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Appreciative Inquiry &
                  Foundations in
              Positive Change Theory




David Cooperrider at WAIC 2012

Weatherhead School of Management
Case Western Reserve University
David.Cooperrider@Case.Edu
A Special Time in Our Field:
        Re-thinking Human Organization and Change


Birth of Ai Theory
!  Treasure hunt for a world full of meaning
!  “Mere measurement effect”?
!  Call for generative theory


Positive Revolution in Research
!  Three pillars of positive psychology
!  Positive PERMA
!  Transformational Positivity


 Whole System          Excellence—agility,
   speed, innovation, confident execution;
   the question of SCALE. Not top down?
   Not bottom up?
Foundations in Appreciative Inquiry
   Concepts, Cases and Stories, Tools for Application


 What is Appreciative
    Inquiry— AI ?
                                      It's not the strongest of
How does it unlock the               the species that survive
 power of INNOVATION                 nor the most intelligent,
 inspired by strengths?              but the ones most
  Social construction?               responsive to change."

                                              ---Charles Darwin
 Where might an AI
approach multiply value
in work and business—
    and in your life?
Social Contructionism
•    Assumption of impermanence
•    No laws …social realities not fixed
•    Terms not derived from what is there
•    No such thing as immaculate perception … all
     knowing is saturated in values, conventions,
     theories, time and place
•    Modes of explanation: are derived in relationship
•    Words create worlds, they are not mirrors
•    All social action open to multiple meanings
•    Theory is language & the double hermenuetic
•    Alterations in linguistic practice are powerful
Peter Drucker…an interview I did
with him on The Next Society



       The task of leadership
        is to create an
        alignment of
        strengths…making a
        system s weaknesses
        irrelevant .
Could it Be…
         Leading Change Might Be All
         About Strengths?
•  Why would strength connected to strength…create
   change?


!  Its often been said that strengths perform, but how
   about the idea that…. strengths do more than
   perform, they transform?


!  What would it mean to create
   an entire change theory around strengths?
Our Ai work with the US Navy
Admiral Clark, CNO
Did you notice the young sailor s
             energy?

  An estimated $300 billion is lost in the US
   economy due to disengaged employees?
Opening Inquiry
  Questions for Reflection
1.  A highpoint moment
           in organizational life?


a.  Share the story: the most
    memorable parts of the initiative,
    including challenges and
    innovations.
b.  Reflect on: root causes of
    success
c.  You…what were you're 3 best
    qualities, or experienced strengths?
2. When do people feel most
     passionate? Signature strengths?
A. Your observations and experiences of _______
When do people feel most passionate and connected at ____?
   Can you share an example: a hot team ; great innovation;
   high engagement and performance?



B. Your Organization s Signature Strengths (continuity
   question): assuming ________ will change in the future,
   what are those best qualities–signature strengths, and
   managerial assets, etc --that you would want to keep or
   build upon, even as _______ moves into a new and
   changing future?

!  An example of those strengths in action?
3. Images of the Future
          (Your Organization in 2020)


! We wake up…it is 2020…what do you see
   that is new, different, changed, better?

! I will be most proud of ________ in 2020
                   when…?
Opening Interview
              (Ai conversation in pairs)



!  A-->B (15 min)
!  B-->A (15 min)

!  Spirit of discovery— strengths, aspirations,
   opportunities, results
!  Take brief notes
!  At the end.. summary & thanks
!  Return @
Many                               Science of the
    Disciplines                        Human Strengths


Positive images—research positive health, cultures!
Positive perception—pygmalian research!
Positive words—inner dialogue research!
Positive emotions—hope, inspiration, joy!
Positive stories—narrative, language of life!
Positive energy—high quality connections!
Positive leadership and learning—strength-based
  inquiry and engagement—FEEDFORWARD!
!
See http://ai.cwru.edu !
Cooperrider s article: Positive Image, Positive Action!
Positivity Changes How Your Mind Works
Positivity Builds Resources
Positivity Has An Undoing Effect
Positivity Builds Resilience & Longer Life
Positivity Obeys A Tipping Point: 3:1 or Better
Positivity Is a Means to Better Ends
Positivity Can Be Cultivated



