Task Month
1 2 3 4 5 6 7 8
Progress report
32. Utilization and dissemination of
the results
SO WHAT?
What will this study add to the existing knowledge?
‘how this research will refine, revise, or extend existing
knowledge in the area to be investigated’
Will the study results be generalized?
33. Adds on
STUDY MONITORING (in prospective studies)
ETICAL CONSIDERATIONS (consents, invitation letters)
BUDJECT AND RESOURCES
Personnel
Equipments
Supplies
Patients costs
Training
34. Adds on
LIMITATIONS
‘Indicate any potential weakness in the study, analysis,
your instruments, the sample’
REFERENCES
‘Mention recent articles relevant to the study subject and
enumerated according to their order of appearance in
the text’
APPENDIXES
A research proposal is a detailed plan of action for scientific inquiry. It clearly and systematically presents the research problem, indicates the significance of the problem, and delineates the specific methods and procedures that will be used to answer the research question or test the research hypotheses. It also provides a timetable or outline for conducting the study and details the estimated cost of the investigation. It is written as a preliminary step in the research process. It synthesizes current knowledge, indicates gaps in knowledge, and specifies a plan to address the problem.
To convince others that you have: A good knowledge of the existing work and existing debates and have formulated specific questions which you wish to explore. A research idea which will lead to the creation of new knowledge and understanding.
Bot primary and secondary questions should be relevant scientifically, medically and for public health purposes.
[1] Cigarette smoking and lung cancer in women: Results of the French ICAREcase–control study. Lung Cancer 74 (2011) 369– 377[2] The effects of waterpipe tobacco smoking onhealth outcomes: a systematic review.International Journal of Epidemiology 2010;39:834–857[3] Int J Epidemiol. 2010 Jun;39(3):834-57.The effects of waterpipe tobacco smoking on health outcomes: a systematic review.
State your study design, and describe your data source(s) and data collection methods;
Define your study sample – inclusions, exclusions;Sampling is critical to external validity—the extent to which findings of a study can be generalized to people or situations other than those observed in the study.
Cases should be carefully defined and specifiedIf age specified, should indicate the
Define your key nting and key explanatory variable(s); briefly mention confounders and covariates
After presenting the outline for study procedure, and someone had a CT-scan suggestive of lung cancer………. How will the outcome be measured and what tool will be used to measure it….(ie lung biopsy in our case).