 Fredrickson (1998). Review of General Psychology, 2, 300-319.
 Fredrickson (2001). American Psychologist, 56, 218-226.
 Fredrickson (2003). American Scientist, 91, 330-335.
Losada s New Research on High
     Performing Business Teams
HIGH PERFORMING                   LOW PERFOMING

+ 6:1 ratio of positive–          1:3 ratio: one positive
  (strength-based and                statement in the team for
  opportunity) focused               every three deficiency
  dialogue to negative               focused statements.
  (deficiency focus) dialogue.

+2:1 ratio of inquiry (learning   1:20 ratio: one inquiry (open-
  focused questions) versus          learning type questions)
  advocacy (closed positions)        for every twenty remarks
  type conversation.                 based on advocacy.
Quick conversation…
!  What areas--placebo, pygmalion, positive
   health studies, the inner dialogue, what
   good are positive emotions , rise and fall of
   cultures, positive energy, affirmative
   capability (bowling studies etc)—are most
   interesting to you?


!  Other research? An experience from your
   workplace and your life?
The Strength of Strength-
  Based Leadership is
        Obvious?
 The Positive Psychology Research Revolution
        But Does it Translate to Life?
              The 20/80 Data Set
Deficit Theory of Change—It s
Pervasive
                                Most schools, companies,
                                 families and organizations
 "  Identify problem             function on an unwritten
 "  Conduct root cause           rule…
    analysis
 "  Brainstorm                  "  Let s fix what s wrong
    and analyze possibilities    and let the strengths take
                                 care of themselves
 "  Action plans/Treatment
                                     --Gallop Poll

Metaphor: Organizations are     " The 80% Focus on
    problems-to-be-solved        Weaknesses: AACF—Which
                                 Would You Spend Most Time
                                 On?
Unintended consequences of chronic deficit discourse:!



 "  Fragmentation!
 "  Sisyphus syndrome—
      exhaustion—no new vision !
 "      The experts must know :
      increases in hierarchy!
 "    Spirals in deficit language!
 "    Isolation—hard relationships!
 "    Closed door meetings/fear!
 "    What is your “ROA?”!
Think about your last 6
        meetings:
    How many of those meetings were
  convened to solve the problem of… ?



Can you guess the best
seller management book-- of
all time?
Deficit'Change'
                                      Apprecia=ve)Inquiry)
       (problemCanaly=c) solving ))   )(strengthCmagnifying) crea=ng ))
"  Iden=fy)problem) What s)Wrong? ) "  Appreciate) What s)Best? )
"  Conduct)root)cause)analysis)       "  Imagine) What s)Next? )
"  Brainstorm)solu=ons)
                                      "  Design) How)Might)We? )
"  Develop)treatment)C)ac=on)plans)
     to) solve )                      "  Create) What)Will)We? )
     )                                  )
))                                      )
Problem)Metaphor:)                      )
                                       Mystery)Metaphor:)
Organiza=ons)are:)                    ) Living)systems;)rela=onal)life)
)                                     ))
    problems)to)be)solved )           )) universes)of)infinite)strengths )
)
)
                                      ))
                                       )
Moving From Strength to Strength
                 What Would We Call It?




What about the kind of change that is not just
    about moving from a -2 back to a 0 ?



 What about the kind of change that moves
            from a +2 to a + 20?


                     How?
Hunter Douglas Case
Hunter-Douglas
              Long Term Outcomes

•   Yields surge to 98.5%--$10-12 million revenue

• Turnover hovers at ≤15% down from 42%

• $25MM in cost savings during AI work

• Multiple-year winner of the STAR award

• Top 10 Places to Work
Appreciative Inquiry is a Shift


 No problem can be solved from the same level of
consciousness that created it. We must learn to
see the world anew.
-                              --Albert Einstein



The real act of discovery consists not in finding
new lands but seeing with new eyes.
                               --Marcel Proust
Ap-pre ci-ate, v.,
1. Valuing …
   –  The act of recognizing the best in people and
      the world around us;
   –  Affirming past and present strengths,
      successes, and potentials;
   –  To perceive those things that give life
      (health, vitality, and excellence) to living
      systems.
2. To increase in value, e.g. the economy has
   appreciated in value.
   –  Synonyms: valuing, prizing, esteeming,
      and honoring.
In-quire (kwir), v.,
1. The act of exploration and discovery.
2. To ask questions; to be open to seeing new
  potentials and possibilities.
  –  Synonyms: discovery, search, study
     and systematic exploration.
What Would You Call It?
(All These Things Taken Together)

•    Achievements              •    Core Competency
•    Strategic opportunities   •    Visions of Opportunity
•    Technical assets          •    Vital traditions
•    Innovations               •    Positive macro-trends
•    Elevated Thoughts         •    Blue Ocean Markets
•    Best Practices            •    Natural Capital
•    Positive Emotions         •    Strengths of the
•    Financial Assets               Business ecosystem
•    Tacit Wisdom                   e.g. value chain --
                                    suppliers, partners,
•    Brand Value                    customers
The Positive Core
The AI 4-D Model of Positive Change


                            Discovery
                          What gives life?
                        The best of what is.
                          Appreciating

      Destiny                                      Dream
   How to empower,         Affirmative          What might be?
learn, and improvise?         Topic             Envisioning
    Sustaining                                 Results/Impact

                             Design
                         What should be –
                           the ideal?
                        Co-constructing
Form Groups
   2+2+2 + 2=8…return _____
   Introduce your partners vis-à-vis your
   interviews—share highlights….

Everyone listen for patterns/insights in three
   areas:

1.  High Point Stories : And Analysis Root
    Causes of Success?
2.  Continuity themes : Things Best, To Keep ,
    Signature Strengths
3.  Images of the Future: Key Visions 2020
1. HIGH POINTS 2. WHEN ARE          3. IMAGES OF
Patterns &     PEOPLE MOST          THE FUTURE WE
Themes         PASSIONATE?          WANT—WHAT IT
                                    LOOKS LIKE IN
                                    2020




                     CONTINUITY:
                     THINGS TO
                     KEEP EVEN AS   Now create a
                     WE CHANGE:     Time Magazine
                                    Headline about
_____________                       the new human
(Be ready to share                  organization—
at least one best                   what’s the big
story from group—
plus themes)
                                    news cover
                                    story?
Exciting Application Arenas
      Appreciative Inquiry & Strength-based OD


       ♦  AI Summit and Mini-Summits
            ♦  Strategic Services
    ♦  Hot Teams and Collaborative DESIGN
           •  Technology Co-creation
    ♦  Sustainable Enterprise & Going Green
    ♦  AI Knowledge Alliances Ovationet
              ♦  Appreciative Metrics
          ♦  Project Management Tools
♦  Executive Coaching and High Engagement Org.
               ♦  Mergers & Alliances
         ♦  Internal and External Branding
     ♦  Strengths Based Leadership Training
Step One at Center of 4-D Model:
             Topic Choice

!  Organizations move in the direction of
              what they study.

!  Questions we ask determine what we
                 find. . .

        !  Topic choice is fateful
Most AI Type Organizational
Studies Have 3-5 Topics

     !  Principle of Simultaneity

 !  Art of Framing and Re-framing


 seeing the mighty oak in the acorn
         --Tojo Thachenkery
Best Way to Build High
       Engagement and Enthusiasm?


!  Do an organization
   survey of low morale?


!  Magnify and learn from
   moments of highest
   engagement &
   commitment?
Do we really ??? want to do
     one more study of…
                                !  Or…a high commitment
!  Low morale                      sense of ownership

!  High turnover                !  Or…. magnetic work
                                   environment
!  Excessive baggage loss       !  Or… outstanding arrival
                                   experiences
!  Lack of follow-through and
   execution                    !  Or… instinctive execution

!  Customer complaints          !  Or… revolutionary customer
                                   responsiveness

!  resistance; what are the     !  Or… moments of
   things getting in the way        unstoppable confidence

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Slides David Cooperrider Pre-Conference #2012WAIC

  • 1. Appreciative Inquiry & Foundations in Positive Change Theory David Cooperrider at WAIC 2012 Weatherhead School of Management Case Western Reserve University David.Cooperrider@Case.Edu
  • 2. A Special Time in Our Field: Re-thinking Human Organization and Change Birth of Ai Theory !  Treasure hunt for a world full of meaning !  “Mere measurement effect”? !  Call for generative theory Positive Revolution in Research !  Three pillars of positive psychology !  Positive PERMA !  Transformational Positivity Whole System Excellence—agility, speed, innovation, confident execution; the question of SCALE. Not top down? Not bottom up?
  • 3. Foundations in Appreciative Inquiry Concepts, Cases and Stories, Tools for Application What is Appreciative Inquiry— AI ? It's not the strongest of How does it unlock the the species that survive power of INNOVATION nor the most intelligent, inspired by strengths? but the ones most Social construction? responsive to change." ---Charles Darwin Where might an AI approach multiply value in work and business— and in your life?
  • 4. Social Contructionism •  Assumption of impermanence •  No laws …social realities not fixed •  Terms not derived from what is there •  No such thing as immaculate perception … all knowing is saturated in values, conventions, theories, time and place •  Modes of explanation: are derived in relationship •  Words create worlds, they are not mirrors •  All social action open to multiple meanings •  Theory is language & the double hermenuetic •  Alterations in linguistic practice are powerful
  • 5. Peter Drucker…an interview I did with him on The Next Society The task of leadership is to create an alignment of strengths…making a system s weaknesses irrelevant .
  • 6. Could it Be… Leading Change Might Be All About Strengths? •  Why would strength connected to strength…create change? !  Its often been said that strengths perform, but how about the idea that…. strengths do more than perform, they transform? !  What would it mean to create an entire change theory around strengths?
  • 7. Our Ai work with the US Navy Admiral Clark, CNO
  • 8. Did you notice the young sailor s energy? An estimated $300 billion is lost in the US economy due to disengaged employees?
  • 9. Opening Inquiry Questions for Reflection
  • 10. 1.  A highpoint moment in organizational life? a.  Share the story: the most memorable parts of the initiative, including challenges and innovations. b.  Reflect on: root causes of success c.  You…what were you're 3 best qualities, or experienced strengths?
  • 11. 2. When do people feel most passionate? Signature strengths? A. Your observations and experiences of _______ When do people feel most passionate and connected at ____? Can you share an example: a hot team ; great innovation; high engagement and performance? B. Your Organization s Signature Strengths (continuity question): assuming ________ will change in the future, what are those best qualities–signature strengths, and managerial assets, etc --that you would want to keep or build upon, even as _______ moves into a new and changing future? !  An example of those strengths in action?
  • 12. 3. Images of the Future (Your Organization in 2020) ! We wake up…it is 2020…what do you see that is new, different, changed, better? ! I will be most proud of ________ in 2020 when…?
  • 13. Opening Interview (Ai conversation in pairs) !  A-->B (15 min) !  B-->A (15 min) !  Spirit of discovery— strengths, aspirations, opportunities, results !  Take brief notes !  At the end.. summary & thanks !  Return @
  • 14.
  • 15. Many Science of the Disciplines Human Strengths Positive images—research positive health, cultures! Positive perception—pygmalian research! Positive words—inner dialogue research! Positive emotions—hope, inspiration, joy! Positive stories—narrative, language of life! Positive energy—high quality connections! Positive leadership and learning—strength-based inquiry and engagement—FEEDFORWARD! ! See http://ai.cwru.edu ! Cooperrider s article: Positive Image, Positive Action!
  • 16. Positivity Changes How Your Mind Works Positivity Builds Resources Positivity Has An Undoing Effect Positivity Builds Resilience & Longer Life Positivity Obeys A Tipping Point: 3:1 or Better Positivity Is a Means to Better Ends Positivity Can Be Cultivated Fredrickson (1998). Review of General Psychology, 2, 300-319. Fredrickson (2001). American Psychologist, 56, 218-226. Fredrickson (2003). American Scientist, 91, 330-335.
  • 17. Losada s New Research on High Performing Business Teams HIGH PERFORMING LOW PERFOMING + 6:1 ratio of positive– 1:3 ratio: one positive (strength-based and statement in the team for opportunity) focused every three deficiency dialogue to negative focused statements. (deficiency focus) dialogue. +2:1 ratio of inquiry (learning 1:20 ratio: one inquiry (open- focused questions) versus learning type questions) advocacy (closed positions) for every twenty remarks type conversation. based on advocacy.
  • 18. Quick conversation… !  What areas--placebo, pygmalion, positive health studies, the inner dialogue, what good are positive emotions , rise and fall of cultures, positive energy, affirmative capability (bowling studies etc)—are most interesting to you? !  Other research? An experience from your workplace and your life?
  • 19. The Strength of Strength- Based Leadership is Obvious? The Positive Psychology Research Revolution But Does it Translate to Life? The 20/80 Data Set
  • 20. Deficit Theory of Change—It s Pervasive Most schools, companies, families and organizations "  Identify problem function on an unwritten "  Conduct root cause rule… analysis "  Brainstorm "  Let s fix what s wrong and analyze possibilities and let the strengths take care of themselves "  Action plans/Treatment --Gallop Poll Metaphor: Organizations are " The 80% Focus on problems-to-be-solved Weaknesses: AACF—Which Would You Spend Most Time On?
  • 21. Unintended consequences of chronic deficit discourse:! "  Fragmentation! "  Sisyphus syndrome— exhaustion—no new vision ! "  The experts must know : increases in hierarchy! "  Spirals in deficit language! "  Isolation—hard relationships! "  Closed door meetings/fear! "  What is your “ROA?”!
  • 22. Think about your last 6 meetings: How many of those meetings were convened to solve the problem of… ? Can you guess the best seller management book-- of all time?
  • 23. Deficit'Change' Apprecia=ve)Inquiry) (problemCanaly=c) solving )) )(strengthCmagnifying) crea=ng )) "  Iden=fy)problem) What s)Wrong? ) "  Appreciate) What s)Best? ) "  Conduct)root)cause)analysis) "  Imagine) What s)Next? ) "  Brainstorm)solu=ons) "  Design) How)Might)We? ) "  Develop)treatment)C)ac=on)plans) to) solve ) "  Create) What)Will)We? ) ) ) )) ) Problem)Metaphor:) ) Mystery)Metaphor:) Organiza=ons)are:) ) Living)systems;)rela=onal)life) ) )) problems)to)be)solved ) )) universes)of)infinite)strengths ) ) ) )) )
  • 24. Moving From Strength to Strength What Would We Call It? What about the kind of change that is not just about moving from a -2 back to a 0 ? What about the kind of change that moves from a +2 to a + 20? How?
  • 26. Hunter-Douglas Long Term Outcomes • Yields surge to 98.5%--$10-12 million revenue • Turnover hovers at ≤15% down from 42% • $25MM in cost savings during AI work • Multiple-year winner of the STAR award • Top 10 Places to Work
  • 27. Appreciative Inquiry is a Shift No problem can be solved from the same level of consciousness that created it. We must learn to see the world anew. - --Albert Einstein The real act of discovery consists not in finding new lands but seeing with new eyes. --Marcel Proust
  • 28. Ap-pre ci-ate, v., 1. Valuing … –  The act of recognizing the best in people and the world around us; –  Affirming past and present strengths, successes, and potentials; –  To perceive those things that give life (health, vitality, and excellence) to living systems. 2. To increase in value, e.g. the economy has appreciated in value. –  Synonyms: valuing, prizing, esteeming, and honoring.
  • 29. In-quire (kwir), v., 1. The act of exploration and discovery. 2. To ask questions; to be open to seeing new potentials and possibilities. –  Synonyms: discovery, search, study and systematic exploration.
  • 30. What Would You Call It? (All These Things Taken Together) •  Achievements •  Core Competency •  Strategic opportunities •  Visions of Opportunity •  Technical assets •  Vital traditions •  Innovations •  Positive macro-trends •  Elevated Thoughts •  Blue Ocean Markets •  Best Practices •  Natural Capital •  Positive Emotions •  Strengths of the •  Financial Assets Business ecosystem •  Tacit Wisdom e.g. value chain -- suppliers, partners, •  Brand Value customers
  • 32. The AI 4-D Model of Positive Change Discovery What gives life? The best of what is. Appreciating Destiny Dream How to empower, Affirmative What might be? learn, and improvise? Topic Envisioning Sustaining Results/Impact Design What should be – the ideal? Co-constructing
  • 33. Form Groups 2+2+2 + 2=8…return _____ Introduce your partners vis-à-vis your interviews—share highlights…. Everyone listen for patterns/insights in three areas: 1.  High Point Stories : And Analysis Root Causes of Success? 2.  Continuity themes : Things Best, To Keep , Signature Strengths 3.  Images of the Future: Key Visions 2020
  • 34. 1. HIGH POINTS 2. WHEN ARE 3. IMAGES OF Patterns & PEOPLE MOST THE FUTURE WE Themes PASSIONATE? WANT—WHAT IT LOOKS LIKE IN 2020 CONTINUITY: THINGS TO KEEP EVEN AS Now create a WE CHANGE: Time Magazine Headline about _____________ the new human (Be ready to share organization— at least one best what’s the big story from group— plus themes) news cover story?
  • 35. Exciting Application Arenas Appreciative Inquiry & Strength-based OD ♦  AI Summit and Mini-Summits ♦  Strategic Services ♦  Hot Teams and Collaborative DESIGN •  Technology Co-creation ♦  Sustainable Enterprise & Going Green ♦  AI Knowledge Alliances Ovationet ♦  Appreciative Metrics ♦  Project Management Tools ♦  Executive Coaching and High Engagement Org. ♦  Mergers & Alliances ♦  Internal and External Branding ♦  Strengths Based Leadership Training
  • 36. Step One at Center of 4-D Model: Topic Choice !  Organizations move in the direction of what they study. !  Questions we ask determine what we find. . . !  Topic choice is fateful
  • 37. Most AI Type Organizational Studies Have 3-5 Topics !  Principle of Simultaneity !  Art of Framing and Re-framing seeing the mighty oak in the acorn --Tojo Thachenkery
  • 38. Best Way to Build High Engagement and Enthusiasm? !  Do an organization survey of low morale? !  Magnify and learn from moments of highest engagement & commitment?
  • 39. Do we really ??? want to do one more study of… !  Or…a high commitment !  Low morale sense of ownership !  High turnover !  Or…. magnetic work environment !  Excessive baggage loss !  Or… outstanding arrival experiences !  Lack of follow-through and execution !  Or… instinctive execution !  Customer complaints !  Or… revolutionary customer responsiveness !  resistance; what are the !  Or… moments of things getting in the way unstoppable confidence